An asylum application is frivolous if any material element is deliberately fabricated, provided the applicant is given sufficient opportunity to account for discrepancies or implausible aspects of the claim.
An asylum applicant's application is considered frivolous if any material element is deliberately fabricated. To make such a finding, an immigration judge must separately address the question of frivolousness, provide specific findings that the applicant knowingly fabricated a material element, and ensure the applicant has been afforded sufficient opportunity to account for any discrepancies or implausible aspects of the claim. Although the immigration judge found the respondent's amended claims regarding a forced abortion and illegal adoption to be inconsistent with his original application, the judge failed to communicate these concerns to the respondent during the hearing or adequately evaluate the respondent's explanations regarding his prior counsel. Consequently, the finding of frivolousness is vacated.
At page 155 Procedural safeguards for finding frivolous asylum applications82 citing casesdiscussing 8 C.F.R. § 1208.20
- Wang v. McHenry, No. 23-6025 (2d Cir. Jan. 24, 2025).unpublished See 8 C.F.R. § 1208.20 ; Matter of Y-L- 9 , 24 I. & N. Dec. 151, 156 (B.I.A. 2007) (“[A]n Immigration Judge’s specific finding 10 that a respondent deliberately fabricated a material element of his asylum claim 11 constitutes a finding tha…
- Dong v. Keisler, 242 F. App'x 768 (2d Cir. 2007).unpublished (We agree that the Immigration Judge must separately address the question of frivolousness----)
- Biao Yang v. Gonzales, 496 F.3d 268 (2d Cir. 2007).published See Y-L-, 24 I. & N. Dec. at 156 (“[A] finding of frivolousness does not flow automatically from an adverse credibility determination.”) (internal quotations marks omitted).
- Domingo Rojas v. U.S. Attorney Gen., No. 25-13934 (11th Cir. Aug. 21, 2026).unpublishedMatter of Y-L-, 24 I. & N. Dec. 151, 155-61 (BIA 2007) (citing 8 C.F.R. § 1208.20 ).
- S-m-h, 29 I. & N. Dec. 412 (BIA 2026).published “An element of a claim is ‘fabricated’ when it misrepresents the truth.” Matter of Y-L-, 24 I&N Dec. 151, 156 (BIA 2007).
- Pos-Soto v. Bondi, No. 25-2227 (9th Cir. Dec. 8, 2025).unpublishedMatter of Y-L-, 24 I. & N. Dec. 151, 155 (BIA 2007); see also Ahir v. Mukasey, 527 F.3d 912, 917 (9th Cir. 2008) (adopting the procedural framework outlined in Matter of Y-L-).
- Xin He v. Bondi, No. 22-6471 (L) (2d Cir. May 5, 2025).unpublishedSee Debique v. Garland, 58 F.4th 676, 684 (2d Cir. 2023) (“We consider abandoned any claims not adequately presented in an appellant’s brief, and an appellant’s failure to make legal or factual arguments constitutes abandonment.” (internal…
- Chen v. Garland, No. 22-6194-ag (2d Cir. Apr. 24, 2024).unpublishedBiao Yang v. Gonzales, 496 F.3d 268, 275 (2d Cir. 2007) (per curiam) (quoting Matter of Y-L-, 24 I. & N. Dec. 151, 155 (B.I.A. 2007)); see also 8 U.S.C. § 1158 (d)(4)(A) (requiring notice of consequences of filing frivolous application).
- Alkadhi v. Garland, No. 23-41 (9th Cir. Apr. 15, 2024).unpublishedThe BIA’s opinion also purported to “not find it necessary in this case to 2 23-41 consider whether an Immigration Judge has discretion not to enter a frivolousness finding when the requirements under Matter of Y-L- [ 24 I. & N. Dec. 151,…
- Aththidiya Liyanage v. Garland, No. 22-6009 (2d Cir. Apr. 4, 2024).unpublishedThe BIA has set 15 forth four procedural safeguards that an IJ must follow in rendering frivolousness 16 determinations: 17 (1) notice to the alien of the consequences of filing a frivolous 18 application; (2) a specific finding by the Imm…
Show 61 more citing cases
- Fernando v. Garland, No. 21-6034 (2d Cir. Nov. 1, 2023).unpublished If the agency “determines that an alien has knowingly made a frivolous application for asylum and the alien has received . . . notice [of the consequences of knowingly filing a frivolous claim], the alien shall be permanently ineligible fo…
- Ud Din v. Garland, 72 F.4th 411 (2d Cir. 2023).published Matter of Y-L-, 24 I. & N. Dec. 151, 155 (B.I.A. 2007).
- Bohara v. Garland, No. 20-3152 (2d Cir. Dec. 21, 2022).unpublishedSuch finding shall only 15 be made if the [IJ or BIA] is satisfied that the applicant, 16 during the course of the proceedings, has had sufficient 17 opportunity to account for any discrepancies or implausible 18 aspects of the claim.” 8 C…
- M-m-a, 28 I. & N. Dec. 494 (BIA 2022).published Among these is a specific finding that a respondent “knowingly and deliberately fabricated material elements of the claim.” Id. at 156-57; see 8 C.F.R. § 1208.20 .
- H-y-z, No. ID 4000 (BIA Nov. 13, 2020).published A. A finding that an application for asylum is frivolous, “unlike a determination in regard to eligibility for [other] form[s] of relief . . . , is a preemptive determination which, once made, forever bars an alien from any benefit under […
- Francisco Jaramillo-Laureano v. William Barr, No. 17-71498 (9th Cir. Feb. 11, 2020).unpublished On de novo review, we conclude that the IJ properly applied the framework from Matter of Y-L-, 24 I. & N. Dec. 151, 155 (BIA 2007), in determining that Jaramillo filed a frivolous asylum application.
- Sovanny Pal v. William Barr, No. 16-73460 (9th Cir. Feb. 10, 2020).unpublishedWe review de novo whether the BIA properly applied the Matter of Y-L-, 24 I & N Dec. 151, 155 (BIA 2007), framework in determining that Pal filed a frivolous asylum application.
- Pipul v. Sessions, No. 17-294 (2d Cir. June 26, 2018).unpublishedBefore being subject to this permanent bar, Rahman was entitled to procedural safeguards: “(1) notice . . . of the consequences of filing a frivolous application; (2) a specific finding . . . that [he] knowingly filed a frivolous applicati…
- Abaz Jashari v. Jefferson B. Sessions, III, No. 17-3457 (6th Cir. Jan. 25, 2018).unpublished(R. 625.) The IJ next considered whether Jashari had filed a frivolous asylum application, noting that “a number of procedural safeguards have been established before an immigration judge can make a frivolous determination.” (Id. (citing M…
- Aiying Zhao v. Jefferson Sessions, 697 F. App'x 552 (9th Cir. 2017).unpublished (stating that filing a frivolous application makes an alien ineligible “for any benefits under the Immigration and Nationality Act except for withholding of removal.)
