William E. Kummetz, Husband Arlene A. Kummetz, Wife v. Tech Mold, Inc., 152 F.3d 1153 (9th Cir. 1998). · Go Syfert
William E. Kummetz, Husband Arlene A. Kummetz, Wife v. Tech Mold, Inc., 152 F.3d 1153 (9th Cir. 1998). Cases Citing This Book View Copy Cite
57 citation events (47 in the last 25 years) across 13 distinct courts.
Strongest positive: Kaatz v. Rainguard (arizctapp, 2025-01-16)
Treatment trajectory · 1998 → 2026 · click a year to view as-of
1998 2012 2026
Top citers, strongest first. 16 distinct citers. How cited ↗
discussed Cited as authority (rule) Kaatz v. Rainguard
Ariz. Ct. App. · 2025 · confidence medium
See Nelson, 119 F.3d at 761 (holding that claims asserted under the Americans with Disabilities Act are analogous to claims asserted under Title VII and require knowing waiver of judicial remedies); Kummetz, 152 F.3d at 1155 (recognizing that an employee does not knowingly waive his right to a judicial determination of discrimination claims when the employee handbook acknowledgment page does not explicitly reference an arbitration provision).
discussed Cited as authority (rule) Michael Ashbey v. Archstone Property Management
9th Cir. · 2015 · confidence medium
The scope of the FAA is narrowed by other federal statutes, such as Title VII and the Americans with Disabilities Act (“ADA”), which “limit the enforcement of arbitration agreements with regard to claims arising under th[ose] statute[s].” Kummetz v. Tech Mold, Inc., 152 F.3d 1153, 1155 (9th Cir.1998).
discussed Cited as authority (rule) Choice Hotels International, Inc. v. SM Property Management, LLC. (2×)
4th Cir. · 2008 · confidence medium
Cf. Buckhannon Bd. and Care Home, Inc. v. West Virginia Dept. of Health and Human Servs., 532 U.S. 598 , 121 S.Ct. 1835 , 149 L.Ed.2d 855 (2001) (attorney fee-shifting provisions of the Fair Housing Amendments Act and of the Americans with Disabilities Act, which permit court, in its discretion, to award reasonable attorney fees to prevailing party in litigation under those statutes, require party to secure either a judgment on merits or court-ordered consent decree in order to qualify as "prevailing party"); Kummetz v. Tech Mold, Inc., 152 F.3d 1153, 1156 (9th Cir.1998) (holding plaintiff's c…
discussed Cited as authority (rule) Douglass v. Pflueger Hawaii, Inc. (2×)
Haw. · 2006 · confidence medium
Consequently, the Ninth Circuit court “concluded that the employee had not knowingly agreed to the arbitration clause because ‘[njothing in that acknowledgement [sic] notified [the employee] either that the [Booklet] contained an arbitration clause or that his acceptance of the [Booklet] constituí- ed a waiver of his right to a judicial forum in which to resolve claims covered by the ADA.’ ” Id. at 1155 (some brackets in original and some added) (quoting Nelson v. Cyprus Bagdad Copper Corp., 119 F.3d 756, 758-61 (9th Cir.1997) (similarly holding that there was no meeting of the minds …
discussed Cited as authority (rule) DeGroff v. Mascotech Forming Technologies-Fort Wayne, Inc. (2×)
N.D. Ind. · 2001 · confidence medium
Id. at 952-953 (citing Kummetz v. Tech Mold, Inc., 152 F.3d 1153, 1155 (9th Cir.1998); Nelson v. Cyprus Bagdad Copper Corp., 119 F.3d 756, 758 (9th Cir.1997)).
discussed Cited as authority (rule) Scott v. Burns International Security Services, Inc.
D. Haw. · 2001 · confidence medium
Comparing these circumstances to the facts of Lai and to Kummetz v. Tech Mold, Inc., 152 F.3d 1153, 1155 (9th Cir.1998), it is clear that by signing the PDRA, Plaintiff made a knowing agreement to arbitrate.
discussed Cited as authority (rule) Garfinkel v. Morristown Ob. & Gyn.
N.J. Super. Ct. App. Div. · 2000 · signal: cf. · confidence medium
In Gilmer, supra, 500 U.S. at 33 , 111 S.Ct. at 1655 , 114 L.Ed. 2d at 41 , the Supreme Court stated that "[m]ere inequality in bargaining power ... is not a sufficient reason to hold that arbitration agreements are never enforceable in the employment context." The Court found that there was "no indication ... that Gilmer, an experienced businessman, was coerced or defrauded into agreeing to the arbitration clause...." Id. at 33 , 111 S.Ct. at 1656 , 114 L.Ed. 2d at 42 ; see also Seus, supra, 146 F. 3d at 183-84 ; Peacock, supra, 110 F. 3d at 229-30 ; cf. Kummetz v. Tech Mold, Inc., 152 F. 3d …
discussed Cited as authority (rule) Penn v. Ryan's Family Steakhouses, Inc.
N.D. Ind. · 2000 · confidence medium
