How later opinions annotate it (2 examples)
- outright
Mattox v. United States, 146 U.S. 140 (1892), superseded by rule as stated in Pena- 5 Rodriguez v. Colo., 580 U.S. 206 (2017)
— Brown v. Oliver, No. 2:21-cv-01396 (D. Nev. Apr. 23, 2025) - on other grounds
See Mattox v. United 10 States, 146 U.S. 140, 151 (1892), superseded on other grounds by Pena-Rodriguez v. Colorado, 137 11 S. Ct. 855, 858 (2017) (“it is the impression of almost immediate dissolution, and not the rapid 12 succession of death . . . that renders the testimony admissible”) (internal
— Smith v. Davis, No. 3:19-cv-08152 (N.D. Cal. June 26, 2020)
Jurors may testify regarding prejudicial information heard outside the courtroom, but testimony concerning the internal motives and influences affecting their deliberations is inadmissible.
After a defendant was convicted of murder, affidavits from jurors were offered to show that a bailiff had communicated with them and that a newspaper article regarding the defendant's criminal history had been read to the jury during deliberations. The trial court excluded these affidavits. The Supreme Court holds that while a juror's private thoughts are generally inadmissible to impeach a verdict, overt acts or communications involving third persons or officers are admissible to establish extraneous influence. Because the exclusion of these material affidavits regarding prejudicial communications and external causes prevented the court from properly exercising its discretion, the error is reversible.
At page 150 Prohibiting prejudicial communications during jury deliberations71 citing cases“private communications, possibly prejudicial, between jurors and third persons, or witnesses, or the officer in charge, are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made to appear.”
- United States v. Ba, 369 F. App'x 503 (4th Cir. 2010).unpublished(Private communications, possibly prejudicial, between jurors and third persons, or witnesses, or the officer in charge, are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made t…)
- People v. Ward, 862 N.E.2d 1102 (Ill. App. Ct. 1st Dist. 2007).published “Private communications, possibly prejudicial, between jurors and third persons, or witnesses, or the officer in charge, are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made t…”
- Sherman v. Smith, No. 94-6831 (4th Cir. July 17, 1996).published (Private com- munications, possibly prejudicial, between jurors and third persons . . . are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made to appear.)
- United States v. Babb, 369 F. App'x 503 (4th Cir. 2010).unpublished (Private communications, possibly prejudicial, between jurors and third persons, or witnesses, or the officer in charge, are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made t…)
- State v. Mann, 2002-NMSC-001, 39 P.3d 124.published (Private communications, possibly prejudicial, between jurors and third persons, or witnesses, or the officer in charge, are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made t…)
- United States v. Lawhorne, 29 F. Supp. 2d 292 (E.D. Va. 1998).published (Private communications, possibly prejudicial, between jurors and third persons ... are absolutely forbidden, and invalidate the verdict, at least until their harmlessness is made to appear.)
- Timothy Scott Sherman v. William L. Smith, Warden, Maryland House of Corr.-Annex John Joseph Curran, Attorney Gen. for the State of Maryland, 89 F.3d 1134 (4th Cir. 1996).published (Private communications, possibly prejudicial, between jurors and third persons ... are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made to appear.)
- Ylst, No. 2:04-cv-00065 (E.D. Cal. Sept. 28, 2026). Mattox v. United States, 16 146 U.S. 140, 149 (1892).
- Weissman v. Clark, No. 23-4407 (9th Cir. Apr. 23, 2025).unpublished“At step one, [we] ask[] whether the contact was ‘possibly prejudicial,’ meaning it had a ‘tendency’ to be ‘injurious to the defendant.’” Id. (quoting Mattox v. United States 146 U.S. 140, 150 (1892)).
- Cook v. Foss, No. 4:20-cv-01119 (N.D. Cal. July 12, 2022).Clearly established Supreme Court precedent “compels a criminal trial court to consider 8 the prejudicial effect of any external contact that has a ‘tendency’ to influence the verdict, 9 irrespective of whether it is about the matter pendi…
Show 60 more citing cases
- State v. Soto, 2022 UT 9, 513 P.3d 684.published And in Mattox v. United States, the United States Supreme Court held that ―the separation of the jury in such a way as to expose them to tampering, may be reason for a new trial,‖ subject to a rebuttable presumption of prejudice. 146 U.S.…
- Martin Kipp v. Ron Davis, 971 F.3d 866 (9th Cir. 2020).published The Mattox-Remmer framework set forth by the Supreme Court governs juror misconduct claims involving consideration of extraneous evidence during deliberations: At step one, the court asks whether the contact was “possibly prejudicial,” mea…
- (HC) Miguel Angel Villegas v. L.W. Sullivan, No. 1:19-cv-00668 (E.D. Cal. June 10, 2020).Id. 20 Clearly established Supreme Court precedent “compels a criminal trial court to consider 21 the prejudicial effect of any external contact that has a ‘tendency’ to influence the verdict, 22 irrespective of whether it is about the mat…
- Mark Zavala v. Kim Holland, 809 F. App'x 370 (9th Cir. 2020).unpublishedSecond, Zavala argues that his Sixth Amendment right to trial by an unbiased jury was violated when the court failed to dismiss jurors exposed to mouthing words and gesturing by a prosecution witness. “[P]rivate communications, possibly pr…
- United States v. Svetlana Markevich, No. 15-10457 (9th Cir. May 30, 2019).unpublishedGodoy v. Spearman, 861 F.3d 956, 967 (9th Cir. 2017) (en banc) (quoting Mattox v. United States, 146 U.S. 140, 150 (1892)).
- Steven Newberg v. Jack Palmer, No. 16-17109 (9th Cir. Mar. 14, 2018).unpublished“At step one, the court asks whether the contact was ‘possibly prejudicial,’ meaning it had a ‘tendency’ to be ‘injurious to the defendant.’” Id. (quoting Mattox v. United States, 146 U.S. 140, 150 (1892)).
