Delaware Code

6 Del. C. § 73-202 (2026)

Registration of and notice filing for securities

✓ current as of May 2026

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It is unlawful for any person to offer or sell any security in this State unless:

(1) It is registered under this chapter;

(2) The security or transaction is exempted under § 73-207 of this title; or

(3) It is a federal covered security for which a notice filing has been made pursuant to the provisions of § 73-208 of this title.

6 Del. C. 1953, § 7304; 59 Del. Laws, c. 208, § 1; 71 Del. Laws, c. 162, § 6; 78 Del. Laws, c. 175, §§ 6, 7, 88, 118;

Notes of Decisions

Cited in 1 case (1 in the last 5 years), 2025–2025 · leading case: Swan Energy Inc. v. Inv. Prot. Unit of the Delaware Dep't of Just. (Del. Super. Ct. 2025).

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Swan Energy Inc. v. Inv. Prot. Unit of the Delaware Dep't of Just. (Del. Super. Ct. 2025). · cites it 4× “99 Plaintiffs contend the IPU waived argument regarding the differences in elements between 6 Del. C. § 73-202 and analogous common law causes of action by failing to address the subject in their supplemental brief.”

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