A district court possesses broad discretion to determine whether good cause exists to overcome the presumption of open access to filed documents.
After a district court 'so orders' a stipulated settlement agreement containing a provision to seal the case file, the court must enforce that provision according to its plain language. Although a district court possesses broad discretion to determine if good cause exists to overcome the presumption of open access when initially considering a sealing request, this discretion is limited once the order is approved. To modify or decline to implement a 'so-ordered' sealing provision, the court must find extraordinary circumstances or a compelling need, rather than merely applying the standard good cause test used for initial applications.
At page 738 Scrutinizing discretion in sealing documents after order approval109 citing cases“considerable discretion in determining whether good cause exists to overcome the presumption of open access to documents.”
- Elliot v. City of New York, No. 1:20-cv-00702 (S.D.N.Y. Nov. 18, 2020).([T]he [o]rder must be interpreted as it[s] plain language dictates.)
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. Sept. 28, 2026).(holding that courts have “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed)
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. Sept. 25, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed[.]” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. Sept. 18, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed[.]” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. Sept. 11, 2026).Realty Corp., BOIES SCHILLER FLEXNER LLP CO ideann Varde Naw York NY 10001 | (+) 212 AAR PRNDN | (Ff) P12 AAR I waranay Heflin cam 212 F.3d 734, 738 (2d Cir. 2000).
- KRES 360, LLC v. Exhibition Hub, Inc., No. 1:26-cv-03675 (S.D.N.Y. Aug. 12, 2026).Indeed, the Court has “considerable discretion in determining whether good cause exists to overcome the presumption of open access to documents filed in our courts.” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. Aug. 7, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed.” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. Aug. 6, 2026).In the Second Circuit, courts may exercise “considerable discretion in determining whether good cause exists to overcome the presumption of open access to documents filed.” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 20…
- Cone, No. 1:26-cv-05508 (S.D.N.Y. July 28, 2026).Legal Standard The common-law and First Amendment rights of public access to judicial documents are not absolute, and a court “enjoys considerable discretion in determining whether good cause exists to overcome the presumption of open acce…
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. July 13, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed[.]” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
Show 90 more citing cases
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. July 10, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed.” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. July 8, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed[.]” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. June 25, 2026).Fanatics therefore submits that good cause exists for sealing.2 In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed ….” Geller v. Bra…
- SportsMedia Tech. Corp. v. MLB Advanced Media, LP, No. 1:18-cv-03025 (S.D.N.Y. June 24, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed.” Geller v. Branic Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Beauregarde Holdings LLP v. Province of La Rioja, No. 1:25-cv-02280 (S.D.N.Y. June 3, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed[.]” Geller v. Branic Int'l Realty Corp., 212 F.3d 734, 738 (2d Cir, 2000).
- Beauregarde Holdings LLP v. Province of La Rioja, No. 1:24-cv-02955 (S.D.N.Y. June 3, 2026).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed[.]” Geller v. Branic Int'l Realty Corp., 212 F.3d 734, 738 (2d Cir, 2000).
- Toptal, LLC v. Andela Inc., No. 1:24-cv-04027 (S.D.N.Y. Oct. 29, 2025).Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000); Lugosch III v. Pyramid Co. of Onondaga, 435 F.3d 110, 116-20 (2d Cir. 2006).
