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32 California opinions name it 2 courts 2005–2026 17 in the last five years
The cases below were cited by California courts in a sentence that names this issue. Sides come from how each citing opinion treated the case (Syfertize flag on that citation), so a case can appear on both: that is where the law is contested. A red or yellow chip is the case's own overall treatment.
| Case | Followed | Cited |
|---|---|---|
ALLIANCE TITLE COMPANY, INC. v. Bouchergreen2 sentences2022Summers Was Not Estopped from Arguing the Arbitration Provision Did Not Apply to Him “‘The application of equitable estoppel principles to arbitrability questions arises in a variety of circumstances.’” (Pillar Project, supra, 64 Cal.App.5th at p. 677; see Boucher v. Alliance Title Co., Inc. (2005) 127 Cal.App.4th 262, 268 .) “One such circumstance is that ‘[a] nonsignatory plaintiff may be estopped from refusing to arbitrate when he or she asserts claims that are “dependent upon, or inextricably intertwined with” the underlying contractual obligations of the agreement containing the arbitrati 2022(Boucher v. Alliance Title Co., Inc. (2005) 127 Cal.App.4th 262, 269 .) Case law also states that equitable estoppel may be used by a nonsignatory to compel arbitration “when the claims against the nonsignatory are founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause.” (Goldman v. KPMG, LLP, supra, 173 Cal.App.4th at p. 218 , italics 13. omitted.) Again, because the scope of the written agreement is limited to the relationship between plaintiff and Parent Company, plaintiff’s claims are not inextricably bound up with or intertwine | 3 | 9 |
Jsm Tuscany, LLC v. Superior Courtgreen2 sentences2023Governing Principles A nonsignatory may compel arbitration under an equitable estoppel theory “when the claims against the nonsignatory are founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause.” (Goldman v. KPMG, LLP (2009) 173 Cal.App.4th 209, 219 (Goldman), italics omitted.) “‘“[T]he plaintiff’s actual dependence on the underlying contract in making out the claim against the nonsignatory . . . is . . . always the sine qua non of an appropriate situation for applying equitable estoppel.”’ [Citations.] ‘[E]ven if a plaintiff’s cla 2022James Was Not Equitably Estopped from Refusing To Arbitrate “A nonsignatory plaintiff may be estopped from refusing to arbitrate when he or she asserts claims that are ‘dependent upon, or inextricably intertwined with’ the underlying contractual obligations of the agreement containing the arbitration clause.” (Jensen v. U-Haul Co. of California (2017) 18 Cal.App.5th 295, 306 ; see JSM Tuscany, LLC v. Superior Court (2011) 193 Cal.App.4th 1222, 1238 .) “‘In the arbitration context, a party who has not signed a contract containing an arbitration clause may nonetheless be compelled to arbitrate w | 2 | 6 |
Jones v. Jacobsongreen2 sentences2024In other words, a signatory to an agreement with an arbitration clause cannot . . . ‘on the one hand, seek to hold the non-signatory liable pursuant to duties imposed by the agreement, which contains an arbitration provision, but, on the other hand, deny arbitration’s applicability because the defendant is a non- signatory.’ ” (Ibid.) “[T]he sine qua non for application of equitable estoppel as the basis for allowing a nonsignatory to enforce an arbitration clause is that the claims the plaintiff asserts against the nonsignatory must be dependent upon, or founded in and inextricably intertwine 2024Soltero held in part that because Soltero sued Precise only for violations of the Labor Code, in a complaint that did “not mention or rely on any provision of her employment agreement with Real Time as a basis for imposing liability on Precise,” her complaint against Precise was not “ ‘founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause.’ ” (Soltero, supra, 102 Cal.App.5th at p. 893, italics omitted.) We preliminarily observe that several courts have used the word “rely” as shorthand for the standard that equitable estoppel appli | 2 | 5 |
DMS Services, LLC v. Superior Courtgreen2 sentences2024But it is not “sufficient that . . . the controversy would not have occurred but for the existence of the contract, provided the contract is not the basis for the claims against the non-signatory.” (Mattson Technology, Inc. v. Applied Materials, Inc. (2023) 96 Cal.App.5th 1149 , 1156; see also DMS Servs., LLC v. Superior Court (2012) 205 Cal.App.4th 1346 , 1356–1357 [the concept of “claims founded in and intertwined with the agreement containing the arbitration clause” is not to be confused “with but-for causation”]; In re Pacific Fertility Cases (2022) 85 Cal.App.5th 887 , 896 [“the analysis 2022As the court in DMS Services, LLC v. Superior Court (2012) 205 Cal.App.4th 1346 aptly observed, the argument Chart and Praxair advance “confuses the concept of ‘claims founded in and intertwined with the agreement containing the arbitration clause’ with but-for causation. | 2 | 3 |
