United States v. Edwin Pagan, 785 F.2d 378 (2d Cir. 1986). · Go Syfert
United States v. Edwin Pagan, 785 F.2d 378 (2d Cir. 1986). Cases Citing This Book View Copy Cite
107 citation events (40 in the last 25 years) across 18 distinct courts.
Strongest positive: United States v. Haverkamp (ca2, 2020-05-04)
Treatment trajectory · 1986 → 2026 · click a year to view as-of
1986 2006 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
cited Cited as authority (rule) United States v. Haverkamp
2d Cir. · 2020 · confidence medium
United States v. Pagan, 12 785 F.2d, 378, 381 (2d Cir. 1986).
discussed Cited as authority (rule) United States v. James Johnman, Jr.
3rd Cir. · 2020 · confidence medium
The text of § 3014(a) reads: In general.—Beginning on the date of enactment of the Justice for Victims of Trafficking Act of 2015 and ending on September 30, 2021, in addition to the assessment imposed under section 3013, the court shall assess an amount of $5,000 on any non-indigent person or entity convicted of an offense under— needed to impose an assessment for each conviction); United States v. McGuire, 909 F.2d 440 , 441–42 (11th Cir. 1990) (per curiam) (concluding that the special assessment applies per count of conviction); United States v. Smith, 857 F.2d 682, 686 (10th Cir. 19…
cited Cited as authority (rule) State Of Washington v. Kenneth Roshawn Turner
Wash. Ct. App. · 2017 · confidence medium
App. at 681 (quoting United States v. Pagan, 785 F.2d 378, 381-82 (2nd Cir. 1986)); State v. Shelton, 194 Wn.
cited Cited as authority (rule) State Of Washington v. Andrew P. Mathers
Wash. Ct. App. · 2016 · confidence medium
App. 676, 681-82 , 814 P.2d 1252 (1991) (quoting United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir.), cert. denied, 479 U.S. 1017 (1986)), aff’d, 118 Wn.2d 911 ).
discussed Cited as authority (rule) State v. Mathers
Wash. Ct. App. · 2016 · confidence medium
App. 676, 681-82 , 814 P.2d 1252 (1991) (quoting United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir.), cert. denied, 479 U.S. 1017 (1986)), aff’d, 118 Wn.2d 911 ). ¶32 Mathers argues his “substantive due process” rights were violated, Br. of Appellant at 11, but because the same issues have already been addressed unfavorably to Mathers by Washington courts, we disagree with him.
discussed Cited as authority (rule) State of Washington v. Carlos Valdez
Wash. Ct. App. · 2016 · confidence medium
App. at 103 n.4 (some alterations in original) (quoting United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir. 1986)). "'It is at the point of enforced collection ... , where an indigent may be faced with the alternatives of payment 10 No. 33198-9-III State v. Valdez or imprisonment, that he may assert a constitutional objection on the grounds of his indigency."' Kuster, 175 Wn.
discussed Cited as authority (rule) State v. Lundy
Wash. Ct. App. · 2013 · confidence medium
Washington, like many other jurisdictions, has adopted the Second Circuit Court of Appeals reasoning in United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir.) (internal quotation marks omitted) (quoting United States v. Hutchings, 757 F.2d 11, 14-15 (2d Cir.), cert. denied, 472 U.S. 1031 (1985)), cert. denied, 479 U.S. 1017 (1986), concerning whether imposing mandatory fees implicates a defendant’s constitutional rights: Constitutional principles will be implicated ... only if the government seeks to enforce collection of the assessments “at a time when [the defendant is] unable, through n…
cited Cited as authority (rule) United States v. Mamdouh Mahmud Salim
2d Cir. · 2012 · confidence medium
See United States v. DeMott, 513 F.3d 55, 58 (2d Cir.2008); Arrous, 320 F.3d at 361-62 ; United States v. Pagan, 785 F.2d 378, 380-81 (2d Cir.1986).
examined Cited as authority (rule) United States v. Barwig (8×)
10th Cir. · 2009 · confidence medium
See Dissent at 860-61 (citing United States v. Marchese, 87 Fed.Appx. 276, 278 (3d Cir.2004) (unpublished); United States v. Osborne, 345 F.3d 281 , 283 n. 1 (4th Cir.2003); United States v. Pagan, 785 F.2d 378, 380 (2d Cir. 1986)).
discussed Cited as authority (rule) United States v. Carr
2d Cir. · 2009 · confidence medium
See, e.g., United States v. DeMartino, 112 F.3d 75, 78-79 (2d Cir.1997); United States v. Werber, 51 F.3d 342, 347 (2d Cir.1995); United States v. Pagan, 785 F.2d 378, 380 (2d Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986); United States v. Moyles, 724 F.2d 29, 30 (2d Cir.1983). *110 Accordingly, we remand for entry of a corrected amended judgment, reflecting the sentence actually imposed.
