C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS › Subpart M—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission

17 C.F.R. § 200.735-5

Securities transactions

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Securities transactions by members and employees must comply with the provisions of 5 CFR 4401.102 (Prohibited and restricted financial interests and transactions).

[75 FR 42277, July 20, 2010]