Proof of perjury alone does not sustain a conviction for contempt unless the misbehavior also constitutes an obstruction to the court in the performance of its duties.
A witness was committed for contempt of court after the presiding judge determined the witness was willfully refusing to testify truthfully regarding his ability to recognize handwriting. The petitioner sought a writ of habeas corpus, arguing the court exceeded its jurisdiction by punishing an act that constituted perjury alone. The court held that while a court has the power to punish contempt, proof of perjury alone is insufficient to sustain a conviction for contempt. To justify such punishment, the court must establish that the misbehavior constituted an obstruction to the court in the performance of its judicial duties.
At page 383 Determining obstruction element for perjury contempt30 citing cases“must be added to the essential elements of perjury under the general law the further element of obstruction to the court in the performance of its duty.”
- Hayes v. Skywest Airlines, No. 17-1417 (10th Cir. Oct. 22, 2019).unpublished(An obstruction to the performance of judicial duty resulting from an act done in the presence of the court is, then, the characteristic upon which the power to punish for contempt must rest. This being true, it follows…)
- Arma Yates, LLC v. Arma Care Ctr., LLC, No. 1:15-cv-07171 (N.D. Ill. May 14, 2018).(in order to punish perjury in the presence of the court as a contempt there must be added to the essential elements of perjury under the general law the further element of obstruction to the court in the performance of…)
- In re Coy Reece, No. 09-0520 (Tex. May 27, 2011).published (It is well settled that proof of perjury alone will not sustain a conviction for contempt, but misbehavior constituting obstruction of the court must also be established.)
- Terry Jones v. Lincoln Elec. Co., 188 F.3d 709 (7th Cir. 1999).published (As broad as the power of civil contempt may be, it does not include the power to punish for the crime of perjury . . . .)
- Wellborn v. City of Rock Hill, No. 2017-MO-011 (S.C. June 21, 2017).unpublishedPER CURIAM: The court of appeals' opinion, Wellborn v. City of Rock Hill, No. 2015-UP-414, 2015 WL 4755711 (Ct. App. Aug. 12, 2015), is reversed and the finding of contempt against Petitioner is dismissed pursuant to Rule 220(b)(1), SCACR,…
- In re Leon A. Kendall v., 712 F.3d 814 (3d Cir. 2013).published Justice may be obstructed by mere inaction, but obstruction of the administration of justice requires something more—some act that will interrupt the orderly process of the administration of justice, or thwart the judicial process.” United…
- Felecia Amos v. Commonwealth of Virginia, No. 1667114 (Va. Ct. App. Oct. 23, 2012).unpublished The Supreme Court has long held that perjury may be punished as contempt, so long as there is “added to the essential elements of perjury under the general law the further element of obstruction to the court in the performance of its duty.…
- Nuckles v. Nuckles, 56 Va. Cir. 405 (Suffolk Cir. Ct. 2001).publishedIn re Michael, 326 U.S. 224, 228 (1945); Ex parte Hudgings, 249 U.S. 378, 383 (1919); see generally J.
- United States v. Dixon, 509 U.S. 690 (1993).published While, under the principle of necessity, contempt proceedings have been exempted from some constitutional constraints, this was done strictly “to secure judicial authority from obstruction in the performance of its duties to the end that m…
- United States v. Dixon, 509 U.S. 688 (1993).publishedWhile, under the principle of necessity, contempt proceedings have been exempted from some constitutional constraints, this was done strictly "to secure judicial authority from obstruction in the performance of its duties to the end that m…
Show 18 more citing cases
- United States v. Dunnigan, 507 U.S. 87 (1993).publishedWere we to have the questioh before us without reference to this commentary, we would have to acknowledge that some of our precedents do not interpret perjury to constitute an obstruction of justice unless the perjury is part of some great…
- Baugh v. Commonwealth, 417 S.E.2d 891 (Va. Ct. App. 1992).publishedThis being true, it follows that the presence of that element must clearly be shown in every case where the power to punish for contempt is exerted. . . .” 370 U.S. at 234 (quoting Ex parte Hudgings, 249 U.S. 378, 383 (1919)).
- United States v. Caron, 551 F. Supp. 662 (E.D. Va. 1982).publishedIt is in this sense, doubtless, that this Court spoke when it decided that perjury alone does not constitute an “obstruction” which justifies exertion of the contempt power and that there “must be added to the essential elements of perjury…
- United States v. Williams, 557 F. Supp. 616 (E.D. Tenn. 1982).publishedEx Parte Hudgins (1919), 349 U.S. 378 , 383, 39 S.Ct. 337, 339 , 63 L.Ed. 656, 658 (The “great and only purpose [of the exercise of the power to punish for contempt] is to secure judicial authority from obstruction in the performance of it…
- People v. Kurz, 192 N.W.2d 594 (Mich. Ct. App. 1971).published Ex parte Hudgings (1919), 249 US 378, 383 ( 39 S Ct 337 , 63 L Ed 656 , 11 ALR 333 ), quoted approvingly in In re McConnell, fn 7 supra, p 234.
