At page 1012 Excluding private conduct from section 1983 claims25 citing casessection 1983 excludes from its reach merely private conduct, no matter how discriminatory or 28 1 On February 8, 2022, the Court issued an order to show cause as to why it should 2 not dismiss this action for lack of subject matter jurisdiction. (ECF 3
- Moore, No. 1:25-cv-00338 (D. Haw. Feb. 25, 2026). See Rendell-Baker, 457 U.S. at 841 (“Acts of . . . private contractors do not become acts of the government by reason of their significant or even total engagement in performing public contracts.”); see also Heineke, 965 F.3d at 1013 (“Rec…
- Martin, No. 1:25-cv-01123 (E.D. Cal. Sept. 22, 2025).(Section 1983 20 ‘excludes from its reach merely private conduct, no matter how discriminatory or wrong.’)
- Moore v. Centerplate Inc., No. 1:21-cv-00493 (D. Haw. June 27, 2022). (As a private university, SCU is not ordinarily obligated to comply with constitutional due process 9 requirements)
- Moore v. Centerplate Inc., No. 1:21-cv-00493 (D. Haw. Mar. 7, 2022). See Heineke v. Santa Clara Univ., 965 F.3d 1009 , 1012 (9th Cir. 2020) (“As a private university, SCU is not ordinarily obligated to comply with constitutional due 8 process requirements”).
- Jane Roe #1 v. Mill Valley Sch. Dist., et al., No. 3:25-cv-08823 (N.D. Cal. Sept. 8, 2026). (a 17 private university’s Title IX investigation and discipline of a professor was not state action; federal 18 funding and the obligation to comply with Title IX do not make it so)
- Spencer-Sanchez, No. 3:26-cv-00472 (D. Or. Aug. 12, 2026).Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020) (citation modified). “[A] private university[] does not become a state actor merely by virtue of being required by generally applicable civil rights laws to ameliorate sex (…
- Mitchum v. Honea, No. 24-5777 (9th Cir. July 27, 2026).unpublishedHeineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020); Thomas v. Ponder, 611 F.3d 1144, 1150 (9th Cir. 2010).
- Martin, No. 1:25-cv-01123 (E.D. Cal. June 26, 2026).Based upon the information alleged, the magistrate judge determined 1 that “[n]either individual is an appropriate defendant for a section 1983 claim.” Id. (citing 2 Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020); Acord…
- Est. of Clovy Jaramillo v. City of Spokane, No. 24-5937 (9th Cir. Dec. 18, 2025).unpublishedHeineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020).
- Boysen v. Peacehealth, Inc., No. 24-5204 (9th Cir. Dec. 3, 2025).unpublishedSaloojas, Inc. v. Aetna Health of Cal., Inc., 80 F.4th 1011, 1014 (9th Cir. 2023). “[W]e accept all factual allegations in the complaint as true and construe the pleadings in the light most favorable to the nonmoving party.” Heineke v. San…
Show 15 more citing cases
- Rondon Clavo v. Midwestern Univ., No. 3:24-cv-08025 (D. Ariz. Mar. 19, 2025).Heineke v. Santa Clara Univ., 25 965 F.3d 1009, 1012 (9th Cir. 2020). 26 The complaint alleges Kingman and Midwestern are state actors based on their 27 receipt of federal funds from the Center for Medicare and Medicaid Services.
- The Est. of Jill Ann Esche v. Renown Reg'l Med. Ctr., No. 3:21-cv-00520 (D. Nev. Sept. 12, 2024).There is also a “presumption that private conduct does not constitute 3 governmental action.” Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020) 4 (quoting Sutton v. Providence St.
- Garrick v. Garrick, No. 4:22-cv-04549 (N.D. Cal. June 21, 2023).“Section 1983 ‘excludes from its reach merely private conduct, no matter how 27 discriminatory or wrong.’” Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (2020) (quoting 1 constitute governmental action.” Id. (quoting Sutton, 192 F.3d a…
- Chandavong v. Fresno Deputy Sheriff's Ass'n, 599 F. Supp. 3d 1017 (E.D. Cal. 2022).publishedSection 1983 does not apply 20 to merely private conduct, no matter how discriminatory or wrong the private conduct may be. 21 Heineke, 965 F.3d at 1012.