- Panini Am., Inc. v. Fanatics, Inc., No. 1:23-cv-09714 (S.D.N.Y. Oct. 3, 2025).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed...” Geller v. Branic Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Bryce Corp. v. XL Ins. Am., Inc., No. 1:23-cv-01814 (S.D.N.Y. Sept. 25, 2025).In exercising that discretion, courts consider “whether good cause exists to overcome the presumption of open access to documents filed,” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000), and must “balance competing co…
- United States v. City Of New York., No. 1:12-cv-05979 (E.D.N.Y. Sept. 22, 2025).See 31 U.S.C.A. §§ 3730 (b)(2)–(3) (explaining that complaints in FCA cases “shall remain under seal for at least [sixty] days” and that “[t]he Government may, for good cause shown, move the court for extensions of time during which the co…
- Health In Tech, Inc. v. lronshore Indem. Inc., No. 1:25-cv-05301 (S.D.N.Y. Sept. 12, 2025).While there is a presumption of public access to judicial documents, courts have “considerable discretion in determining whether good cause exists to overcome the presumption of open access to documents.” Geller v. Branic Int'l Realty Corp…
- Daus v. Janover LLC Cafeteria Plan, No. 2:19-cv-06341 (E.D.N.Y. Aug. 5, 2025).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Ayrton Capital LLC v. Bitdeer Tech. Grp., No. 1:24-cv-05160 (S.D.N.Y. May 16, 2025).In carrying out this analysis, courts have “considerable discretion in determining whether good cause exists to overcome the presumption of open access to documents.” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Pistilli v. First UNUM Life Ins. Co., No. 1:24-cv-05266 (S.D.N.Y. Apr. 15, 2025).Conn. Apr. 23, 2015) (citing Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000)).
- Pleiades Publ'g Ltd. v. Springer Nature Switzerland AG, No. 1:25-cv-02032 (S.D.N.Y. Mar. 11, 2025).Although a general presumption exists in favor of public access to judicial documents, courts have "considerable discretion in determining whether good cause exists to overcome the presumption." Geller v. Branic Int'l Realty Corp., 212 F.3…
- United States v. Global Bus. Travel Grp., Inc., No. 1:25-cv-00215 (S.D.N.Y. Jan. 30, 2025).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000). a.
- Shunock v. Apple, Inc., No. 1:23-cv-08598 (S.D.N.Y. Jan. 28, 2025).Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000). “[T]he presumption of public access is lower” where, as here, a “non-dispositive” motion is at issue, CBF Industria de Gusa S/A v. AMCI Holdings, Inc., No. 13CV2581PKCJLC, 2021 W…
- Bloomfield Inv. Resources Corp v. Daniloff, No. 1:17-cv-04181 (S.D.N.Y. Dec. 10, 2024).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- SEC v. GPB Capital Holdings, LLC, No. 23-8010 (2d Cir. Dec. 3, 2024).unpublishedWe reached a similar conclusion in Geller v. Branic International Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000), in which a district court ordered a settlement agreement which provided that the case would be sealed.
- TufAmerica, Inc. v. Universal Music Publ'g, Inc., No. 1:24-cv-02585 (S.D.N.Y. Nov. 27, 2024).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Tribe of Two, LLC v. Tods, S.p.A., Ltd., No. 1:23-cv-03255 (S.D.N.Y. Oct. 28, 2024).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Allele Biotechnology & Pharm., Inc. v. Regeneron Pharm., Inc., No. 7:20-cv-08255 (S.D.N.Y. Oct. 4, 2024).Rather, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed . . . .” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Toptal, LLC v. Andela Inc., No. 1:24-cv-04027 (S.D.N.Y. Sept. 16, 2024).Courts exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed ....” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Doe v. First UNUM Life Ins. Co., No. 1:23-cv-06985 (S.D.N.Y. Sept. 10, 2024).Conn, Apr. 23, 2015) (citing Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000)).
- Allele Biotechnology & Pharm., Inc. v. Regeneron Pharm., Inc., No. 7:20-cv-08255 (S.D.N.Y. June 28, 2024).In the Second Circuit, courts may exercise “discretion in determining whether good cause exists to overcome the presumption of open access to documents filed . . . .” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Loancare LLC v. Dimont & Assocs., LLC, No. 1:22-cv-09286 (S.D.N.Y. June 6, 2024).Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Tribe of Two, LLC v. Tods, S.p.A., Ltd., No. 1:23-cv-03255 (S.D.N.Y. May 23, 2024).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Colony Ins. Co. v. Riverside Ctr. Site 5 Owner LLC, No. 1:22-cv-06041 (S.D.N.Y. Mar. 27, 2024).Geller v. Branic Hill Really Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- LG Energy Solution, Ltd. v. Marengo Battery Storage LLC, No. 1:23-cv-10815 (S.D.N.Y. Feb. 26, 2024).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Ghanem v. Intrepid Acquisition Holdings, LLC, No. 1:23-cv-10187 (S.D.N.Y. Dec. 12, 2023).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Ghanem v. Intrepid Acquisition Holdings, LLC, No. 1:23-cv-10187 (S.D.N.Y. Nov. 22, 2023).Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 738 (2d Cir. 2000).
