At page 130 Applying forum non conveniens to statutes with special venue provisions40 citing casesupholding trial court’s decision to stay discovery pending decision on forum non conveniens motion, because permitting discovery would defeat the purpose of the motion
- Veljkovic v. Radisson Hosp., Inc., No. 0:18-cv-02159 (D. Minn. Mar. 26, 2019).(Motions to dismiss for forum non conveniens may be decided on the basis of affidavits.)
- Cardiorentis Ag v. Iqvia Ltd., 2018 NCBC 95 (N.C. Bus. Ct. 2018).published(Motions to dismiss for forum non conveniens may be decided on the basis of affidavits.)
- Diesa, No. 3:26-cv-00039 (D. Conn. Sept. 22, 2026).Conn. July 24, 2017) (citing Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir. 1987)).
- Short v. City of Rochester, 747 F. Supp. 3d 594 (W.D.N.Y. 2024).publishedTransunion v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir. 1987).
- Nampiaparampil v. The New York City Campaign Fin. Bd., No. 1:23-cv-06391 (S.D.N.Y. Dec. 28, 2023).News Co., 136 F.R.D. 356, 358 (E.D.N-Y. 1991) (citing Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir. 1987)).
- Smith v. Experian Info. Solutions, Inc., No. 1:22-cv-06960 (S.D.N.Y. June 6, 2023).“When a dispositive motion would remove the litigation to another forum, good cause may require a stay.” Dome Tech., LLC, 2017 WL 11577923 , at *1 (citing Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir. 1987)).
- Johnson v. Gonzalez, No. 3:21-cv-00585 (D. Conn. Apr. 4, 2023).Conn. 2010); Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir. 1987). “[T]he power to stay proceedings is incidental to the power inherent in every court to control the disposition of the causes on its docket with economy of ti…
- Santos v. Costa Cruise Lines, Inc., 91 F. Supp. 3d 372 (E.D.N.Y. 2015).publishedMartinez v. Bloomberg LP, 740 F.3d 211, 216-17 (2d Cir.2014) (citing to Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir.1987); Phillips v. Audio Active Ltd., 494 F.3d 378, 384 (2d Cir.2007)).
- Martinez v. Bloomberg LP, 740 F.3d 211 (2d Cir. 2014).published In deciding a motion to dismiss for forum non conveniens, a district court 7 normally relies solely on the pleadings and affidavits, see Transunion Corp. v. 8 PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir. 1987), though it may order limited 9 d…
- Davidson v. Goord, 215 F.R.D. 73 (W.D.N.Y. 2003).publishedTransunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir.1987).
Show 27 more citing cases
- Alfadda v. Fenn, 159 F.3d 41 (2d Cir. 1998).published PT United Can Co. v. Crown Cork & Seal Co., 138 F.3d 65, 74 (2d Cir.1998) (RICO); Allstate, 994 F.2d at 1002 (securities); Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir.1987) (per curiam) ("A review of the legislative histor…
- Capital Currency Exch., N.V. v. Nat'l Westminster Bank PLC, 155 F.3d 603 (2d Cir. 1998).published As an initial matter, plaintiffs ignore Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir.1987) (per curiam), where we explained that the holding in National City I is no longer valid, even in cases that are not governed by § 14…
- Pt United Can Co. Ltd. v. Crown Cork & Seal Co., Inc., F/k/a Cont'l Can Co. Richard Krzyzanowski John W. Conway, 138 F.3d 65 (2d Cir. 1998).publishedTransunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir.l987)(plaintiffs argument that RICO claims cannot be dismissed on forum non conveniens grounds “unpersuasive”; fraud action deemed an adequate substitute); Kempe v. Ocean Drillin…
- Beekmans v. J.P. Morgan & Co., 945 F. Supp. 90 (S.D.N.Y. 1996).published “[m]otions to dismiss for forum non conveniens may be decided on the basis of affidavits”
- Rufus A. Averhart, Also Known as Zolo Agona Azania v. John T. Shettle, 16 F.3d 1225 (7th Cir. 1994).publishedSee Petrus v. Bowen, 833 F.2d 581, 583 (5th Cir.1987); Transunion Corp. v. Pepsico, Inc., 811 F.2d 127, 130 (2d Cir.1987).
