C.F.R. » Title 17 » CHAPTER I—COMMODITY FUTURES TRADING COMMISSION › PART 37—SWAP EXECUTION FACILITIES › Subpart E—Monitoring of Trading and Trade Processing

17 C.F.R. § 37.407

Regulatory service provider

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A swap execution facility shall comply with the regulations in this subpart through a dedicated regulatory department or by contracting with a regulatory service provider pursuant to § 37.204.