- Pavone & Fonner, LLP v. Willis, No. 3:22-cv-00137 (S.D. Cal. Apr. 5, 2022).(section 1983 excludes from its reach merely private conduct, no matter how discriminatory or 28 1 On February 8, 2022, the Court issued an order to show cause as to why it should 2 not dismiss this action for lack of s…)
- Ma v. Densmore, No. 2:20-cv-01355 (W.D. Wash. June 30, 2021).Bank of Lake Tahoe v. Bank of Am., 318 F.3d 914, 917 (9th Cir. 2003) 6 (construing a claim for “equal protection” violations “under the umbrella of § 1983”). 7 “To state a claim for relief in an action brought under § 1983, [plaintiffs] mu…
- Hayes v. Costco Wholesale Corp., No. 1:20-cv-01233 (E.D. Cal. Jan. 12, 2021).“Section 1983 excludes from its reach merely private conduct, no matter how 27 discriminatory or wrong.” Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020) 28 (internal quotation marks and citation omitted); accord Hoskins v…
- Campos v. Fresno Deputy Sheriff's Ass'n, Cnty. of Fresno, No. 1:18-cv-01660, 2020 WL 6684606 (E.D. Cal. Nov. 12, 2020).See id. at 946 (holding that a § 1983 claim requires a showing of a deprivation of a right 6 secured by the Constitution or federal law and that the deprivation was committed under color of 7 state law); Heineke v. Santa Clara Univ., 965 F…
- Ma v. Densmore, No. 2:20-cv-01355 (W.D. Wash. Oct. 19, 2020).“To state a claim for relief in an action brought under 3 § 1983, [plaintiffs] must establish that they were deprived of a right secured by the 4 Constitution or laws of the United States, and that the alleged deprivation was committed 5 u…
- Penque v. Dep't of Pub. Saf., No. 1:20-cv-00338 (D. Haw. Oct. 8, 2020).“Section 1983 excludes from its reach merely private conduct, no matter how discriminatory or wrong.” Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020).
- (PS) Tanksley v. Elica Health Ctr., No. 2:20-cv-01850 (E.D. Cal. Oct. 7, 2020).(See Id.) As the 27 court informed plaintiff in its prior order, to state a claim for relief in an action brought under 28 Section 1983, plaintiff must establish that “the alleged deprivation was committed under color of 2 LUV EV LOGUE INI…
- Ma v. Densmore, No. 2:20-cv-01355 (W.D. Wash. Sept. 24, 2020).Bank of Lake Tahoe v. Bank of Am., 318 F.3d 914, 917 (9th Cir. 2003) 24 (construing a claim for “equal protection” violations “under the umbrella of § 1983”). 25 “To state a claim for relief in an action brought under § 1983, [plaintiffs]…
- Wagner v. Univ. of Washington, No. 2:20-cv-00091, 2020 WL 5520947 (W.D. Wash. Sept. 11, 2020).To 19 || State a claim under Section 1983, a plaintiff must show (1) that they were deprived of a right 20 ||secured by the Constitution or laws of the United States and (2) that the deprivation occurred 21 “under the color of state law.”…
- Warren v. Anthem Blue Cross & Blue Shield, Anthem, Anthem BCBS, No. 2:23-cv-01341 (D. Nev. Oct. 31, 2023).(Section 1983 excludes from 1 quotations omitted)
- Alcaraz v. Helton, No. 2:23-cv-00631 (D. Utah Nov. 14, 2023).Aug. 12, 1998). 21 Jojola v. Chavez, 55 F.3d 488, 493 (10th Cir. 1995) (quoting Barna v. City of Perth Amboy, 42 F.3d 809, 816 (3rd Cir. 1994)); see also Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020) (quoting Sutton v.…
At page 1013 Receipt of funds and compliance not creating state action19 citing cases“compliance with generally applicable laws”
- Moore, No. 1:25-cv-00338 (D. Haw. Feb. 25, 2026). (Receipt of government funds is insufficient to convert a private university into a state actor, even where ‘virtually all of the school’s income is derived from government funding.’)