- Mei Zheng v. Sessions, 687 F. App'x 59 (2d Cir. 2017).unpublished(discussing 8 C.F.R. § 1208.20)
- Suhua Qiu v. Jefferson Sessions, No. 13-74294 (9th Cir. Mar. 28, 2017).unpublishedLiu v. Holder, 640 F.3d 918 , 927–28 (9th Cir. 2011), quoting In re Y–L–, 24 I. & N. Dec. 151, 155 (B.I.A. 2007).
- Jiang Lin v. Sessions, 682 F. App'x 82 (2d Cir. 2017).unpublished(discussing 8 C.F.R. § 1208.20)
- Nai Wu Jiang v. Boente, 678 F. App'x 41 (2d Cir. 2017).unpublishedFrivolousness Finding In making a frivolousness determination, an IJ must (1) give “ ‘notice to the alien of the consequences of filing a frivolous application’ (2) make “ ‘a specific finding ... that the alien knowingly filed a frivolous…
- Dong v. Yates, 676 F. App'x 75 (2d Cir. 2017).unpublishedIn making such a finding, an IJ must (1) give the alien notice of the consequences of filing a frivolous application; (2) make a specific finding that the alien knowingly filed a frivolous application; (3) identify sufficient evidence in t…
- Emma Petrosyan v. Loretta E. Lynch, 661 F. App'x 460 (9th Cir. 2016).unpublishedPursuant to In re Y-L, 24 I. & N. Dec. 151, 155 (BIA 2007), the Board may find an asylum application to be frivolous only if it complies with several procedural safeguards.
- Henri Ndibu v. Loretta Lynch, 823 F.3d 229 (4th Cir. 2016).publishedIn re Y-L-. 24 I. & N. Dec. 151, 155 (BIA 2007); see 8 C.F.R. § 1208.20 .
- Thomas Githinji v. Loretta Lynch, 627 F. App'x 243 (4th Cir. 2015).unpublishedThe following requirements must be met before an asylum application is declared frivolous: “(1) notice to the alien of the consequences of filing a frivolous application; (2) a specific finding by the [IJ] or the Board that the alien knowi…
- Rong Gao v. Lynch, 622 F. App'x 91 (2d Cir. 2015).unpublishedMei Juan Zheng v. Mukasey, 514 F.3d 176, 180 (2d Cir.2008) (citing Matter of Y-L-, 24 I. & N. Dec. 151, 155 (B.I.A.2007)); see also Matter of B-Y-, 25 I. & N. Dec. 236, 241-42 (B.I.A.2010).
- Liu v. Holder, 586 F. App'x 455 (10th Cir. 2014).unpublished Ultimately, the IJ found all the necessary elements to apply the frivolous-application bar, see In re Y-L-, 24 I. & N. Dec. 151, 155 (BIA 2007), and ruled that Ms. Liu therefore was ineligible for adjustment of status.
- Boendi Limbeya v. Eric H. Holder, Jr., 764 F.3d 894 (8th Cir. 2014).published But “a finding of frivolousness does not flow automatically from an ad *901 verse credibility determination.” In re YL- 24 I. & N. Dec. at 156 (quotation omitted).
- Niang v. Holder, 762 F.3d 251 (2d Cir. 2014).publishedThat paragraph states that “[a]t the time of filing an application for asylum, the Attorney General shall ... advise the alien ... of the consequences, under paragraph (6), of knowingly filing a frivolous application for asylum.” Id. § 115…
- Qijin Dong v. Holder, 528 F. App'x 61 (2d Cir. 2013).unpublished Mei Juan Zheng v. Mukasey, 514 F.3d 176, 180 (2d Cir.2008) (citing Matter of Y-L-, 24 I. & N. Dec. 151, 155 (BIA 2007)).
- Singh v. Holder, 391 F. App'x 636 (9th Cir. 2010).unpublished
- Ribas v. Mukasey, 545 F.3d 922 (10th Cir. 2008).published
- Fernandes v. Holder, 619 F.3d 1069 (9th Cir. 2010).published
- Multani v. Holder, 422 F. App'x 581 (9th Cir. 2011).unpublished
- Muteteri v. Holder, 434 F. App'x 707 (9th Cir. 2011).unpublished
- Singh v. Holder, 448 F. App'x 735 (9th Cir. 2011).unpublished
- Todor Alexandrov v. Eric Holder, Jr., 475 F. App'x 41 (6th Cir. 2012).unpublished
- Xiu Lan Zheng v. Holder, 525 F. App'x 50 (2d Cir. 2013).unpublished
- Rudi Irawan v. Eric Holder, Jr., 542 F. App'x 628 (9th Cir. 2013).unpublished
- Ghazali v. Holder, 585 F.3d 289 (6th Cir. 2009).published
- Kalilu v. Mukasey, 516 F.3d 777 (9th Cir. 2008).published
- Mei Juan Zheng v. Mukasey, 514 F.3d 176 (2d Cir. 2008).published
- Rafiyev v. Mukasey, 536 F.3d 853 (8th Cir. 2008).published
- Dhital v. Mukasey, 532 F.3d 1044 (9th Cir. 2008).published
- Betow v. Holder, 559 F. App'x 239 (4th Cir. 2014).unpublished
- Iuliu Ioan Albu v. Eric H. Holder, Jr., 761 F.3d 817 (7th Cir. 2014).published
- Mei Juan Zheng v. Mukasey, No. 04-5027-ag (2d Cir. Feb. 28, 2008).published
- Muhammad Siddique v. Michael Mukasey, 547 F.3d 814 (7th Cir. 2008).published
- Kalilu v. Mukasey, 548 F.3d 1215 (9th Cir. 2008).published
- Kalilu v. Mukasey, No. 06-75425 (9th Cir. Nov. 19, 2008).published
- Wen Lin Chen v. Sessions, 695 F. App'x 4 (2d Cir. 2017).unpublished
- Guiyu Jin v. Sessions, 693 F. App'x 56 (2d Cir. 2017).unpublished
- Martun Derbinyants v. William Barr, No. 16-74035 (9th Cir. July 23, 2020).unpublished
- B-y, 25 I. & N. Dec. 236 (BIA 2010).published
- Yan Qing Tian v. Mukasey, 300 F. App'x 65 (2d Cir. 2008).unpublished
- Jin Jie Liang v. Mukasey, 306 F. App'x 358 (9th Cir. 2008).unpublished
- Lin Jian v. Holder, 320 F. App'x 101 (2d Cir. 2009).unpublished
- Fofona v. Holder, 327 F. App'x 42 (9th Cir. 2009).unpublished
- Manani v. Holder, 330 F. App'x 144 (9th Cir. 2009).unpublished
- Biyun Yu v. Holder, 332 F. App'x 374 (9th Cir. 2009).unpublished
- Gui Guan Chen v. Holder, 341 F. App'x 733 (2d Cir. 2009).unpublished
- Djoumassi v. Holder, 351 F. App'x 494 (2d Cir. 2009).unpublished
- Rutko v. Holder, 397 F. App'x 392 (9th Cir. 2010).unpublished
- Soliman-Salama v. Mukasey, 261 F. App'x 348 (2d Cir. 2008).unpublished
- Diallo v. Mukasey, 263 F. App'x 146 (2d Cir. 2008).unpublished
- Catalbasoglu v. Mukasey, 268 F. App'x 61 (2d Cir. 2008).unpublished
- Marco Polo v. Merrick Garland, No. 16-70472 (9th Cir. June 8, 2023).unpublished
- Gurwinder Singh v. Pamela Bondi, No. 24-1778 (4th Cir. Nov. 5, 2025).unpublished
At page 156 Determining frivolousness requires specific findings of fabrication20 citing cases“the immigration judge must separately address the question of frivolousness, including a discussion of the evidence supporting a finding that the respondent deliberately fabricated a material element of the asylum claim.”