- Jody Olson v. VI Water & Power Auth. & Lawrence J. Kupfer & Gov't of the Virgin islands, 2023 VI Super 64P (2023).published(Once the order is approved, however, ‘regardless of what the district court had in mind at the time it signed the order, the order must be interpreted as its plain language dictates.” (citation, brackets, and ellipsis…)
- Fournier v. Erickson, 242 F. Supp. 2d 318 (S.D.N.Y. 2003).published
- Doe v. Greiner, 662 F. Supp. 2d 355 (S.D.N.Y. 2009).published
- In re Methyl Tertiary Butyl Ether (\MTBE\") Prods. Liab. Litig.", 60 F. Supp. 3d 399 (S.D.N.Y. 2014).published
- In re Ethylene Propylene Diene Monomer (EPDM) Antitrust Litig., 255 F.R.D. 308 (D. Conn. 2009).published
- Jody Olson v. VI Water & Power Auth. & Lawrence J. Kupper & GVI, 2023 VI Super 61P (2023).published
- James v. Cleveland Sch. Dist., No. 4:19-cv-00066, 2020 WL 4370608 (N.D. Miss. July 30, 2020).
- Lodging Solutions, LLC v. Miller, No. 1:19-cv-10806 (S.D.N.Y. Jan. 16, 2020).
- Boyce v. Weber, No. 1:19-cv-03825 (S.D.N.Y. Mar. 12, 2020).
- Fox v. Starbucks Corp., No. 1:19-cv-04650 (S.D.N.Y. Mar. 19, 2020).
- A.J. v. Weber, No. 1:18-cv-12112 (S.D.N.Y. May 15, 2020).
- Giuffre v. Maxwell, No. 1:15-cv-07433 (S.D.N.Y. July 1, 2020).
- Contrarian Emerging Markets, L.P. v. Repub. of Ecuador, No. 1:20-cv-05890 (S.D.N.Y. July 31, 2020).
- Berkley Custom Ins. Managers v. York Risk Servs. Grp., Inc., No. 1:18-cv-09297 (S.D.N.Y. Sept. 1, 2020).
- Tradeshift, Inc. v. Smucker Servs. Co., No. 1:20-cv-03661 (S.D.N.Y. Sept. 10, 2020).
- Berkley Custom Ins. Managers v. York Risk Servs. Grp., Inc., No. 1:18-cv-09297 (S.D.N.Y. Sept. 16, 2020).
- Simpson v. Peloton Interactive, Inc., No. 1:20-cv-07630 (S.D.N.Y. Sept. 22, 2020).
- Berkley Custom Ins. Managers v. York Risk Servs. Grp., Inc., No. 1:18-cv-09297 (S.D.N.Y. Oct. 6, 2020).
- Tradeshift, Inc. v. Smucker Servs. Co., No. 1:20-cv-03661 (S.D.N.Y. Oct. 9, 2020).
- In re Omnicom Grp.. Inc. ERISA Litig., No. 1:20-cv-04141 (S.D.N.Y. Oct. 27, 2020).
- Lodging Solutions, LLC v. Miller, No. 1:19-cv-10806 (S.D.N.Y. Nov. 23, 2020).
- Citibank, N.A. v. Law Off. of Rachel Zamata, LLC, No. 1:18-cv-09973 (S.D.N.Y. Dec. 18, 2020).
- Johansen v. Sony Music Ent. Inc., No. 1:19-cv-01094 (S.D.N.Y. Jan. 11, 2021).
- Wandel v. Gao, No. 1:20-cv-03259 (S.D.N.Y. Feb. 23, 2021).
- Evrythng Ltd. v. Avery Dennison Retail Info. Servs. LLC, No. 1:21-cv-04411 (S.D.N.Y. Nov. 8, 2021).
- Allele Biotechnology & Pharm., Inc. v. Regeneron Pharm., Inc., No. 7:20-cv-08255 (S.D.N.Y. Dec. 14, 2021).