- Manuel Tarango, Jr. v. E. McDaniel, No. 13-17071 (9th Cir. Sept. 16, 2016).published (recognizing the prejudicial potential of “the reading of newspapers)
- Enrique Godoy v. Marion Spearman, 834 F.3d 1078 (9th Cir. 2016).published See Remmer v. United States, 347 U.S. 227, 229 (1954); Mattox v. United States, 146 U.S. 140, 150 (1892).
- Tarango v. McDaniel, 837 F.3d 936 (9th Cir. 2016).published The majority then proceeds to “review de novo the question whether the extrinsic contact could have influenced the verdict and prejudiced Tarango.” Id. at 940. (emphasis added).
- Manuel Tarango, Jr. v. E. McDaniel, 815 F.3d 1211 (9th Cir. 2016).published (recognizing the prejudicial potential of “the reading of newspapers)
- Amy Labate & Robert Labate, Individually & On Behalf of Minor Daughter, J.L. v. Rutland Hosp., Inc. d/b/a Rutland Reg'l Med. Ctr. & Santiago Cancio-Bello, M.D., 2015 VT 128, 132 A.3d 1083.publishedFor this reason, we find the Labates’ reference to the United States Supreme Court decision in Mattox v. United States, 146 U.S. 140, 150 (1892) for the proposition that “[p]rivate communications, possibly prejudicial, between jurors and t…
- Labate v. Rutland Hosp., Inc., 2015 VT 128, 132 A.3d 1083.publishedFor this reason, we find the Labates’ reference to the United States Supreme Court decision in Mattox v. United States, 146 U.S. 140, 150 (1892), for the proposition that “[pjrivate communications, possibly prejudicial, between jurors and…
- Tong Xiong v. Tom Felker, 681 F.3d 1067 (9th Cir. 2012).published
- Fields v. Brown, 503 F.3d 755 (9th Cir. 2007).published
- Ryan v. United States. Duncan v. United States, 191 F.2d 779 (D.C. Cir. 1951).published
- David Earl Miller v. W. J. Estelle, Jr., Dir., Texas Dep't of Corr., 677 F.2d 1080 (5th Cir. 1982).published
- Wheaton v. United States, 133 F.2d 522 (8th Cir. 1943).published
- Scott v. Commonwealth, 399 S.E.2d 648 (Va. Ct. App. 1990).published
- United States v. Randolph Williams, 822 F.2d 1174 (D.C. Cir. 1987).published
- United States v. Adrian Lamont Davis, 51 F.3d 269 (4th Cir. 1995).unpublished
- United States v. Michael Vernon Dutkel, 192 F.3d 893 (9th Cir. 1999).published
- United States v. Martin P. Rutherford Nanja Rutherford, 371 F.3d 634 (9th Cir. 2004).published
- Gregory Dickens v. Charles L. Ryan, 490 F. App'x 899 (9th Cir. 2012).unpublished
- Royal v. Commonwealth, 341 S.E.2d 660 (Va. Ct. App. 1986).published
- State v. Lyles, 380 S.E.2d 390 (N.C. Ct. App. 1989).published
- Kritzer v. Citron, 224 P.2d 808 (Cal. Ct. App. 1950).published
- Wellmaker v. State, 183 S.E.2d 62 (Ga. Ct. App. 1971).published
- State v. Bey, 548 A.2d 887 (N.J. 1988).published
- People v. McLaurin, 889 N.E.2d 1124 (Ill. App. Ct. 1st Dist. 2008).published
- State v. Hunt, 558 A.2d 1259 (N.J. 1989).published
- State of West Virginia v. David W. Pitts, No. 13-1206 (W. Va. Oct. 17, 2014).published
- United States v. Terry Christensen, 624 F. App'x 466 (9th Cir. 2015).unpublished
- State v. Cooper, 648 S.W.2d 137 (Mo. Ct. App. 1983).published
- Neal v. State, 66 S.W.3d 116 (Mo. Ct. App. 2001).published
- Welch v. United States, 135 F.2d 465 (D.C. Cir. 1943).published
- Ellis v. State, 558 So. 2d 826 (Miss. 1990).published
- United States v. Vietor, 10 M.J. 69 (1980).published
- Lammar David Burney v. State of Alaska, Jamal Kareem Townsend v. State of Alaska, 563 P.3d 86 (Alaska Ct. App. 2025).published
- State v. Roache, 595 S.E.2d 381 (N.C. 2004).published
- McLain v. Gen. Motors Corp., 586 A.2d 647 (Del. Super. Ct. 1988).published
- Cavness v. United States, 187 F.2d 719 (9th Cir. 1951).published
- Samuel H. Sheppard v. E. L. Maxwell, Warden, 346 F.2d 707 (6th Cir. 1965).published
- Henry Kenneth Wangrow v. United States of Am. (Two Cases). Daniel Edmund Czajkowski & Mark Edward Murphy v. United States of Am. (Two Cases), 399 F.2d 106 (8th Cir. 1968).published
- John P. Tillman, Robert Barber Moore, Johnny C. Wilson, Larry Fox, Donald P. Stone & Michael W. Simmons v. United States, 406 F.2d 930 (5th Cir. 1969).published
- United States v. David Lee Brown, United States of Am. v. Terry Francis Gallagher, United States of Am. v. Clayton Colwell, Jr., United States of Am. v. James Adams, Iii, United States of Am. v. Donald E. Pitts, United States of Am. v. Kenneth L. Hale, 571 F.2d 980 (6th Cir. 1978).published
- Julius Hobson v. Jerry Wilson, Thomas J. Herlihy, Jack Acree, Christopher Scrapper, Edward Jagen, John Mahaney & George Suter, John B. Layton Julius Hobson v. Jerry Wilson Charles D. Brennan, Courtland J. Jones, Gerald T. Grimaldi, George C. Moore & Gerould W. Pangburn, Julius Hobson v. Jerry Wilson Dist. of Columbia, a Mun. Corp., Julius Hobson Washington Area Women Strike for Peace v. Jerry Wilson Julius Hobson Abe Bloom, Arthur I. Waskow, Tina Hobson, David Eaton, Sammie A. Abbott, Richard P. Pollock, Reginald Booker, Washington Peace Ctr. & Washington Area Women Strike for Peace v. Jerry Wilson, 737 F.2d 1 (D.C. Cir. 1984).published