- Proj. 74 Allentown, Inc. v. Frost, 770 F. Supp. 207 (S.D.N.Y. 1991).publishedTransunion Corp. v. Pepsico, Inc., 811 F.2d 127, 130 (2d Cir.1987). 18 U.S.C. 1965(a), the venue provision of RICO, states in relevant part: (a) Any civil action or proceeding under this chapter against any person may be instituted in the…
- Hachette Distrib., Inc. v. Hudson Cnty. News Co., 136 F.R.D. 356 (E.D.N.Y. 1991).published(protective order preventing discovery pending determination on motion to dismiss for forum non conveniens)
- Gazis v. John S. Latsis (USA) Inc., 729 F. Supp. 979 (S.D.N.Y. 1990).published The Ninth Circuit suggested in Wells Fargo & Co. v. Wells Fargo Express Co., 556 F.2d 406 , 431 (9th Cir.1977), that a claim brought under the Lanham Act, 15 U.S.C. § 1121 (1982), might be dismissed on forum non conveniens grounds and brou…
- Ernst v. Ernst, 722 F. Supp. 61 (S.D.N.Y. 1989).publishedTransunion Corp. v. Pepsi-Co, Inc., 811 F.2d 127, 130 (2d Cir.1987).
- Shereen Ramona Zipfel, Individually & as Adm'x of Ian Charles Zipfel, Deceased v. Halliburton Co. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, Ptd, Ltd. Hudbay Oil (Malacca), Ltd. Dome Petroleum, Ltd. Dome Petroleum Corp. Arco Oil & Gas Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., Ten Fong Craig, Individually & as Adm'x of the Est. of William Henry Craig, Deceased v. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, S.A. Brinkerhoff Mar. Drilling, Pte, Ltd. Hudbay Oil (Malacca), Ltd. Dome Petroleum Ltd. Dome Petroleum Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., Chan Luck Chee v. McClelland Engineers, Inc. McClelland Engineers, S.A. McClelland Engineers Sdn. Bhd. Halliburton Co. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, S.A. Brinkerhoff Mar. Drilling, Pte, Ltd. Dome Petroleum, Ltd. Dome Petroleum Corp. Arco Oil & Gas Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., Vyner Gerard Albuquerque v. Oceaneering Int'l, Inc. Oceaneering Int'l, Sdn, Bhd. Halliburton Co. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, Pte, Ltd. Hudbay Oil (Malacca), Ltd. Dome Petroleum, Ltd. Dome Petroleum Corp. Arco Oil & Gas Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., Patrick Paul Grunke v. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, S.A. Brinkerhoff Mar. Drilling Pte, Ltd. Hudbay Oil (Malacca), Ltd. Dome Petroleum, Ltd. Dome Petroleum Corp. Arco Oil & Gas Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., 820 F.2d 1438 (9th Cir. 1987).published
- Shereen Ramona Zipfel, Individually & as Adm'x of Ian Charles Zipfel, Deceased v. Halliburton Co. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, Ptd, Ltd. Hudbay Oil (Malacca), Ltd. Dome Petroleum, Ltd. Dome Petroleum Corp. Arco Oil & Gas Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., Ten Fong Craig, Individually & as Adm'x of the Est. of William Henry Craig, Deceased v. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, S.A. Brinkerhoff Mar. Drilling, Pte, Ltd. Hudbay Oil (Malacca), Ltd. Dome Petroleum Ltd. Dome Petroleum Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., Defendants- Vyner Gerard Albuquerque v. Oceaneering Int'l, Inc. Oceaneering Int'l, Sdn, Bhd. Halliburton Co. Atl. Richfield Co. Crowley Mar. Corp., Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, Pte, Ltd. Hudbay Oil (Malacca), Ltd. Dome Petroleum, Ltd. Dome Petroleum Corp. Arco Oil & Gas Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., Chan Luck Chee v. McClelland Engineers, Inc. McClelland Engineers, S.A. McClelland Engineers Sdn. Bhd. Halliburton Co. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, S.A. Brinkerhoff Mar. Drilling, Pte, Ltd. Dome Petroleum, Ltd. Dome Petroleum Corp. Arco Oil & Gas Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., Patrick Paul Grunke v. Atl. Richfield Co. Crowley Mar. Corp. Brinkerhoff Mar. Drilling, Inc. Cont'l Oil Co. (Conoco, Inc.) Hudson Bay Oil & Gas Co., Ltd. Hudbay Oil, Ltd. (Indonesia) Brinkerhoff Mar. Drilling, S.A. Brinkerhoff Mar. Drilling Pte, Ltd. Hudbay Oil (Malacca), Ltd. Dome Petroleum, Ltd. Dome Petroleum Corp. Arco Oil & Gas Corp. Pt Airfast Servs. Indonesia & Exquisitor Helicopter Corp., 832 F.2d 1477 (9th Cir. 1988).published
- Kempe v. Ocean Drilling & Expl. Co., 876 F.2d 1138 (5th Cir. 1989).published
- FR 8 Singapore Pte. Ltd. v. Albacore Mar. Inc., 754 F. Supp. 2d 628 (S.D.N.Y. 2010).published
- In Re Alcon Shareholder Litig., 719 F. Supp. 2d 263 (S.D.N.Y. 2010).published
- Longo v. Flightsafety Int'l, Inc., 1 F. Supp. 3d 63 (E.D.N.Y. 2014).published
- Moskovits v. Moskovits, 150 F. App'x 101 (2d Cir. 2005).unpublished
- Comput. Assocs. Int'l, Inc. v. Simple.Com, Inc., 247 F.R.D. 63 (E.D.N.Y. 2007).published
- Zipfel v. Halliburton Co., 820 F.2d 1438 (9th Cir. 1987).published
- Zipfel v. Halliburton Co., 832 F.2d 1477 (9th Cir. 1987).published
- Chrysler Capital Corp. v. Century Power Corp., 137 F.R.D. 209 (S.D.N.Y. 1991).published
- Commc'ns Gateway Co., Ltd. v. Gartner, Inc, No. 3:20-cv-00700 (D. Conn. Mar. 31, 2021).
- Ahmad v. Day, No. 1:20-cv-04507, 2021 U.S. Dist. LEXIS 32401 (S.D.N.Y. Feb. 22, 2021).
- Bronx Freedom Fund v. City of New York, No. 1:21-cv-10614 (S.D.N.Y. Apr. 18, 2022).
- Joseph v. City of New York, No. 1:22-cv-09670 (S.D.N.Y. Apr. 5, 2023).
- Marchante v. Reuters Am. LLC, No. 1:23-cv-08864 (S.D.N.Y. Dec. 7, 2023).
- Silva v. Mpower Energy, LLC, No. 1:23-cv-09849 (S.D.N.Y. Jan. 17, 2024).
- Paniccioli v. Northstar Source Grp. LLC, No. 1:24-cv-09763 (S.D.N.Y. May 16, 2025).
At page 129 Applying private interest factors to forum non conveniens40 citing casesgranting dismissal when “no showing was made that political unrest in the Philip pines has had an adverse effect on its judicial system there
- du Quenoy v. Am. Univ. of Beirut, No. 1:18-cv-06962, 2019 WL 4735371 (S.D.N.Y. Sept. 27, 2019).Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 129 (2d Cir. 1987).
- Archangel Diamond Corp. Liquidating Trust v. OAO Lukoil, 812 F.3d 799 (10th Cir. 2016).publishedNorex Petroleum Ltd. v. Access Indus., Inc., 416 F.3d 146 , 158 (2d Cir.2005) (quoting PT United Can Co. v. Crown Cork & Seal Co., 138 F.3d 65, 74 (2d Cir.1998); then citing Transunion Corp. v. PepsiCo., Inc., 811 F.2d 127, 129 (2d Cir.198…
- Bahgat v. Arab Repub. of Egypt, 631 F. App'x 69 (2d Cir. 2016).unpublishedCf. Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 129 (2d Cir.1987).