- (PS) Halajian v. JP Morgan Chase Bank, NA, No. 2:23-cv-01522 (E.D. Cal. Apr. 29, 2025).(Nor is compliance with generally applicable laws 8 sufficient to convert private conduct into state action.)
- Henry, No. 3:26-cv-03922 (S.D. Cal. Sept. 9, 2026).Heineke v. Santa Clara Univ., 965 F.3d 1009, 1013 (9th Cir. 2020); see also Kabbani v. Council House, Inc., 406 F. Supp. 2d 1189, 1193 (W.D.
- Jane Roe #1 v. Mill Valley Sch. Dist., et al., No. 3:25-cv-08823 (N.D. Cal. Sept. 8, 2026). Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012-14 (9th Cir. 2020) (a 17 private university’s Title IX investigation and discipline of a professor was not state action; federal 18 funding and the obligation to comply with Title IX do not…
- Connolly, No. 6:25-cv-01341 (D. Or. June 30, 2026).Heineke v. Santa Clara Univ., 965 F.3d 1009, 1013 (9th Cir. 2020) (citing cases).
- Doe, No. 4:24-cv-00360 (D. Idaho Mar. 2, 2026).Heineke v. Santa Clara Univ., 965 F.3d 1009, 1013-1014 (9th Cir. 2020) (citing Sutton v. Providence St.
- Garrett, No. 3:25-cv-02801 (S.D. Cal. Jan. 15, 2026).Heineke v. Santa 27 Clara Univ., 965 F.3d 1009, 1013 (9th Cir. 2020); see also Kabbani v. Council House, Inc., 406 F. Supp. 2d 1189, 1193 (W.D.
- Wright, No. 3:25-cv-02808 (S.D. Cal. Oct. 29, 2025).Heineke v. Santa 27 Clara Univ., 965 F.3d 1009, 1013 (9th Cir. 2020); see also Kabbani v. Council House, Inc., 406 F. Supp. 2d 1189, 1193 (W.D.
- Annu El v. Sea Mar Cmty. Health Centers, No. 2:23-cv-02007 (W.D. Wash. Mar. 31, 2025).The Ninth Circuit has 20 made clear that “receipt of federal and state funds conditioned on compliance with 21 anti-discrimination laws is insufficient to convert private conduct into state action.” 22 Heineke v. Santa Clara Univ., 965 F.3…
- Davis v. Kula Kai View Estates, Cmty. Ass'n, No. 1:23-cv-00346 (D. Haw. Mar. 5, 2025).(explaining that “[r]eceipt of government funds” and “compliance with generally applicable laws” or state regulations does not constitute state action)
Show 9 more citing cases
- Abrigo v. Kaiser Found. Hospitals, No. 6:23-cv-01804 (D. Or. Feb. 28, 2025).Heineke v. Santa Clara Univ., 965 F.3d 1009, 1013 (9th Cir. 2020) (citing cases).
- Boysen v. Peacehealth, No. 6:23-cv-01229, 2024 WL 3888682 (D. Or. Aug. 19, 2024).Heineke v. Santa Clara Univ., 965 F.3d 1009, 1013 (9th Cir. 2020).
- Curtis v. Inslee, No. 3:23-cv-05741 (W.D. Wash. Jan. 23, 2024).Heineke v. Santa Clara Univ., 965 F.3d 1009, 1013 (9th Cir. 3 2020). 4 The conduct of which Plaintiffs complain was merely PeaceHealth’s compliance with a 5 generally applicable law – Gov.
- Tiberiu Kiss v. Best Buy Stores, No. 23-35004 (9th Cir. Dec. 13, 2023).unpublishedBut “compliance with generally applicable laws” is not “sufficient to convert private conduct into state action.” Heineke v. Santa Clara Univ., 965 F.3d 1009, 1013 (9th Cir. 2020).
- Moses v. Marin Corp., No. 3:22-cv-03206 (N.D. Cal. Aug. 10, 2022).If there is a private corporation by this name that 10 Plaintiff wishes to sue, he has failed to allege any actions or omissions by this corporation that 11 violated Plaintiff’s constitutional rights, private entities are generally not lia…
- Doe v. Google LLC, No. 5:20-cv-07502 (N.D. Cal. Oct. 19, 2021). To plead such 1 participated in, his specific case.” Heineke v. Santa Clara Univ., 965 F.3d 1009, 1014 (9th Cir. 2 2020).