- Dennis Waldon Stockton v. Commonwealth of Virginia Edward W. Murray, Dir., Virginia Dep't of Corr., Dennis Waldon Stockton v. Commonwealth of Virginia Edward W. Murray, Dir., Virginia Dep't of Corr., 852 F.2d 740 (4th Cir. 1988).published
- State v. Brown, 481 So. 2d 679 (La. Ct. App. 1985).published
- State v. Johnson, 441 N.W.2d 460 (Minn. 1989).published
- State v. Harvey, 730 S.W.2d 271 (Mo. Ct. App. 1987).published
- Eades v. State, 541 A.2d 1001 (Md. Ct. Spec. App. 1988).published
- People v. Hobley, 696 N.E.2d 313 (Ill. 1998).published
- United States v. Kimberlin, 527 F. Supp. 1010 (S.D. Ind. 1981).published
- William Barnes v. Carlton Joyner, 751 F.3d 229 (4th Cir. 2014).published
- Enrique Godoy v. Marion Spearman, 861 F.3d 956 (9th Cir. 2017).published
- Territory of New Mexico v. Edie, 7 N.M. 183 (1893).published
- Hobson v. Wilson, 737 F.2d 1 (D.C. Cir. 1984).published
- People v. González Ramírez, 66 P.R. 851 (1947).published
- Dowdye v. People, 55 V.I. 736 (2011).published
- United States v. Brown, 571 F.2d 980 (6th Cir. 1978).published
At page 149 Admissibility of juror testimony regarding extraneous influence67 citing cases“a juryman may testify to any facts bearing upon the question of the existence of any extraneous influence, although not as to how far that influence operated upon his mind.”
- Robinson v. Polk, No. 05-1 (4th Cir. Feb. 14, 2006).published([A] juryman may testify to any facts bearing upon the question of the existence of any extraneous influence although not as to how far that influence operated upon his mind.)
- Sherman v. Smith, No. 94-6831 (4th Cir. July 17, 1996).published However, in those cases involving what I regard as the most similar constitutional errors -- unauthorized private contacts with jurors during trial -- the Supreme Court seems to have applied a harmless error analysis, hold- ing that such c…
- State v. Broadway, 252 So. 3d 878 (La. 2018).published(in capital cases [...] the jury should pass upon the case free from external causes tending to disturb the exercise of deliberated and unbiased judgment)
- Gray v. Pfister, 6 F. Supp. 3d 871 (C.D. Ill. 2013).published (It is vital in capital cases that the jury should pass upon the case free from external causes tending to disturb the exercise of deliberate and unbiased judgment.)
- Hammonds v. Allen, 849 F. Supp. 2d 1262 (M.D. Ala. 2012).published (It is vital in capital cases that the jury should pass upon the case free from external causes tending to disturb the exercise of deliberate and unbiased judgment.)
- United States v. Polouizzi, 687 F. Supp. 2d 133 (E.D.N.Y. 2010).published (It is vital ... that the jury should pass upon the case free from external causes tending to disturb the exercise of deliberate and unbiased judgment.)
- Marcus Reymond Robinson v. Marvin L. Polk, Warden, Cent. Prison, Raleigh, North Carolina, 438 F.3d 350 (4th Cir. 2006).published ([A] juryman may testify to any facts bearing upon the question of the existence of any extraneous influence although not as to how far that influence operated upon his mind.)
- Anderson v. Miller, 206 F. Supp. 2d 352 (E.D.N.Y. 2002).published ([A] juryman may testify to any facts bearing upon the question of the existence of any extraneous influence, although not how far that influence operated upon his mind.)
- Christopher Bibbins v. Stephen Dalsheim, Superintendent of Downstate Corr. Facility, 21 F.3d 13 (2d Cir. 1994).published (a juryman may testify to any facts bearing upon the question of the existence of any extraneous influence, although not as to how far that influence operated upon his mind)
- Ylst, No. 2:04-cv-00065 (E.D. Cal. Sept. 28, 2026). Mattox v. United States, 16 146 U.S. 140, 149 (1892).
Show 56 more citing cases
- Adames-Garcia v. Divris, 181 F.4th 212 (1st Cir. 2026).publishedTo honor this guarantee, a jury's verdict must rest on trial evidence alone, remaining "free from [extraneous material6] tending to disturb the exercise of deliberate and unbiassed [sic] judgment." Id. (quoting Mattox v. United States, 146…
- State v. Williams, 2025-Ohio-3105.publishedWhile jurors may testify as to any fact showing the existence of an “extraneous influence,” Tanner at 117 , citing Mattox v. United States, 146 U.S. 140, 149 (1892), when the juror’s conduct is an “internal matter,” it is not admissible un…
- Linsmeyer, Jason v. Tegels, Lizzie, No. 3:19-cv-00396 (W.D. Wis. Apr. 9, 2025). “may testify to any facts bearing upon the question of the existence of any extraneous influence, although not as to how far that influence operated upon his mind”
- Zapata v. Divris, No. 4:23-cv-40068 (D. Mass. July 30, 2024). Moreover, the jury’s verdict must be “free from external causes tending to disturb the exercise of deliberate and unbiassed [sic] judgment.” Bebo v. Medeiros, 906 F.3d 129, 135 (1st Cir. 2018) (quoting Mattox v. United States, 146 U.S. 140…
- Dockery v. TDCJ, No. 21-20439 (5th Cir. Aug. 3, 2022).unpublishedThe inquiry should not explore “how far that influence operated” on any testifying juror because that would “probe the mental processes of jurors.” Llewellyn, 609 F.2d at 196 (quoting Mattox v. United States, 146 U.S. 140, 149 (1892)).