- In re Longoria, 470 S.W.3d 616 (Tex. App.—Houston [14th Dist.] 2015).published (holding there had been no showing that political unrest in the Philippines had an adverse impact on the judicial system)
- Flynn v. Nat'l Asset Mgmt. Agency, 42 F. Supp. 3d 527 (S.D.N.Y. 2014).publishedInc., 811 F.2d 127,129 (2d Cir.1987) (per curiam) (rejecting RICO plaintiffs objection to forum non conveniens dismissal, holding that foreign fraud action was an adequate substitute).” 49 As noted earlier, Irish law provides alternative l…
- Can v. Goodrich Pump & Engine Control Sys., 711 F. Supp. 2d 241 (D. Conn. 2010).published See PT United Can Co., Ltd. v. Crown Cork & Seal Co., 138 F.3d 65, 74 (2d Cir.1998); Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 129 (2d Cir.1987).
- Goldberg v. UBS AG, 660 F. Supp. 2d 410 (E.D.N.Y. 2009).publishedFor example, in Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 129 (2d Cir.1987) (per curiam), the Second Circuit held the Philippines was an “adequate” alternative forum notwithstanding the fact that Philippine law provided no treble da…
- Windt v. Qwest Commc'ns Int'l, Inc., 544 F. Supp. 2d 409 (D.N.J. 2008).publishedSee Gemini Capital Group v. Yap Fishing Corp., 150 F.3d 1088 , 1092 (9th Cir.1998) (dismissing the case involving RICO claims on the grounds of forum non conveniens); Alfadda v. Fenn, 159 F.3d 41 (2d Cir.1998) (same); Lockman Found. v. Eva…
- In Re Vioxx Litig., 928 A.2d 935 (N.J. Super. Ct. App. Div. 2007).publishedLockman, supra, 930 F.2d at 768-69 (absence of treble damages due to inapplicability of RICO claim in foreign jurisdiction does not render forum inadequate); Transunion Corp. v. PepsiCo Inc., 811 F. 2d 127, 129 (2d Cir.1987) (same); Irish…
- Lisa, S.A. v. Gutierrez Mayorga, 441 F. Supp. 2d 1233 (S.D. Fla. 2006).publishedInc., 811 F.2d 127, 129 (2d Cir.1987)); see also Polanco v. H.B.
Show 27 more citing cases
- Norex Petroleum Ltd. v. Access Indus., Inc., 416 F.3d 146 (2d Cir. 2005).publishedInc., 811 F.2d 127, 129 (2d Cir.1987) (per curiam) (rejecting RICO plaintiffs objection to forum non conveniens dismissal, holding that foreign fraud action was an adequate substitute).
- Norex Petroleum Ltd. v. Access Indus., Inc., 416 F.3d 146 (2d Cir. 2005).publishedInc., 811 F.2d 127, 129 (2d Cir.1987) ( per curiam ) (rejecting RICO plaintiff's objection to forum non conveniens dismissal, holding that foreign fraud action was an adequate substitute). 35 In this case, the district court, upon review o…
- Durkin v. Intevac, Inc., 782 A.2d 103 (Conn. 2001).publishedCorp., 81 F.3d 287, 292-93 (2d Cir. 1996) (England adequate forum despite plaintiffs claim that American contingency fee system was only way he could afford a lawyer); Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 129 (2d Cir. 1987) (pe…
- Rustal Trading US, Inc. v. Makki, 17 F. App'x 331 (6th Cir. 2001).unpublished (granting dismissal when “no showing was made that political unrest in the Philip pines has had an adverse effect on its judicial system there)
- Aguinda v. Texaco, Inc., 142 F. Supp. 2d 534 (S.D.N.Y. 2001).published(same, for RICO claims)
- DiRienzo v. Philip Servs. Corp., 232 F.3d 49 (2d Cir. 2000).publishedCorp., 81 F.3d 287, 292-93 (2d Cir.1996) (England adequate forum despite plaintiffs claim that American contingency fee system was only way he could afford a lawyer); Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 129 (2d Cir.1987) (per…
- In Re Haynes, 232 F.3d 49 (1st Cir. 2000).publishedCorp., 81 F.3d 287, 292-93 (2d Cir. 1996) (England adequate forum despite plaintiff's claim that American contingency fee system was only way he could afford a lawyer); Transunion Corp. v. Pepsico, Inc., 811 F.2d 127, 129 (2d Cir. 1987) (p…
- Odyssey Re (London) Ltd. v. Stirling Cooke Brown Holdings Ltd., 85 F. Supp. 2d 282 (S.D.N.Y. 2000).publishedPT United, 138 F.3d at 74 ; Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 129-30 (2d Cir.1987).