- Wang v. McHenry, No. 23-6025 (2d Cir. Jan. 24, 2025).unpublished ([A]n Immigration Judge’s specific finding 10 that a respondent deliberately fabricated a material element of his asylum claim 11 constitutes a finding that he knowingly filed a frivolous asylum application.)
- Biao Yang v. Gonzales, 496 F.3d 268 (2d Cir. 2007).published ([A] finding of frivolousness does not flow automatically from an adverse credibility determination.)
- S-m-h, 29 I. & N. Dec. 412 (BIA 2026).published “An element of a claim is ‘fabricated’ when it misrepresents the truth.” Matter of Y-L-, 24 I&N Dec. 151, 156 (BIA 2007).
- Maimouna Bountoulougou v. Merrick Garland, No. 19-1709 (4th Cir. Mar. 26, 2024).unpublished Moreover, the IJ Decision related that the IJ “must provide cogent and convincing reasons for determining that a preponderance of the evidence supports a frivolousness finding.” Id. (citing In re Y- L-, 24 I. & N. Dec. 151, 158 (BIA 2007)).
- Fernando v. Garland, No. 21-6034 (2d Cir. Nov. 1, 2023).unpublished If the agency “determines that an alien has knowingly made a frivolous application for asylum and the alien has received . . . notice [of the consequences of knowingly filing a frivolous claim], the alien shall be permanently ineligible fo…
- M-m-a, 28 I. & N. Dec. 494 (BIA 2022).published Among these is a specific finding that a respondent “knowingly and deliberately fabricated material elements of the claim.” Id. at 156-57; see 8 C.F.R. § 1208.20 .
- Grace Njenga v. William Barr, U. S. Atty Gen, No. 19-60446 (5th Cir. Dec. 8, 2020).unpublishedMatter of Y-L-, 24 I. & N. Dec. 151, 156 (B.I.A. 2007).
- Albert Froilan Gaerlan v. William Barr, No. 17-73311 (9th Cir. July 31, 2020).unpublishedAn element is deliberately fabricated if it involves a “knowing and intentional misrepresentation of the truth.” Matter of Y-L-, 24 I. & N. Dec. 151, 156 (BIA 2007).
- Boendi Limbeya v. Eric H. Holder, Jr., 764 F.3d 894 (8th Cir. 2014).published But “a finding of frivolousness does not flow automatically from an ad *901 verse credibility determination.” In re YL- 24 I. & N. Dec. at 156 (quotation omitted).
- Henny Laut v. Eric Holder, Jr., 583 F. App'x 698 (9th Cir. 2014).unpublished Matter of Y-L-, 24 I. & N. Dec. 151, 156 (BIA 2007).
Show 8 more citing cases
- B-y, 25 I. & N. Dec. 236 (BIA 2010).published
- Lin Jian v. Holder, 320 F. App'x 101 (2d Cir. 2009).unpublished
- Mei Chai Ye v. United States Dep't of Just., 489 F.3d 517 (2d Cir. 2007).published
- Huai Cao v. Attorney Gen. of the United States, 421 F. App'x 218 (3d Cir. 2011).unpublished
- Luciana v. Attorney Gen. of the United States, 502 F.3d 273 (3d Cir. 2007).published
- Luciana v. Atty Gen USA, No. 05-3544 (3d Cir. Sept. 17, 2007).published
- Bourouisa v. Holder, 322 F. App'x 56 (2d Cir. 2009).unpublished
- Liu v. Mukasey, 258 F. App'x 387 (2d Cir. 2007).unpublished
At page 159 Guidance for immigration judges on frivolous asylum applications17 citing cases[I]t would be a good practice for an Immigration Judge who believes that an applicant may have submitted a frivolous asylum application to bring this concern to the attention of the applicant prior to the conclusion of proceedings.
- Xi Lin v. Attorney Gen. United States, No. 21-1286 (3d Cir. Jan. 10, 2022).unpublished([I]t would be a good practice for an Immigration Judge who believes that an applicant may have submitted a frivolous asylum application to bring this concern to the attention of the applicant prior to the conclusion of…)
- Khadka v. Holder, 618 F.3d 996 (9th Cir. 2010).published ([I]t would be a good practice for an Immigration Judge ... to bring this concern to the attention of the applicant prior to the conclusion of proceedings^ though i]n some cases, the Government may raise the issue of fr…)
- Maimouna Bountoulougou v. Merrick Garland, No. 19-1709 (4th Cir. Mar. 26, 2024).unpublished Moreover, the IJ Decision related that the IJ “must provide cogent and convincing reasons for determining that a preponderance of the evidence supports a frivolousness finding.” Id. (citing In re Y- L-, 24 I. & N. Dec. 151, 158 (BIA 2007)).
- M-m-a, 28 I. & N. Dec. 494 (BIA 2022).published Among these is a specific finding that a respondent “knowingly and deliberately fabricated material elements of the claim.” Id. at 156-57; see 8 C.F.R. § 1208.20 .
- D-r, 27 I. & N. Dec. 105 (BIA 2017).published(addressing materiality in the context of a frivolous asylum application and citing Kungys only for the “natural tendency” standard)
- Ahir v. Mukasey, 527 F.3d 912 (9th Cir. 2008).published
- B-y, 25 I. & N. Dec. 236 (BIA 2010).published
- Luciana v. Attorney Gen. of the United States, 502 F.3d 273 (3d Cir. 2007).published
- Luciana v. Atty Gen USA, No. 05-3544 (3d Cir. Sept. 17, 2007).published
- Patel v Holder, 388 F. App'x 595 (9th Cir. 2010).unpublished
Show 5 more citing cases
- Jirair Stepanian v. Jefferson Sessions, 702 F. App'x 579 (9th Cir. 2017).unpublished
- Zhang, 27 I. & N. Dec. 569 (BIA 2019).published
- Bett, 26 I. & N. Dec. 437 (BIA 2014).published
- Adeyanju v. Garland, 27 F.4th 25 (1st Cir. 2022).published
- Xue Qin Jiang v. Holder, 324 F. App'x 45 (2d Cir. 2009).unpublished
At page 157 Determining frivolousness requires preponderance of evidence16 citing cases“because of the severe consequences that flow from a frivolousness finding, the preponderance of the evidence must support an immigration judge's finding that the respondent knowingly and deliberately fabricated material elements of the claim.”
