Matter of Vertucci v. New York State Dept. of Transp., 2021 NY Slip Op 03647 (N.Y. App. Div. 2021). · Go Syfert
Matter of Vertucci v. New York State Dept. of Transp., 2021 NY Slip Op 03647 (N.Y. App. Div. 2021). Cases Citing This Book View Copy Cite
24 citation events (24 in the last 25 years) across 2 distinct courts.
Strongest positive: Matter of New York Civ. Liberties Union v. New York State Police (nyappdiv, 2026-06-25)
Treatment trajectory · 2021 → 2026 · click a year to view as-of
2021 2023 2026
Top citers, strongest first. 12 distinct citers. How cited ↗
discussed Cited as authority (rule) Matter of New York Civ. Liberties Union v. New York State Police
N.Y. App. Div. · 2026 · confidence medium
Doing so was unreasonable and, on that basis, we find that Supreme Court properly granted petitioner's request for counsel fees ( see Matter of Vertucci v New York State Dept. of Transp. , 195 AD3d 1209, 1211-1212 [3d Dept 2021], lv denied 37 NY3d 917 [2022]; Matter of New York State Defenders Assn. v New York State Police , 87 AD3d 193, 197 [*5] [3d Dept 2011]; compare Matter of Puig v New York State Police , 233 AD3d 1121 , 1122-1123 [3d Dept 2024]).
discussed Cited as authority (rule) Matter of Nunez v. New York State Dept. of Motor Vehs. (2×)
N.Y. App. Div. · 2026 · confidence medium
Still, the provision of responsive records does not render moot petitioner's challenge to the denial of his request for counsel fees ( see Matter of Prisoners' Legal Servs. of N.Y. v New York State Dept. of Corr. & Community Supervision , 209 AD3d 1208, 1213 [3d Dept 2022], affd 42 NY3d 936 [2024]; Matter of Vertucci v New York State Dept. of Transp. , 195 AD3d 1209, 1210 [3d Dept 2021], lv denied 37 NY3d 917 [2022]).
discussed Cited as authority (rule) Matter of Century Indem. Co. v. Office of the N.Y. Attorney Gen.
N.Y. App. Div. · 2026 · confidence medium
Dept.</i>, 30 NY3d 67 , 78 [2017];<i> Matter of Disability Rights N.Y. v New York State Commn. of Corr.</i>, 194 AD3d at 1234 ; <i>Matter of Judicial Watch, Inc. v City of New York</i>, 178 AD3d 540 , 541 [1st Dept 2019]; <i>compare Matter of Vertucci v New York State Dept. of Transp.</i>, 195 AD3d 1209, 1211 [3d Dept 2021], <i>lv denied </i> 37 NY3d 917 [2022]; <i>Rebello v Thomas Dale Commr.
discussed Cited as authority (rule) Matter of Munson v. New York State Div. of Criminal Justice Servs.
N.Y. App. Div. · 2026 · confidence medium
As such, conclusory or speculative assertions without factual support are "insufficient to meet [an <span>[*6]</span>agency's] burden of demonstrating that [an] exemption applie[s]" (<i>Matter of Wagner</i> <i>v New York City Dept. of Health &amp; Mental Hygiene</i>, 246 AD3d 751 , ___, 2026 NY Slip Op 00517, *2 [2d Dept 2026] [internal quotation marks and citation omitted]; <i>see</i> <i>Matter of Prisoners' Legal Servs. of N.Y. v New York State Dept. of Corr. &amp; Community Supervision</i>, 211 AD3d 1382, 1384 [3d Dept 2022]; <i>Matter of Vertucci v New York State Dept. of Transp.</i>, 195 …
discussed Cited as authority (rule) Matter of Standardbred Owners Assn., Inc. v. New York State Gaming Commission (2×)
N.Y. App. Div. · 2025 · confidence medium
Respondent's initial denial offered nothing more than a bare conclusion that the redacted information was subject to the exemption, and the FAO's determination offered little more, essentially asserting that the redacted information was not publicly available, included "financial details" and constituted "business details that may disadvantage [MGM and Montreign's] abilities to fairly compete in the current and future markets." We find that those statements are conclusory and unspecific ( see Matter of Prisoners' Legal Servs. of N.Y. v New York State Dept. of Corr. & Community Supervision , 21…
examined Cited as authority (rule) Matter of Aron Law PLLC v. Sullivan County (3×) also: Cited "see"
N.Y. App. Div. · 2023 · confidence medium
In this regard, Public Officers Law § 87 (2) (a) "permit[s] an agency to deny access to records if they are specifically exempted from disclosure by state or federal statute" ( Matter of Vertucci v New York State Dept. of Transp. , 195 AD3d 1209, 1210 [3d Dept 2021] [internal quotation marks and citation omitted], lv denied 37 NY3d 917 [2022]; see Matter of Moody's Corp. & Subsidiaries v New York State Dept. of Taxation & Fin. , 141 AD3d 997, 1000 [3d Dept 2016]). 13 USC §§ 8 and 9 — pertaining to the census — detail what data can and cannot be disclosed.