Goldman v. KPMG, LLPgreen2 sentences2026(Gonzalez v. Nowhere Beverly Hills LLC (2024) 107 Cal.App.5th 111 , 118 (Gonzalez).) The doctrine requires that the plaintiff’s claims be “dependent upon, or founded in and inextricably intertwined with, the underlying contractual obligations of the agreement containing the arbitration clause.” (Goldman v. KPMG, LLP (2009) 173 Cal.App.4th 209 , 217–218.) Here, Toothman’s claims are in no way “dependent upon,” “founded in,” or “inextricably intertwined with” the Arbitration Agreement or the Employment Agreement. 2025(See Holden v. City of San Diego (2019) 43 Cal.App.5th 404 , 418 [issues are forfeited “if they are not raised or supported by [substantive] argument or citation to authority”].) 13 founded in and inextricably intertwined with, the underlying contractual obligations of the agreement containing the arbitration clause.” ( Goldman, supra, 173 Cal.App.4th at pp. 217–218.) “Equitable estoppel generically ‘“precludes a party from asserting rights ‘he otherwise would have had against another’ when his own conduct renders assertion of those rights contrary to equity.”’” (Goldman, supra, 173 Cal.App.4t | 1 | 21 |
Jensen v. U-Haul Co. of Cal.green2 sentences2023Governing Principles A nonsignatory may compel arbitration under an equitable estoppel theory “when the claims against the nonsignatory are founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause.” (Goldman v. KPMG, LLP (2009) 173 Cal.App.4th 209, 219 (Goldman), italics omitted.) “‘“[T]he plaintiff’s actual dependence on the underlying contract in making out the claim against the nonsignatory . . . is . . . always the sine qua non of an appropriate situation for applying equitable estoppel.”’ [Citations.] ‘[E]ven if a plaintiff’s cla 2022James Was Not Equitably Estopped from Refusing To Arbitrate “A nonsignatory plaintiff may be estopped from refusing to arbitrate when he or she asserts claims that are ‘dependent upon, or inextricably intertwined with’ the underlying contractual obligations of the agreement containing the arbitration clause.” (Jensen v. U-Haul Co. of California (2017) 18 Cal.App.5th 295, 306 ; see JSM Tuscany, LLC v. Superior Court (2011) 193 Cal.App.4th 1222, 1238 .) “‘In the arbitration context, a party who has not signed a contract containing an arbitration clause may nonetheless be compelled to arbitrate w | 1 | 8 |
Subcontracting Concepts (CT), LLC v. De Melogreen1 sentence2026(See Subcontracting Concepts (CT), LLC v. De Melo (2019) 34 Cal.App.5th 201, 211 [finding procedural unconscionability due in part to the adhesive nature of the agreement containing the arbitration clause, one party was not sufficiently fluent in English to understand the agreement, and no one explained “any of the 27 clauses in the five-page [a]greement, including the arbitration clause”].) Defendants cite Baltazar v. Forever 21, Inc. (2016) 62 Cal.4th 1237 (Baltazar) and Caballero v. Premier Care Simi Valley LLC (2021) 69 Cal.App.5th 512 in support of their 22 argument that plaintiff’s inabi | 1 | 1 |
UFCW & Employers Benefit Trust v. Sutter Health CA1/5green1 sentence2022James Was Not Equitably Estopped from Refusing To Arbitrate “A nonsignatory plaintiff may be estopped from refusing to arbitrate when he or she asserts claims that are ‘dependent upon, or inextricably intertwined with’ the underlying contractual obligations of the agreement containing the arbitration clause.” (Jensen v. U-Haul Co. of California (2017) 18 Cal.App.5th 295, 306 ; see JSM Tuscany, LLC v. Superior Court (2011) 193 Cal.App.4th 1222, 1238 .) “‘In the arbitration context, a party who has not signed a contract containing an arbitration clause may nonetheless be compelled to arbitrate w | 1 | 1 |
McArthur v. McArthurgreen1 sentence2022Summers Was Not Estopped from Arguing the Arbitration Provision Did Not Apply to Him “‘The application of equitable estoppel principles to arbitrability questions arises in a variety of circumstances.’” (Pillar Project, supra, 64 Cal.App.5th at p. 677; see Boucher v. Alliance Title Co., Inc. (2005) 127 Cal.App.4th 262, 268 .) “One such circumstance is that ‘[a] nonsignatory plaintiff may be estopped from refusing to arbitrate when he or she asserts claims that are “dependent upon, or inextricably intertwined with” the underlying contractual obligations of the agreement containing the arbitrati | 1 | 1 |