- Khadka v. Holder, 618 F.3d 996 (9th Cir. 2010).published See Y-L, 24 I. & N. Dec. at 159-60 (“[I]t would be a good practice for an Immigration Judge ... to bring this concern to the attention of the applicant prior to the conclusion of proceedings^ though i]n some cases, the Government may raise…
- Maimouna Bountoulougou v. Merrick Garland, No. 19-1709 (4th Cir. Mar. 26, 2024).unpublished Moreover, the IJ Decision related that the IJ “must provide cogent and convincing reasons for determining that a preponderance of the evidence supports a frivolousness finding.” Id. (citing In re Y- L-, 24 I. & N. Dec. 151, 158 (BIA 2007)).
- Ud Din v. Garland, 72 F.4th 411 (2d Cir. 2023).published Matter of Y-L-, 24 I. & N. Dec. 151, 155 (B.I.A. 2007).
- M-m-a, 28 I. & N. Dec. 494 (BIA 2022).published Among these is a specific finding that a respondent “knowingly and deliberately fabricated material elements of the claim.” Id. at 156-57; see 8 C.F.R. § 1208.20 .
- H-y-z, No. ID 4000 (BIA Nov. 13, 2020).published A. A finding that an application for asylum is frivolous, “unlike a determination in regard to eligibility for [other] form[s] of relief . . . , is a preemptive determination which, once made, forever bars an alien from any benefit under […
- Marius Djidonou v. Loretta Lynch, 639 F. App'x 946 (4th Cir. 2016).unpublished“Because of the severe consequences that flow from a frivolousness finding, the preponderance of the evidence must support an [IJ’s] finding that the respondent knowingly and deliberately fabricated material elements of the claim.” In re:…
- Lin Jian v. Holder, 320 F. App'x 101 (2d Cir. 2009).unpublished
- Patel v Holder, 388 F. App'x 595 (9th Cir. 2010).unpublished
- Beshir v. Holder, 503 F. App'x 234 (4th Cir. 2013).unpublished
- Mamadou Barry v. Eric Holder, Jr., No. 13-1306 (4th Cir. Oct. 29, 2013).unpublished
Show 4 more citing cases
- Ceraj v. Mukasey, 511 F.3d 583 (6th Cir. 2007).published
- Wen Ni v. Loretta Lynch, 632 F. App'x 127 (4th Cir. 2016).unpublished
- Barry v. Holder, 545 F. App'x 188 (4th Cir. 2013).unpublished
- Peter Ngwa v. Eric Holder, Jr., 517 F. App'x 176 (4th Cir. 2013).unpublished
At page 158 Determining knowing or deliberate conduct through circumstantial evidence13 citing cases“sufficient evidence in the record to support the finding that a material element of the asylum application was deliberately fabricated,”
- Hysaj v. Barr, No. 17-3529 (2d Cir. Oct. 29, 2019).unpublished ([P]roof that conduct 21 was knowing or deliberate may be demonstrated by 22 circumstantial evidence.)
- S-m-h, 29 I. & N. Dec. 412 (BIA 2026).published “An element of a claim is ‘fabricated’ when it misrepresents the truth.” Matter of Y-L-, 24 I&N Dec. 151, 156 (BIA 2007).
- Maimouna Bountoulougou v. Merrick Garland, No. 19-1709 (4th Cir. Mar. 26, 2024).unpublished Moreover, the IJ Decision related that the IJ “must provide cogent and convincing reasons for determining that a preponderance of the evidence supports a frivolousness finding.” Id. (citing In re Y- L-, 24 I. & N. Dec. 151, 158 (BIA 2007)).
- H-y-z, No. ID 4000 (BIA Nov. 13, 2020).published A. A finding that an application for asylum is frivolous, “unlike a determination in regard to eligibility for [other] form[s] of relief . . . , is a preemptive determination which, once made, forever bars an alien from any benefit under […
- Ning Wang v. Lynch, 845 F.3d 299 (7th Cir. 2017).published Matter of Y-L-, 24 I. & N. Dec. 151, 158 (BIA 2007).
- Huiwen Chen v. U.S. Attorney Gen., 628 F. App'x 715 (11th Cir. 2016).unpublishedThat framework is designed to safeguard procedural rights, which includes ensuring that the immigration judge “plac[es] the ultimate burden of proof on the Government,” Matter of Y-L-, 24 I. & N. Dec. 151, 158 (BIA 2007), to establish, by…
- Boendi Limbeya v. Eric H. Holder, Jr., 764 F.3d 894 (8th Cir. 2014).published But “a finding of frivolousness does not flow automatically from an ad *901 verse credibility determination.” In re YL- 24 I. & N. Dec. at 156 (quotation omitted).
- Henny Laut v. Eric Holder, Jr., 583 F. App'x 698 (9th Cir. 2014).unpublished Matter of Y-L-, 24 I. & N. Dec. 151, 156 (BIA 2007).
- Singh v. Holder, 448 F. App'x 735 (9th Cir. 2011).unpublished
- Luciana v. Attorney Gen. of the United States, 502 F.3d 273 (3d Cir. 2007).published
Show 2 more citing cases
- Luciana v. Atty Gen USA, No. 05-3544 (3d Cir. Sept. 17, 2007).published
- Tonin Brushtulli v. Eric Holder, Jr., 594 F. App'x 282 (6th Cir. 2014).unpublished
At page 151 Determining when an asylum application is frivolous5 citing cases
- Jianhua Liu v. Matthew Whitaker, No. 18-70126 (9th Cir. Dec. 20, 2018).unpublishedThe agency did not err in finding Liu filed a frivolous asylum application where it complied with the procedural requirements of In re Y-L-, 24 I. & N. Dec. 151, 151-52 (BIA 2007).
- Qiuzhu Ye v. Jefferson Sessions, No. 13-70172 (9th Cir. Apr. 16, 2018).unpublishedThe agency did not err in finding Ye filed a frivolous asylum application where it complied with the procedural requirements of In re Y-L-, 24 I. & N. Dec. 151, 151-52 (BIA 2007).
- Melkonyan v. Sessions, 698 F. App'x 495 (9th Cir. 2017).unpublishedFinally, the agency did not err in finding Melkonyan filed a frivolous asylum application where it complied with the procedural requirements of In re Y- L-, 24 I. & N. Dec. 151, 151-52 (BIA 2007).
- Ahir v. Mukasey, 527 F.3d 912 (9th Cir. 2008).published
At page 154 Allowing opportunity to account for claim discrepancies4 citing cases
- Stepanian v. Garland, No. 23-499 (9th Cir. June 26, 2024).unpublishedMatter of Y-L-, 24 I. & N. Dec. 151, 154 (BIA 2007).