- State v. Soto, 2022 UT 9, 513 P.3d 684.published And in Mattox v. United States, the United States Supreme Court held that ―the separation of the jury in such a way as to expose them to tampering, may be reason for a new trial,‖ subject to a rebuttable presumption of prejudice. 146 U.S.…
- Lionel Frederick Johnson, Jr. v. Ralph Diaz, No. 5:20-cv-02337 (C.D. Cal. Nov. 5, 2021).(holding that testimony of jurors describing how they 20 heard and read prejudicial information not admitted into evidence was admissible to 21 impeach verdict because testimony involved extraneous influence on jury’s ve…)
- Dixon v. James T. Vaugh Corr. Ctr., No. 1:17-cv-01403 (D. Del. Sept. 27, 2021).“free from external causes tending to disturb the exercise of deliberate and unbiassed judgment”
- Tonya Ford v. Commonwealth of Kentucky, 628 S.W.3d 147 (Ky. 2021).publishedThe trial court explained that RCr 10.04 provides one exception, that a juror’s testimony can be used to “establish that the verdict was made by lot.” Mattox v. United States, 146 U.S. 140, 149 (1892), provided another exception, that a ju…
- James Richardson v. Joyce Kornegay, 3 F.4th 687 (4th Cir. 2021).publishedExceptions to this common-law rule “were recognized only in situations in which an ‘extraneous influence’ was alleged to have affected the jury.” Id. (quoting Mattox v. United States, 146 U.S. 140, 149 (1892)) (emphasis added) (internal ci…
- Douglas Stewart v. O'Bell \Tom\" Winn", 967 F.3d 534 (6th Cir. 2020).published Because “any ground of suspicion that the administration of justice has been interfered with” cannot “be tolerated,” Mattox v. United States, 146 U.S. 140, 149 (1892), Stewart is entitled to a new trial.
- Richard Clark v. Kevin Chappell, 936 F.3d 944 (9th Cir. 2019).published“[i]t is vital in capital cases that the jury should pass upon the case free from external causes tending to disturb the exercise of deliberate and unbiased judgment”
- Enrique Godoy v. Marion Spearman, 834 F.3d 1078 (9th Cir. 2016).published See Remmer v. United States, 347 U.S. 227, 229 (1954); Mattox v. United States, 146 U.S. 140, 150 (1892).
- Salazar v. Dretke, No. 03-11244 (5th Cir. Aug. 22, 2005).published
- Robert Madrid Salazar v. Doug Dretke, Dir., Texas Dep't of Crim. Just., Corr. Institutions Div., 419 F.3d 384 (5th Cir. 2005).published
- Fields v. Brown, 503 F.3d 755 (9th Cir. 2007).published
- Rushen v. Spain, 464 U.S. 114 (1983).published
- Tanner v. United States, 483 U.S. 107 (1987).published
- United States v. Don Eugene Siegelman, 640 F.3d 1159 (11th Cir. 2011).published
- United States v. Ronnie Joseph Bruscino & Charles Eugene Kell, 662 F.2d 450 (7th Cir. 1981).published
- Harry M. Sassounian v. Earnest Roe, Warden of Lancaster Attorney Gen. of the State of California, 230 F.3d 1097 (9th Cir. 2000).published
- People v. Hogan, 647 P.2d 93 (Cal. 1982).published
- In Re Stankewitz, 708 P.2d 1260 (Cal. 1985).published
- Scott v. Commonwealth, 399 S.E.2d 648 (Va. Ct. App. 1990).published
- United States v. Musto, 540 F. Supp. 318 (D.N.J. 1982).published
- After Hour Welding, Inc. v. Laneil Mgmt. Co., 312 N.W.2d 859 (Wis. Ct. App. 1981).published
- People v. Martinez, 82 Cal. App. 3d 1 (Cal. Ct. App. 1978).published
- State v. Dix, 273 N.W.2d 250 (Wis. 1979).published
- State v. Schwanda, 499 A.2d 779 (Vt. 1985).published
- Raynard Cummings v. Michael Martel, 796 F.3d 1135 (9th Cir. 2015).published
- McQuarrie, Thomas, No. PD-0803-11 (Tex. Crim. App. Oct. 10, 2012).published
- McQuarrie v. State, 380 S.W.3d 145 (Tex. Crim. App. 2012).published
- People v. Burgener, 714 P.2d 1251 (Cal. 1986).published
- James Miller v. United States, 403 F.2d 77 (2d Cir. 1968).published
- United States v. Rayfield Wilson, 534 F.2d 375 (D.C. Cir. 1976).published
- Robert E. Llewellyn v. Leroy Stynchcombe, Sheriff, & State of Georgia, 609 F.2d 194 (5th Cir. 1980).published
- United States v. John Arthur Gonzales, 227 F.3d 520 (6th Cir. 2000).published
- Ronald A. Williams v. James Price, Superintendent, Sci-Pittsburgh D. Michael Fisher, Attorney Gen., 343 F.3d 223 (3d Cir. 2003).published
- Griffin v. State, 754 N.E.2d 899 (Ind. 2001).published
- Walsh v. State, 166 S.W.3d 641 (Tenn. 2005).published
- State v. Thomas, 830 P.2d 243 (Utah 1992).published
- State v. Roache, 595 S.E.2d 381 (N.C. 2004).published
- Sheeran v. State, 526 A.2d 886 (Del. 1987).published
- United States v. Blackston, 547 F. Supp. 1200 (S.D. Ga. 1982).published
- Wilson v. United States, 380 A.2d 1001 (D.C. 1977).published
- United States v. Homer, 411 F. Supp. 972 (W.D. Pa. 1976).published
- United States v. Titsworth, 422 F. Supp. 587 (D. Neb. 1976).published
- Harrison v. State, 575 N.E.2d 642 (Ind. Ct. App. 1991).published
- Smith v. Brewer, 444 F. Supp. 482 (S.D. Iowa 1978).published
- Williams v. State, 757 N.E.2d 1048 (Ind. Ct. App. 2001).published
- Henri v. Curto, 891 N.E.2d 135 (Ind. Ct. App. 2008).published
- McLain v. Gen. Motors Corp., 586 A.2d 647 (Del. Super. Ct. 1988).published
- Jacobson v. Henderson, 591 F. Supp. 503 (S.D.N.Y. 1984).published
- United States v. Holck, 398 F. Supp. 2d 338 (E.D. Pa. 2005).published
- Fields v. Brown, 431 F.3d 1186 (9th Cir. 2005).published
- United States v. Howard, 506 F.2d 865 (5th Cir. 1975).published
At page 148 Caution regarding juror testimony impeaching verdicts34 citing cases“because, being personal, it is not accessible to other testimony.”