- Haft v. Gen. Elec. Co., No. 1:21-cv-00506 (S.D.N.Y. Jan. 21, 2022).
- Haft v. Gen. Elec. Co., No. 1:21-cv-00506 (S.D.N.Y. Jan. 27, 2022).
- Fishon v. Peloton Interactive, Inc., No. 1:19-cv-11711 (S.D.N.Y. Feb. 1, 2022).
- Chicco v. First UNUM Life Ins. Co., No. 1:20-cv-10593 (S.D.N.Y. Apr. 8, 2022).
- Sjunde Ap-Fonden & The Cleveland Bakers & Teamsters Pension Fund v. Gen. Elec. Co., No. 1:17-cv-08457 (S.D.N.Y. Apr. 26, 2022).
- Nat'l Credit Union Admin. Bd. v. Deutsche Bank Nat'l Trust Co., No. 1:14-cv-08919 (S.D.N.Y. May 13, 2022).
- Flores v. Nat'l Football League, No. 1:22-cv-00871 (S.D.N.Y. June 22, 2022).
- Flores v. Nat'l Football League, No. 1:22-cv-00871 (S.D.N.Y. June 29, 2022).
- loanDepot.com, LLC v. CrossCountry Mortg., LLC, No. 1:22-cv-05971 (S.D.N.Y. Aug. 19, 2022).
- Sjunde Ap-Fonden & The Cleveland Bakers & Teamsters Pension Fund v. Gen. Elec. Co., No. 1:17-cv-08457 (S.D.N.Y. Sept. 7, 2022).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Oct. 3, 2022).
- Iraq Telecom Ltd. v. IBL Bank S.A.L., No. 1:21-cv-10940 (S.D.N.Y. Oct. 18, 2022).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Oct. 19, 2022).
- Iraq Telecom Ltd. v. IBL Bank S.A.L., No. 1:21-cv-10940 (S.D.N.Y. Nov. 2, 2022).
- Iraq Telecom Ltd. v. IBL Bank S.A.L., No. 1:21-cv-10940 (S.D.N.Y. Nov. 18, 2022).
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- Allele Biotechnology & Pharm., Inc. v. Regeneron Pharm., Inc., No. 7:20-cv-08255 (S.D.N.Y. Dec. 13, 2022).
- Rouviere v. Depuy Orthopaedics, Inc., No. 1:18-cv-04814 (S.D.N.Y. Dec. 20, 2022).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Jan. 9, 2023).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Jan. 20, 2023).
- Iraq Telecom Ltd. v. IBL Bank S.A.L., No. 1:21-cv-10940 (S.D.N.Y. Jan. 20, 2023).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Jan. 25, 2023).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Feb. 7, 2023).
- Barbieri v. Legg Mason, Inc., No. 1:21-cv-05231 (S.D.N.Y. Feb. 8, 2023).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Feb. 27, 2023).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Mar. 6, 2023).
- Cerveceria Modelo de Mexico v. CB Brand Strategies, LLC, No. 1:21-cv-01317 (S.D.N.Y. Mar. 15, 2023).
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- Sportvision, Inc v. MLB Advanced Media L.P., No. 1:18-cv-03025 (S.D.N.Y. Apr. 28, 2023).
- In re Romeo Power Inc. Sec. Litig., No. 1:21-cv-03362 (S.D.N.Y. May 30, 2023).
- Colony Ins. Co. v. Riverside Ctr. Site 5 Owner LLC, No. 1:22-cv-06041 (S.D.N.Y. Aug. 24, 2023).
- Banco San Juan Internacional, Inc. v. Fed. Reserve Bank of New York, No. 1:23-cv-06414 (S.D.N.Y. Sept. 7, 2023).
- Altimeo Asset Mgmt. v. Qihoo 360 Tech. Co., No. 1:19-cv-10067 (S.D.N.Y. Nov. 29, 2023).
At page 737 Court's duty to enforce stipulated settlement terms25 citing cases“we have often compared stipulated settlements to contracts, and we have consistently applied the law of contract to disputes concerning the construction and enforcement of settlements.”