discussed Cited as authority (rule) Matter of Getting the Word Out, Inc. v. New York State Olympic Regional Dev. Auth.
N.Y. App. Div. · 2023 · confidence medium
State, Inc. v State of New York , 165 AD3d at 1436). [FN4] Accordingly, it is our view that Supreme Court appropriately ordered disclosure of the records in accordance with the requirements for deidentification of individually identifiable health information provided in the HIPAA Privacy Rule. [FN5] Turning to petitioner's cross-appeal, "[p]ursuant to Public Officers Law § 89 (4) (c) (i), reasonable counsel fees and other litigation costs may be awarded where a petitioner has substantially prevailed in a FOIL proceeding and the court finds that the agency lacked a reasonable basis for denying…
discussed Cited as authority (rule) Matter of Empire Ch. of the Associated Bldrs. & Contrs., Inc. v. New York State Dept. of Transp.
N.Y. App. Div. · 2022 · confidence medium
We therefore decline to disturb its award of counsel fees and costs ( see Matter of Cohen v Alois , 201 AD3d 1104, 1108 [3d Dept 2022]; Matter of Vertucci v New York State Dept. of Transp ., 195 AD3d 1209, 1212 [3d Dept 2021], lv denied 37 NY3d 917 [2022]).
discussed Cited as authority (rule) Matter of Prisoners' Legal Servs. of N.Y. v. New York State Dept. of Corr. & Community Supervision
N.Y. App. Div. · 2022 · confidence medium
Initially, with respect to the Bradley UI report and the Auburn video footage, although respondent's release of these documents rendered moot petitioner's challenge to respondent's initial denial as to these requests, "this development does not render moot respondent['s] challenge to Supreme Court's [denial] of counsel fees and costs" ( Matter of Vertucci v New York State Dept. of Transp. , 195 AD3d 1209, 1210 [3d Dept 2021], lv denied 37 NY3d 917 [2022]).
discussed Cited as authority (rule) Matter of Prisoners' Legal Servs. of N.Y. v. New York State Dept. of Corr. & Community Supervision
N.Y. App. Div. · 2022 · confidence medium
Initially, with respect to the Bradley UI report and the Auburn video footage, although respondent's release of these documents rendered moot petitioner's challenge to respondent's initial denial as to these requests, "this development does not render moot respondent['s] challenge to Supreme Court's [denial] of counsel fees and costs" ( Matter of Vertucci v New York State Dept. of Transp. , 195 AD3d 1209, 1210 [3d Dept 2021], lv denied 37 NY3d 917 [2022]).
discussed Cited as authority (rule) Matter of Lewis v. James
N.Y. App. Div. · 2022 · confidence medium
We agree with respondent that the proceeding, insofar as it challenges the constructive denial of petitioner's FOIL request, is moot ( see Matter of Save Monroe Ave., Inc. v New York State Dept. of Transp. , 197 AD3d 808, 809 [2021], lv denied 38 NY3d 905 [2022]; Matter of Vertucci v New York State Dept. of Transp. , 195 AD3d 1209, 1210 [2021], lv denied 37 NY3d 917 [2022]; Matter of Gannett Satellite Info.
discussed Cited as authority (rule) Matter of Cohen v. Alois
N.Y. App. Div. · 2022 · confidence medium
Thus, notwithstanding the court's imprecise remark that, "since [petitioner] has substantially prevailed . . ., he is entitled to an award," inappropriately suggesting a post hoc justification, Supreme Court in fact considered both prongs and determined that respondents simply failed to meet their burden to demonstrate that they had a reasonable basis for withholding the subject documents ( see Matter of Vertucci v New York State Dept. of Transp. , 195 AD3d 1209, 1211 [2021]; see Matter of Dioso Faustino Freedom of Info.
Retrieving the full opinion text from the archive…
Matter of Vertucci
v.
New York State Dept. of Transp.
531598.
Appellate Division of the Supreme Court of the State of New York.
Jun 10, 2021.
2021 NY Slip Op 03647
Cited by 9 opinions  |  Published
Matter of Vertucci v New York State Dept. of Transp. (2021 NY Slip Op 03647)
Matter of Vertucci v New York State Dept. of Transp.
2021 NY Slip Op 03647
Decided on June 10, 2021
Appellate Division, Third Department
Published by New York State Law Reporting Bureau pursuant to Judiciary Law § 431.
This opinion is uncorrected and subject to revision before publication in the Official Reports.