- Ylst, No. 2:04-cv-00065 (E.D. Cal. Sept. 28, 2026). Mattox v. United States, 16 146 U.S. 140, 149 (1892).
- State of New Jersey v. Kalil Griffin, 155 A.3d 8 (N.J. Super. Ct. App. Div. 2017).publishedThe rule's prohibitions, however, are not absolute, because "cases do arise where 'the plainest principles of justice' demand that a new trial should be directed upon a proper showing." Athorn, supra, 46 N.J. at 251 (quoting Mattox v. Unit…
- People v. Jacobson, 89 A.D.2d 826 (N.Y. Sup. Ct. 1981).published
- Plummer v. Springfield Terminal, No. 93-1125 (1st Cir. Sept. 24, 1993).published
- Harrison v. Gillespie, 640 F.3d 888 (9th Cir. 2011).published
- Ryan v. United States. Duncan v. United States, 191 F.2d 779 (D.C. Cir. 1951).published
- Gault v. Poor Sisters of St. Frances Seraph of the Perpetual Adoration, Inc., 375 F.2d 539 (6th Cir. 1967).published
- United States v. James R. Hoffa, United States of Am. v. Thomas Ewing Parks, United States of Am. v. Larry Campbell, United States of Am. v. Ewing King, 382 F.2d 856 (6th Cir. 1967).published
- Sam Fox D/B/A a & M Sales Co. v. United States, 417 F.2d 84 (5th Cir. 1969).published
- Charles H. Parrott v. State of Arkansas, 497 F.2d 1123 (8th Cir. 1974).published
Show 23 more citing cases
- United States v. Louis Charles Boscia, in No. 77-1029. United States of Am. v. James D. Potter, M. C., in No. 77-1206. United States of Am. v. Anthony Crivelli, Sr., in No. 77-1300. United States of Am. v. Bernard L. Shapiro, D. D. S., in No. 77-1301. United States of Am. v. Albert David Milani, D.C., in No. 77-1302. United States of Am. v. Robert Louis Plusquellec, in No. 77-1092. United States of Am. v. Louis Anthony Desantis, in No. 77-1093. United States of Am. v. Paul Nicholas Scolieri, in No. 77-1174. United States of Am. v. Louis D. Adams, in No. 77-1282, 573 F.2d 827 (3d Cir. 1978).published
- David Earl Miller v. W. J. Estelle, Jr., Dir., Texas Dep't of Corr., 677 F.2d 1080 (5th Cir. 1982).published
- United States v. Danny M. Rigsby, 45 F.3d 120 (6th Cir. 1995).published
- Rocky Louis King v. Commonwealth of Virginia, No. 2507094 (Va. Ct. App. Mar. 22, 2011).unpublished
- Barker v. State, 594 P.2d 719 (Nev. 1979).published
- Freid v. McGrath, 135 F.2d 833 (D.C. Cir. 1943).published
- Wheaton v. United States, 133 F.2d 522 (8th Cir. 1943).published
- State v. Boykin, 432 N.W.2d 60 (S.D. 1988).published
- State v. Athorn, 216 A.2d 369 (N.J. 1966).published
- Bowling v. Commonwealth, 168 S.W.3d 2 (Ky. 2004).published
- Commonwealth v. Lovett, 372 N.E.2d 782 (Mass. 1978).published
- Commonwealth v. Fidler, 385 N.E.2d 513 (Mass. 1979).published
- Bellows Falls Vill. Corp. v. State High. Bd., 190 A.2d 695 (Vt. 1963).published
- Kollert v. Cundiff, 329 P.2d 897 (Cal. 1958).published
- State v. Pokini, 526 P.2d 94 (Haw. 1974).published
- Colyer, Wilkie Schell Jr., 428 S.W.3d 117 (Tex. Crim. App. 2014).published
- Commonwealth v. Delp, 672 N.E.2d 114 (Mass. App. Ct. 1996).published
- State v. Rodriguez, 554 A.2d 1080 (Conn. 1989).published
- State v. McNellis, 546 A.2d 292 (Conn. App. Ct. 1988).published
- Cheek v. United States, 873 F. Supp. 970 (W.D.N.C. 1995).published
- Lewis v. United States, 295 F. 441 (1st Cir. 1924).published
- United States v. Hoffa, 382 F.2d 856 (6th Cir. 1967).published
- United States v. Boscia, 573 F.2d 827 (3d Cir. 1978).published
At page 151 Admissibility requirements for dying declarations26 citing caseserror to exclude dying declaration that fit the exception, in part because "the wounds were three in number and one of them of great severity
- People v. Clay, 88 A.D.3d 14 (N.Y. App. Div. 2d Dep't 2011).published (Dying declarations are admissible on a trial for murder, as to the fact of the homicide and the person by whom it was committed)
- Commonwealth v. Nesbitt, 892 N.E.2d 299 (Mass. 2008).published(declarant’s sense of impending death may be inferred from the character of [her] injury)
- Ylst, No. 2:04-cv-00065 (E.D. Cal. Sept. 28, 2026). Mattox v. United States, 16 146 U.S. 140, 149 (1892).
- Ricardo Woods v. Brian Cook, 960 F.3d 295 (6th Cir. 2020).publishedBut it is not the “rapid succession of death,” as opposed to its imminent likelihood, that “renders the [declarant’s] testimony admissible.” Mattox v. United States, 146 U.S. 140, 151 (1892).
