Florida Administrative Code

Fla. Admin. Code R. 69O-143.019 (2026)

Exemption of Certain Securities from Section 625.78 of the Act

✓ current as of September 2026
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Any security shall be exempt from the operation of Section 625.78, F.S., of the Act, to the extent necessary to render lawful under such section the execution by a broker of an order for an account in which he has no direct or indirect interest.

Rulemaking Authority 625.82 FS. Law Implemented 625.78 FS. History–New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.19, 4-19.019, 4-143.019.

Effective: 12/24/1974.