In Re Apple iPhone 3G Products Liability Litigationgreen1 sentence2022In other words, allegations of substantially interdependent and concerted misconduct by signatories and nonsignatories, standing alone, are not enough: the allegations of interdependent misconduct must be founded in or intimately connected with the obligations of the underlying agreement.” (Id. at p. 219, italics omitted.) Intertwined Claims Relying on In re Apple iPhone 3G Products Liability Litigation (N.D.Cal. 2012) 859 F.Supp.2d 1084 (Apple II), Chart and Praxair maintain plaintiffs’ claims against them are “intimately founded in and intertwined with their arbitration agreement with [Pacif | 1 | 1 |
Dryer v. Los Angeles Ramsgreen1 sentence2010Tort claims As explained above, “claims framed in tort are subject to contractual arbitration provisions when they arise out of the contractual relationship *716 between the parties.” (Dryer v. Los Angeles Rams, supra, 40 Cal.3d at p. 418, fn. 12 .) The same principle applies in cases involving nonsignatories: “That the claims are cast in tort rather than contract does not avoid the arbitration clause.” (Boucher, supra, 127 Cal.App.4th at p. 272 .) Interference claim: Here, the fifth cause of action of plaintiff’s complaint alleges that Bio-Rad interfered with the License Agreement “by solicit | 1 | 1 |
| Case | Negative | Cited |
|---|---|---|
| No negative-treatment citations attached to this issue in California. Read the followed side critically anyway. | ||
| Case | Cited | Years |
|---|---|---|
Metalclad Corp. v. Ventana Environmental Organizational Partnership
green
2 sentences2024In other words, a signatory to an agreement with an arbitration clause cannot . . . ‘on the one hand, seek to hold the non-signatory liable pursuant to duties imposed by the agreement, which contains an arbitration provision, but, on the other hand, deny arbitration’s applicability because the defendant is a non- signatory.’ ” (Ibid.) “[T]he sine qua non for application of equitable estoppel as the basis for allowing a nonsignatory to enforce an arbitration clause is that the claims the plaintiff asserts against the nonsignatory must be dependent upon, or founded in and inextricably intertwine 2013In any case applying equitable estoppel to compel arbitration despite the lack of an agreement to arbitrate, a nonsignatory may compel arbitration only when the claims against the nonsignatory are founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause.” (Goldman v. KPMG, LLP (2009) 173 Cal.App.4th 209 , 217–219 (Goldman).) “ ‘This requirement comports with, and indeed derives from, the very purposes of the doctrine: to prevent a party from using the terms or obligations of an agreement as the basis for his claims against a nonsignat | 5 | 2009–2024 |
Rowe v. Exline
green
2 sentences2013In any case applying equitable estoppel to compel arbitration despite the lack of an agreement to arbitrate, a nonsignatory may compel arbitration only when the claims against the nonsignatory are founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause.” (Goldman v. KPMG, LLP (2009) 173 Cal.App.4th 209 , 217–219 (Goldman).) “ ‘This requirement comports with, and indeed derives from, the very purposes of the doctrine: to prevent a party from using the terms or obligations of an agreement as the basis for his claims against a nonsignat 2011For the doctrine to apply, “the claims plaintiff asserts against the nonsignatory must be dependent upon, or founded in and inextricably intertwined with, the underlying contractual obligations of the agreement containing the arbitration clause.” ( Goldman, supra, 173 Cal.App.4th at pp. 217-218.) “This requirement comports with, and indeed derives from, the very purposes of the doctrine: to prevent a party from using the terms or obligations of an agreement as the basis for his claims against a nonsignatory, while at the same time refusing to arbitrate with the nonsignatory under another claus | 3 | 2010–2013 |
Garcia v. Pexco, LLC
green
2 sentences2024Precise relies on the holding of Garcia v. Pexco, LLC (2017) 11 Cal.App.5th 782 (Garcia), which also involved the Real Time staffing agency. 2022The last step in our discussion of equitable estoppel addresses Garcia v. Pexco, LLC (2017) 11 Cal.App.5th 782 . | 2 | 2022–2024 |
Fuentes v. TMCSF, Inc.
