C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 › Subpart C—Forms for Other Statements

17 C.F.R. § 274.203

Form 4, statement of changes in beneficial ownership of securities

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This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.104 of this chapter.)

[67 FR 43537, June 28, 2002] Editorial Note:For Federal Register citations affecting Form 4, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.