- State v. Taylor, 2018-Ohio-2921.published“Traditionally, the length of time elapsing between the declaration and death is an element to be considered in whether the statement was under impending belief of death.” Kennedy at ¶ 49, citing Mattox v. United States, 146 U.S. 140, 151…
- Pena-Rodriguez v. Colorado, 580 U.S. 206 (2017).publishedMattox v. United States, 146 U. S. 140, 151 (1892).
- State v. Owens, 2016 WI App 32, 878 N.W.2d 736.published"Belief of impending death 'may be made to appear from . . . the nature and extent of the wounds inflicted being obviously such that he must have felt or known that he could not survive.' " Id . (citing Mattox v. United States, 146 U.S. 14…
- Shepard v. United States, 290 U.S. 96 (1933).published
- Coy v. Iowa, 487 U.S. 1012 (1988).published
- United States v. Leroy Mobley, 421 F.2d 345 (5th Cir. 1970).published
Show 14 more citing cases
- John W. Byrd, Jr. v. Terry L. Collins, Warden, 209 F.3d 486 (6th Cir. 2000).published
- Bishop v. State, 554 P.2d 266 (Nev. 1976).published
- State v. Beauchamp, 2010 WI App 42, 781 N.W.2d 254.published
- Gardner v. State, 306 S.W.3d 274 (Tex. Crim. App. 2009).published
- People v. Kirtdoll, 217 N.W.2d 37 (Mich. 1974).published
- Commonwealth v. Key, 407 N.E.2d 327 (Mass. 1980).published
- State v. Manocchio, 497 A.2d 1 (R.I. 1985).published
- Hailes v. State, 113 A.3d 608 (Md. 2015).published
- Gardner, John Steven, No. AP-75,582 (Tex. Crim. App. Oct. 21, 2009).published
- United States v. Two Shields, 497 F.3d 789 (8th Cir. 2007).published
- Ogg v. Ford Motor Co., No. N15C-07-160 ASB (Del. Super. Ct. July 1, 2020).published
- Emmett v. State, 195 Ga. 517 (1943).published
- Leonard v. State, 889 S.E.2d 837 (Ga. 2023).published
- Smith v. Davis, No. 3:19-cv-08152 (N.D. Cal. June 26, 2020).
13 S. Ct. at 53 Admissibility of dying declarations under necessity10 citing casesPrivate communications, possibly prejudicial, between jurors and third persons, or witnesses, or the officer in charge, are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made to appear
- People v. Ward, 862 N.E.2d 1102 (Ill. App. Ct. 1st Dist. 2007).published (Private communications, possibly prejudicial, between jurors and third persons, or witnesses, or the officer in charge, are absolutely forbidden, and invalidate the verdict, at least unless their harmlessness is made t…)
- People v. McLaurin, 889 N.E.2d 1124 (Ill. App. Ct. 1st Dist. 2008).published
- United States v. Leroy Mobley, 421 F.2d 345 (5th Cir. 1970).published
- United States v. Robert Gregory Greer, A/K/A Greg Greer, 620 F.2d 1383 (10th Cir. 1980).published
- Little v. United States, 73 F.2d 861 (10th Cir. 1934).published
- Washington v. Washington Hosp. Ctr., 579 A.2d 177 (D.C. 1990).published
- People v. Hobley, 696 N.E.2d 313 (Ill. 1998).published
At page 147 Reversing judgment for jury misconduct and new trial7 citing casesholding, after examining the common law restrictions against impeaching verdicts through juror tes- timony, that the defendant should receive a new trial based on jury misconduct because admissible evidence demonstrated that “[t]he jury in the case before us retired to consider of their verdict on…
- Gov't of the Virgin Islands v. Beaumont Gereau, in Nos. 74-2019, 74-2020, 74-2021, 74-2022,74-2023, 523 F.2d 140 (3d Cir. 1975).published
- McNally v. Walkowski, 462 P.2d 1016 (Nev. 1969).published
- Davis v. Davis, 96 F.2d 512 (D.C. Cir. 1938).published
- Fields v. Brown, No. 00-99005 (9th Cir. Sept. 10, 2007).published
- People v. Jacobson, 89 A.D.2d 826 (N.Y. Sup. Ct. 1981).published
- Gourdain v. United States, 154 F. 453 (7th Cir. 1907).published
- Chambers v. United States, 237 F. 513 (8th Cir. 1916).published
At page 142 Examining prejudice from jury communications and external influence7 citing casesopining that a new trial was warranted where the jury was exposed to extrinsic record facts and public *561 opinion
- Ylst, No. 2:04-cv-00065 (E.D. Cal. Sept. 28, 2026). Mattox v. United States, 16 146 U.S. 140, 149 (1892).
- Salazar v. Dretke, No. 03-11244 (5th Cir. Aug. 22, 2005).published
- Gary Corbray v. Maggie Miller-Stout, 469 F. App'x 558 (9th Cir. 2012).unpublished
- Robert Madrid Salazar v. Doug Dretke, Dir., Texas Dep't of Crim. Just., Corr. Institutions Div., 419 F.3d 384 (5th Cir. 2005).published
- Tong Xiong v. Tom Felker, 681 F.3d 1067 (9th Cir. 2012).published
- Gerald Von Tobel v. James Benedetti, 975 F.3d 849 (9th Cir. 2020).published
At page 152 Admissibility of dying declarations based on expectation of death6 citing casesstating that "the certain expectation of almost immediate death will remove all temptation of falsehood and enforce as strict adherence to the truth as the obligation of an oath could impose
- Gardner, John Steven, No. AP-75,582 (Tex. Crim. App. Oct. 21, 2009).published
- Ben Chavez v. Oliverio Martinez, 538 U.S. 1 (2003).published
- Chavez v. Martinez, 538 U.S. 760 (2003).published
- Stealer v. State, 138 P. 395 (Okla. Crim. App. 1914).published
- State v. Brown, 132 N.W. 862 (Iowa 1911).published
13 S. Ct. at 151 Admissibility requirements for dying declarations in homicide cases3 citing cases
- Hailes v. State, 113 A.3d 608 (Md. 2015).published
- United States v. Calvin W. West, (Four Cases). United States of Am. v. Floyd Lee Davis, (Two Cases). United States of Am. v. Joseph Lee Dempsey, 574 F.2d 1131 (4th Cir. 1978).published
- United States v. West, 574 F.2d 1131 (4th Cir. 1978).published
13 S. Ct. at 149 cited at this page2 citing cases
- Tarango v. McDaniel, 837 F.3d 936 (9th Cir. 2016).published The majority then proceeds to “review de novo the question whether the extrinsic contact could have influenced the verdict and prejudiced Tarango.” Id. at 940. (emphasis added).