- Horsley v. Kaiser Found. Hospitals, Inc., 746 F. Supp. 3d 791 (N.D. Cal. 2024).published See Heineke, 965 F.3d at 17 1013; see also Sutton v. Providence St.
- Evelyn Massey v. Biola Univ., Inc., No. 20-56128 (9th Cir. Mar. 7, 2022).unpublished(reasoning that receipt of government funds “is insufficient to convert a private university into a state actor.)
- Reyna v. City of Santa Cruz, No. 3:23-cv-03121 (N.D. Cal. Sept. 26, 2023).(private university was not a state actor even 13 though it received federal and state funds, the receipt of the funds was conditioned on compliance 14 with federal and state anti-discrimination laws, and it could lose g…)
At page 1014 Determining state action for private universities6 citing casesSCU, as a private university, does not become a state actor merely by virtue of being required by generally applicable civil rights laws to ameliorate sex (or any other form of) discrimination in educational activities as a condition of receiving state funding.
- Moore v. Centerplate Inc., No. 1:21-cv-00493 (D. Haw. June 27, 2022). See Heineke v. Santa Clara Univ., 965 F.3d 1009, 1012 (9th Cir. 2020) (“As a private university, SCU is not ordinarily obligated to comply with constitutional due process 9 requirements”).
- Annu El v. Sea Mar Cmty. Health Centers, No. 2:23-cv-02007 (W.D. Wash. Mar. 31, 2025).The Ninth Circuit has 20 made clear that “receipt of federal and state funds conditioned on compliance with 21 anti-discrimination laws is insufficient to convert private conduct into state action.” 22 Heineke v. Santa Clara Univ., 965 F.3…
- John Doe v. Oberlin Coll., 60 F.4th 345 (6th Cir. 2023).publishedSee, e.g., id. at 275 ; Heineke v. Santa Clara Univ., 965 F.3d 1009, 1014 (9th Cir. 2020); Doe v. Univ. of Denver, 952 F.3d 1182, 1188 (10th Cir. 2020); see also Case W.
- Doe v. Google LLC, No. 5:20-cv-07502 (N.D. Cal. Oct. 19, 2021). To plead such 1 participated in, his specific case.” Heineke v. Santa Clara Univ., 965 F.3d 1009, 1014 (9th Cir. 2 2020).
- Berenson v. Twitter, Inc., No. 3:21-cv-09818, 2022 WL 1289049 (N.D. Cal. Apr. 29, 2022).See Heineke v. Santa Clara Univ., 965 F.3d 1009, 1014 (9th Cir. 2020). 19 For the same reasons, plaintiff has not alleged state action under the governmental nexus test 20 either, which is generally subsumed by the joint action test.
- Jones v. Georgetown Coll., No. 3:22-cv-00058 (E.D. Ky. Mar. 28, 2024).See, e.g., Heineke v. Santa Clara Univ., 965 F.3d 1009, 1014 (9th Cir. 2020); Doe v. Univ. of Denver, 952 F.3d 1182, 1188 (10th Cir. 2020).
q3 “has exercised coercive power or has provided such significant encouragement that 13 the challenged action must be considered that of the state or the state knowingly accepts 14 the benefits derived from unconstitutional behavior.”1 citing case
- Ma v. Densmore, No. 2:20-cv-01355 (W.D. Wash. Oct. 19, 2020).“To state a claim for relief in an action brought under 3 § 1983, [plaintiffs] must establish that they were deprived of a right secured by the 4 Constitution or laws of the United States, and that the alleged deprivation was committed 5 u…
Other citing cases
- Bankasa Land Trust v. Total Lender Solutions, Inc., et al., No. 1:26-cv-03827 (E.D. Cal. June 3, 2026).
- Farson v. City of Lake Stevens, No. 2:22-cv-00405 (W.D. Wash. Feb. 3, 2023).