Decided and Entered:June 10, 2021

531598

[*1]In the Matter of Anthony Vertucci, as Administrator of the Estate of Erin McGowen, Deceased, Respondent,

v

New York State Department of Transportation et al., Appellants.


Calendar Date:April 20, 2021
Before:Garry, P.J., Egan Jr., Aarons, Pritzker and Reynolds Fitzgerald, JJ.

Letitia James, Attorney General, Albany (Beezly J. Kiernan of counsel), for appellants.

Whiteman Osterman & Hanna LLP, Albany (Paul E. Davenport of counsel), for respondent.



Egan Jr., J.

Appeal from a judgment of the Supreme Court (Lynch, J.), entered April 29, 2020 in Albany County, which granted petitioner's application, in a proceeding pursuant to CPLR article 78, to annul a determination of respondents denying petitioner's Freedom of Information Law requests.

On October 6, 2018, a 2001 Ford Excursion stretch limousine was involved in a catastrophic accident at the intersection of Route 30 and Route 30A in the Town of Schoharie, Schoharie County that killed Erin McGowen (hereinafter decedent), as well as 19 others. In June 2019, petitioner, the administrator of decedent's estate, submitted Freedom of Information Law (see Public Officers Law art 6 [hereinafter FOIL]) requests to both respondents seeking various categories of preaccident records pertaining to the limousine, including registration and inspection information, notices of violation, suspensions and any documents regarding prior administrative hearings involving the subject vehicle. The records access officers for respondents denied the requests on the grounds that the records sought were exempt from disclosure by federal statutes and regulations (see Public Officers Law § 87 [2] [a]) and that the records were compiled for law enforcement purposes (see Public Officers Law § 87 [2] [e]). Petitioner's subsequent administrative appeals were denied on the same grounds.[FN1]

Petitioner thereafter commenced this CPLR article 78 proceeding seeking to annul the determinations, compel respondents' compliance with the FOIL requests and obtain counsel fees and costs. Supreme Court granted the petition, determining that respondents had failed to meet their burden of proving that the requested records were exempt from disclosure (see Public Officers Law §§ 87 [2] [a], [e], [g]), ordered the withheld documents to be disclosed and awarded petitioner counsel fees and costs. Respondents appeal.

Initially, respondents advise that, in February 2021, they released to petitioner the documents requested in his FOIL requests, thus rendering moot petitioner's challenge to respondents' initial denials (see Matter of Associated Gen. Contrs. of N.Y. State, LLC v Dormitory Auth. of the State of N.Y., 173 AD3d 1523, 1525 [2019], lv denied 34 NY3d 906 [2019]; Matter of Cobado v Benziger, 163 AD3d 1103, 1105 [2018]; see generally Matter of Hearst Corp. v Clyne, 50 NY2d 707, 714-715 [1980]). However, this development does not render moot respondents' challenge to Supreme Court's award of counsel fees and costs (Matter of Gannett Satellite Info. Network, LLC v New York State Thruway Auth., 181 AD3d 1072, 1074 [2020]; Matter of Associated Gen. Contrs. of N.Y. State, LLC v New York State Thruway Auth., 173 AD3d 1526, 1527 [2019]).

Pursuant to Public Officers Law § 89 (4) (c) (i), reasonable counsel fees and other litigation costs may be awarded where a petitioner has substantially prevailed in a FOIL proceeding and the court finds that the agency lacked a reasonable basis for denying access [*2]to the requested records (see Matter of Madeiros v New York State Educ. Dept., 30 NY3d 67, 78-79 [2017]). "A pertinent consideration in determining whether an agency had a reasonable basis for denying a FOIL request is whether the agency reasonably claimed the records were exempt from disclosure under Public Officers Law § 87 (2), although the denial may still have been reasonable even if the records are ultimately deemed not to be exempt" (Matter of New York State Defenders Assn. v New York State Police, 87 AD3d 193, 195 [2011] [citations omitted]; accord Matter of Competitive Enter. Inst. v Attorney Gen. of N.Y., 161 AD3d 1283, 1285 [2018]).

