C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 210—FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975

17 C.F.R. § 210.6-01

Application of §§ 210.6-01 to 210.6-11

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Sections 210.6-01 through 210.6-11shall be applicable to financial statements filed for registered investment companies and business development companies.

[81 FR 82010, Nov. 18, 2016, as amended at 85 FR 54064, Aug. 31, 2020]
Notes of Decisions
Cited in 1 case, 1959–1959 · leading case: Morgan v. Comm'r, 33 T.C. 30 (T.C. 1959).
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Morgan v. Comm'r, 33 T.C. 30 (T.C. 1959). · cites it 2× “See also the following sections of The Investment Companies Act of 1940, supra , fn. 1: Sec. 2(a)(3), 54 Stat.”
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