discussed Cited as authority (rule) State v. Crook
Wash. Ct. App. · 2008 · confidence medium
"Constitutional principles will be implicated . . . only if the government seeks to enforce collection of the [costs] `at a time when [the defendant is] unable, through no fault of his own, to comply.'" Curry, 62 Wash.App. at 681 , 814 P.2d 1252 (quoting United States v. Pagan, 785 F.2d 378, 381 (2nd Cir.1986)) (internal quotes omitted).
discussed Cited as authority (rule) State v. Crook
Wash. Ct. App. · 2008 · confidence medium
App. at 681 (alterations in original) (internal quotation marks omitted) (quoting United States v. Pagan, 785 F.2d 378, 381 (2d Cir. 1986)). “ ‘It is at the point of enforced collection . . . , where an indigent may be faced with the alternatives of payment or imprisonment, that he may assert a constitutional objection on the ground of his indigency.’ ” Id. (alteration in original) (internal quotation marks omitted) (quoting Pagan, 785 F.2d at 382 ). ¶5 Mandatory Department of Corrections deductions from inmate wages for repayment of legal financial obligations are not collection acti…
cited Cited as authority (rule) United States v. Vassilios K. Handakas
2d Cir. · 2003 · signal: cf. · confidence medium
Cf. United States v. Pagan, 785 F.2d 378, 380-81 (2d Cir.1986) (failure to recall defendant to impose mandatory assessment was harmless error).
discussed Cited as authority (rule) United States v. Jacques Arrous
2d Cir. · 2003 · confidence medium
For example, we have applied harmless error when the resentence is less onerous than the original sentence, see United States v. Agard, 77 F.3d 22, 25 (2d Cir.1996) (holding that where defendant was present at a prior proceeding, modification of sentence in defendant’s absence by imposing a less onerous one does not warrant vacatur of new sentence), or when a defendant’s presence would not have affected the outcome of the resentencing, see United States v. Pagan, 785 F.2d 378, 380-81 (2d Cir.1986) (finding defendant’s presence constitutionally required when special assessment added to se…
discussed Cited as authority (rule) United States v. Scarpa
2d Cir. · 2001 · confidence medium
The sentencing transcript, however, was ambiguous as to whether the court viewed the sentence it was imposing as one within the Guidelines range or as a departure from the Guidelines; and that ambiguity was resolved by the written judgment, see, e.g., United States v. Pagan, 785 F.2d 378, 380 (2d Cir.1986) (“[a] commitment order may properly serve the function of resolving ambiguities in orally pronounced sentences” (internal quotation marks omitted)).
discussed Cited as authority (rule) United States v. Burgos
2d Cir. · 2001 · confidence medium
Therefore, it is possible that this is a case in which the written judgment "properly serve[s] the function of resolving ambiguities in [an] orally pronounced sentence!].” United States v. Pagan, 785 F.2d 378, 380 (2d Cir.1986); see also Truscello, 168 F.3d at 63 ("[W]e think it clear that the difference between the oral pronouncement of sentence and the written judgment did not amount to a conflict, but rather that the latter reflected a clarification of what the oral pronouncement meant____"); United States v. Pugliese, 860 F.2d 25, 30 (2d Cir. 1988) (holding that a Judgment providing for …
cited Cited as authority (rule) Pueblo v. Borrero Leandry
prapp · 2000 · confidence medium
U. S. v. Rivera-Vélez, 839 F 2d 8 (1st Cir. 1988); U.S. v. Pagán, 785 F. 2d 378, 381 (2d Cir. 1986); U.S. v. Hutchings, 757 F.2d 11, 14 (2d Cir. 1985).
cited Cited as authority (rule) Pueblo v. Velez Alicea
prapp · 2000 · confidence medium
U. S. v. Rivera-Vélez, 839 F 2d 8 (1st Cir. 1988); U.S. v. Pagán, 785 F. 2d 378, 381 (2d Cir. 1986); U.S. v. Hutehings, 757 F.2d 11, 14 (2d Cir. 1985).
cited Cited as authority (rule) State v. Curry
Wash. · 2000 · confidence medium
App. at 681 -82 (quoting United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir.), cert. denied, 479 U.S. 1017 (1986)).
discussed Cited as authority (rule) United States v. Vincent Demartino, AKA Chickie
2d Cir. · 1997 · confidence medium
A. The Validity of the Written Judgment Because a defendant has a constitutional right to be present when he is sentenced, see, e.g., United States v. Gagnon, 470 U.S. 522, 526 , 105 S.Ct. 1482, 1484 , 84 L.Ed.2d 486 (1985) (per curiam), if there is a variance between the oral pronouncement of sentence and the written judgment of conviction, the oral sentence generally controls, see, e.g., United States v. Werber, 51 F.3d 342, 347 (2d Cir.1995); United States v. Pagan, 785 F.2d 378, 380 (2d Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986); United States v. Marquez, 50…