- In Re Philip Servs. Corp. Sec. Litig., 49 F. Supp. 2d 629 (S.D.N.Y. 1999).publishedA foreign forum is adequate even if the remedies available in that forum are only “roughly analogous” to those available in the United States, Capital Currency, 155 F.3d at 610, or if the foreign remedies “adequately address the underlying…
- Capital Currency Exch., N.V. v. Nat'l Westminster Bank PLC, 155 F.3d 603 (2d Cir. 1998).published As an initial matter, plaintiffs ignore Transunion Corp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir.1987) (per curiam), where we explained that the holding in National City I is no longer valid, even in cases that are not governed by § 14…
- Repub. Of Panama v. Bcci Holdings (Luxembourg) S.A., 119 F.3d 935 (1st Cir. 1997).publishedSee, e.g., Lockman Foundation v. Evangelical Alliance Mission, 930 F.2d 764, 769 (9th Cir.1991); Kempe v. Ocean Drilling & Exploration Co., 876 F.2d 1138, 1143-44 (5th Cir.), cert. denied, 493 U.S. 918 , 110 S.Ct. 279 , 107 L.Ed.2d 259 (19…
- Repub. of Panama v. BCCI Holdings (Luxembourg) S.A., 119 F.3d 935 (11th Cir. 1997).publishedSee, e.g., Lockman Foundation v. Evangelical Alliance Mission, 930 F.2d 764, 769 (9th Cir.1991); Kempe v. Ocean Drilling & Exploration Co., 876 F.2d 1138, 1143-44 (5th Cir.), cert. denied, 493 U.S. 918 , 110 S.Ct. 279 , 107 L.Ed.2d 259 (19…
- Beekmans v. J.P. Morgan & Co., 945 F. Supp. 90 (S.D.N.Y. 1996).published In this Circuit, “[m]otions to dismiss for forum non conveniens may be decided on the basis of affidavits.” Transunion Carp. v. PepsiCo, Inc., 811 F.2d 127, 130 (2d Cir.1987) (citation omitted).
- Blanco v. Banco Indus. De Venezuela, 997 F.2d 974 (2d Cir. 1993).published(political unrest not automatic bar to forum non conveniens dismissal)
- Blanco v. Banco Indus. de Venezuela, S.A., 997 F.2d 974 (2d Cir. 1993).published(political unrest not automatic bar to forum non conveniens dismissal)
- Berry v. New York State Dep't of Corr. Servs., 808 F. Supp. 1106 (S.D.N.Y. 1992).publishedTransunion Corp. v. Pepsico, 811 F.2d 127, 129-130 (2d Cir.1987).