Instead of requiring attendance at an information meeting initiated and organized by the employer once the applicant is hired, the application process at Ryan’s placed the initiative on the job applicant during the actual interview—a pretty substantial burden when one considers very few job applicants wish to appear “troublesome” in an interview. 11 The Ninth Circuit has taken a stance on the waiver issue in this context, expressly holding that when an employee enters into an arbitration agreement, that waiver of a judicial forum must be “knowing.” See Kummetz v. Tech Mold, Inc., 1…
discussed Cited "see" Fahey v. Uber Technologies
N.D. Cal. · 2025 · signal: see · confidence high
See 10 || Kummetz v. Tech Mold, 152 F.3d 1153, 1155 (9th Cir. 1998) (“This court has previously 11 concluded that the ADA requires that agreements to arbitrate disputes arising under the ADA must 12 || at least be knowing, which means that ‘the choice must be explicitly presented to the employee 13 and the employee must explicitly agree to waive the specific right in question.’”); cf. Ashbey v. 14 || Archstone Prop.
discussed Cited "see" Callahan v. PeopleConnect Inc.
N.D. Cal. · 2021 · signal: see · confidence high
See Kummetz v. Tech Mold, 152 F.3d 1153, 1155 (9th Cir. 1998) (in ADA 8 employment case, asking whether employee knowingly waived right to judicial forum and agreed 9 to arbitrate).
cited Cited "see" Nagrampa v. Mailcoups, Inc.
9th Cir. · 2006 · signal: see · confidence high
See Kum- metz v. Tech Mold, Inc., 152 F.3d 1153, 1154 (9th Cir. 1998).
discussed Cited "see" Connie A. Nagrampa v. Mailcoups, Inc. The American Arbitration Association (2×)
9th Cir. · 2006 · signal: see · confidence high
See Kummetz v. Tech Mold, Inc., 152 F.3d 1153, 1154 (9th Cir.1998).
discussed Cited "see" Phox v. Atriums Management Co., Inc.
D. Kan. · 2002 · signal: see · confidence high
See Kummetz v. Tech Mold, Inc., 152 F.3d 1153, 1155 (9th Cir.1998) (because acknowledgment form did not contain arbitration provision or notify employee of arbitration clause in handbook, employee did not knowingly agree to arbitrate ADA claim); see also Dougan v. Rossville *1284 Drainage Dist., 270 Kan. 468, 488 , 15 P.3d 338, 352 (2000) (to form binding contract, must be meeting of minds on all essential terms). 2 Because the arbitration clause is part of an illusory contract and the parties did not agree on the essential terms of the contract, the Court overrules defendant’s motion to com…
examined Cited "see" Anthony I. Craft v. Campbell Soup Company, a Corporation (4×)
9th Cir. · 1998 · signal: see · confidence high
See Kummetz v. Tech Mold, Inc., 152 F.3d 1153 , 1155 n. 2 (9th Cir.1998) (“Whether § 1 of the FAA broadly excludes arbitration agreements within contracts of employment is an open question in this circuit.”) (citing Nelson v. Cyprus Bagdad Copper Corp., 119 F.3d 756 , 759 n. 4 (9th Cir.1997)).
discussed Cited "see" Craft v. Campbell Soup Co.
9th Cir. · 1998 · signal: see · confidence high
See Kummetz v. Tech Mold, Inc., 152 F.3d 1153 , 1155 n. 2 (9th Cir.1998) (“Whether § 1 of the FAA broadly excludes arbitration agreements within contracts of employment is an open question in this circuit.”) (citing Nelson v. Cyprus Bagdad Copper Corp., 119 F.3d 756 , 759 n. 4 (9th Cir.1997), cert. denied, — U.S.-, 118 S.Ct. 1511 , 140 L.Ed.2d 665 (1998)).
discussed Cited "see, e.g." Joseph Dylag v. West Las Vegas Surgery Center
9th Cir. · 2017 · signal: compare · confidence medium
Compare id. at 1325–26 (holding that the employee “knowingly waived his right to a judicial forum for his Title VII claim” by signing a form acknowledging he would “adhere to” the employee handbook, including an arbitration agreement that the form explicitly cited), with Kummetz v. Tech Mold, Inc., 152 F.3d 1153, 1155 (9th Cir. 1998) (finding that a similar acknowledgment form contained “no explicit reference to arbitration or waiver of right to sue” and therefore did not constitute a knowing waiver), and Nelson, 119 F.3d at 760–61 (same). 2.
Retrieving the full opinion text from the archive…
William E. KUMMETZ, Husband; Arlene A. Kummetz, Wife, Plaintiffs-Appellants,
v.
TECH MOLD, INC. Defendant-Appellee
97-15350.
Court of Appeals for the Ninth Circuit.
Aug 18, 1998.
152 F.3d 1153
98 Cal. Daily Op. Serv. 6399
1998 U.S. App. LEXIS 20137
1998 WL 480900
William R. Hobson, Hobson & Ringler, Tempe, Arizona, for plaintiffs-appellants., John K. Ausdemore, Lonnie J. Williams, Jr., Snell & Wilmer, Phoenix, Arizona, for defendant-appellee.
Canby, Reinhardt, Restani, Trade.
Cited by 25 opinions  |  Published
CANBY, Circuit Judge:

Appellant William Kummetz sued Tech Mold, Inc. for employment discrimination pursuant to the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12101-12213, and the Arizona Civil Rights Act (“ACRA”), A.R.S. § 41-1463(B). The district court granted the defendant’s motion for summary judgment on the ground that Kummetz had waived his right to sue by agreeing to arbitrate any employment-related disputes. We review de novo, see Wagner v. Stratton Oakmont, Inc., 83 F.3d 1046, 1049 (9th Cir.1996), and conclude that Kummetz did not knowingly enter into an arbitration agreement. Accordingly, we reverse and remand to the district court so that it may consider the merits of Kummetz’s complaint.

BACKGROUND

Tech Mold, a manufacturer of sophisticated steel molds, hired Kummetz as a mold maker in its prototype department. About four months after he started work, Tech Mold attempted to transfer Kummetz from the prototype department to a lower-paying position in the milling department, even though Kummetz had successfully completed a 90-day probationary period. Tech Mold’s general manager, Len Graham, stated in an affidavit that the transfer was necessary because Kummetz did not possess the skills of a top mold maker, although he did possess excellent milling skills. Kummetz believed that Tech Mold attempted to transfer him only after it learned that he had previously undergone a kidney transplant. He resigned, but insisted that the transfer and the corresponding reduction in pay constituted a constructive discharge. Consequently, he filed a charge of disability discrimination with the EEOC, secured a right-to-sue letter, and filed his complaint in district court. The district court dismissed Kummetz’s action, reasoning that he had waived his right to a judicial forum.

