C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 › Subpart F—Forms for Registration of Brokers and Dealers Transacting Business on Over-the-Counter Markets

17 C.F.R. § 249.507

Form 7-M, consent to service of process by an individual nonresident broker-dealer

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This form shall be filed pursuant to Rule 15b1-5 (§ 240.15b1-5 of this chapter) by each individual nonresident broker-dealer registered or applying for registration pursuant to section 15 of the Act.

[33 FR 18995, Dec. 20, 1968] Editorial Note:For Federal Register citations affecting Form 7-M, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.