UNITED STATES of Am., Plaintiff-Appellee, v. Samuel CRAWFORD, Defendant-Appellant, 169 F.3d 590 (9th Cir. 1999). · Go Syfert
UNITED STATES of Am., Plaintiff-Appellee, v. Samuel CRAWFORD, Defendant-Appellant, 169 F.3d 590 (9th Cir. 1999). Cases Citing This Book View Copy Cite
30 citation events (22 in the last 25 years) across 10 distinct courts.
Strongest positive: William Travis Lowell v. State of Mississippi (missctapp, 2017-09-19)
Treatment trajectory · 1999 → 2026 · click a year to view as-of
1999 2012 2026
Top citers, strongest first. 20 distinct citers. How cited ↗
cited Cited as authority (rule) William Travis Lowell v. State of Mississippi
Miss. Ct. App. · 2017 · confidence medium
See, e.g., United States v. Powell, 354 F.3d 362, 369 (5th Cir. 2003); United States v. Crawford, 169 F.3d 590, 592-93 (9th Cir. 1999); United States v. Raineri, 42 F.3d 36, 41 (1st Cir. 1994).
discussed Cited as authority (rule) United States v. Pablo Alvarez (2×) also: Cited "see"
9th Cir. · 2016 · confidence medium
Under our case law, “a district court’s failure to advise the defendant of the possibility of restitution [does] not constitute reversible error where the defendant was advised he was subject to a fíne in an amount in excess of the restitution imposed.” United States v. Crawford, 169 F.3d 590, 592 (9th Cir. 1999).
discussed Cited as authority (rule) United States v. Fiorentino
S.D. Fla. · 2016 · confidence medium
As for the law, the cases cited by Syste-max in support of this position are inappo-site: United States v. Joseph, 743 F.3d 1350, 1354 (11th Cir.2014), concerns ’ the effect of forféited property on a defendant’s restitution obligation; United States v. Edwards, 595 F.3d at 1011 -2 addresses the collateral estoppel effect of a bankruptcy settlement agreement on the-Court’s ability to order restitution; United States v. Crawford, 169 F.3d 590, 593 (9th Cir.1999), discusses the effect, under the earli-ér Victim Witness Protection Act (VWPA), of an payment to the victim from the defendant…
discussed Cited as authority (rule) United States v. Seth Sundberg
9th Cir. · 2012 · confidence medium
We have held that a district court’s failure to advise a defendant of its restitution authority is harmless if “the defendant was advised he was subject to a fine in an amount in excess of the restitution imposed.” United States v. Crawford, 169 F.3d 590, 592 (9th Cir.1999) (emphasis added).
discussed Cited as authority (rule) United States v. Harwood (2×) also: Cited "see"
D.N.M. · 2012 · confidence medium
Absent any showing that the civil proceeding resulted in compensation for the “same loss” under § 36640)(2), the district court was correct in its conclusion that there is no basis for reducing the disputed restitution order. 169 F.3d at 593 (footnotes omitted).
cited Cited as authority (rule) United States v. Elson
6th Cir. · 2009 · confidence medium
E.g., United States v. Crawford, 169 F.3d 590, 593 (9th Cir. 1999).
cited Cited as authority (rule) United States v. Elson
6th Cir. · 2009 · confidence medium
E.g., United States v. Crawford, 169 F.3d 590, 593 (9th Cir.1999).
discussed Cited as authority (rule) United States v. Dennis Bright
9th Cir. · 2004 · confidence medium
First, it “only comes into play after the district court has already ordered restitution in the full amount of the victim’s loss.” United States v. Alalade, 204 F.3d 536 , 540 n. 4 (4th Cir.2000) (citing United States v. Crawford, 169 F.3d 590, 593 (9th Cir.1999)).
discussed Cited as authority (rule) United States v. William Douglas Lomow
9th Cir. · 2001 · confidence medium
(B) any State civil proceeding, to the extent provided by the law of the State.” See also United States v. Crawford, 169 F.3d 590, 593 (9th Cir.1999) (holding that insurance payment for death of victim was not for the “same loss” as the funeral expenses ordered as restitution).
cited Cited as authority (rule) United States v. Gamma Tech Industries, Inc., United States of America v. Michael J. Gallegos Tidelands Testing, Inc., United States of America v. Dean Stanley
9th Cir. · 2001 · confidence medium
United States v. Crawford, 169 F.3d 590, 593 (9th Cir. 1999). 52 Here, the restitution orders imposed on Gamma Tech and Tidelands were for less than the maximum fines of which they were advised.
cited Cited as authority (rule) United States v. Gamma Tech Industries, Inc.
9th Cir. · 2001 · confidence medium
United States v. Crawford, 169 F.3d 590, 593 (9th Cir.1999).
discussed Cited as authority (rule) United States v. Jeffrey Littlejohn (2×)