- Cheff v. Schnackenberg, 384 U.S. 373 (1966).published Conkey Co., 194 U. S. 324, 336-337 (1904) (Brewer, J.); Gompers v. Bucks Stove & Range Co., 221 U. S. 418, 450 (1911) (Lamar, J.); Gompers v. United States, 233 U. S. 604, 610-611 (1914) (Holmes, J.); Ex parte Hudgings, 249 U. S. 378, 383…
- State v. Estill, 349 P.2d 210 (Wash. 1960).published In Ex Parte Hudgings, 249 U. S. 378, 383, 384 , 63 L.
- In re Michael, 326 U.S. 224 (1945).publishedIt is in this sense, doubtless, that this Court spoke when it decided that perjury alone does not constitute an “obstruction” which justifies exertion of the contempt power and that there “must be added to the essential elements of perjury…
- United States v. Grossman, 1 F.2d 941 (N.D. Ill. 1924).published Speaking of the inherent power of courts to punish for contempt the same great jurist in Ex parte Hudgings, 249 U. S. 378, 383, 39 S. Ct. 337, 339 (63 L.
- United States v. Arredondo, No. 02-1394 (6th Cir. Nov. 13, 2003).published(approving Appel)
- Lovern v. Lyons, 904 F.2d 700 (4th Cir. 1990).unpublishedSee In re McConnell, 370 U.S. 230, 234 (1962) (question is whether defendant interfered with " 'the performance of judicial duty' ") (quoting Ex parte Hudgings, 249 U.S. 378, 383 (1919)).
- In the Matter of Frederick J. Chase, 468 F.2d 128 (7th Cir. 1972).published See majority opinion at page 133 5 "An obstruction to the performance of judicial duty resulting from an act done in the presence of the court is, then, the characteristic upon which the power to punish for contempt must rest." Ex parte Hu…
- United States v. Barnett, 376 U.S. 681 (1964).published
- United States v. Paul C. Perkins, 748 F.2d 1519 (11th Cir. 1984).published
- United States v. Hubbard, 474 F. Supp. 90 (D.D.C. 1979).published
- United States v. Talbot, 133 F. Supp. 120 (D. Alaska 1955).published
- In re Sleeper, 146 N.E. 269 (Mass. 1925).published
- Amos v. Commonwealth, 740 S.E.2d 43 (Va. Ct. App. 2013).published
At page 382 Determining contempt for willful refusal to testify truthfully8 citing cases“may so directly obstruct a court in the performance of its duty as to justify punishment for contempt is so well settled as to need only statement.”
- United States v. Watt, 911 F. Supp. 538 (D.D.C. 1995).published To the contrary, the Michael Court explained that false statements made under oath indeed could amount to “contemptuous conduct” so long as the gov *547 ernment pleads and proves “the further element of obstruction to the Court in the perf…
- United States v. Caron, 551 F. Supp. 662 (E.D. Va. 1982).publishedIt is in this sense, doubtless, that this Court spoke when it decided that perjury alone does not constitute an “obstruction” which justifies exertion of the contempt power and that there “must be added to the essential elements of perjury…
- State v. Boyd, 276 S.E.2d 829 (W. Va. 1981).publishedThe attorney announced he would continue the offer of proof until “some bailiff stops us.” The Supreme Court declined to affirm the contempt and quoted from its earlier case of Ex Parte Hudgings, 249 U.S. 378, 383 , 63 L.Ed. 656, 658 , 39…
- People ex rel. Valenti v. McCloskey, 160 N.E.2d 647 (N.Y. 1959).published It is in this sense, doubtless, that this Court spoke when it decided that perjury alone does not constitute an ‘ obstruction ’ which justifies exertion of the contempt power and that there ‘ must be added to the essential elements of perj…
- In re Michael, 326 U.S. 224 (1945).publishedIt is in this sense, doubtless, that this Court spoke when it decided that perjury alone does not constitute an “obstruction” which justifies exertion of the contempt power and that there “must be added to the essential elements of perjury…
- Blankenburg v. Commonwealth, 157 N.E. 693 (Mass. 1927).publishedEx parte Hudgings, 249 U. S. 378, 382, 383 , and cases there collected.