- Mazurkiewicz v. NY CITY HEALTH & HOSP., 585 F. Supp. 2d 491 (S.D.N.Y. 2008).published(We have often compared stipulated settlements to contracts, and we have consistently applied the law of contract to disputes concerning the construction and enforcement of settlements.)
- Doe v. Pataki, 427 F. Supp. 2d 398 (S.D.N.Y. 2006).published (Once the District Court ‘so ordered’ the settlement agreement, ... it was required to enforce [its] terms.)
- Hernandez, No. 1:25-cv-03872 (S.D.N.Y. June 29, 2026).However, when a district court ‘so orders’ a stipulated settlement, it [accepts] some obligations [including] the duty to enforce the stipulation that it has approved.” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 737 (2d Cir. 2000).
- Aragon, No. 2:22-cv-07536 (E.D.N.Y. Dec. 12, 2025).The clearest obligation is a duty to enforce the stipulation that it has approved.” Geller v. Branic Int'l Realty Corp., 212 F.3d 734, 737 (2d Cir. 2000) (citing Sanchez v. Maher, 560 F.2d 1105 , 1108 (2d Cir. 1977) (“The district court ha…
- Mason Tenders Dist. Council Welfare Fund v. Rici Corp., No. 1:22-cv-10133 (S.D.N.Y. Apr. 30, 2025).Once a court “so orders” a settlement and retains jurisdiction thereover, it takes on the duty to “enforce the stipulation that it has approved.” Geller v. Branic Int’l Realty Corp., 212 F.3d 734, 737 (2d Cir. 2000).
- George Manning v. New York Univ., 299 F.3d 156 (2d Cir. 2002).published
- Torres v. Walker, 356 F.3d 238 (2d Cir. 2004).published
- Doe v. Pataki, 481 F.3d 69 (2d Cir. 2007).published
- Teva Pharm. USA, Inc. v. Food & Drug Admin., 398 F. Supp. 2d 176 (D.D.C. 2005).published
- Fournier v. Erickson, 242 F. Supp. 2d 318 (S.D.N.Y. 2003).published
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- Adem v. Bush, 425 F. Supp. 2d 7 (D.D.C. 2006).published
- Purcell v. Town of Cape Vincent, 281 F. Supp. 2d 469 (N.D.N.Y. 2003).published
- Burgess v. Morse, 387 F. Supp. 2d 246 (W.D.N.Y. 2005).published
- United States v. Erie Cnty., 763 F.3d 235 (2d Cir. 2014).published
- Rossi v. Stevens, 651 F. App'x 55 (2d Cir. 2016).unpublished
- Vill. of West Hampton Dunes v. New York, 89 F. Supp. 3d 433 (E.D.N.Y. 2015).published
- Doe v. Pataki, 481 F.3d 69 (2d Cir. 2007).published
- Seaport Capital Partners, LLC v. Speer (In re Speer), 558 B.R. 67 (Bankr. D. Conn. 2016).published
- First Union Baptist Church of the Bronx v. TD Capital Grp. LLC (In re First Union Baptist Church of the Bronx), 572 B.R. 79 (Bankr. S.D.N.Y. 2017).published
- U.S. Sec. & Exch. Comm'n v. Aronson, 665 F. App'x 78 (2d Cir. 2016).unpublished
- Beverly Hills Teddy Bear Co. v. Best Brands Consum. Prods., Inc., No. 1:19-cv-03766 (S.D.N.Y. Apr. 2, 2021).
- Williams v. Goetzes Candy Co., No. 1:21-cv-02303 (S.D.N.Y. June 21, 2021).
- Mizrahi v. Simple Wishes, LLC., No. 1:20-cv-09200 (S.D.N.Y. Feb. 23, 2022).
- New York SMSA Ltd. P'ship v. City of Rye, No. 7:19-cv-10159 (S.D.N.Y. July 27, 2022).
v.
BRANIC INTERNATIONAL REALTY CORP. and Hank S. Freid, Defendants-Appellants
This appeal concerns the effect of a district court’s “so ordering” a stipulated settlement that requires the court to exercise its power to seal a case file. Branic International Realty Corp. and Hank S. Freid appeal from an order of the United States District Court for the Southern District of New York (Kimba M. Wood, Judge) denying their request to seal the file of a case that was settled by a stipulated order. Because the District Court could decline to enforce the sealing requirement of the stipulation it had ordered only in very[*736] limited circumstances not yet shown to exist, we vacate the order and remand.