Respondents do not contest that petitioner substantially prevailed (see Public Officers Law § 89 [4] [c]), but argue that they nonetheless had a reasonable basis to withhold the requested documents at the time of petitioner's FOIL requests (see Public Officers Law § 87 [2] [a], [e], [g]). We disagree. With regard to respondents' argument that federal law prohibited them from providing the requested documents, Public Officers Law § 87 (2) (a) does permit an agency "to deny access to records if they "are specifically exempted from disclosure by state or federal statute." However, no federal statute exists prohibiting respondents from releasing these requested documents. Although the National Transportation Safety Board has promulgated a federal regulation that prohibits parties to its investigations "from releasing information obtained during an investigation at any time prior to the [National Transportation Safety Board's] public release of information" (49 CFR 831.13 [c]), a regulation is not a statute and, therefore, does not fall within the ambit of this narrowly construed exemption (see Matter of Brownstone Publs. v New York City Dept. of Fin., 150 AD2d 185, 186-187 [1989], lv denied 75 NY2d 791 [1990]; Matter of Zuckerman v New York State Bd. of Parole, 53 AD2d 405, 407-408 [1976]; see also Matter of Morris v Martin, 82 AD2d 965, 966 [1981], revd 55 NY2d 1026 [1982]).

Respondents next contend that they were justified in denying access to the requested documents under FOIL's "law enforcement exemption" (see Public Officers Law § 87 [2] [e]). Public Officers Law § 87 (2) (e) (i) exempts from disclosure those records, or portions thereof, that "are compiled for law enforcement purposes and which, if disclosed, would . . . interfere with law enforcement investigations or judicial proceedings." In order to claim entitlement to the law enforcement exemption, respondents were required to articulate a factual basis "identify[ing] the generic kinds of documents for which the exemption is claimed, and the generic risks posed by disclosure of these categories of documents" (Matter of Lesher v Hynes, 19 NY3d 57, 67 [2012]; accord Matter of Abdur-Rashid v New York City Police Dept., 31 NY3d 217, 225-226 [2018]).

The affirmations submitted by respondents in support of this exemption merely quoted the language [*3]of the statute (see generally Matter of West Harlem Bus. Group v Empire State Dev. Corp., 13 NY3d 882, 884-885 [2009]) and, in conclusory and speculative fashion, averred that the exemption justified denial of access to the requested records, without providing factual assertions from anyone with personal knowledge demonstrating that the requested records were actually compiled for law enforcement purposes, either generally or specifically, in connection with the investigation of this accident (see Public Officers Law § 87 [2] [e] [i]-[iv]; Matter of Dioso Faustino Freedom of Info. Law Request v City of New York, 191 AD3d 504, 506 [2021]; compare Matter of Disability Rights New York v New York State Commission of Corrections, ___ AD3d ___, ___, 2021 NY Slip Op 03098, *2-4 [2021]).[FN2] Finally, to the extent that respondents' assert that the requested documents were exempt from disclosure as intra- or inter-agency materials (see Public Officers Law § 87 [2] [g]), again, other than parroting the statutory language, the conclusory affirmation of the counsel for respondent Department of Transportation failed to provide the factual predicate to support application of the exemption (see Matter of West Harlem Bus. Group v Empire State Dev. Corp., 13 NY3d at 885; Matter of Rose v Albany County Dist. Attorney's Off., 111 AD3d 1123, 1126 [2013]). As respondents failed to meet their burden of establishing that they had a reasonable basis for denying access to the requested records under any of the claimed exemptions, we find that Supreme Court properly granted petitioner's request for counsel fees and costs (see Public Officers Law § 89 [4] [c]; Matter of Dioso Faustino Freedom of Info. Law Request v City of New York, 191 AD3d at 506; Matter of Acme Bus Corp. v County of Suffolk, 136 AD3d 896, 898 [2016]).

Garry, P.J., Aarons, Pritzker and Reynolds Fitzgerald, JJ., concur.

ORDERED that the judgment is affirmed, without costs.

Footnotes


Footnote 1: Respondent Department of Transportation also asserted a third basis for denying the request — that the records were inter- or intra-agency materials (see Public Officers Law § 87 [2] [g]).

Footnote 2: This is not surprising given that this FOIL request sought preaccident records, inherently created before the happening of the accident and any law enforcement investigation of it.