- United States v. Grossman, 1 F.2d 941 (N.D. Ill. 1924).published Speaking of the inherent power of courts to punish for contempt the same great jurist in Ex parte Hudgings, 249 U. S. 378, 383, 39 S. Ct. 337, 339 (63 L.
- United States v. Wilson, 421 U.S. 309 (1975).published See Ex parte Hudgings, 249 U. S. 378, 382 (1919); Brown v. Walker, 161 U. S. 591 (1896), and cases cited therein, cf. Ex parte Kearney, 7 Wheat. 38 (1822); In re Savin, 131 U. S. 267 (1889).
63 L. Ed. at 658 Determining essential ingredient for in-court perjury punishment3 citing casesThe “great and only purpose [of the exercise of the power to punish for contempt] is to secure judicial authority from obstruction in the performance of its duties to the end that means appropriate for the preservation and enforcement of the Constitution may be secured.
- State v. Harper, 376 S.E.2d 272 (S.C. 1989).publishedEd. 2d at 437 (quoting ex parte Hudgings, 249 U. S. 378, 383 , 39 S. Ct. 337, 339 , 63 L.
- United States v. Williams, 557 F. Supp. 616 (E.D. Tenn. 1982).published(The “great and only purpose [of the exercise of the power to punish for contempt] is to secure judicial authority from obstruction in the performance of its duties to the end that means appropriate for the preservation…)
- Cont'l Ins. Companies v. Bayless & Roberts, Inc., 548 P.2d 398 (Alaska 1976).publishedSee also Cooke v. United States, supra; Ex parte Hudgings, 249 U.S. 378, 382-83 , 39 S.Ct. 337, 339 , 63 L.Ed. 656, 658 (1918); Gompers v .
At page 379 cited at this page2 citing cases
- In re Coy Reece, No. 09-0520 (Tex. May 27, 2011).publishedThe enacted, voted-on text is what constitutes the law.”) ( citation omitted). 154 __ S.W.3d at __ (emphasis added). 155 __ S.W.3d at __ (emphasis added). 156 __ S.W.3d at __. 157 In re Reece , No. WR-72,199-02, at 2 (“Although this Court…
- Bowen v. Johnston, 55 F. Supp. 340 (N.D. Cal. 1944).publishedThe rule, then long established, is stated in Ex parte Hudgings, 249 U.S. 378, 379, 380 , 39 S.Ct. 337, 338 , 63 L.Ed. 656 , 11 A.L.R. 333 : “The duty to consider the case arises from the permission to file, and therefore prima facie impli…
39 S. Ct. at 340 cited at this page1 citing case
- United States v. Williams, 874 F.2d 968 (5th Cir. 1989).published Id. at 340.
63 L. Ed. at 659 cited at this page1 citing case
- Harbor Tank Storage Co. v. Deangelis, 204 A.2d 13 (N.J. Super. Ct. App. Div. 1964).publishedNew Jersey Dept. of Health v. Roselle, supra ; In re Caruba, supra ; Clark v. United States, 289 U.S. 1 , 53 S.Ct. 465 , 77 L.Ed. 993 (1933); Ex Parte Hudgings, 249 U.S. *100 378, 39 S.Ct. 337 , 63 L.Ed. 656, 659 (1919).
At page 378 Petition for habeas corpus challenging contempt conviction1 citing case“the duty to consider the case arises from the permission to file, and therefore prima facie implies that it is of such a character as to be an exception to the rule of procedure that other available sources of judicial power may not be passed by for the purpose of obtaining relief by resort to the…”
- United States v. Pesquera, 12 P.R. Fed. 490 (D.P.R. 1922).publishedThe last case of the United States Supreme Court relied upon by counsel for Pesquera is that of Ex parte Hudgings, reported in 249 U. S. at page 378, 63 L. ed. 656, 11 A.L.R. 333 , 39 Sup. Ct. Rep. 337.