discussed Cited as authority (rule) State v. Blank
Wash. · 1997 · confidence medium
It is at the point of enforced collection..., where an indigent may be faced with the alternatives of payment or imprisonment, that he "may assert a constitutional objection on the ground of his indigency." Curry, 118 Wash.2d at 917 , 829 P.2d 166 (alterations in original) (quoting State v. Curry, 62 Wash.App. 676, 681-82 , 814 P.2d 1252 (1991) (quoting United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir.) cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986))).
cited Cited as authority (rule) State v. Blank
Wash. · 1997 · confidence medium
App. 676, 681-82 , 814 P.2d 1252 (1991) (quoting United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir.), cert. denied, 479 U.S. 1017 (1986))).
discussed Cited as authority (rule) United States v. Werber
2d Cir. · 1995 · confidence medium
The written commitment order is mere evidence of such authority.” United States v. Marquez, 506 F.2d 620, 622 (2d Cir.1974) (internal quotation marks omitted); United States v. Pagan, 785 F.2d 378, 380 (2d Cir.) (stating that when a variance exists between the oral pronouncement of sentence and the judgment of conviction and the commitment order, the oral sentence generally controls), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986).
discussed Cited as authority (rule) United States v. Werber
2d Cir. · 1995 · confidence medium
The written commitment order is mere evidence of such authority." United States v. Marquez, 506 F.2d 620, 622 (2d Cir.1974) (internal quotation marks omitted); United States v. Pagan, 785 F.2d 378, 380 (2d Cir.) (stating that when a variance exists between the oral pronouncement of sentence and the judgment of conviction and the commitment order, the oral sentence generally controls), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986).
discussed Cited as authority (rule) United States v. Virgil P. Rivers
2d Cir. · 1995 · confidence medium
See United States v. Doe, 964 F.2d 157, 158-59 (2d Cir.), cert. denied, — U.S. —, 113 S.Ct. 628 , 121 L.Ed.2d 560 (1992); United States v. Pagan, 785 F.2d 378, 380 (2d Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986); United States v. Johnson, 315 F.2d 714, 716 (2d Cir.1963), cert. denied, 375 U.S. 971 , 84 S.Ct. *1133 477, 11 L.Ed.2d 418 (1964).
discussed Cited as authority (rule) United States v. Mary M. Porter (2×)
2d Cir. · 1994 · signal: cf. · confidence medium
We have recognized that it is constitutional to impose financial obligations on "a defendant who is indigent at the time of sentencing but subsequently acquires the means to discharge his obligations." [United States v.] Brown, 744 F.2d at 911 [ (2d Cir.1984) ]; cf. United States v. Pagan, 785 F.2d 378, 381 (2d Cir.1986) (constitutional to impose a special assessment under 18 U.S.C.
discussed Cited as authority (rule) United States v. Luongo (2×) also: Cited "see"
1st Cir. · 1993 · confidence medium
See United States v. McGuire, 909 F.2d 440, 441-42 (11th Cir.1990); United States v. Smith, 857 F.2d 682, 686 (10th Cir.1988); United States v. Dobbins, 807 F.2d 130, 132 (8th Cir.1986) (per curiam); United States v. Donaldson, 797 F.2d 125, 126-29 (3d Cir.1986); United States v. Pagan, 785 F.2d 378, 381 (2d Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986).
examined Cited as authority (rule) State v. Phillips (3×)
Wash. Ct. App. · 1992 · confidence medium
Curry drew the same conclusion as to the mandatory victim's penalty assessment under RCW 7.68.035 and adopted the view of the Second Circuit in United States v. Pagan, 785 F.2d 378, 381 (2d Cir.), cert. denied, 479 U.S. 1017 , 93 L.
discussed Cited as authority (rule) State v. Curry
Wash. Ct. App. · 1991 · confidence medium
It is at the point of enforced collection . . ., where an indigent may be faced with the alternatives of payment or imprisonment, that he "may assert a constitutional objection on the ground of his indigency." United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir.), cert. denied, 479 U.S. 1017 (1986).
discussed Cited as authority (rule) State v. Beasley
Fla. · 1991 · confidence medium
In United States v. Pagan, 785 F.2d 378, 381 (2d Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986), the court examined the procedural due process to be accorded an indigent defendant when mandatory statutory costs are implicated and held: Thus, the imposition of assessments on an indigent, per se, does not offend the Constitution.