- Manuel Tarango, Jr. v. E. McDaniel, 815 F.3d 1211 (9th Cir. 2016).published See Smith v. Phillips, 455 U.S. 209 , 212–15 (1982) (requiring judicial inquiry into possible prejudice arising from a juror’s job application in the office of the prosecutor trying the case); Mattox, 146 U.S. at 150 (recognizing the preju…
36 L. Ed. at 940 cited at this page1 citing case
- Tarango v. McDaniel, 837 F.3d 936 (9th Cir. 2016).published The majority then proceeds to “review de novo the question whether the extrinsic contact could have influenced the verdict and prejudiced Tarango.” Id. at 940. (emphasis added).
v.
United States
after stating the case, delivered the opinion of the court.
The allowance or refusal of a new trial rests in the sound discretion of the court to which the application is addressed, and the result cannot be made the subject of review by writ. of error, Henderson v. Moore, 5 Cranch, 11; Newcomb v. Wood, 97 U. S. 581; but in the case at bar the District Court excluded the affidavits, and, in passing upon the motion, did not exercise any discretion in respect of the matters stated therein. Due exception was taken and the question of admissibility thereby preserved.'
It will be perceived that the jurors did not state what influence, if any, the communication of the bailiff and the reading of the newspaper, had upon them, but confined their statements to what was said by the one and read from the other.
In United States v. Reid, 12 How. 361, 366, affidavits of two jurors were offered in evidence to establish the reading of a newspaper report of the evidence which had been given in the case under trial, but both deposed that it had no influence[*148] oti their verdict. Mr. Chief Justice Taney, delivering the opinion of the court, said: “ The first branch of the second point presents the question whether the affidavits of jurors impeaching their verdict ought to be received: It would, perhaps, hardly be safe to lay down any general rulé upon this subject. Unquestionably suc.li evidence ought always to. be received with great .c^utiofjf" But cases might arise in which it would be impossible tó refuse them without violating the plainest principles of justice. It is, however, unnecessary to lay down any rule in this case, or examine the decisions referred to in the argument. Because we are of opinion that the facts proved by the jurors, if proved by unquestioned testimony, would be no ground for a new trial. There was nothing in the newspapers calculated to influence their decision, and both of' them slyear that these papers had not the slightest influence on their vqrdict.” The opinion thus indicates that public policy which forbids the reception of the affidavits, depositions or sworn statements of jurors to impeach their verdicts, may in the interest of justice create an exception to its own rule, while, at' the saíne time, the necessity of great caution in the use of such evidénc© is enforced.
There is, however, a recognized distinction between what may and what may not be established by the testimony of jurors to set aside a verdict.
This distinction is thus put by Mr. Justice Brewer, speaking for the Supreme Court of Kansas in Perry v. Bailey, 12 Kans. 539, 545: “ Public policy forbids that a matter resting in the personal consciousness of one juror should be received to overthrow the verdict, because being personal it is not •accessible to other testimony; it gives to the'secret thought of one the power to disturb the expressed conclusions of twelve; its tendency is to'produce bad faith on the part of a minority, to induce an apparent acquiescence with the purpose of subsequent dissent; to induce tampering with individual jurors subsequent to the verdict. But as to overt acts, they are accessible to the knowledge of all the jurors; if o'ne affirms misconduct, the. remaining eleven can deny; one cannot disturb the action of the twelve; it is useless to tamper with one, for the eleven[*149] may be heard. Under this view of the law the affidavits were properly received. They tended to prove something which did not essentially inhere in the verdict, an overt act, open to the knowledge of all the jury, and not alone within the personal consciousness of one.”-
The subject was much considered by Mr. Justice Gray, then a member of the Supreme Judicial Court of Massachusetts, in Woodward v. Leavitt, 107 Mass. 453, where numerous authorities were referred to and applied, and the conclusions announced, “ that on a motion for a new trial on the ground of bias on the part of one of the jurors, the evidence'of jurors as to the motives and influences which affected their deliberations, is inadmissible either to impeach or to support the verdict. But a juryman may testify to any facts bearing upon the question of the existence of - any extraneous influence, although not as to how far that influence .operated upon his mind. So a juryman may testify in denial or-exportation of acts or declarations outside of the jury room, where evidence of such acts has been given as ground for a new trial.” See, also, Ritchie v. Holbrooke, 7 S. & R. 458; Chews v. Driver, 1 Coxe (N. J.), 166; Nelms v. Mississippi, 13 Sm. & Marsh. 500; Hawkins v. New Orleans Printing Co., 29 La. Ann. 134, 140; Whitney v. Whitman, 5 Mass. 405; Hix v. Drury, 5 Pick. 296.
. We regard the rule thus laid down-as conformable to right reason and sustained by the weight of! authority. These affidavits were within the rule, and being material their exclusion constitutes reversible error. A brief examination will demonstrate their materiality.
It is vital in capital cases that the jury should pass upon the case free from external causes tending to disturb the exercise of deliberate and unbiassed judgment. Nor’ can any ground of suspicion that the. administration of justice has beem interfered with be tolerated. Hence, the separation of the jury in such a way as to expose them’ to tampering, may be reason for a new trial, variously held as absolute; or prima facie, and subject to rebuttal by the prosecution ; or contingent on proof indicating ’ that a tampering really took[*150] place. Wharton Cr. Pl. and Pr. §§ 821, 823, 824, and cases cited.