Other citing cases
- In re Reece, 341 S.W.3d 360 (Tex. 2011).published
- People v. McCartney, 348 N.W.2d 692 (Mich. Ct. App. 1984).published
- United States v. Ricardo Arredondo, 349 F.3d 310 (6th Cir. 2003).published
- Jones v. Lincoln Elec. Co., 188 F.3d 709 (7th Cir. 1999).published
- People v. Kriho, 996 P.2d 158 (Colo. Ct. App. 1999).published
- Tracy v. Superior Court, 810 P.2d 1030 (Ariz. 1991).published
- In the Matter of Grand Jury Witness Charles Joseph Battaglia. Charles Joseph Battaglia, Witness v. United States, 653 F.2d 419 (9th Cir. 1981).published
- Commonwealth v. Trolene, 397 A.2d 1200 (Pa. Super. Ct. 1979).published
- Temple v. United States, 386 U.S. 961 (1967).published
- Nusbaum v. Newark Morning Ledger Co., 165 A.2d 177 (N.J. 1960).published
Show 3 more citing cases
- Green v. United States, 356 U.S. 165 (1958).published
- State v. Illario, 77 A.2d 483 (N.J. Super. Ct. App. Div. 1950).published
- In re Oliver, 333 U.S. 257 (1948).published
delivered the opinion of the court.
After hearing and leave granted on a rule to show cause, this petition for habeas corpus seeking the discharge of the petitioner from custody under a commitment for contempt was filed. The grounds for discharge were, that the court had exceeded its jurisdiction by punishing as aWntempt an act which it had no power to so punish, and that even if the act punished was susceptible of being treated as a contempt the action of the court was arbitrary, beyond the limits of any discretion possessed, and violative of due process of law under the Fifth Amendment. Prior to submission and after return and the hearing which ensued an order admitting to bail was made.
The duty to consider the case arises from the permission to file and therefore prima fade implies that it is of such a character as to be an exception to the rule of procedure, that other available sources of judicial power may not be passed by for the purpose of obtaining relief by resort to the original jurisdiction of this court. Ex parte [*380] Royal, 117 U. S. 254; Riggins v. United States, 199 U. S. 547; Glasgow v. Moyer, 225 U. S. 420, 428; Johnson v. Hoy, 227 U. S. 245; Jones v. Perkins, 245 U. S. 390; Re Mirzan, 119 U. S. 584; Re Huntington, 137 U. S. 63. Whether, however, definitively the case is of such exceptional character must depend upon an analysis of the merits, which we.now proceed to make upon the petition, the return, argument for the petitioner, suggestion's by the United States, a statement by the Judge, and a transcript of the stenographer’s notes' showing what transpired in the court below, made a part of the argument of the petitioner and in substance conceded by all parties to be the record.
In a trial which was proceeding, June 11, 1918, in the. court below, presided over by the Judge of the District .of Vermont assigned to the Eastern District of New York, the petitioner was recalled as a witness by the Government for the purpose of proving by his testimony the handwriting of MacMillan and Van Amburgh. On being shown the writings referred to, in answer to questions by the Government, he said that he believed, from having often seen the writing of the persons named, that the writings shown him were theirs, but. that he could not so state from haying seen MacMillan and Van Amburgh write because he. could not recollect ever having seen them do so. The court thereupon pointedly questioned the witness on the subject of his recollection and, in view of his persistency in declaring that he could not swear from knowledge derived from a recollection of having seen Mac-Millan and Van Amburgh write or sign that the writings were theirs, stated to Government counsel that because of the evident unwillingness of the witness the wid.est latitude would be allowed the Government in its examination. This was availed of and an inquiry followed ■ covering a wide field as to the previous association of the witness with the parties in question, his employment in[*381] the business in which they were engaged and other circumstances deemed to persuasively establish that his connection with them, had been such that his statement that he could not. remember having seen them write was untrue.
The inquiries, however, made no change in the state* ments of the.witness, who persisted in saying: “I cannot say that I can recall that I have ever seen him in the act of writing. I would not say I have not, but I would not say that I have.” Finally the court interrupted the examination by saying:
“This witness is going to be committed for contempt of court. The court is thoroughly satisfied, Mr. Witness, that you are testifying falsely when you say that you cannot recall of ever seeing Mr. MacMillan write, and this has happened several times during this trial with other witnesses, especially with your wife. . . .
“And it becomes the plain duty of the court to commit you to jail, sir, for contempt, and before doing so, I think it is the duty of the court to explain to you that the answer, ‘I do not remember'.of ever having seen him write,’ Is just as false, is just as much contempt of court if you have seen, him write, as.it would be for you to say that you had never seen him write, without using the expression, ‘ I do not remember.”'
In the same direction the court said:
“lam not going to allow you to obstruct the course of justice here, and if this nation has delegated power enough to this court and I am very sure it has, to deal with you in the manner proposed, I am going to do it.”
