Fla. Admin. Code R. 69O-143.019 (2026)
Exemption of Certain Securities from Section 625.78 of the Act
Any security shall be exempt from the operation of Section 625.78, F.S., of the Act, to the extent necessary to render lawful under such section the execution by a broker of an order for an account in which he has no direct or indirect interest.
Rulemaking Authority 625.82 FS. Law Implemented 625.78 FS. History–New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.19, 4-19.019, 4-143.019.
Effective: 12/24/1974.