9th Cir. · 2000 · confidence medium
United States v. Crawford, 169 F.3d 590, 592 (9th Cir. 1999).
discussed Cited as authority (rule) United States v. Glinsey
5th Cir. · 2000 · confidence medium
Although restitution was not mentioned in the plea agreement or at the hearing, Glinsey 11 See United States v. McCarty, 99 F.3d 383, 386 (11th Cir. 1996); United States v. Gabriele, 24 F.3d 68, 70-71 (10th Cir. 1994); United States v. Fox, 941 F.2d 480, 484 (7th Cir. 1991); United States v. Crawford, 169 F.3d 590, 592 (9th Cir. 1999); United States v. Miller, 900 F.2d 919, 921 (6th Cir. 1990); United States v. Fentress, 792 F.2d 461, 465-66 (4th Cir. 1986). 14 stipulated that he participated in a conspiracy exceeding $1 million, and he was aware that restitution might be imposed.
discussed Cited as authority (rule) UNITED STATES of America, Plaintiff-Appellee, v. Curtis GLINSEY, Defendant-Appellant
5th Cir. · 2000 · confidence medium
See United States v. McCarty, 99 F.3d 383, 386 (11th Cir.1996); United States v. Gabriele, 24 F.3d 68, 70-71 (10th Cir.1994); United States v. Fox, 941 F.2d 480, 484 (7th Cir.1991); United States v. Crawford, 169 F.3d 590, 592 (9th Cir.1999); United States v. Miller, 900 F.2d 919, 921 (6th Cir.1990); United States v. Fentress, 792 F.2d 461, 465-66 (4th Cir.1986). 12 .
discussed Cited as authority (rule) United States v. Alalade
4th Cir. · 2000 · confidence medium
AFFIRMED _________________________________________________________________ Crawford, 169 F.3d 590, 593 (9th Cir. 1999) (explaining that "[w]hile insurance settlements are excluded in the initial computation of the amount of restitution owed" under § 3664(f)(1)(B), "once that total amount is determined, the defendant is entitled[under § 3664(j)(2)], to have the amount of restitution reduced by any amount later recovered by the victim as compensatory damages for the same loss"). 5 Under the facts of this case, we need not decide, and we express no opinion on, the effect upon the district court…
cited Cited "see" United States v. Juvenile
9th Cir. · 2006 · signal: see · confidence high
See United States v. Crawford, 169 F.3d 590, 593 (9th Cir.1999).
discussed Cited "see" United States v. Olusola A. Alalade, A/K/A George Alalade
4th Cir. · 2000 · signal: see · confidence high
See United States v. Crawford, 169 F.3d 590, 593 (9th Cir.1999) (explaining that ”[w]hile insurance settlements are excluded in the initial computation of the amount of restitution owed” under § 3664(f)(1)(B), "once that total amount is determined, the defendant is entitled [under § 3664(j)(2)], to have the amount of restitution reduced by any amount later recovered by the victim as compensatory damages for the same loss”). 5 .
cited Cited "see" United States v. Robert W. Kubick, United States of America v. William D. Herron, United States of America v. Robert W. Kubick, William D. Herron
9th Cir. · 1999 · signal: see · confidence high
See United States v. Crawford, 169 F.3d 590, 592-93 (9th Cir.1999).
discussed Cited "see" United States v. Anderson
D. Kan. · 1999 · signal: see · confidence high
See Guthrie, 64 F.3d at 1516 . 18 U.S.C. § 3664 (e) states that “the burden of demonstrating amount of loss” is on the government, but the burden of demonstrating “other matters” is on “the party designated by the court as justice requires.” Relying on this language, the Ninth Circuit has held that the act “allows the district court to determine who has the burden of establishing the offset.” See United States v. Crawford, 169 F.3d 590 , 593 n. 2 (9th *1102 Cir.1999).
discussed Cited "see, e.g." State v. Kealoha.
Haw. · 2018 · signal: see, e.g. · confidence low
See , e.g. , United States v. Crawford , 169 F.3d 590 , 591-93 (9th Cir. 1999) (holding that failure to advise on restitution was harmless error where the defendant was advised that he could be ordered to pay a fine of up to $250,000, but was ultimately ordered to restitution in the amount of $2,511.86 with no fine).
Retrieving the full opinion text from the archive…
99 Cal. Daily Op. Serv. 1491, 1999 Daily Journal D.A.R. 1912 United States of America
v.
Samuel Crawford
98-10027.
Court of Appeals for the Ninth Circuit.
Apr 21, 1999.
169 F.3d 590
Fredrie F. Kay (Argued), Federal Public Defender, Tucson, Arizona, for the defendant-appellant. ., Richard Gordon (Argued), Assistant United States Attorney, and Amy B. Krauss, Assistant United States Attorney, (On the Briefs), Phoenix, Arizona, for the plaintiff-appellee.
Hug, Fletcher, Trott.
Cited by 24 opinions  |  Published