Background
In April 1996, Appellee Cynthia Geller was hired by Appellant Branic International Realty Corp. (“Branic”) as an administrative assistant to Appellant Hank S. Freid, then-President of Branic. In November 1996, Geller filed a sexual discrimination charge against the Appellants with the New York State Division of Human Rights. After learning of the complaint, the Appellants placed Geller on paid leave. Geller and the Appellants subsequently entered settlement negotiations, and an agreement in principle was reached around August 1997. However, by October 1997, the Appellants decided not to proceed \Vith the settlement, and refused to tender the settlement agreement to Geller for her execution.
After the initial settlement negotiations failed, Geller filed this suit against the Appellants [1] in the District Court. The Complaint alleged several claims arising out of the alleged workplace harassment, as well as a claim that a settlement contract existed and was enforceable. Contemporaneously, Geller requested that the Court seal the complaint, in order to avoid breaching the confidentiality provision of the settlement agreement that she was seeking to enforce.
The District Court (James C. Francis IV, Magistrate Judge) ordered the file sealed pending the determination of the Appellants’ motion for partial summary judgment on the breach of settlement claims. Magistrate Judge Francis, deeming the settlement agreement unenforceable; granted the motion. Geller declined to file objections to the Report and Recommendation, and asked the Court to lift the order sealing the file in order to prosecute the underlying sexual harassment and assault claims. Magistrate-Francis granted the request, deeming the suit “a straightforward sexual harassment case” that did not present “the type of urgent circumstance that justifies sealing.” Endorsement Order (Sept. 24, 1998). The District Court adopted the Report and Recommendation and granted the motion for partial summary judgment. See Opinion and Order (Oct. 14,1998).
Despite the failure of the first settlement effort, the parties ultimately executed a stipulation settling the lawsuit. The settlement agreement contained ' several specific confidentiality provisions. The last paragraph of the settlement stated: “This action is hereby dismissed with prejudice and the parties agree that this stipulation and the file herein shall be placed under seal, shall remain confidential and shall not be accessible to the public.” ¶ 25. The stipulated settlement was “so ordered” by Judge Wood on March 18, 1999. The District Court dismissed and discontinued the action without prejudice to the parties’ rights to “reopen the action within thirty (30) days if the settlement is not consummated.” Order (Mar. 18, 1999). No such motion was filed.
In May 1999, the Appellants learned that only the stipulated settlement agreement, but not the entire case file, had been sealed. The Appellants wrote to the District Court requesting the Court to seal the entire file. The District Court ruled that good cause for sealing the entire file had not been shown, and stated that counsel was free to make an appropriate motion for sealing the entire file. See Endorsed Order (May 21, 1999). The Appellants subsequently attempted to clarify their request by informing the Court that they were not making an original application to seal the file, but rather were seeking to have the Court implement the sealing provision of the settlement that had been “so ordered.” The District Court responded that counsel was “mis[*737] taken in believing that an agreement to seal a file suffices, under Second Circuit law, to justify sealing,” and again instructed the Appellants to show good cause under Second Circuit law for sealing the entire file. Endorsed Order (June 8, 1999).
The Appellants filed a letter brief arguing that good cause existed for the sealing of the entire file. The District Court denied the motion on the basis that the Appellants had failed to show good cause for sealing the file. See Opinion and Order (July 29, 1999). From that ruling, the Appellants appeal.
Discussion
The Appellants argue that the District Court applied an incorrect standard in refusing to seal the case file. [2] We agree. Once the District Court “so ordered” the settlement agreement, which included a provision for sealing the case file, it was required to enforce the terms of the agreement, including the obligation imposed on the Court, unless the limited circumstances existed that permit the modification of “so-ordered” stipulations.