The facts surrounding the purported waiver are not complicated. About a week after he began work, Tech Mold issued to Kum-metz an Employment Information Booklet and an Information Booklet Acknowledgement. The Acknowledgement, which Kum-metz signed, declared that:

I understand and agree that I am covered by and must abide by the contents of this Booklet. I also understand and agree that this Booklet in no way constitutes an employment contract and that I remain an at-will employee.
I understand that the policies, practices and benefits set forth in this Booklet are subject to change at any time and without prior notice at the sole and unlimited discretion of the Company. The Company also reserves the right to interpret any ambiguity or any confusion about the meaning of any term in this Booklet, and that interpretation shall be final and binding.

The Acknowledgement did not mention or imply that the Booklet contained an arbitration provision.

The arbitration provision in the Booklet provided that:

The Company and the employee shall submit to arbitration, as provided in the Dispute Resolution Policy, any alleged unlawful employment discrimination, termination or employment tort or benefit claim during or 'following employment. The parties waive all rights to a trial, with or without a jury, for resolution of any dispute covered by this policy.

The Booklet also stated that employees could obtain a copy of the Dispute Resolution Policy (“Policy”) from Tech Mold’s accounting office. Neither party alleges, however, that Kummetz did so. The ten-page Policy identified the types of disputes that were subject to arbitration, including those of discriminatory termination and constructive termination. It also set forth the rules of arbitration, which included a six-month limitations period for claims of unlawful discrimination.

[*1155] DISCUSSION

The Federal Arbitration Act (“FAA”), 9 U.S.C. § 1 et seq., authorized courts to enforce agreements to arbitrate statutory claims. [2] See Gilmer v. Interstate/Johnson Lane Corp., 500 U.S. 20, 26, 111 S.Ct. 1647, 114 L.Ed.2d 26 (1991). A particular statute, however, may either preclude or limit the enforcement of arbitration agreements with regard to claims arising under that statute. See Prudential Ins. Co. of America v. Lai 42 F.3d 1299, 1304-05 (9th Cir.1994). This court has previously concluded that the ADA requires that agreements to arbitrate disputes arising under the ADA must at least be knowing, which means that “the choice must be explicitly presented to the employee and the employee must explicitly agree to waive the specific right in question.” Nelson v. Cyprus Bagdad Copper Corp., 119 F.3d 756, 762 (9th Cir.1997); cf. Lai, 42 F.3d at 1304-05 (agreement to arbitrate Title VII disputes must be knowing). The arbitration agreement in the present case is not enforceable because it was neither explicitly presented nor explicitly accepted. [3]

The Acknowledgement did not notify Kummetz that the Booklet contained an arbitration provision, nor did it mention or imply anything about employment-related disputes, civil rights statutes, or waivers of remedies. The facts of this ease are remarkably similar to those in Nelson v. Cyprus Bagdad Copper Corp., supra. There the employer issued an employee handbook containing an arbitration clause. The employee then signed an acknowledgement, which declared that he had received the handbook and agreed “to read it and understand its contents.” Nelson, 119 F.3d at 758. The acknowledgement did not, however, mention the arbitration clause. We concluded that the employee had not knowingly agreed to the arbitration clause because “[n]othing in that acknowledgement notified [the employee] either that the Handbook contained an arbitration clause or that his acceptance of the Handbook constituted a waiver of his right to a judicial forum in which to resolve claims covered by the ADA.” Id. at 761.