ORDER

TROTT, Circuit Judge:

The Opinion filed in this case on December 9, 1998, is hereby WITHDRAWN. A new Opinion of this appeal is filed with this order.

OPINION

Samuel Crawford appeals from an order of restitution following his plea of guilty to involuntary manslaughter. The court sentenced Crawford to 15 months in prison and ordered him to pay $2,511.86 in restitution for the funeral expenses of his victim under the Victim Witness Protection Act, 18 U.S.C.[*592] §§ 3663-64 (1985 & Supp.1998) (“VWPA”). Crawford challenges the order of restitution on two grounds. First, he argues he was not properly informed during the plea colloquy that he was subject to an order of restitution, as required under Federal Rule of Criminal Procedure 11. Second, he argues he was entitled to a statutory “offset” for insurance payments received by the victim’s family. We have jurisdiction pursuant to 28 U.S.C. § 1291, and we AFFIRM the order of restitution. [1]

Facts

On the evening of January 15, 1997, Samuel Crawford was driving his vehicle on the Tohono O’Odham Indian Reservation accompanied by his passenger and friend Joseph Francisco. Crawford’s blood alcohol content was 0.124. While attempting to clear his glasses and windshield of fog, Crawford ran off the roadway and rolled the ear. Francisco was thrown from the vehicle and died at the scene. Following the accident, Crawford’s insurance paid $15,000 to Francisco’s family.

Crawford pled guilty to involuntary manslaughter. He was sentenced to 15 months’ imprisonment and ordered under the mandatory provisions of the VWPA to pay $2,511.86 in restitution for the funeral expenses of his victim.

During the plea proceeding, the district court failed to advise Crawford, as required under Federal Rule of Criminal Procedure 11, that he would be subject to an order of restitution following his plea of guilty. The district court did advise Crawford, however, that he was subject to a prison term of up to six years and a fine in an amount up to $250,000.

Harmless Error under Federal Rule of Criminal Procedure 11

We review de novo whether a trial court’s colloquy with the defendant satisfies the requirements of Rule 11. United States v. Aguilar-Muniz, 156 F.3d 974, 976 (9th Cir.1998). Rule 11(c) of the Federal Rules of Criminal Procedure provides that, prior to the acceptance of a guilty plea, the district court must personally address the defendant in open court and inform the defendant of the consequences of the plea.

Crawford correctly argues that the district court’s failure to advise him that he faced mandatory restitution under the VWPA constituted a violation of Rule 11. The rule specifically requires the district court to advise the defendant when it has the authority to order restitution to any victim of the offense. Fed.R.Crim.P. 11(c)(1); United States v. Rogers, 984 F.2d 314, 318 (9th Cir.1993).

Failure to comply with this requirement, however, does not necessarily constitute reversible error. Rule 11 also provides that any failure to adhere to the procedures required under the rule shall be disregarded to the extent such failure does not affect the “substantial rights” of the defendant. Fed. Rule Crim. P. 11(h); Rogers, 984 F.2d at 318. We find the violation of Rule 11 to be harmless in this case.

In United States v. Pomazi, 851 F.2d 244, 248 (9th Cir.1988), overruled on other grounds by Hughey v. United States, 495 U.S. 411, 110 S.Ct. 1979, 109 L.Ed.2d 408 (1990), this court held that a district court’s failure to advise the defendant of the possibility of restitution did not constitute reversible error where the defendant was advised he was subject to a fine in an amount in excess of the restitution imposed. In that case, Pomazi was advised that he could be required to pay a fine of up to $500,000 but was not advised of the possibility of restitution. The court held that “Pomazi could not have been surprised or prejudiced by the imposition of $64,229 as restitution in light of[*593] his potential liability for $500,000. Any error in failing to advise Pomazi of the possibility of a restitution order did not affect his substantial rights under these circumstances.” Id. (citations omitted).

