C.F.R. » Title 17 » CHAPTER I—COMMODITY FUTURES TRADING COMMISSION › PART 38—DESIGNATED CONTRACT MARKETS › Subpart L—Financial Integrity of Transactions

17 C.F.R. § 38.605

Requirements for financial surveillance program

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A designated contract market's financial surveillance program for futures commission merchants, retail foreign exchange dealers, and introducing brokers must comply with the requirements of § 1.52 of this chapter to assess the compliance of such entities with applicable contract market rules and Commission regulations.