- Lockman Found. v. Evangelical All. Mission Evangelical All. Mission of Japan Kenneth G. McVety, 930 F.2d 764 (9th Cir. 1991).publishedSee Kempe v. Ocean Drilling & Exploration Co., 876 F.2d 1138, 1143-44 (5th Cir.), cert. denied, - U.S. -, 110 S.Ct. 279 , 107 L.Ed.2d 259 (1989); Transunion Corp. v. Pepsico, Inc., 811 F.2d 127, 129 (2d Cir.1987) (per curiam); cf. TAAG Lin…
- Firemen's Ins. Co. of Newark, NJ v. Keating, 753 F. Supp. 1137 (S.D.N.Y. 1990).published“a plaintiff’s choice of forum should rarely be disturbed and the burden is on the defendant to establish that the action should be dismissed on the ground of forum non conveniens”
- Lawford v. New York Life Ins., 739 F. Supp. 906 (S.D.N.Y. 1990).published“a plaintiff’s choice of forum should rarely be disturbed and the burden is on the defendant to establish that the action should be dismissed on the ground of forum non conveniens”
- Hill v. Jawanda Transp. Ltd., 983 P.2d 666 (Wash. Ct. App. 1999).published
- Dragon Capital Partners L.P. v. Merrill Lynch Capital Servs. Inc., 949 F. Supp. 1123 (S.D.N.Y. 1997).published
- Carnival Cruise Lines, Inc. v. Oy Wartsila AB, 159 B.R. 984 (S.D. Fla. 1993).published
- United States Ex Rel. Thistlethwaite v. Dowty Woodville Polymer, Ltd., 976 F. Supp. 207 (S.D.N.Y. 1997).published
- Base Metal Trading SA v. Russian Aluminum, 253 F. Supp. 2d 681 (S.D.N.Y. 2003).published
- Du Quenoy v. Am. Univ. of Beirut, 828 F. App'x 769 (2d Cir. 2020).unpublished
- Bangladesh Bank v. Rizal Com. Banking Corp., No. 1:19-cv-00983 (S.D.N.Y. Mar. 20, 2020).
- Everard Findlay Consulting, LLC v. Repub. of Suriname, No. 1:18-cv-08926-JSR (S.D.N.Y. Mar. 22, 2022).
v.
PEPSICO, INC., Appellee
Transunion Corporation (“Transunion”) and its subsidiary Union Industries, Inc. (“UII”), Philippines corporations, appeal the judgment and order of the United States District Court for the Southern District of New York, Edward Weinfeld, Judge, dismissing their action against PepsiCo, Inc. (“PepsiCo”), for fraudulently inducing them to enter into a Compromise Agreement to settle an earlier dispute, for damages for breach of this and of an earlier agreement, and for treble damages for civil RICO violations under 18 U.S.C. §§ 1961-1968 (1982). Judge Weinfeld’s opinion is reported as Transunion Corp. v. PepsiCo, Inc., 640 F.Supp. 1211 (S.D.N.Y.1986). Appellants argue that Judge Weinfeld abuséd his discretion when he granted PepsiCo’s motion to dismiss the complaint on the ground of forum non conveniens. They argue too that he abused his discretion when he stayed discovery pending determination of the motion to dismiss. We affirm, substantially on Judge Weinfeld’s opinion.
Transunion had a contract (the “1981 Supply Agreement”) to supply Pepsi-Cola Bottling Company of the Philippines (“PCBCP”) with glass bottles. In 1983, Transunion brought an action in the Philippines against PCBCP and PepsiCo for breach of this contract. Following negotiations in the Philippines and in New York, this action was settled by a 1983 Compromise Agreement that required, inter alia, PepsiCo to buy bottles from Transunion through 1986 and Transunion to meet certain quality standards. In March 1985, PepsiCo sold its Philippines bottling operations to a third party. On December 5, 1985, Transunion gave notice of its cancellation of the 1983 Compromise Agreement on the ground that PepsiCo had breached it by this sale. On December 17, 1985, however, PepsiCo filed suit in the Philippines alleging, inter alia, that appellants had breached the Agreement’s quality standards. The Philippine court granted Pepsi-Co a writ of preliminary attachment on properties of Transunion and its president, Carlos Ty.
On December 27, appellants filed this suit in the Southern District of New York. Dismissal on forum non conveniens grounds was conditioned on PepsiCo’s (1) waiver of any statute of limitations defenses it might have in the Philippines with respect to the claims asserted in the Southern District of New York and (2) agreement to make its employees available in the Philippines for deposition or trial.