green
2 sentences2024(Cal. Rules of Court, rule 8.204(a)(2)(C).) 6 to hold the non-signatory liable pursuant to duties imposed by the agreement, which contains an arbitration provision, but, on the other hand, deny arbitration’s applicability because the defendant is a non-signatory.’ ” (Ibid., internal quotation marks omitted.) “[T]he sine qua non for application of equitable estoppel as the basis for allowing a nonsignatory to enforce an arbitration clause is that the claims the plaintiff asserts against the nonsignatory must be dependent upon, or founded in and inextricably intertwined with, the underlying cont 2024In other words, a signatory to an agreement with an arbitration clause cannot ‘have it both ways’; the signatory ‘cannot, on the one hand, seek to hold the non-signatory liable pursuant to duties imposed by the agreement, which contains an arbitration provision, but, on the other hand, deny arbitration’s applicability because the defendant is a non-signatory.’ ” (Ibid., internal quotation marks omitted.) “[T]he sine qua non for application of equitable estoppel as the basis for allowing a nonsignatory to enforce an arbitration clause is that the claims [the] plaintiff asserts against the nonsi | 2 | 2024–2024 |
Baltazar v. Forever 21, Inc.
green
1 sentence2026(See Subcontracting Concepts (CT), LLC v. De Melo (2019) 34 Cal.App.5th 201, 211 [finding procedural unconscionability due in part to the adhesive nature of the agreement containing the arbitration clause, one party was not sufficiently fluent in English to understand the agreement, and no one explained “any of the 27 clauses in the five-page [a]greement, including the arbitration clause”].) Defendants cite Baltazar v. Forever 21, Inc. (2016) 62 Cal.4th 1237 (Baltazar) and Caballero v. Premier Care Simi Valley LLC (2021) 69 Cal.App.5th 512 in support of their 22 argument that plaintiff’s inabi | 1 | 2026–2026 |
Stephan Namisnak v. Uber Technologies, Inc.
green
1 sentence2024In other words, a signatory to an agreement with an arbitration clause cannot . . . ‘on the one hand, seek to hold the non-signatory liable pursuant to duties imposed by the agreement, which contains an arbitration provision, but, on the other hand, deny arbitration’s applicability because the defendant is a non-signatory.’ ” (Ibid.) “[T]he sine qua non for application of equitable estoppel as the basis for allowing a nonsignatory to enforce an arbitration clause is that the claims the plaintiff asserts against the nonsignatory must be dependent upon, or founded in and inextricably intertwined | 1 | 2024–2024 |
Brodke v. Alphatec Spine Inc.
green
1 sentence2023(City of Hope, supra, at pp. 1370–1371.) And in the latter, the party seeking to compel arbitration expressly denied the very existence of the agreement containing the arbitration clause which it sought to enforce. ( Brodke, supra, at pp. 1572–1573.) Another panel of this court understandably concluded the movant could not seek to enforce a provision in an agreement it claimed was nonexistent. | 1 | 2023–2023 |
Jessica Kramer v. Toyota Motor Corporation
green
1 sentence2023The emphasis of the case law is unmistakably on the claim itself, not the relief.” ( Kramer, supra, 705 F.3d at pp. 1131–1132.)5 Because none of Kermani’s claims “are founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause,” we conclude Hyundai cannot enforce the arbitration provision under the equitable estoppel doctrine. | 1 | 2023–2023 |
Barbara Elizabeth Lawson v. Life of the South Insurance Company
green
1 sentence2022Co. (11th Cir. 2011) 648 F.3d 1166, 1171 ]. . . .)” (Goldman, supra, 173 Cal.App.4th at p. 218 .) The second is “when the claims against the nonsignatory are founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause. | 1 | 2022–2022 |
In re Apple iPhone 3G Products Liability Litigation
green
1 sentence2022In other words, allegations of substantially interdependent and concerted misconduct by signatories and nonsignatories, standing alone, are not enough: the allegations of interdependent misconduct must be founded in or intimately connected with the obligations of the underlying agreement.” (Id. at p. 219, italics omitted.) Intertwined Claims Relying on In re Apple iPhone 3G Products Liability Litigation (N.D.Cal. 2012) 859 F.Supp.2d 1084 (Apple II), Chart and Praxair maintain plaintiffs’ claims against them are “intimately founded in and intertwined with their arbitration agreement with [Pacif | 1 | 2022–2022 |