discussed Cited as authority (rule) Rhodes v. State
Fla. Dist. Ct. App. · 1990 · confidence medium
In United States v. Pagan, 785 F.2d 378, 381 (2d Cir.1986), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986), the court held: [T]he imposition of assessments on an indigent, per se, does not offend the Constitution.
discussed Cited as authority (rule) United States v. Kevin M. McGuire
11th Cir. · 1990 · confidence medium
See United States v. Roberson, 897 F.2d 1092, 1097 (11th Cir.1990); United States v. Cooper, 870 F.2d 586 (11th Cir.1989) (concluding that the per count special assessment is mandatory and expressly adopting the reasoning of the Second Circuit in United States v. Pagan, 785 F.2d 378, 380-81 (2nd Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986)).
discussed Cited as authority (rule) United States v. Torres
2d Cir. · 1990 · confidence medium
As to Flores' asserted indigence: 304 The rule in this circuit ... is that "[f]inancial obligations may be imposed upon a defendant who is indigent at the time of sentencing but subsequently acquires the means to discharge his obligations." United States v. Brown, 744 F.2d 905, 911 (2d Cir.) (citing Fuller v. Oregon, 417 U.S. 40 , 94 S.Ct. 2116 , 40 L.Ed.2d 642 (1974)), cert. denied, [ 469 U.S. 1089 ,] 105 S.Ct. 599 , 83 L.Ed.2d 708 (1984). [Such a defendant] may assert a constitutional objection on the ground of his indigency only if the government seeks to enforce the court's order ... "at a…
discussed Cited as authority (rule) United States v. Torres
2d Cir. · 1990 · confidence medium
United States v. Hutchings, 757 F.2d 11, 14-15 (2d Cir.), cert. denied, 472 U.S. 1031 , 105 S.Ct. 3511 , 87 L.Ed.2d 640 (1985); see also United States v. Atkinson, 788 F.2d 900, 904 (2d Cir.1986); United States v. Pagan, 785 F.2d 378, 381-82 (2d Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986). 3.
cited Cited as authority (rule) United States v. Valentine
W.D.N.Y. · 1989 · confidence medium
United States v. Pagan, 785 F.2d 378, 380 (2d Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986).
discussed Cited as authority (rule) State v. Brown
Wis. Ct. App. · 1989 · confidence medium
By the Court. — Judgment and order affirmed. 1 Other cases recognizing the rule include: United States v. Pagan, 785 F.2d 378, 380 (2d Cir. 1986), cert. denied, 479 U.S. 1017 (1986); United States v. Moyles, 724 F.2d 29, 30 (2d Cir. 1983); Schurmann v. United States, 658 F.2d 389, 391 (5th Cir. 1981); United States v. Mason, 440 F.2d 1293, 1299-1300 (10th Cir. 1971), cert. denied sub nom.
cited Cited as authority (rule) United States v. Robert Smith
10th Cir. · 1988 · confidence medium
United States v. Pagan, 785 F.2d 378, 381 (2nd Cir.1986) 12 ; United States v. Donaldson, 797 F.2d 125, 128 (3d Cir.1986); United States v. Dobbins, 807 F.2d 130, 131 (8th Cir.1986).
cited Cited as authority (rule) Larry Cooper v. United States and Its Bureaucratic Agencies Department of Justice Bureau of Prisons Parole Commission
6th Cir. · 1988 · confidence medium
United States v. Rivera Velez, 839 F.2d 8 (1st Cir.1988); United States v. Pagan, 785 F.2d 378, 381 (2d Cir.), cert. denied, 107 S.Ct. 667 (1986).
examined Cited as authority (rule) United States v. Paul C. \Paulie\" Villano" (4×) also: Cited "see"
10th Cir. · 1987 · confidence medium
To the extent the reasoning in this case is not inconsistent with those views, I also concur in the reasoning supporting the decision. 1 For example, see United States v. Lewis, 626 F.2d 940, 953 (D.C.Cir.1980); United States v. Pagan, 785 F.2d 378, 380 (2d Cir.1986); United States v. Morse, 344 F.2d 27 , 29 n. 1 (4th Cir.1965); Schurmann v. United States, 658 F.2d 389, 391 (5th Cir.1981); Scott v. United States, 434 F.2d 11 , 20 (5th Cir.1970); United States v. Glass, 720 F.2d 21 , 22 n. 2 (8th Cir.1983); Payne v. Madigan, 274 F.2d 702, 705 (9th Cir.1960), aff'd by an equally divided court, 3…
cited Cited as authority (rule) United States v. Russell E. Dobbins
8th Cir. · 1986 · confidence medium
United States v. Pagan, 785 F.2d 378, 381 (2d Cir.1986).
examined Cited as authority (rule) United States v. Paul C. Villano (4×) also: Cited "see"
10th Cir. · 1986 · confidence medium
United States v. Pagan, 785 F.2d 378, 380 (2d Cir.1986); United States v. Moyles, 724 F.2d 29, 30-31 (2d Cir.1983); Schurmann v. United States, 658 F.2d 389, 391 (5th Cir.1981); Scott v. United States, 434 F.2d 11 , 20 (5th Cir.1970); Payne v. Madigan, 274 F.2d 702, 705 (9th Cir.1960), aff'd by an equally divided court, 366 U.S. 761 , 81 S.Ct. 1670 , 6 L.Ed.2d 853 (1961); United States v. Bussey, 543 F.Supp. 981, 984 (E.D.Va.1982).
