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Florida Statute 517.011 | Lawyer Caselaw & Research
F.S. 517.011 Case Law from Google Scholar
Statute is currently reporting as:
Link to State of Florida Official Statute Google Search for Amendments to 517.011

The 2023 Florida Statutes (including Special Session C)

Title XXXIII
REGULATION OF TRADE, COMMERCE, INVESTMENTS, AND SOLICITATIONS
Chapter 517
SECURITIES TRANSACTIONS
View Entire Chapter
F.S. 517.011
517.011 Short title.This chapter may be cited as the “Florida Securities and Investor Protection Act.”
History.s. 1, ch. 78-435; s. 5, ch. 80-254; s. 391, ch. 81-259; ss. 2, 3, ch. 81-318; s. 1, ch. 84-159; s. 1, ch. 85-165; ss. 14, 15, ch. 90-362; s. 4, ch. 91-429.

F.S. 517.011 on Google Scholar

F.S. 517.011 on Casetext

Amendments to 517.011


Arrestable Offenses / Crimes under Fla. Stat. 517.011
Level: Degree
Misdemeanor/Felony: First/Second/Third

Current data shows no reason an arrest or criminal charge should have occurred directly under Florida Statute 517.011.



Annotations, Discussions, Cases:

Cases from cite.case.law:

HODGES, v. HARRISON,, 372 F. Supp. 3d 1342 (S.D. Fla. 2019)

. . . . §§ 517.011, et seq. . . .

J. P. MORGAN SECURITIES, LLC, v. GEVERAN INVESTMENTS LIMITED, L. P. LLC, GP, LLC, PCA LSG LLC, L. P. v. J. P. LLC, L. P. LLC, GP, LLC, PCA LSG LLC,, 224 So. 3d 316 (Fla. Dist. Ct. App. 2017)

. . . judgment on Geveran’s claim under the Florida Securities and Investor Protection Act (“FSIPA”), sections 517.011 . . .

IN RE W. SODERSTROM M. J. LLC v. W., 524 B.R. 835 (Bankr. M.D. Fla. 2015)

. . . seeks a judgment on one count of securities fraud under Florida Securities Investor Protection Act, § 517.011 . . .

IN RE REGIONS MORGAN KEEGAN SECURITIES, DERIVATIVE AND ERISA LITIGATION. M. v., 166 F. Supp. 3d 948 (W.D. Tenn. 2014)

. . . 17, 8-6-19; (5) breach of the Florida Securities and Investment Protection Act, Florida Statutes §§ 517.011 . . .

FREECHARM LIMITED, v. ATLAS WEALTH HOLDINGS CORPORATION, a LLC, a, 499 F. App'x 941 (11th Cir. 2012)

. . . Freecharm asserted that the arbitration defendants were liable for violation of Florida Statutes § 517.011 . . .

In MONA LISA AT CELEBRATION, LLC, v. LLC, v. LLC, v. LLC, v. LLC,, 472 B.R. 582 (Bankr. M.D. Fla. 2012)

. . . . § 517.011, et seq. . SEC v. Kirkland, 521 F.Supp.2d 1281, 1289 (M.D.Florida 2007); Alunni v. . . .

DE DAVID, De S. A. S. A. De C. V. De Y S. A. ESBA S. A. De De De S. A. v. ALARON TRADING CORPORATION d b a PEPE, 814 F. Supp. 2d 822 (N.D. Ill. 2011)

. . . (Count V); Violation of Florida Securities and Investor Protection Act, F.S. 517.011 et seq. . . .

In MONA LISA AT CELEBRATION, LLC, v. LLC, v. LLC,, 436 B.R. 179 (Bankr. M.D. Fla. 2010)

. . . . § 517.011, et seq. . SEC v. Kirkland, 521 F.Supp.2d 1281, 1289 (M.D.Florida 2007); Alunni v. . . .

E. MEHL, Jr. E. v. OFFICE OF FINANCIAL REGULATION,, 859 So. 2d 1260 (Fla. Dist. Ct. App. 2003)

. . . contract, subject to regulation under the Florida Securities and Investor Protection Act (sections 517.011 . . .

ROGERS, M. D. v. CISCO SYSTEMS, INC., 268 F. Supp. 2d 1305 (N.D. Fla. 2003)

. . . 777 So.2d 1144, 1147 (Fla. 3d DCA 2001)(assuming that Florida Securities Investors Protection Act, § 517.011 . . . 777 So.2d 1144, 1147 (Fla. 3d DCA 2001)(assuming that Florida Securities Investors Protection Act, § 517.011 . . .

E. RILEY, Jr. k k D. k v. MERRILL LYNCH, PIERCE, FENNER SMITH, INC, L. P, H. I. R. L. F., 292 F.3d 1334 (11th Cir. 2002)

. . . . § 517.011 et seq.) and the Florida Deceptive and Unfair Trade Practices Act (Fla. Stat. . . .