- Diarra v. Lynch, 646 F. App'x 62 (2d Cir. 2016).unpublishedTo find an asylum application frivolous, an IJ must (1) give the alien notice of the consequences of filing a frivolous application; (2) make a specific finding that the alien knowingly filed a frivolous application; (3) identify sufficien…
- Xiao Min Chen v. Mukasey, 527 F.3d 935 (9th Cir. 2008).published
- Chen v. Mukasey, No. 04-72413 (9th Cir. June 3, 2008).published
Cite as 24 I&N Dec. 151 (BIA 2007) Interim Decision #3563
In re Y-L-, Respondent
Decided April 25, 2007 U.S. Department of Justice Executive Office for Immigration Review
Board of Immigration Appeals
(1) In determining that an application for asylum is frivolous, the Immigration Judge must address the question of frivolousness separately and make specific findings that the applicant deliberately fabricated material elements of the asylum claim.
(2) Before the Immigration Judge makes a finding that an asylum application is frivolous, the applicant must be given sufficient opportunity to account for any discrepancies or implausible aspects of the claim.
(3) The Immigration Judge must provide cogent and convincing reasons for determining that a preponderance of the evidence supports a frivolousness finding, taking into account any explanations by the applicant for discrepancies or implausible aspects of the claim. FOR RESPONDENT: Khagendra Gharti-Chhetry, Esquire, New York, New York FOR THE DEPARTMENT OF HOMELAND SECURITY: Virna A. Wright, Assistant Chief Counsel BEFORE: Board Panel: HURWITZ, Acting Vice Chairman; HOLMES and MILLER, Board Members.
HURWITZ, Acting Vice Chairman:
In a decision dated January 22, 2004, an Immigration Judge found the respondent removable on his own admissions and denied his applications for asylum, withholding of removal under section 241(b) of the Immigration and Nationality Act, 8 U.S.C. § 1231(b) (2000), and protection under the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, adopted and opened for signature Dec. 10, 1984, G.A. Res. 39/46, 39 U.N. GAOR Supp. No. 51, at 197, U.N. Doc. A/RES/39/708 (1984) (entered into force June 26, 1987; for the United States Apr. 18, 1988) (“Convention Against Torture”). On December 4, 2004, we affirmed the Immigration Judge’s decision without opinion, and the respondent subsequently filed a petition for review. On July 11, 2006, the United States Court of Appeals for the Second Circuit remanded this case with a request that we further consider the Immigration Judge’s finding that the respondent’s asylum application was frivolous, and that we formulate standards for deciding when an asylum application may be found to be frivolous. Liu v. U.S. Dep’t of Justice, 455 F.3d 106 (2d Cir. 2006). Upon further consideration, the respondent’s appeal from the Immigration Judge’s finding that his asylum application was frivolous will be sustained, and that part of our decision affirming the Immigration Judge’s ruling in that regard will be vacated.
I. FACTUAL AND PROCEDURAL HISTORY
The respondent is a native and citizen of the People’s Republic of China who entered the United States in January 2002 without proper documents. The respondent was placed in removal proceedings and filed his original Application for Asylum and for Withholding of Removal (Form I-589) in Immigration Court in August 2002. The claim was based principally on problems related to his wife’s practice of Falun Gong. A statement included with the original asylum application indicated that he and his wife had two children, a son born on September 24, 1989, and a daughter born on May 2, 1991. In regard to the second child, the statement provided:
According to the family planning policy, we were not allowed to have a second child. However, my wife and I believe[d] that there would not be any social security and retirement system to assure peasants like us. Therefore we had a second child. We hid here and there to avoid being captured by government officials. In order to give birth to my daughter, Liu Yin Fang, we hid here and there and led a stressful life.
In support of his original application for asylum, the respondent provided copies of his children’s birth certificates, each of which identified the respondent as the father and the respondent’s wife as the mother. He also submitted a copy of a Household Registration Booklet listing himself, his wife, and his son and daughter as members of the household. Nearly a year after filing the original asylum application, the respondent retained new counsel and filed an amended application with a supporting statement providing the following account of events. After their son’s birth on September 24, 1989, his wife became pregnant again in August 1990. She avoided the quarterly check-ups with family planning officials because the second pregnancy violated the family planning laws. On April 20, 1991, four family planning officials came to their home and forcibly took his wife for an abortion. On May 8, 1991, the respondent’s sister-in-law found an abandoned female infant alongside a road in the village. The respondent and his wife informally adopted the infant as their own. In December 1996, the family planning office learned of the second child and fined the respondent and his wife for an illegal adoption. The pressures of these events affected his wife’s health and caused her to turn to the practice of Falun Gong for relief. The remainder of the statement tracks the Falun Gong aspects of the claim contained in the original application and supporting statement. In support of his amended asylum application, the respondent submitted an abortion certificate, a fine receipt, and statements from his wife and the sister-in-law who found the infant.
At a hearing before the Immigration Judge, the respondent testified concerning his request for asylum and answered questions from his attorney, the Government attorney, and the Immigration Judge. In regard to his wife’s second pregnancy, he testified that his wife remained at home undetected for almost the entire term of her pregnancy until the four family planning officials came to their home and forcibly took her for an abortion. After the hearing, the Immigration Judge issued an oral decision denying the respondent’s requests for relief from removal and ordering him removed to the People’s Republic of China. In her decision, the Immigration Judge found that the respondent had not presented a credible claim for asylum or withholding of removal. She also found that the respondent had submitted a frivolous application for asylum in that he had deliberately fabricated the account of the abortion and the illegal adoption in his amended asylum application in order to obtain immigration benefits in the United States. The respondent appealed the Immigration Judge’s decision. In regard to the frivolousness finding, the respondent stated in his notice of appeal that he did not mention his wife’s abortion in the original application for asylum because “he did not meet the attorney and he was not interviewed by the attorney before filing the original I-589 ” and “[t]he secretary missed mention[ing] his wife’s abortion in his original I-589.” Other than the conclusory statement that the determination was “arbitrary and capricious,” and that there was no confirmation from the consulate that documents submitted by the respondent were fraudulent, the respondent’s 8-page brief did not address the Immigration Judge’s frivolousness finding. We affirmed the Immigration Judge’s decision without opinion. The respondent then petitioned the Second Circuit for review, challenging both the Immigration Judge’s adverse credibility determination and her frivolousness finding. The Second Circuit concluded that “substantial evidence support[ed] the credibility ruling against [the respondent]” but remanded the frivolousness finding to give the Board “an opportunity, in the first instance, to formulate standards for deciding when an asylum seeker’s application may be deemed frivolous.” Liu v. U.S. Dep’t of Justice, supra, at 108.