discussed Cited as authority (rule) United States v. Regina Donaldson (2×) also: Cited "see"
3rd Cir. · 1986 · confidence medium
Furthermore, as the Second Circuit recently observed in United States v. Pagan, 785 F.2d 378, 381 (2d Cir.1986), to read this language as authorizing only one assessment on a defendant in a given proceeding would produce an illogical result in the treatment of multiple offenders.
discussed Cited as authority (rule) United States v. Anderson Atkinson
2d Cir. · 1986 · signal: cf. · confidence medium
We have recognized that it is constitutional to impose financial obligations on “a defendant who is indigent at the time of sentencing but subsequently acquires the means to discharge his obligations.” Brown, 744 F.2d at 911 ; cf. United States v. Pagan, 785 F.2d 378, 381 (2d Cir.1986) (constitutional to impose a special assessment under 18 U.S.C. § 3013 on an indigent).
discussed Cited "see" United States v. Dustin Randall
9th Cir. · 2022 · signal: see · confidence high
See United States v. Pagan, 785 F.2d 378, 381 (2d Cir. 1986); United States v. Donaldson, 797 F.2d 125, 128 (3d Cir. 1986); United States v. Dobbins, 807 F.2d 130, 132 (8th Cir. 1986); United States v. Smith, 857 F.2d 682, 686 (10th Cir. 1988); United States v. Nguyen, 916 F.2d 1016, 1020 (5th Cir. 1990); United States v. McGuire, 909 F.2d 440 , 441–42 (11th Cir. 1990) (per curiam); United States v. Luongo, 11 F.3d 7, 10 (1st Cir. 1993).
discussed Cited "see" Walker v. Artus
2d Cir. · 2017 · signal: see · confidence high
See United States v. Pagan, 785 F.2d 378, 381 (2d Cir. 1986) (explaining that when the actions of a trial judge at a sentencing hearing are “mandatory,” and “the defendant’s presence could not have affected” the result, “the trial court’s failure to recall the defendant [is] harmless error”); see also Hall v. Moore, 253 F.3d 624, 627 (11th Cir. 2001) (“[W]here the precise sentence for a particular offense is mandatorily fixed by law such that its imposition is merely a ministerial ceremony, with no discretion to be exercised by the sentencing judge, the absence of counsel at …
discussed Cited "see" United States v. Madrid
S.D.N.Y. · 2016 · signal: see · confidence high
Accordingly, “a district judge, at any time, [may] amend the written judgment so that it conforms with the oral sentence pronounced by the court.” Werber, 51 F.3d at 347-48; see United States v. Pagan, 785 F.2d 378, 380 (2d Cir.1986) (finding that when a variance exists between the oral pronouncement of sentence and the judgment order, the oral sentence generally controls).
discussed Cited "see" United States v. Bolino
2d Cir. · 2011 · signal: see · confidence high
See United States v. Pagan, 785 F.2d 378, 380-81 (2d Cir.1986) (holding that district court’s inclusion of mandatory special assessment in judgment of conviction after not imposing it at sentencing hearing “was harmless error because the assessment was mandatory and, therefore, the defendant’s presence could not have affected its imposition”).
discussed Cited "see" United States v. Mann
6th Cir. · 2001 · signal: see · confidence high
See United States v. Pagan, 785 F.2d 378, 380 (2d Cir.1986) (“Furthermore, because the imposition of special assessments under section 3013 was mandatory, a sentence lacking such an assessment would have been illegal.”). 3 Again, Mann must demonstrate plain error as to this judgment of the lower court.
cited Cited "see" United States v. Dominick Truscello John Gammarano Salvatore Lombardi Barry Nichilo Gaetano Vastola Manny Garafolo Steven Long, Steven Crea
2d Cir. · 1999 · signal: see · confidence high
See United States v. Pagan, 785 F.2d 378, 380 (2d Cir.1986).
cited Cited "see" United States of America, Cross-Appellant v. Oanh Vu Nguyen, Cross-Appellee
5th Cir. · 1990 · signal: see · confidence high
See United States v. Pagan, 785 F.2d 378, 380 (2d Cir.), cert. denied, 479 U.S. 1017 , 107 S.Ct. 667 , 93 L.Ed.2d 719 (1986).
Retrieving the full opinion text from the archive…
UNITED STATES of America, Appellee,
v.
Edwin PAGAN, Defendant-Appellant
563, Docket 85-1322.
Court of Appeals for the Second Circuit.
Mar 4, 1986.
785 F.2d 378
1986 U.S. App. LEXIS 22871
Robin Charlow, The Legal Aid Society, Federal Defender Services Unit, New York City, for defendant-appellant., Deirdre M. Daly, Asst. U.S. Atty., S.D. N.Y., New York City (Rudolph W. Giuliani, U.S. Atty., S.D.N.Y., Bruce Green, Asst. U.S. Atty., S.D.N.Y., New York City, of counsel), for appellee.
Timbers, Meskill, Pratt.
Cited by 74 opinions  |  Published
MESKILL, Circuit Judge:

Edwin Pagan appeals from the special assessments imposed in a judgment of conviction entered against him following a jury trial by the United States District Court for the Southern District of New York, Weinfeld, J., on one count of conspiracy, in violation of 21 U.S.C. § 846 (1982), to violate 21 U.S.C. §§ 812, 841(a)(1) and 841(b)(1)(B), and one count of distribution of heroin within one thousand feet of a school in violation of 21 U.S.C. §§ 812, 841(a)(1) and 845a and 18 U.S.C. § 2 (1982).

Affirmed.

Pagan does not dispute the validity of his convictions or the portion of his sentence that imposed two years imprisonment, six years special parole and three years probation. His appeal is confined to the trial court’s imposition, pursuant to 18 U.S.C. § 3013 (Supp. II 1984), [1] of a fifty dollar spe[*380] cial assessment on each of the two counts against him. Pagan argues that the imposition of these assessments was procedurally and constitutionally improper. We address the procedural claim first.

During Pagan’s sentencing proceedings on August 14, 1985, Judge Weinfeld included a special assessment of fifty dollars in the oral sentence on the distribution count, but neglected to include a similar assessment in the oral sentence on the conspiracy count. During a colloquy with the court immediately after pronouncement of sentence, defense counsel argued that the special assessment was improper in light of counsel’s “understanding that Mr. Pagan is without any assets at the present time.” Sentencing Tr. at 12. Judge Weinfeld responded that he believed the assessment was mandatory and that the proper procedure was for Pagan to apply for a waiver after imposition, but added that “I will check the statute and before I sign the judgment, if there is discretion in the Court, I will accept your statement and suspend the special assessment.” Id. at 12-13. Defense counsel then argued that, regardless of the mandatory nature of the assessment, its application to an indigent defendant would violate the Constitution. Judge Weinfeld replied: “Well, that question you’ll raise in the Court of Appeals. If it is a mandatory provision, I’m going to impose it. I’m not going to pass upon the constitutionality of it.” Id. at 13 (emphasis added). The written judgment and probation/commitment order signed by Judge Weinfeld that same day out of Pagan’s presence imposed a fifty dollar special assessment on each of the two counts. [2]