- Roger Swartz v. The Bd. of Trs. at the Univ. of PA, No. 22-1568 (3d Cir. Dec. 15, 2022).unpublished
- Daniels v. Verizon Wireless, No. 3:25-cv-06720 (N.D. Cal. Sept. 23, 2025).
- Borenstein v. The Animal Found., No. 2:19-cv-00985 (D. Nev. May 9, 2025).
v.
Santa Clara University
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
for the Northern District of California
Lucy H. Koh, District Judge, Presiding
Argued and Submitted February 7, 2020
San Francisco, California
Filed July 20, 2020
Before: Richard A. Paez and Carlos T. Bea, Circuit Judges,
and Lynn S. Adelman, * District Judge.
Opinion by Judge Paez
*
The Honorable Lynn S. Adelman, United States District Judge for the Eastern District of Wisconsin, sitting by designation. SUMMARY **
Civil Rights
The panel affirmed the district court’s dismissal of an
action brought pursuant to 42 U.S.C. § 1983 alleging
violations of the Fourteenth Amendment and of state law
arising from the suspension and termination of plaintiff’s
employment.
Santa Clara University terminated plaintiff’s
employment as an economics professor after concluding that
plaintiff had sexually harassed his former student. The panel stated that it could not conclude, on the basis of plaintiff’s allegations, that Santa Clara University was a state actor. The panel held that the University, as a private university, does not become a state actor merely by virtue of being required by generally applicable civil rights laws to ameliorate sex (or any other form of) discrimination. The panel further held that receipt of federal and state funds conditioned on compliance with anti-discrimination laws is insufficient to convert private conduct into state action. The panel addressed plaintiff’s other claims in a concurrently filed memorandum disposition.
**
This summary constitutes no part of the opinion of the court. It has been prepared by court staff for the convenience of the reader.
COUNSEL
Samuel Kornhauser (argued), Law Offices of Samuel
Kornhauser, San Francisco, California, for Plaintiff-Appellant.
Don Willenburg (argued), Gordon & Rees LLP, Oakland,
California; Marcie Isom Fitzsimmons and Sara A. Moore,
Gordon & Rees LLP, San Francisco, California; for
Defendants-Appellees.
OPINION
PAEZ, Circuit Judge:
Defendant Santa Clara University (“SCU”) suspended and later terminated the employment of Plaintiff John Heineke (“Heineke”), a tenured economics professor, after concluding that he had sexually harassed his former student, Jane Doe. Heineke sued SCU and Doe in federal court under 42 U.S.C. § 1983 alleging violations of the Fourteenth Amendment. He also alleged state tort and contract law claims. The district court dismissed the constitutional claims, denied leave to amend to add a federal statutory claim, declined to exercise supplemental jurisdiction over the remaining state law claims, and declined to order SCU to reinstate Heineke to his tenured professorship. We affirm the dismissal of the Fourteenth Amendment claims. We address the denial of leave to amend, decision not to exercise supplemental jurisdiction, and denial of the mandatory injunction in a concurrently filed memorandum disposition.
I.
John Heineke taught Jane Doe in his economics course at Santa Clara University. The two met on several occasions to discuss course materials. After Doe earned an “A” in the class, Heineke offered her a position as a teaching assistant for the following school year, which she accepted. A few days before the class and Doe’s teaching assistant obligations were to begin, Doe sent Heineke an email stating, “I feel VERY VERY UNCOMFORTABLE when somebody touch[es] my body, kiss[es] me in the face and mouth, tell[s] me some sex joke, aka sexual harassment.” In response to Doe’s email, Heineke wrote that he was “stunned” and “devastated” by the accusation, and then asked if she would still be his teaching assistant. Doe complained to SCU about the alleged harassment but ultimately did not pursue the complaint.