II. STATUTORY AND REGULATORY FRAMEWORK
In 1996, Congress amended the immigration law to discourage the filing of frivolous asylum applications. Section 208(d)(4)(A) of the Act, 8 U.S.C. § 1158(d)(4)(A) (2000), requires the Attorney General to advise an alien applying for asylum, at the time of filing an application, of the consequences of knowingly filing a frivolous application. See also 8 C.F.R. § 1240.11(c)(1)(iii) (2006). Those consequences are stated in section 208(d)(6) of the Act, which provides as follows:
If the Attorney General determines that an alien has knowingly made a frivolous application for asylum and the alien has received the notice under paragraph (4)(A), the alien shall be permanently ineligible for any benefits under this Act, effective as of the date of a final determination on such application.
The regulation that governs the determination whether an asylum application is frivolous provides:
For applications filed on or after April 1, 1997, an applicant is subject to the provisions of section 208(d)(6) of the Act only if a final order by an immigration judge or the Board of Immigration Appeals specifically finds that the alien knowingly filed a frivolous asylum application. For purposes of this section, an asylum application is frivolous if any of its material elements is deliberately fabricated. Such finding shall only be made if the immigration judge or the Board is satisfied that the applicant, during the course of the proceedings, has had sufficient opportunity to account for any discrepancies or implausible aspects of the claim. For purposes of this section, a finding that an alien filed a frivolous asylum application shall not preclude the alien from seeking withholding of removal.
8 C.F.R. § 1208.20 (2006).
In preparing this regulation, the Attorney General stated that the Department of Justice was “carrying out one of the central principles of the asylum reform process begun in 1993; to discourage applicants from making patently false claims.” Inspection and Expedited Removal of Aliens; Detention and Removal of Aliens; Conduct of Removal Proceedings; Asylum Procedures, 62 Fed. Reg. 444, 447 (Jan. [3], 1997) (Supplementary Information). In the Federal Register Notice promulgating the final “Asylum Procedures” rule in 2000, the Attorney General added the following observations:
One commenter stated that the regulatory definition of “frivolous” does not contain appropriate safeguards, and that the Service should advise every asylum applicant of the consequences of filing frivolous claims. The current regulation provides appropriate safeguards by stipulating that an immigration judge or the Board must be satisfied that an applicant had sufficient opportunity to account for any discrepancies before finding that an applicant filed a frivolous application, and by permitting an applicant to seek withholding of removal even if he or she is found to have filed a frivolous application. The regulation itself also advises an applicant that he or she is subject to the provisions of section 208(d)(6) of the Act if a final order specifically finds that the alien knowingly filed a frivolous application. Finally, both the instructions to the Form I-589 and the application itself warn the applicant about the consequences of filing a frivolous claim, as required by section 208(d)(4) of the Act.
Asylum Procedures, 65 Fed. Reg. 76,121, 76,128 (Dec. 6, 2000) (Supplementary Information).
III. APPLYING THE STATUTORY AND REGULATORY
FRAMEWORK
The implementing regulation provides a comprehensive framework for determining whether an asylum application is frivolous. Given the serious consequences of a frivolousness finding, the regulation provides a number of procedural safeguards. These include the following requirements: (1) notice to the alien of the consequences of filing a frivolous application; (2) a specific finding by the Immigration Judge or the Board that the alien knowingly filed a frivolous application; (3) sufficient evidence in the record to support the finding that a material element of the asylum application was deliberately fabricated; and (4) an indication that the alien has been afforded sufficient opportunity to account for any discrepancies or implausible aspects of the claim.1 We address each of these requirements in turn.
A. Notice
The statute and regulation require that the Attorney General advise the alien at the time of filing an asylum application of the consequences of filing a frivolous application, i.e., permanent ineligibility for any benefits under the Immigration and Nationality Act except for withholding of removal. See section 208(d)(6) of the Act; 8 C.F.R. § 1208.20. In this case, the record includes a written notice from the Immigration Judge entitled “Notice of Privilege of Counsel and Consequences of Knowingly Filing a Frivolous Application for Asylum,” which sets forth the requisite warnings of the consequences of filing a frivolous asylum application.2 Additionally, the Form I-589 contains a written warning that “[a]pplicants determined to have knowingly made a frivolous application for asylum will be permanently ineligible for any benefits under the Immigration and Nationality Act.” At the 1 In light of the regulatory requirement that there be evidence of a deliberate fabrication of a material element of a claim, the term “fraudulent” may be more appropriate than the term “frivolous” when applied to a questionable asylum application. See Barreto-Claro v. U.S. Att’y Gen., 275 F.3d 1334, 1339, n.11 (11th Cir. 2001) (observing that the term “frivolous” generally means “insignificant, trivial, silly or gay” (quoting Webster, New International Dictionary (3d ed. 1961))). Obvious legal insufficiency of a claim does not support a frivolousness finding. Scheerer v. U.S. Att’y Gen., 445 F.3d 1311, 1318 (11th Cir. 2006). 2 The notice, which was entered into the record as an exhibit on March 5, 2002, states in relevant part: “Before you file an asylum application (Form I-589) the law (section 208(d)(4) of the Immigration and Nationality Act) requires that you be advised specifically about the consequences of knowingly filing a frivolous application for asylum in the United States. If you knowingly file a frivolous application for asylum, YOU WILL BE BARRED FOREVER from receiving any benefits under the Immigration and Nationality Act. A frivolous application for asylum is one which contains statements or responses to questions that are deliberately fabricated. Not being granted asylum does not mean that your application is frivolous.”
time of filing the original application, then counsel for the respondent assured the Immigration Judge that he had informed the respondent of the consequences of filing a frivolous application for asylum. As the respondent has not asserted a lack of notice of the consequences of filing a frivolous asylum application, we will focus our attention on the other requirements for a frivolousness finding.
B. Specific Findings
The regulation subjects an alien to the penalty provision for filing a frivolous application “only if a final order by an immigration judge or the Board of Immigration Appeals specifically finds that the alien knowingly filed a frivolous asylum application.” 8 C.F.R. § 1208.20. The regulation further provides that “an asylum application is frivolous if any of its material elements is deliberately fabricated.” Id. An element of a claim is “fabricated” when it misrepresents the truth. Black’s Law Dictionary 597 (8th ed. 2004) (stating that “fabricated evidence” is “[f]alse or deceitful evidence”). A “deliberate” fabrication involves a knowing and intentional misrepresentation of the truth. Id. at. 459 (stating that “deliberate” means “[i]ntentional; premeditated; fully considered”). Therefore, an Immigration Judge’s specific finding that a respondent deliberately fabricated a material element of his asylum claim constitutes a finding that he knowingly filed a frivolous asylum application. As a number of courts have observed, “‘a finding of frivolousness does not flow automatically from an adverse credibility determination.’” Liu v. U.S. Dep’t of Justice, supra, at 113 (quoting Muhanna v. Gonzales, 399 F.3d 582, 589 (3d Cir. 2005)); see also Scheerer v. U.S. Att’y Gen., 445 F.3d 1311, 1317 (11th Cir. 2006) (“[A]n adverse credibility determination alone cannot support a finding of frivolousness.”). We agree that the Immigration Judge must separately address the question of frivolousness, including a discussion of the evidence supporting a finding that the respondent deliberately fabricated a material element of the asylum claim.