There was similarly no knowing waiver by Kummetz in this case. The Acknowledgement he signed did not refer to the fact that the “Information Booklet” that he had just received included an arbitration clause that waived his right to go to court. It is true that Kummetz acknowledged that he had read the Information Booklet and “agreed to the matters set forth in it,” but there was in that Acknowledgement no explicit reference to arbitration or waiver of right to sue. Indeed, the Acknowledgement contained other language negating the idea that the booklet amounted to or included a contractual agreement. The Acknowledgement stated: “I understand and agree that this Booklet in no way constitutes an employment contract and that I remain an at-will employee.” It further stated: “I understand that the policies, practices and benefits set forth in this Booklet are subject to change at any time and without prior notice at the sole and unlimited discretion of the Company.” The clear implication of these clauses is that the Booklet contained a set of non-contractual policies unilaterally established by Tech Mold.

Because the Acknowledgement failed to alert Kummetz to the fact that the Information Booklet contained an arbitration clause, the presence of the clause in the Booklet is insufficient under Nelson to effect a waiver. [4][*1156] Only if Tech Mold had specifically called Kummetz’s attention to the arbitration clause in the Booklet would the clause suffice in the face of the uninformative Acknowledgement. See Patterson v. Tenet Healthcare, Inc., 113 F.3d 832, 835 (8th Cir.1997) (arbitration clause on separate page in handbook given effect when employee had been required to remove that page from the handbook, sign it, and return it to the employer for filing).

We do not mean to suggest that one who is aware that he or she is entering a contract may avoid its effect by failing to read it. Such a rule would undermine reliance on written instruments. See Restatement (Second) of Contracts § 157 cmt. b (1979); see also Golenia v. Bob Baker Toyota, 915 F.Supp. 201, 204 (S.D.Cal.1996). The problem in Kummetz’s case is that nothing in the Acknowledgement that he signed or the circumstances of record suggested that he was entering a contract. His waiver lacked the explicitness required by Nelson, 119 F.3d at 762.

We conclude, therefore, that Kummetz did not knowingly agree to arbitrate his ADA claim. The question whether Kummetz waived his rights under the ACRA is governed by the same standard as the question whether he waived his rights under the ADA. See Nelson, 119 F.3d at 762-63. Accordingly, we conclude that Kummetz did not knowingly enter into an agreement to arbitrate his claims arising under the ACRA.

CONCLUSION

Tech Mold did not explicitly present the arbitration agreement, nor did Kummetz explicitly accept the agreement. As a result, Kummetz is entitled to have his claims arising under the ADA and ACRA resolved in the district court. We therefore reverse and remand.

Kummetz’s request for attorney’s fees pursuant to 42 U.S.C. § 12205 and Ariz.Rev. Stat. §§ 12-341.01, 41-1481 is premature; he has not established that he is a prevailing party on the merits.

REVERSED AND REMANDED.

2

. Whether § 1 of the FAA broadly excludes arbitration agreements within contracts of employment is an open question in this circuit. See Nelson, 119 F.3d at 759 n. 4. We do not reach that issue here.

3

. Our conclusion that Kummetz did not knowingly waive his statutory right to a judicial remedy makes it unnecessary to address his contention that the Civil Rights Act of 1991 renders Tech Mold’s arbitration clause ineffective because it was a condition of employment. See Duffield v. Robertson, Stephens & Co., 144 F.3d 1182 (9th Cir.1998).

4

. The 32-page Information Booklet appears to be a description of Tech Mold’s employee benefits and unilaterally-imposed workplace rules. Section one of the Booklet decreed twenty rules governing workplace behavior, including guidelines for attendance, sobriety, and a positive attitude: The arbitration provision appeared at the end of this first section. Section two discussed a variety of issues related to compensation, such as vacation pay and overtime pay. Section three explained the insurance benefits that Tech Mold provided for its employees. Section four outlined Tech Mold’s safety procedures. Section five discussed a variety of miscellaneous issues, such as the company bulletin board, jury duty, and the smoking policy. Except for the arbitration provision itself, no part of the Booklet suggested that it comprised or contained a bilateral contract of any sort. It is therefore not surprising that Kummetz failed to scrutinize the Booklet to determine whether it sheltered an exchange of promises between Tech Mold and its employees to "waive all rights to a trial.”