Subsequently, another student filed a complaint against Heineke for unrelated incidents of alleged sexual harassment. SCU hired a third-party investigator to investigate the allegations, which the investigator ultimately concluded were not supported by the evidence. While investigating the other student’s allegations, however, the investigator learned of Doe’s prior complaint and opened a formal investigation into it. After interviewing Doe and witnesses, the investigator issued a lengthy report, which concluded that Heineke more likely than not had sexually harassed Doe. Heineke appealed the finding to the provost, who affirmed the determination, concluded that Heineke’s conduct violated SCU’s harassment policy, and issued a sanction of termination. Heineke then appealed to SCU’s president, who upheld the termination, and later to SCU’s Faculty Judicial Board, which held a hearing at which Heineke was represented by counsel. The Faculty Judicial Board issued a unanimous decision affirming the termination of Heineke’s employment.
While the campus proceedings were ongoing, Heineke sued SCU and Doe in federal court. The operative complaint alleges Fourteenth Amendment due process and equal protection claims pursuant to 42 U.S.C. § 1983, as well as claims for wrongful discharge, intentional infliction of emotional distress, negligent infliction of emotional distress, breach of contract, breach of the covenant of good faith and fair dealing, and defamation.
[*~1011–1013]The district court granted Defendants’ motion to dismiss the constitutional claims on the ground that SCU’s conduct was not subject to the Fourteenth Amendment. The court then declined to exercise supplemental jurisdiction over the remaining state law claims and dismissed the suit without prejudice to refiling the state law claims in state court. 1
II.
We have jurisdiction pursuant to 28 U.S.C. §§ 1291, 1292(a)(1). We review de novo a district court’s grant of a motion to dismiss, as well as its determination that a party is not a state actor. Caviness v. Horizon Cmty. Learning Ctr., Inc., 590 F.3d 806, 811–12 (9th Cir. 2010). “[W]e accept all factual allegations in the complaint as true and construe the pleadings in the light most favorable to the nonmoving
1 Simultaneous to his appeal, Heineke filed a complaint and petition for a writ of mandamus in Santa Clara County Superior Court, seeking an order directing SCU to reinstate his employment. SCU and Doe request that we take judicial notice of the complaint and petition pursuant to Federal Rule of Evidence 201. Dkt. 21. We grant the request. party.” Knievel v. ESPN, 393 F.3d 1068, 1072 (9th Cir. 2005).
III.
On appeal, Heineke argues that the district court erred in dismissing his constitutional claim for failure to allege state action. As a private university, SCU is not ordinarily obligated to comply with constitutional due process requirements. Sutton v. Providence St. Joseph Med. Ctr., 192 F.3d 826, 835 (9th Cir. 1999). Heineke argues, however, that SCU has become a state actor by virtue of the federal government and State of California “coerc[ing]” SCU into “enforc[ing] both federal and state anti-discrimination . . . laws as a condition of obtaining federal grant funds” such that SCU has become “‘a partner’ with the government in enforcing these laws.” We disagree. Heineke fails to allege sufficient facts to show that SCU is a state actor for purposes of § 1983.
A.
“To state a claim for relief in an action brought under § 1983, [plaintiffs] must establish that they were deprived of a right secured by the Constitution or laws of the United States, and that the alleged deprivation was committed under color of state law.” Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49–50 (1999). Section 1983 “excludes from its reach merely private conduct, no matter how discriminatory or wrong.” Sutton, 192 F.3d at 835 (citation omitted).
We begin “with the presumption that private conduct does not constitute governmental action.” Id. That presumption may be overcome in limited circumstances, such as where the state “has exercised coercive power or has provided such significant encouragement” that the challenged action must be considered that of the state, Blum v. Yaretsky, 457 U.S. 991, 1004 (1982), or where “the state knowingly accepts the benefits derived from unconstitutional behavior.” Kirtley v. Rainey, 326 F.3d 1088, 1093 (9th Cir. 2003) (quoting Parks Sch. of Bus., Inc. v. Symington, 51 F.3d 1480, 1486 (9th Cir. 1995)). 2
[*~1012–1014]B.