The Immigration Judge in this case, after finding the respondent not credible, separately addressed the question of frivolousness and provided the following analysis:
[T]he respondent’s application for political asylum has been deliberately fabricated in order to obtain immigration benefits in the United States. The original I-589 application for political asylum indicates that the respondent has a daughter. The statement attached to that application indicates that his wife gave birth to that daughter and was hiding in order to be able to effectively give birth to that daughter. The respondent’s new application is totally and completely different. It states that the daughter was adopted when the respondent’s sister-in-law found the baby girl in a rice paddy.
The respondent’s Q&A airport statements and credible fear interviews also mention absolutely nothing about any family planning problems in the People’s Republic of China, not any alleged forced abortion. The documentary evidence is totally and completely lacking in order to overcome these most glaring discrepancies. It appears that the respondent and his wife do have a daughter and that she was naturally born to the respondent. This is substantiated by the household registration booklet and notarial birth certificate, and that the respondent has fabricated this story about an adopted daughter, in order to obtain immigration benefits in the United States. I, therefore, find that the respondent’s application for asylum must also be deemed frivolous.
In these two paragraphs the Immigration Judge finds that the respondent “deliberately fabricated” the account of the abortion and illegal adoption in the second asylum application. As to materiality, she refers to “totally and completely different” aspects of the amended application–principally the account of the abortion and adoption. These findings meet the regulatory requirement that the Immigration Judge separately address and include specific findings that the respondent deliberately fabricated material elements of his asylum claim.
C. Burden of proof
We now turn to whether the Immigration Judge’s findings are supported by the evidence of record. In its remand, the court has requested that we provide guidance regarding “who carries the burden of proof, what degree of certainty is required, when an opportunity to be heard will be deemed sufficient, how ‘deliberate’ and ‘material’ a fabrication must be, and what deference the BIA owes to an IJ’s finding in this context.” Liu v. U.S. Dep’t of Justice, supra, at 113.
Ordinarily, an applicant for relief from removal has the burden of demonstrating that he or she meets all of the requirements for eligibility for the applicable form of relief. See 8 C.F.R. § 1240.8(d) (2006) (providing that the alien shall have “the burden of establishing that he or she is eligible for any requested benefit or privilege and that it should be granted in the exercise of discretion”). Moreover, “[i]f the evidence indicates that one or more of the grounds for mandatory denial of the application for relief may apply, the alien shall have the burden of proving by a preponderance of the evidence that such grounds do not apply.” Id.
A frivolousness finding, unlike a determination in regard to eligibility for a particular form of relief governed by 8 C.F.R. § 1240.8(d), is a preemptive determination which, once made, forever bars an alien from any benefit under the Act. Because of the severe consequences that flow from a frivolousness finding, the preponderance of the evidence must support an Immigration Judge’s finding that the respondent knowingly and deliberately fabricated material elements of the claim. 8 C.F.R. § 1208.20. Under the regulation, plausible explanations offered by the respondent must be considered in the ultimate determination whether the preponderance of the evidence supports a frivolousness finding.
In regard to the requisite degree of proof, the court in Liu v. U.S. Dep’t of Justice, supra, at 114, suggests that an emerging principle may be that in light of the serious consequences stemming from a frivolousness finding, “concrete and conclusive evidence of fabrication” should be required to support a finding of frivolousness. The court makes this suggestion after reviewing four published decisions upholding frivolousness findings and concluding that each involved “tangible evidence of fabrication that could not reasonably be disputed.” Id. at 115 (citing Ignatova v. Gonzales, 430 F.3d 1209, 1214 (8th Cir. 2005) (medical records submitted by the alien were identified by the hospital as fraudulent); Selami v. Gonzales, 423 F.3d 621, 626-27 (6th Cir. 2005) (copied documents provided by the alien were clear forgeries when compared to true copies of the originals); Efe v. Ashcroft, 293 F.3d 899, 908 (5th Cir. 2002) (alien’s claim regarding age was conclusively disproved by dental records); Barreto-Claro v. U.S. Att’y Gen., 275 F.3d 1334, 1339 (11th Cir. 2001) (alien admitting he lied in his previously filed asylum application). We find no indication in the statute or regulation that a frivolousness finding must be supported by “concrete or conclusive” evidence of fabrication. As a general rule, “the law draws no distinction between direct and circumstantial evidence in requiring the government to carry its burden of proof.” United States v. MacPherson, 424 F.3d 183, 190 (2d Cir. 2005). Moreover, proof that conduct was knowing or deliberate may be demonstrated by circumstantial evidence. Mayer v. Oil Field Systems Corp., 803 F.2d 749 (2d Cir. 1986). After taking into account the respondent’s explanations for discrepancies or implausible aspects of the claim, however, the Immigration Judge must provide cogent and convincing reasons for finding by a preponderance of the evidence that an asylum applicant knowingly and deliberately fabricated material elements of the claim. As the Attorney General emphasized at the time the regulation was promulgated, the regulatory standards for the frivolousness finding have been formulated with the severity of the consequences in mind. See Asylum Procedures, 65 Fed. Reg. at 76,128 (“The Department believes that the current regulation provides for appropriate safeguards for filing a frivolous asylum application, and that, for the reasons set forth in the supplemental information to the January 3, 1997, proposed rule, the definition of frivolous is sufficient.”) (Supplementary Information). As discussed below, in addition to mandating notice of consequences and specific findings of deliberate fabrication of a material element of the asylum application, as well as placing the ultimate burden of proof on the Government, the regulation requires that particular attention be given to providing the alien a sufficient opportunity to account for any discrepancies or implausible aspects of the claim relied on in the frivolousness finding.
In considering an appeal from an Immigration Judge’s decision filed after September 25, 2002, as was the appeal in this case, we give de novo review to questions of law, discretion, and judgment, but review findings of fact only for clear error. 8 C.F.R. §§ 1003.1(d)(3)(i)-(ii) (2006). We may not engage in fact-finding of our own other than to take administrative notice of commonly known facts. 8 C.F.R. § 1003.1(d)(3)(iv). Determining whether a fabrication was knowing or deliberate is a factual question of intent that is reviewed for clear error. See United States v. Awadallah, 349 F.3d 42, 65 (2d Cir. 2003). Whether a fabrication was material involves mixed questions of fact and law. See United States v. Gaudin, 515 U.S. 506, 521 (1995). Whether the Immigration Judge properly applied the regulatory framework is a question of law.