Before the discharge of the witness from the stand an order for contempt against him was made and he was committed to the custody of the marshal. On the same day he pleaded not guilty to an indictment for perjury which the grand jury had just presented and obtained an order for release on bail which was inoperative because,[*382] he continued to be held under the commitment for contempt. '
The record states that on July 8th, following, a nunc pro tunc order of commitment was spread upon the minutes in which the previous commitment was described as having, been made for misbehaviour of the petitioner in the presence .of the court when on the witness stand by wilfully refusing “to answer certain questions truthfully” concerning his having seen MacMillan and Van Am-burgh write and sign. The new commitment directed that it should continue in force until the petitioner had purged himself of the contempt for which he was being punished.
That the contumacious refusal of a witness to testify may so directly obstruct a court in the performance of its duty as to justify punishment for contempt is so well settled as to need only statement. Despite some confusion caused by certain ambiguous forms of expression used by the court below in dealing with the subject, it is indisputable that the punishment for contempt was imposed solely because of the opinion of the court that the witness was wilfully refusing to testify truthfully, that is, was com-_ mitting perjury.
• Whether, then, power to punish for contempt exists in every case where a court is of the opinion that a witness is committing perjury, is the test we múst here apply. Because perjury is. a crime defined by law and one committing it may be tried and punished does not necessarily establish that when committed in the presence of a court it may not, when exceptional conditions so justify, be the subject-matter-of a. punishment for contempt. For an .application of this doctrine to perjury, see Berkson v. People, 154 Illinois, 81; In re Rosenberg, 90 Wisconsin, 581; Stockham v. French, 1 Bing. 365; and see In re Schulman, 177 Fed. Rep. 191; In re Steiner, 195 Fed. Rep. 299; In re Ulmer, 208 Fed. Rep. 461; United States v. Appel, [*383] 211 Fed. Rep. 495. This béing true, we must ascertain what is the'essential ingredient in addition to the elements constituting perjury under the general law which must be found in perjury when committed in the presence of a court to bring about the exceptional conditions justifying punishment under both.
Existing within the limits of and sanctioned by the Constitution,' the power to punish for contempt committed in the presence of the court is not controlled, by the limitations of the Constitution as to modes of accusation and methods of trial generally safeguarding the rights of the citizen. This, however, expresses no purpose to exempt judicial authority from constitutional limitations, since its great and only purpose is to secure judicial authority from obstruction in the performance of its duties to the end that means appropriate for the preservation and enforcement of the Constitution' may be secured. Toledo Newspaper Co. v. United States, 247 U. S. 402; Marshall v. Gordon, 243 U. S. 521.
An obstruction to the performance of judicial duty resulting from an act done in the presence of the court is, then, the characteristic upon which the power to punish for contempt must rest. This being true, it follows that the presence of that element must clearly be shown in every case where the power to 'punish for contempt is. exerted — a principle which, applied to the subject in hand, exacts that in order to punish perjury in the presence of the court as a contempt there must be added to the essential elements of perjury under the general law the further element of obstruction to the court in the performance of its duty. As illustrative of this, see United States v. Appel, 211 Fed. Rep. 495. It is true that there are decided cases which treat perjury, without any other element, as adequate to sustain a punishment for contempt. But the mistake is, we think, evident, since it either overlooks or misconceives the essential eharacteris[*384] tic of the obstructive tendency underlying the contempt power, or mistakenly attributes'a necessarily inherent obstructive effect to false swearing. If the conception were true, it would follow that when a court entertained the opinion that a witness was testifying untruthfully the power would result to. impose a punishment for contempt with the object or purpose of exacting from the witness a character of testimony which the court would deem to be truthful; and thus it would come to pass that a potentiality of oppression and wrong would' result and the freedom of the citizen when called as' a witness in a court would be gravely imperiled.
. Testing the power to make the commitment which is under consideration in this case by the principles thus stated, we are of opinion that the commitment was void for excess of power — a conclusion irresistibly following from the fact that the punishment-was imposed for the supposed perjury alone without reference to any circumstance or condition giving to it an obstructive effect. Indeed, when the provision of the commitment directing that the. punishment should continue to be enforced until the contempt, that is, the perjury, was purged, the impression, necessarily arises that it Was assumed that the power existed to hold the witness in confinement under the punishment until he consented to give a character of testimony which in the opinion of the court would not be perjured.
In view of the nature of the case, of the relation which the question which it involves bears generally to the power and duty of courts- in the performance of their functions, of the dangerous effect on the liberty of the citizen when called upon as a witness in a court which might result if the erroneous doctrine upon which the order under review was based were not promptly corrected, we are of opinion that the case'is an exception to the general rules of procedure to which we "have at the outset[*385] referred, and therefore that our duty exacts that we finally dispose of the questions in the proceeding for habeas corpus which is before us. It is therefore
Ordered that the petitioner he discharged.
Mr. Justice Pitney dissents.