We begin with the allegations in the operative complaint, which we accept as true. The complaint alleges, in relevant part:
Defendant Santa Clara University . . . is a purported “private” university which acts as a “state actor” on behalf of the federal government and on behalf of the State of California in that SCU is funded, in large part, by federal grants and contracts . . . which all require, as a condition of such fundings, that SCU have an Affirmative Action Plan in place and that SCU certify, as a condition of funding, that it does not discriminate on the basis of age, gender, religion, etc., and that SCU is subject to oversight and de-funding and penalty for failure to implement or comply with such federal anti-discrimination laws . . . . These federal funding requirements and restrictions and penalties are designed to and, in fact, do
2 Because Heineke relies only on “governmental compulsion” and “joint action” theories to advance his state action argument, we do not consider the “public function” or “governmental nexus” tests. See Sutton, 192 F.3d at 835–36.
require SCU to act in fact and in reality as an enforcement arm of the federal government to carry out enforcement of these federal and state anti-discrimination laws by coercing SCU and/or by obtaining SCU’s cooperation in enforcing . . . Title IX’s provisions against gender discrimination, and California’s laws against sexual harassment in the workplace . . . which SCU has done by enacting an anti- sexual harassment policy . . . to carry out the federal and state governments’ enforcement policies. SCU, as a state actor, has violated . . . [Heineke’s] right to equal protection of the laws [under] 29 U.S.C. §1983 [sic].
Heineke also alleges that SCU is “heavily funded by the federal government” and the State of California. In total, the complaint boils down to three allegations that purportedly support the state action theory: (1) SCU receives federal and state funds, (2) which are conditioned on compliance with federal and state anti-discrimination laws and regulations, including enacting an affirmative action plan and a sexual harassment policy, (3) such that SCU may lose government funds should it fail to comply with the law.
We cannot conclude, on the basis of these allegations, that SCU is a state actor. 3 Receipt of government funds is
3 Although Heineke claims that SCU acted as both a federal and state actor, he has pleaded only violations of the Fourteenth Amendment pursuant to 42 U.S.C. § 1983. Only state actors, not federal entities, are subject to the Fourteenth Amendment; accordingly, private entities may be subjected to § 1983 liability only under a state action theory. See Davis v. Passman, 442 U.S. 228, 238 n.16 (1979). Thus, Heineke’s claim that the federal government compelled the challenged conduct cannot support his claim that SCU is a state actor under the Fourteenth insufficient to convert a private university into a state actor, even where “virtually all of the school’s income [i]s derived from government funding.” Rendell-Baker v. Kohn, 457 U.S. 830, 840 (1982). Nor is compliance with generally applicable laws sufficient to convert private conduct into state action. See, e.g., Sutton, 192 F.3d at 841 (“[G]overnmental compulsion in the form of a generally applicable law, without more, is [not] sufficient to deem a private entity a governmental actor.”); Jackson v. Metro. Edison Co., 419 U.S. 345, 350 (1974) (“The mere fact that a business is subject to state regulation does not by itself convert its action into that of the State for purposes of the Fourteenth Amendment.”); Rendell-Baker, 457 U.S. at 833, 841–42, 848 (finding no state action where state regulation required school to draft rules for dismissing employees and comply with “an equal employment opportunity requirement”); Kitchens, 825 F.2d at 1339–40 (same, where federal law conditioned receipt of federal funds on compliance with statutory and regulatory program requirements). That a private actor’s conduct is subject to penalties, such as loss of funding, is also insufficient to Amendment. The Tenth Circuit recently reached a similar conclusion. See Doe v. Univ. of Denver, 952 F.3d 1182, 1187–88 (10th Cir. 2020) (holding that the plaintiff’s reliance “solely on evidence of the federal government’s involvement in [a private university’s] affairs”—such as the university’s compliance with Title IX and Department of Education guidance—“has no bearing on whether the school is a state actor under the Fourteenth Amendment, which is concerned only with the actions of state governments”). To the extent that Heineke sought to allege a federal action claim by his repeated references to the federal government throughout the operative complaint, his allegations are insufficient to show federal action for the same reasons he fails to allege state action. See Kitchens v. Bowen, 825 F.2d 1337, 1340 (9th Cir. 1987) (“The standards utilized to find federal action for purposes of the Fifth Amendment are identical to those employed to detect state action subject to the strictures of the Fourteenth Amendment.”) (citation omitted). convert private action into that of the state. See, e.g., Blum, 457 U.S. at 1010 (“[P]enalties imposed for violating the regulations add nothing to respondents’ claim of state action.”); Kitchens, 825 F.2d at 1339–40. Heineke does not allege that the state government commanded a particular result in, or otherwise participated in, his specific case. See, e.g., Blum, 457 U.S. at 1010 (finding no state action where government regulations did “not dictate the decision to discharge or transfer in a particular case”) (emphasis added); Sutton, 192 F.3d at 843; Pinhas v. Summit Health, Ltd., 894 F.2d 1024, 1034 (9th Cir. 1989).