Pomazi controls our decision. Crawford attempts to distinguish Pomazi by arguing the restitution in that case was discretionary, whereas the restitution imposed here is mandatory under the VWPA. This distinction is immaterial to the harmless eiror analysis in this case. Crawford was informed, at the time he made his plea, that he was subject to a fine of up to $250,000. During the sentencing hearing, he acknowledged that he understood that a fine might be levied against him as a result of his plea. The fact that the monetary obligation took the form of restitution rather than a fine is irrelevant to the question of whether his plea was voluntary. Like the defendant in Pomazi, Crawford was not prejudiced. He owed in the form of restitution only a small fraction of what he was informed he might owe as a fine. Because he was ultimately required to pay less than what he had been advised he might actually owe, the error is harmless under Rule 11.

Burden of Establishing Offset

We review the legality of a restitution order de novo. United States v. Baggett, 125 F.3d 1319, 1321 (9th Cir.1997). Crawford argues that his payment of $15,000 to the victim’s family through his insurance entitles him to an “offset” under the VWPA. Section 3664(f)(1)(B) provides:

In no case shall the fact that a victim has received or is entitled to receive compensation with respect to a loss from insurance or any other source be considered in determining the amount of restitution.

While insurance settlements are excluded in the initial computation of the amount of restitution owed, once that total amount is determined, the defendant is entitled to have the amount of restitution reduced by any amount later recovered by the victim as compensatory damages for the same loss.

Any amount paid to a victim under an order of restitution shall be reduced by any amount later recovered as compensatory damages for the same loss by the victim in — (A) any Federal civil proceeding; and (B) any State civil proceeding, to the extent provided by the law of the State.

18 U.S.C. § 3664(j)(2). An offset, therefore, is applicable only when there is compensation for the “same loss.”

In this ease, the district court found that there was no evidence establishing that the insurance proceeds received by the victim’s family were intended to compensate for the funeral expenses, i.e., that the proceeds covered the “same loss” as those covered in the restitution order. [2] Absent any showing that the civil proceeding resulted in compensation for the “same loss” under § 3664(j)(2), the district court was correct in its conclusion that there is no statutory basis for reducing the disputed restitution order. [3]

[*594] With these changes, the petition for rehearing, and the petition for rehearing en banc are DENIED.

AFFIRMED.

1

. Crawford also makes two other arguments. First, lie contends that those who received restitution are not proper recipients under VWPA. This argument is without merit under a plain reading of the statute. See 18 U.S.C. §§ 3663A(2) & 3664(j)(l). Second, Crawford claims that the district court erred in failing to consider Crawford’s economic circumstances when ordering restitution. The statute precludes the district court from considering a defendant’s economic circumstances when setting the amount of the restitution. See id, at[*593] § 3664(f)(1)(A). However, the statute permits a district court to take such circumstances into account when setting the method and schedule by which the restitution is to be paid. See id. at § 3664(f)(2) & (3). The record was adequately developed for the district court to consider whether it should do so in this case. The district court did not err in refusing to do so in this case.

2

. The VWPA allows the district court to determine who has the burden of establishing the offset.

(e) Any dispute as to the proper amount or type of restitution shall be resolved by the court by the preponderance of the evidence. The burden of demonstrating the amount of the loss sustained by a victim as a result of an offense shall be on the attorney for the Government. The burden of demonstrating the financial resources of the defendant and the financial needs of the defendant’s dependents, shall be on the defendant. The burden of demonstrating such other matters as the court deems appropriate shall be upon the party designated by the court as justice requires.

18 U.S.C. § 3664(e). The question of who bears the burden for establishing a right to statutory offset is therefore left to the court’s determination of what "justice requires.” In this case, it appears that the district court placed this burden on the defendant, noting that Crawford had “made a very complete record” regarding why he thought the offset provision should apply.

3

. Because we hold that Crawford has failed to show that the insurance payment related to the "same loss” as that covered by the restitution order, we need not reach the question of whether the insurance payment qualifies as a "civil proceeding” under 18 U.S.C. § 36640(2). We note, however, that our holding regarding the burden of establishing a right to statutory offset applies to § 36640(2) in its entirety.