Pagan argues that the imposition of the second special assessment in the judgment was a “variance” from the orally pronounced sentence. When a “variance” exists, the general rule is that the oral sentence controls. United States v. Moyles, 724 F.2d 29, 30 (2d Cir.1983). However, “[a] commitment order may properly serve the function of resolving ambiguities in orally pronounced sentences.” Id. at 30-31 (citing Payne v. Madigan, 274 F.2d 702 (9th Cir.1960), aff'd by an equally divided Court, 366 U.S. 761, 81 S.Ct. 1670, 6 L.Ed.2d 853. (1961)). Because of concerns voiced by counsel at the sentencing proceedings, the oral sentence in this case left the question of special assessments open until such time as the judge could determine from the statute if the assessment was mandatory. The oral pronouncement regarding special assessments, taken as a whole, was ambiguous. It was not improper for the court to resolve that ambiguity in the judgment by clearly imposing special assessments as to both counts as required by section 3013. Moyles, 724 F.2d at 30.

Furthermore, because the imposition of special assessments under section 3013 was mandatory, a sentence lacking such an assessment would have been illegal. It is well established that a trial court has the power to correct an illegal sentence. Bozza v. United States, 330 U.S. 160, 166-67, 67 S.Ct. 645, 648-49, 91 L.Ed. 818 (1947); Fed.R.Crim.P. 35(a); see United States v. DiFrancesco, 449 U.S. 117, 134-36, 101 S.Ct. 426, 435-37, 66 L.Ed.2d 328 (1980). Although the correction should have been made in the defendant’s presence, Bartone v. United States, [*381] 375 U.S. 52, 53, 84 S.Ct. 21, 22, 11 L.Ed.2d 11 (1963) (per curiam); Fed.R.Crim.P. 43(a), the trial court’s failure to recall the defendant here was harmless error because the assessment was mandatory and, therefore, the defendant’s presence could not have affected its imposition. See generally United States v. Hasting, 461 U.S. 499, 508-09, 103 S.Ct. 1974, 1980, 76 L.Ed.2d 96 (1983).

Thus, whether we characterize it as a clarification or a correction of the oral sentence, the district court’s judgment here was proper.

We reject the notion, argued for the first time in Pagan’s reply brief, that section 3013 can reasonably be construed to require the imposition of only one assessment on a given defendant at a time, no matter on how many counts he may have been convicted. Such a reading is illogical. If a defendant were simultaneously convicted on one misdemeanor and one felony, the clear language of 3013 would require separate $25 and $50 assessments. That being true, it cannot be supposed that Congress intended that the same defendant could be convicted simultaneously of several felonies and be subject to only a single $50 assessment. It is also unlikely that Congress would predicate the imposition of single or multiple assessments, based upon convictions for “an offense,” upon the happenstance that an offense may be tried by itself or in combination with several other offenses. Furthermore, because money collected under section 3013 is paid into a Crime Victims Fund, Comprehensive Crime Control Act of 1984, § 1402(b)(2), Pub.L. No. 98-473, 1984 U.S.Code Cong. & Ad. News (98 Stat.) 1837, 2171, it is reasonable to conclude that Congress, aware that multiple offenses would often entail multiple victims, intended that there should be a separate assessment for each offense.