We have often compared stipulated settlements to contracts, and we have consistently applied the law of contract to disputes concerning the construction and enforcement of settlements. See, e.g., Red Ball Interior Demolition Corp. v. Palmadessa, 173 F.3d 481, 484 (2d Cir.1999); Huertas v. East River Housing Corp., 992 F.2d 1263, 1266-67 (2d Cir.1993). A district court that “so orders” a stipulated settlement is not, strictly speaking, a party to a contract. However, when a district court “so orders” a stipulated settlement, it does accept some obligations. The clearest obligation is a duty to enforce the stipulation that it has approved. See Sanchez v. Maher, 560 F.2d 1105, 1108 (2d Cir.1977). In many cases, a stipulated settlement will contemplate actions that are not within the power of the litigants -to perform, but rather lie within the power of the district court ordering the settlement. When a district court “so orders” a settlement containing such provisions, it is, With some limited exceptions, obliged to perform.
City of Hartford v. Chase, 942 F.2d 130 (2d Cir.1991), illustrates these principles. In that case, the City of Hartford and a group of developers had settled a dispute arising from an agreement to build two office buildings. The District Court filed an order adopting the parties’ stipulated settlement. The order included a confidentiality order providing that the court file would be sealed and barring the parties from disclosing all other documents related to the dispute. A newspaper subsequently intervened in the case and moved to vacate the confidentiality order. The District Court denied the newspaper’s motion, but interpreted the Court’s confidentiality order to allow the Connecticut Freedom of Information Commission (“FOIC”) to compel the City to disclose confidential materials in its possession.
We reversed. We first concluded that the District Court had effectively rewritten the confidentiality order to cover only the court file, leaving documents in the parties’ possession subject to disclosure in an FOIC proceeding. See id. at 134. Applying principles of contract law, we determined that the District Court’s interpretation and narrowing modification of the order was incompatible with the order’s plain language. See id. at 134-35.
We then discussed the role of a district court in initially approving a settlement agreement that includes a confidentiality order. See id. at 135-136; see also id. at 137-38 (Pratt, J., concurring separately). We emphasized that a district court should[*738] carefully scrutinize the terms of a stipulated confidentiality order before endorsing it. Once the order is approved,, however, “regardless of what the district court had in mind- at the time it signed the [order], ... the [o]rder must be interpreted as it[s] plain language dictates.” City of Hartford, 942 F.2d at 135.
In the present case, the District Court “so ordered” a settlement agreement that included a provision for sealing the entire file. However, the Court did not seal the file and later ruled that the Appellants had to present good cause before the file could be sealed. Under the principles of City of Hartford, this was a misinterpretation of the initial order. The District Court undervalued the significance of “so ordering” the settlement and did not appreciate that, upon approval of the settlement, its requirement of sealing the file had to be implemented.
Of course, when a district court initially considers a request to seal a file or to approve or take other protective measures, it enjoys considerable discretion in determining whether good cause exists to overcome the presumption of open access to documents filed in our courts. However, after a district court has approved a sealing order, discretion of that breadth no longer exists. Although a district court has power to modify a protective order, see In re “Agent Orange" Product Liability Litigation, 821 F.2d 139, 145 (2d Cir.1987), the required showing must be more substantial than the good 'cause needed to obtain a sealing order in the first instance. “[A]bsent a showing of improvidence in the grant of a Rule 26(c) protective order or some extraordinary circumstance or compelling need ... a witness should be entitled to rely upon the enforceability of a protective order.... ” Martindell v. International Telephone & Telegraph Corp., 594 F.2d 291, 296 (2d Cir.1979). This rigorous approach is especially appropriate as to any modification of a protective order that is proposed to a court as part of a settlement. Thus, the District Court should have implemented the terms of the settlement agreement and sealed the file. We do not rule out the possibility that, upon remand, the District Court might find such compelling circumstances as would justify modification of the sealing requirement.
Vacated and remanded.
. Although Geller’s action also named as defendants the attorney and firm involved in the initial settlement negotiations and alleged breach, they are not now involved in this suit, as parties or as counsel.
. Geller does not contest the Appellants' arguments for reversal. In light of our disposition of this case, we need not consider the parties’ arguments concerning whether sealing the file was a material provision of the settlement agreement that might justify- rescission of the settlement were the sealing not to occur.