[*~1013–1015]In short, SCU, as a private university, does not become a state actor merely by virtue of being required by generally applicable civil rights laws to ameliorate sex (or any other form of) discrimination in educational activities as a condition of receiving state funding. Our sister circuits have reached similar conclusions. For instance, the Second Circuit concluded that a private college’s termination of a professor under its sexual harassment policy, which had been formulated at the “urging” of the state human rights commission, was not state action because the commission “had no involvement in [the professor’s particular] case.” Logan v. Bennington College Corp., 72 F.3d 1017, 1027–28 (2d Cir. 1995); see also Farapusi v. Case W. Reserve Univ., 711 Fed. App’x 269, 275–76 (6th Cir. 2017) (finding no state action where student suspended for sexual harassment alleged that private university “acted under the color of state law by enforcing Title IX”).
[*~1014–1015]We note that dozens of district courts have addressed the very same question presented here, namely whether compliance with Title IX, related Department of Education guidance, or state anti-discrimination laws and regulations are sufficient to transform private schools into state actors. As far as we are aware, not one has recognized such a claim. See Doe v. Washington Univ., 434 F. Supp. 3d 735, 749–50 (E.D. Mo. 2020) (collecting cases); Doe v. Case W. Reserve Univ., No. 1:17 CV 414, 2017 WL 3840418, at[*10] (N.D. Ohio Sept. 1, 2017) (same). 4
In sum, we conclude that receipt of federal and state funds conditioned on compliance with anti-discrimination laws is insufficient to convert private conduct into state action. Indeed, to accept Heineke’s argument would upend our nation’s civil rights laws: As we reasoned in Sutton, doing so would “convert every employer—whether it has one employee or 1,000 employees—into a governmental actor every time it complies with a presumptively valid, generally applicable law.” Sutton, 192 F.3d at 838. This we decline to do.
IV. Because SCU’s alleged conduct is not sufficient to show state action, we affirm the district court’s dismissal of 4 See also, e.g., Doe v. Harvard Univ., No. 1:18-cv-12150-IT, 2020 WL 2769945, at *8 (D. Mass. May 28, 2020); Vengalattore v. Cornell Univ., 3:18-cv-1124 (GLS/TWD), 2020 WL 2104706, at *8 (N.D.N.Y. May 1, 2020); Doe v. Transylvania Univ., No. 5:20-145-DCR, 2020 WL 1860696, at *8 (E.D. Ky. Apr. 13, 2020); Doe v. Oberlin College, No. 1:20 CV 669, 2020 WL 1696979, at *2 (N.D. Ohio Apr. 7, 2020); Woytowicz v. George Washington Univ., 327 F. Supp. 3d 105, 116–20 (D.D.C. 2018); Rossley v. Drake Univ., No. 4:17-cv-00058-RGE-SBJ, 2017 WL 5634151, at *3 (S.D. Iowa Sept. 6, 2017); Tsuruta v. Augustana Univ., No. 4:15-CV-04150-KES, 2015 WL 5838602, at *2– 3 (D.S.D. Oct. 7, 2015); Doe v. Washington & Lee Univ., No. 6:14-CV- 00052, 2015 WL 4647996, at *9 (W.D. Va. Aug. 5, 2015). Heineke’s § 1983 constitutional claims for failure to state a claim for relief. 5
AFFIRMED.
5 Heineke’s contention that it is inappropriate to dismiss his § 1983 constitutional claims at the motion to dismiss stage, is unpersuasive. We have accepted his allegations as true. Because he has failed to plead any allegations sufficient to support his argument that SCU acted under color of state law, however, his § 1983 claims must fail as a matter of law. The district court did not err in granting the motion to dismiss.