The appropriate standard of review of a forum non conveniens determination is whether the trial court abused its discretion in weighing the established public and[*129] private interest factors articulated by the Supreme Court. Piper Aircraft Co. v. Reyno, 454 U.S. 235, 257, 102 S.Ct. 252, 266, 70 L.Ed.2d 419 (1981); Gulf Oil Corp. v. Gilbert, 330 U.S. 501, 509, 67 S.Ct. 839, 843, 91 L.Ed. 1055 (1947); see also Piper Aircraft, 454 U.S. at 241 n. 6, 102 S.Ct. at 258 n. 6 (factors). The judge’s opinion here is typically careful and complete, and his decision a reasonable one. The judge clearly stated that “a plaintiff’s choice of forum should rarely be disturbed and the burden is on the defendant to establish that the action should be dismissed on the ground of forum non conveniens.” 640 F.Supp. at 1215. His statement that this presumption is less weighty where plaintiffs are foreigners, id., is fully supported by his citation to Piper Aircraft, 454 U.S. at 255-56, 102 S.Ct. at 265-66.
Judge Weinfeld reasonably held that appellants have very minimal contacts with the United States: the contracts at issue in this action relate exclusively to the Philippines; most witnesses and documents are in the Philippines; many witnesses speak Tagalog, a Philippines dialect, as their primary language; and obtaining documents located in the Philippines would probably require the use of letters rogatory and might also be complicated by a Philippines presidential decree prohibiting removal of documents from the Philippines without official approval. 640 F.Supp. at 1215-17. On the other side, favoring a New York forum, were the facts that PepsiCo is a New York coloration; some negotiations for the 1983 settlement did happen to occur in New York while Transunion’s president was visiting there, and it was during these negotiations that the alleged fraudulent misrepresentations were made by senior PepsiCo officials; and some few witnesses and documents are in New York. Id. at 1216. Judge Weinfeld reasonably concluded that “[pjlaintiffs have not offered a single compelling reason with respect to their own convenience to support their choice of this forum.” Id. at 1217.
Public interest factors similarly were reasonably held to favor dismissal: Philippines law would probably apply to both the 1981 and 1983 agreements and to the effects of the order entered by a Philippine court upon settlement of the 1983 Philippine litigation; Philippine courts are apparently no more congested than the courts of the Southern District of New York; no showing was made that political unrest in the Philippines has had an adverse effect upon the judicial system there; PepsiCo has assets in the Philippines against which a Philippine judgment could be enforced (alternatively, if these proved inadequate, a Philippines judgment could be enforced against New York assets); and appellants could assert their claims in the New York complaint as counterclaims in PepsiCo’s Philippines action, thereby saving the unwarranted waste of judicial resources that would result from the trial of claims arising out of the same facts in both New York and the Philippines. Id. at 1217-19.
Appellants rely heavily on the fact that the New York complaint includes a RICO count that they may not be able to assert in the Philippines. This argument has no merit. First, though appellants might not be able to claim RICO violations and RICO triple damages in the Philippines, they could assert the three underlying frauds (set out at 640 F.Supp. at 1214). That they could not get triple damages if they proved the frauds underlying their RICO claim in the Philippines is irrelevant: “dismissal may not be barred solely because of the possibility of an unfavorable change in law.” Piper Aircraft, 454 U.S. at 249, 102 S.Ct. at 262. Furthermore, Judge Weinfeld noted that “plaintiffs’ RICO cause of action, as alleged, appears to be legally deficient” due to improper pleading and lack of standing as to two of the three alleged predicate acts, 640 F.Supp. at 1217 & n. 19.