NAMA Holdings, LLC v. Related World Market Center, LLC
green
1 sentence2022Ctr., LLC (Del.Ch. 2007) 922 A.2d 417 , 430–431.) 9 The purpose of the estoppel doctrine is “to prevent a party from using the terms or obligations of an agreement as the basis for his claims against a nonsignatory, while at the same time refusing to arbitrate with the nonsignatory under another clause of that same agreement.” (Goldman v. KPMG, LLP (2009) 173 Cal.App.4th 209, 221 .) Estoppel applies if a plaintiff refuses to arbitrate but asserts claims that are “ ‘dependent upon, or inextricably intertwined with’ ” underlying contractual obligations of an agreement containing the arbitration | 1 | 2022–2022 |
Norcal Mutual Insurance Company v. Newton
green
1 sentence2020Co. v. Newton (2000) 84 Cal.App.4th 64, 84 .) “In any case applying equitable estoppel to compel arbitration despite the lack of an agreement to arbitrate, a nonsignatory may compel arbitration only when the claims against the nonsignatory are founded in and inextricably bound up with the obligations imposed by the agreement containing the arbitration clause.” (Goldman v. KPMG, LLP (2009) 173 Cal.App.4th 209 , 173 Cal.App.4th at p. 219 .) In determining whether the plaintiffs’ claim is founded on or intimately connected with the sales contract, we examine the facts of the operative complaint. | 1 | 2020–2020 |
Price v. Humana Insurance
green
1 sentence2017That the claims are cast in tort rather than contract does not avoid the arbitration clause." ( Boucher v. Alliance Title Co., Inc. (2005) 127 Cal.App.4th 262 , 272, 25 Cal.Rptr.3d 440 .) Rather, " ' [t]he plaintiff's actual dependence on the underlying contract in making out the claim against the nonsignatory ... is ... always the sine qua non of an appropriate situation for applying equitable estoppel. ' " ( Goldman v. KPMG , LLP (2009) 173 Cal.App.4th 209 , 229, 92 Cal.Rptr.3d 534 ( Goldman ), quoting In re Humana Inc. Managed Care Litigation (11th Cir. 2002) 285 F.3d 971 , 976.) "[E]ven if | 1 | 2017–2017 |
Berman v. Dean Witter & Co., Inc.
green
1 sentence2017(Berman v. Dean Witter & Co., Inc. (1975) 44 Cal.App.3d 999, 1003 .) But a different analysis applies to plaintiffs’ claims. 3 2 UHCA has requested that we take judicial notice of three trial court orders in unrelated cases, compelling the plaintiffs to arbitrate “tort cases related to the use of U- Haul rental vehicles or equipment.” At least two of these cases, however, and possibly the third, involved plaintiffs who were parties to the rental contract containing the arbitration agreement. | 1 | 2017–2017 |
Palmer Ventures LLC v. Deutsche Bank AG
green
1 sentence2017That the claims are cast in tort rather than contract does not avoid the arbitration clause." ( Boucher v. Alliance Title Co., Inc. (2005) 127 Cal.App.4th 262 , 272, 25 Cal.Rptr.3d 440 .) Rather, " ' [t]he plaintiff's actual dependence on the underlying contract in making out the claim against the nonsignatory ... is ... always the sine qua non of an appropriate situation for applying equitable estoppel. ' " ( Goldman v. KPMG , LLP (2009) 173 Cal.App.4th 209 , 229, 92 Cal.Rptr.3d 534 ( Goldman ), quoting In re Humana Inc. Managed Care Litigation (11th Cir. 2002) 285 F.3d 971 , 976.) "[E]ven if | 1 | 2017–2017 |
Fitz v. NCR Corp.
green
1 sentence2005(Little v. Auto Stiegler, Inc., supra, 29 Cal.4th at p. 1071; Fitz v. NCR Corp., supra, 118 Cal.App.4th at p. 713 .) But plaintiff failed to establish substantive unconscionability. | 1 | 2005–2005 |
Counted by distinct opinions that both name this issue and are annotated to the section; sections every opinion cites regardless of issue are not filtered here, so read the counts against the total above.
Opinions by the citing court's state. A doctrine retained in one state and abandoned in another shows up here as a year span that stalls.