Relying heavily on Bearden v. Georgia, 461 U.S. 660,103 S.Ct. 2064, 76 L.Ed.2d 221 (1983), Pagan next argues that the imposition of these mandatory assessments on him was unconstitutional because of his indigency. Pagan argues that section 3013 is irrational as applied to indigents and, therefore, violates due process, because the effort to extract money from indigents will result in a net loss to the government, contrary to the statute’s money-raising purpose. He also argues that the addition of interest and penalties for non-payment due solely to indigency violates equal protection, presuming, as he does, that the interest and penalty provisions of 18 U.S.C. section 3565 are incorporated in section 3013. See 18 U.S.C. § 3013(b) (“Such amount so assessed shall be collected in the manner that fines are collected in criminal cases.”)

Even if we assume that the brief remark by Pagan’s attorney during sentencing proceedings is enough to establish Pagan’s indigency, his attack on section 3013 is not yet ripe for adjudication. As the Bearden Court made plain, “[a] defendant’s poverty in no way immunizes him from punishment____ ‘[Njothing we now hold precludes a judge from imposing on an indigent, as on any defendant, the maximum penalty prescribed by law.’ ” 461 U.S. at 669-70, 103 S.Ct. at 2071 (quoting Williams v. Illinois, 399 U.S. 235, 243, 90 S.Ct. 2018, 2023, 26 L.Ed.2d 586 (1970)). Thus, the imposition of assessments on an indigent, per se, does not offend the Constitution. Constitutional principles will be implicated here only if the government seeks to enforce collection of the assessments “ ‘at a time when [Pagan is] unable, through no fault of his own, to comply.’ ” See United States v. Hutchings, 757 F.2d 11, 14-15 (2d Cir.), cert. denied, — U.S. -, 105 S.Ct. 3511, 87 L.Ed.2d 640 (1985) (quoting United States v. Brown, 744 F.2d 905, 911 (2d Cir.), cert. denied, — U.S. -, 105 S.Ct. 599, 83 L.Ed.2d 708 (1984) (citing Bearden)). That point has not yet been reached either as to the section 3013 assessments or as to any related interest or penalties. [3]

[*382] As is true for the assessments themselves, the mere imposition of interest against an indigent defendant raises no constitutional problems. See Frazier v. Jordan, 457 F.2d 726, 729 (5th Cir.1972) (citing Williams v. Illinois, 399 U.S. at 244, 90 S.Ct. at 2023)). It is at the point of enforced collection of the principal or additional amounts, where an indigent may be faced with the alternatives of payment or imprisonment, that he “may assert a constitutional objection on the ground of his indigency.” Hutchings, 757 F.2d at 14-15.

Because the constitutional questions raised by Pagan are not yet ripe for adjudication, we will not decide them. See Ashwander v. TVA, 297 U.S. 288, 346-47, 56 S.Ct. 466, 482-83, 80 L.Ed. 688 (1936) (Brandeis, J., concurring).

The judgment of the district court is affirmed.

1

. § 3013. Special assessment on convicted persons

(a) The court shall assess on any person convicted of an offense against the United States—
[*380] (1) in the case of a misdemeanor—
(A) the amount of $25 if the defendant is an individual; and
(B) the amount of $100 if the defendant is a person other than an individual; and
(2) in the case of a felony—
(A) the amount of $50 if the defendant is an individual; and
(B) the amount of $200 if the defendant is a person other than an individual.
(b) Such amount so assessed shall be collected in the manner that fines are collected in criminal cases.

18 U.S.C. § 3013.

2

. The original judgment was dated August 14, 1985 but not filed until August 22, 1985. An amended judgment, not different from the first in any way material here, was dated September 3, 1985 and filed September 4, 1985.

3

. We note that section 3565(b)(1)(A) allows a court to defer payment of a fine "in the interest of justice.” There is no indication in the record that Pagan has applied for such a deferment,[*382] which would at least postpone the imposition of any penalty for nonpayment. See 18 U.S.C. § 3565(c)(2) (penalties accrue only when fines are past due).