17 C.F.R. § 240.13a-1
Requirements of annual reports
Every issuer having securities registered pursuant to section 12 of the Act (15 U.S.C. 78l) shall file an annual report on the appropriate form authorized or prescribed therefor for each fiscal year after the last full fiscal year for which financial statements were filed in its registration statement. Annual reports shall be filed within the period specified in the appropriate form.
Notes of Decisions
Cited in 3
cases (1 in the last 5 years), 1968–2021 · leading case: Sec. & Exch. Comm'n v. Am. Realty Trust, 429 F. Supp. 1148 (E.D. Va. 1977).
Sec. & Exch. Comm'n v. Am. Realty Trust, 429 F. Supp. 1148 (E.D. Va. 1977). “§ 78m(a), Rule 13a-l thereunder, 17 CFR 240.13a-1 and *1153 Rule 12b-2 under the Exchange Act, 12 CFR 240.”
Sec. & Exch. Comm'n v. Jacoby (D. Maryland 2021). “for each fiscal year,” 17 C.F.R. 240.13a-1, in a Form 8-K, 17 C.”
Charles Heit v. Edward H. Weitzen, Walter v. Tyminski, Stanley R. Grant, Marvin J. Levy, Jack J. Fischer & Belock Instrument Corp., & Jack Silverstein, Betty Volk v. Edward H. Weitzen, Walter v. Tyminski, Stanley R. Grant, Marvin J. Levy, Jack J. Fischer & Belock Instrument Corp., & Jack Silverstein, Helen Howard v. Stanley R. Grant, Walter v. Tyminski, Lybrand, Ross Bros. & Montgomery, a P'ship, Carl M. Loeb, Rhoades & Co., a P'ship, & Belock Instrument Corp., & Lawrence J. Levine, Jack Silverstein, Edward H. Weitzen, John F. Donato, Jack J. Fischer, Charles Welthy & Harry Ahrens, as Executors of the Est. of Helen Neuschafer, Deceased, 402 F.2d 909 (2d Cir. 1968). “Rule 13a-1, 17 C.F.R. Section 240.13a-1; Rule 15d-1, 17 C.”
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