Appellants raise for the first time on appeal the argument that the RICO statute specifies venue in the United States. Though 18 U.S.C. § 1965(a) (1982) provides that any civil RICO action “may be instituted” in the district court in any district with which the defendant has certain specified[*130] connections, dismissal on forum non conveniens grounds has been upheld in many other cases involving statutes with special venue provisions. For example, the Jones Act provides, 46 U.S.C. § 688(a) (1982), that jurisdiction “shall be” in district court. Yet this court, upholding a dismissal of a Jones Act claim when there was a convenient Philippines forum, has held that the forum non conveniens doctrine is applicable in Jones Act cases. Cruz v. Maritime Company of Philippines, 702 F.2d 47, 48 (2d Cir.1983) (per curiam); see also Koster v. Lumbermens Mutual Casualty Co., 330 U.S. 518, 522 n. 2 & 531-32, 67 S.Ct. 828, 830 n. 2 & 835, 91 L.Ed. 1067 (1947) (upholding dismissal on forum non conveniens grounds of a derivative suit filed under 28 U.S.C. § 112 (recodified as amended at 28 U.S.C. § 1401 (1982))); Wells Fargo & Co. v. Wells Fargo Express Co., 556 F.2d 406, 431 (9th Cir.1977) (suggesting a Lanham Act infringement claim might be dismissed on forum non conveniens grounds, thought the Act contains a special venue provision, 15 U.S.C. § 1121 (1982)).
Appellants’ argument that RICO cases cannot be dismissed on forum non conveniens grounds is based chiefly upon the statement in the legislative history that “[sjection 1965 [of RICO] contains broad provisions regarding venue ..., which are modelled on present antitrust legislation,” H.R.Rep. No. 1549, 91st Cong., 2d Sess. 58 (1970) (“House Report”), reprinted in 1970 U.S.Code Cong. & Admin.News 4007, 4034. This statement, they argue, indicates congressional intent that the RICO venue provision should embody the holding in United States v. National City Lines, Inc., 334 U.S. 573, 68 S.Ct. 1169, 92 L.Ed. 1584 (1948), that a special venue provision, section 12 of the Clayton Act, 15 U.S.C. § 22 (1982), deprived the court of discretion to dismiss a Sherman Act suit on forum non conveniens grounds. This argument is unpersuasive. The decision in National City Lines was based upon a thorough review of legislative history of the Clayton Act, which disclosed “no other thought than that the choice of forums was given as a matter of right, not as one limited by judicial discretion.” 334 U.S. at 586-87, 68 S.Ct. at 1176. A review of the legislative history of RICO, however, discloses no mandate that the doctrine of forum non conveniens should not apply, nor is there any indication that Congress had the interpretation of 15 U.S.C. § 22 in National City Lines in mind when it drafted section 1965 of RICO. Indeed, the House Report’s reference to “present” antitrust legislation suggests that Congress was aware that the result in National City Lines was effectively overruled by Congress in 1948 when it enacted 28 U.S.C. § 1404(a) (1982), the legislative history of which states that it “was drafted in accordance with the doctrine of forum non conveniens, permitting transfer to a more convenient forum, even though the venue is proper.” H.R.Rep. No. 308, 80th Cong., 1st Sess. A132 (1947); see United States v. National City Lines, Inc., 337 U.S. 78, 69 S.Ct. 955, 93 L.Ed. 1226 (1949). It follows that at the time RICO was enacted in 1970, the forum non conveniens doctrine applied to antitrust suits by virtue of 28 U.S.C. § 1404(a), so the reference in the RICO legislative history to 18 U.S.C. § 1965(a) having been modeled on the antitrust venue provisions does not avail appellants.
Nor is there any merit in appellants’ claim that the judge abused his discretion in granting a protective order to prevent further discovery prior to its decision on the motion to dismiss. Motions to dismiss for forum non conveniens may be decided on the basis of affidavits. Alcoa Steamship Co. v. M/V Nordic Regent, 654 F.2d 147, 149 (2d Cir.) (en banc), cert. denied, 449 U.S. 890, 101 S.Ct. 248, 66 L.Ed.2d 116 (1980). Indeed, as the Court noted in Piper Aircraft, 454 U.S. at 258, 102 S.Ct. at 267, “[requiring extensive investigation would defeat the purpose of [the] motion.”
Judgment affirmed.