C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 › Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants

17 C.F.R. § 249.640

Form ATS-N, information required of NMS Stock ATSs pursuant to § 242.304(a) of this chapter

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This form shall be used by every NMS Stock ATS to file required reports under § 242.304(a) of this chapter.

[83 FR 38913, Aug. 7, 2018] Editorial Note:For Federal Register citations affecting Form ATS-N, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.