In her decision, the Immigration Judge identified concerns regarding discrepancies and plausibility that indicated to her that the respondent may have deliberately fabricated material elements of his amended asylum application. See Monter v. Gonzales, 430 F.3d 546, 553-54 (2d Cir. 2005) (stating that a misrepresentation is material if it has “‘a natural tendency to influence or was capable of influencing, the decision of the decisionmaking body to which it was addressed’” (quoting Kungys v. United States, 485 U.S. 759, 770 (1988))). These concerns were not mere incidental or tangential discrepancies or omissions. As the court acknowledged in its assessment of the Immigration Judge’s credibility determination, the respondent’s claim in his original application “that his wife gave birth to their second child, rather than simply reporting (without emphasis or elaboration) that they had adopted their daughter in May 1991” is a “glaring inconsistency” when compared to the new claims in the amended application based on an illegal adoption of that same child after a forced abortion. Liu v. U.S. Dep’t of Justice, supra, at 111. As the respondent’s explanations must be considered in determining whether a preponderance of the evidence ultimately supports the frivolousness finding, we turn to the question whether the respondent was afforded a sufficient opportunity to account for the discrepancies and implausible aspects of his claim relied on by the Immigration Judge.
D. Sufficient Opportunity To Explain
The regulation requires that the frivolousness finding “shall only be made if the immigration judge or the Board is satisfied that the applicant, during the course of the proceedings, has had sufficient opportunity to account for any discrepancies or implausible aspects of the claim.” 8 C.F.R. § 1208.20. The regulation requires that the alien be given “ample opportunity during his hearing to address and account for any deliberate, material fabrications upon which the IJ may base a finding of frivolousness.” Mingkid v. U.S. Att’y Gen., 468 F.3d 763, 769 (11th Cir. 2006) (quoting Scheerer v. U.S. Att’y Gen., supra, at 1317).
In order to afford a sufficient opportunity to account for discrepancies, it would be a good practice for an Immigration Judge who believes that an applicant may have submitted a frivolous asylum application to bring this concern to the attention of the applicant prior to the conclusion of proceedings. See, e.g., Farah v. Ashcroft, 348 F.3d 1153, 1158 (9th Cir. 2003) (finding that where the Immigration Judge relied on different inconsistencies in making the adverse credibility determination from those used in making the frivolousness determination, the respondent lacked a sufficient opportunity to explain the discrepancies related to the frivolousness finding). In some cases, the Government may raise the issue of frivolousness during the course of the hearing. See, e.g., Ignatova v. Gonzales, supra, at 1214 (noting that the Government filed a motion requesting that the Immigration Judge address whether the application was frivolous). In other situations, the Immigration Judge may raise the issue and afford the respondent an opportunity to respond with an explanation or corroborating evidence. See, e.g., Selami v. Gonzales, supra (observing that the Immigration Judge adjourned the hearing to afford the respondent an opportunity to respond to concerns that documents submitted in support of his asylum application appeared to be forged).
In the case before us, the Immigration Judge did not mention during the course of the hearing that she was contemplating a frivolousness finding. We do not find that the particular concerns underlying the frivolousness finding were such that the respondent should necessarily have anticipated such a finding and provided explanations relevant to the question whether he deliberately fabricated the account of the forced abortion and illegal adoption in the second application. See Ye v. Dep’t of Homeland Security, 446 F.3d 289 (2d Cir. 2006) (finding that for purposes of an adverse credibility determination the respondent need not be afforded an opportunity to respond to self-evident inconsistencies).3
The respondent did, however, explain during the course of the hearing why the new claims in his amended asylum application were not included in his original application. In a cover statement accompanying his amended application, he explained that when he filed the original asylum application he did not know that family planning was a basis for asylum, that he had never spoken to his first attorney, that the original asylum application was never read back to him, and that he did not have a chance to correct mistakes in the original application prior to the time it was filed in Immigration Court.4 Although the respondent’s explanations raise as many questions as they answer, they do have some bearing on whether he deliberately fabricated critical aspects of the amended application and, therefore, should have been addressed and evaluated by the Immigration Judge. See Ming Shi Xue v. BIA, 439 F.3d 111, 123 (2d Cir. 2006) (finding that the Immigration Judge erred in failing to consider the explanations that an applicant gave in order to rectify discrepancies in testimony).
The respondent essentially blames his first attorney and that attorney’s secretary for including incorrect information in his first application, for missing essential elements of his persecution claim that necessitated the filing of an amended application, and for failing to obtain his verification of the contents of his statement accompanying the original application. The regulation provides that “[t]he applicant’s signature [on an asylum application] establishes a presumption that the applicant is aware of the contents of the application.” 8 C.F.R. § 1208.3(c)(2) (2006). The respondent’s first attorney signed the declaration under Part E of the original asylum application verifying that the information in the application “was provided to me by the applicant and that the completed application was read to the applicant in his or her native language or a language he or she understands for verification before he or she signed the application in my presence.”
Under the circumstances in this case, the Immigration Judge had good reason to be concerned with the plausibility of the abortion and illegal adoption aspects of the respondent’s amended asylum application. She should not, however, have entered a frivolousness finding without communicating these concerns to the respondent before concluding the proceedings and without addressing the respondent’s explanations. Had she confronted the respondent with her concerns, she could have further probed for clarification of the manner in which the original asylum application was prepared. See Matter of S-M-J-, 21 I&N Dec. 722 (BIA 1997) (describing the shared responsibility of parties and the Immigration Judge to assure that relevant
4 The respondent’s concession that his first statement included erroneous information is not enough in and of itself to indicate that he knowingly filed an application containing a deliberate fabrication of a material element of his claim. He contends that he was unaware of the incorrect information included in that application and unaware that his wife’s forced abortion or their fines for illegally adopting a child could be relevant to a claim for asylum. As we are limited to reviewing the Immigration Judge’s findings for clear error and do not engage in factual determinations, our focus on appeal is limited to whether the evidence supports a finding in regard to the factors in the amended asylum application identified by the Immigration Judge as deliberately fabricated or implausible material elements of the claim.
evidence is included the record). Further inquiry could have included a request for corroborating evidence from former counsel regarding the manner in which the first asylum application was prepared.[5]
IV. CONCLUSION
At the time of filing his amended asylum application, the respondent provided explanations relevant to the question whether he had deliberately fabricated a material element of the claims in his amended asylum application. These explanations should have been more fully explored during the course of the hearing and addressed in the Immigration Judge’s decision. For these reasons, we find that the “frivolousness” determination in this case does not meet the regulatory requirement that the respondent be afforded a sufficient opportunity to explain perceived discrepancies or implausibilities. We will therefore vacate our prior decision to the extent that it affirms the Immigration Judges’ frivolousness finding and sustain the respondent’s appeal from that finding.
ORDER: Our prior decision is vacated to the extent that it affirms the Immigration Judge’s frivolousness finding, and the respondent’s appeal from the Immigration Judge’s frivolousness finding is sustained. FURTHER ORDER: The respondent is ordered removed from the United States to the People’s Republic of China pursuant to the Immigration Judge’s decision of January 22, 2004.