Private communications, possibly prejudicial, between jurors and third persons, or witnesses, or the officer in charge, are absolutely forbidden, and invalidate the verdict, at least unless. their harmlessness is made to appear.
Indeed, it was held in People v. Knapp, 42 Michigan, 267, that the presence of an officer during the deliberations of the jury is such an irregular invasion of the right of trial by jury as to absolutely vitiate the verdict in all cases without regard to whether any improper influences were actually exerted over the jury or not. And in; Kansas v. Snyder, 20 Kansas, 306, where the bailiff, who had charge of the jury, had been introduced and examined as a witness on behalf of the State, and had testified to material facts against the accused, his presence in the jury room during the deliberations of the jury was held fatal to the verdict.
In Gainey v. People, 97 Illinois, 270, the Supreme Court of Illinois was of opinion that the presence of a bailiff, in charge of a jury in a capital case, in the jury room during a part of their deliberations, was a grave irregularity and a breach of duty on the part of the officer, which would or would not vitiate the verdict, depending upon the circumstances in each particular case, and the application of the rule in Kansas v. Snyder, was approved; but the conclusion reached in People v. Knapp was not fully sanctioned. The text-books refer to many cases in which the action of the officer having a jury in charge, when prejudice might have resulted; or unauthorized communications having a tendency to adverse influence; or the reading of newspapers containing imperfect reports of the trial, or objectionable matter in the form of editorial comments or otherwise, have been held fatal to verdicts.
The jury in the case before us retired to consider of their verdict' on .the 7th of October, and had not agreed on the morning of the 8'th, when .the newspaper article -was read to them. It is not open to reasonable doubt that the tendency of that article was injurious to the defendant. Statements that the defendant had been tried for his life once before;[*151] that the evidence against him was claimed to be very strong by those who had heard all the testimony; that the argument for the prosecution was such that the defendant’s friends gave up all 'hope of any result but conviction; and that it was expected that the deliberations of the jury would not last an hour before they would return a verdict, could have no other tendency. Nor can it.be legitimately contended that-the mig-, conduct of the bailiff could have heen otherwise than preju-. dicial. Information that this was the third person Clyde Mattox had killed, coming from the officer in charge, precludes any other conclusion. We should, therefore, be compelled to reverse the judgment because the affidavits were not received and considered by the court; but another ground exists upon which we must not only do this, but direct a new-trial to be granted.
Dying declarations are admissible on a trial for murder as to the fact of the homicide and the person by whom it was committed, in favor of the defendant as well as against him. 1 East P. C. 353; Hex v. Scaife, 1 Mood. & Rob. 551; United States v. Taylor, 4 Cranch, C. C. 338; Moore v. Alabama, 12 Alabama, 764; Commonwealth v. Matthews, 89 Kentucky, 287, But it must be shown by the party offering'them in evidence that they were made under a sense of impending death-. This may be made to appear from what the injured person said; or from the nature and extent of the wounds inflicted, being obviously such that he must have felt or known that he could, not survive; as well as from his conduct at the time and the communications, if any, made to him by his medical advisers, if assented to or understandingly acquiesced in by him,. The length of time elapsing between the -making of the declaration and the death is one of the elements to be considered, although as stated by Mr. Greenleaf, “it is the impression of almost, immediate dissolution, and not the rapid succession of death, in point of fact, that renders the testimony admissible.” 1 Greenleaf Ev. 15th ed. §§ 156, 157, 158; State v. Wensell, 98 Missouri, 137; Commonwealth v. Haney, 127 Mass. 455 ; Kehoe v. Commonwealth, 85 Penn. St. 127; Swisher v. Commonwealth, 26 Gratt. 963; State v. Schmidt, 73 Iowa, 469. In[*152] Regina v. Perkins, 9 C. & P. 395, the deceased received a severe wound from a gun loaded with shot, of which wound he died at five o’clock the next morning. On the evening of the day on which he was wounded, he was told by a surgeon-that he could not recover, .made no reply, but appeared dejected. It was held : by all the judges of England^ that a declaration made by him at that time was receivable in evidence on the trial of a person for killing him, as being a declaration in articulo ■mortis. There the declaration was against the accused, and obviously no more rigorous rule should be applied when it is in his favor. The point is to ascertain the state of the mind at the time the declarations were made. The admission of the testimony is justified upon the ground of necessity, and in view of the consideration that the certain expectation of almost immediate death will remove all temptation to falsehood, and enforce as strict adherence to' the truth as the obligation of an oath could impose. But the evidence must be received with the utmost caution, and if the circumstances do not satisfactorily disclose that the awful and solemn situation in which he is placed is realized by the dying man because of the hope of recovery, it ought to be rejected. In this case the lapse of time was but a few hours; the wounds were three in number and one of them of great severity; the patient was perfectly conscious, and asked the attending physician his opinion, and was told that the chances were all against him, and that the physician thought there was no “ show for you [him] at all.” He was then interrogated as to ■who did the shooting, and he replied .that he did not know. All this was admitted' without objection. Defendant’s counsel then endeavored to elicit from the witness' whether, in addition to saying that he did not know the parties who shot him, Mullen stated that he knew Clyde Mattox, and that it was not Clyde who did so. The question propounded was objected to on the sole ground ■ of 'incompetency, and the objection sustained. In this, as the case stood, there was error. So long as the evidence was in the case as to what Mullen said, defendant -was entitled to refresh the memory of the witness in a proper manner and bring out, if he could, what more, if any[*153] thing, he said in that ■ connection. It. was not infeonsistent with Mullen’s statement that he did not know the parties, for him also to have said that he knew Mattox was not one.of-them. His ignorance of who shot him was not incompatible with knowledge of-who did not shoot him. "We regard the error thus committed as justifying the awarding of a new trial.
The judgment is reversed, and 'the cause remanded to the District Oourt of-the JJnited States fbr the District of Kansas, with a direction to grant a nyw trial.