UMBEL, v. FOODTRADER. COM, INC. S., 820 So. 2d 372 (Fla. Dist. Ct. App. 2002)

. . . are not registered securities dealers under the Florida Securities and Investor Protection Act, §§ 517.011 . . .

E. RILEY, Jr. v. MERRILL LYNCH, PIERCE, FENNER SMITH, INC., 168 F. Supp. 2d 1352 (M.D. Fla. 2001)

. . . . §§ 517.011, et seq., and the Florida Deceptive and Unfair Trade Practices Act, Fla. . . .

GALLO v. DEPARTMENT OF BANKING AND FINANCE,, 749 So. 2d 582 (Fla. Dist. Ct. App. 2000)

. . . . § 517.011 Fla. Stat. (1997). . . .

WALSH, v. J. B. HUNT TRANSPORT, INC., 20 F. Supp. 2d 1300 (E.D. Mo. 1998)

. . . Under § 517.011(1), Mo.Rev.Stat., associate circuit judges hear and determine “all civil actions and . . .

A. MESHER, v. A. COMBS, H. a k a a a, 685 So. 2d 1391 (Fla. Dist. Ct. App. 1997)

. . . Sections 517.011-517.32 comprise the Florida Securities and Investor Protection Act. . . .

A. DAVIS, v. PRUDENTIAL SECURITIES, INC. f k a A. DAVIS, v. PRUDENTIAL SECURITIES, INC. f k a, 59 F.3d 1186 (11th Cir. 1995)

. . . . § 517.011 et seq. (West 1988). . . . the arbitration hearing, the arbitration panel awarded to Davis compensatory damages under Sectibn 517.011 . . . Ann. § 517.011 et seq. . . . district court for consideration of the issue of entitlement and amount of attorneys’ fees under Section 517.011 . . .

DONALD COMPANY SECURITIES, INC. v. MID- FLORIDA COMMUNITY SERVICES, INC., 620 So. 2d 192 (Fla. Dist. Ct. App. 1993)

. . . Section 517.011, et seq., Fla.Stat. (Supp.1990). . . .

In ROSPATCH SECURITIES LITIGATION. ATLANTIS GROUP, INC. v. ROSPATCH CORPORATION, PLATO PAPER PRODUCTS, INC. v. ROSPATCH CORPORATION, ATCOVITZ, v. J. BEADLE, FREBERG, v. ROSPATCH CORPORATION,, 760 F. Supp. 1239 (W.D. Mich. 1991)

. . . . §§ 517.011 et seq., to federal securities law claims. King v. . . .

FIRST UNION DISCOUNT BROKERAGE SERVICES, INC. v. P. MILOS P., 744 F. Supp. 1145 (S.D. Fla. 1990)

. . . . § 517.011 et seq. . . .

P. BIRNHOLZ, P. P. A. v. WALL STREET FUND, INC. a, 904 F.2d 567 (11th Cir. 1990)

. . . decision in which we concluded that an amendment to the Florida Securities and Investor Protection Act, §§ 517.011 . . . impression with respect to a former provision of the Florida Securities and Investor Protection Act, § 517.011 . . .

P. BIRNHOLZ, v. WALL STREET FUND, INC., 559 So. 2d 1128 (Fla. 1990)

. . . impression with respect to a former provision of the Florida Securities and Investor Protection Act, § 517.011 . . .

CANAMA REALTY, INC. v. A. BUTLER, CP a, 547 So. 2d 1029 (Fla. Dist. Ct. App. 1989)

. . . the sale unless it or its principal, Terry Dorman, was a registered securities dealer under section 517.011 . . .

P. BIRNHOLZ, P. P. A. v. WALL STREET FUND, INC. a, 880 F.2d 335 (11th Cir. 1989)

. . . impression with respect to a former provision of the Florida Securities and Investor Protection Act, § 517.011 . . .

KING, v. M. GANDOLFO, 714 F. Supp. 1180 (M.D. Fla. 1989)

. . . . §§ 517.011, et seq. Armbrister v. . . .

SCHOCH, v. DADE CITY RETIREMENT HOUSING, INC., 124 F.R.D. 688 (M.D. Fla. 1988)

. . . . §§ 517.011, et seq. Byrne v. . . .

W. MESSER, Sr. v. E. F. HUTTON CO. a M., 847 F.2d 673 (11th Cir. 1988)

. . . . § 517.011 et seq. (West Supp.1988), is, however, patterned after the federal securities laws. . . .

J. ZOLA, A. d b a v. GORDON, 685 F. Supp. 354 (S.D.N.Y. 1988)

. . . . § 517.011 et seq. (West Supp. 1988) (title of chapter); see Armbrister v. . . .

In WYNWOOD MERCANTILE CORPORATION,, 81 B.R. 689 (Bankr. S.D. Fla. 1987)

. . . Florida securities laws as contained in the Florida Securities and Investor Protection Act, Chapter 517.011 . . .

AMBROSINO, v. RODMAN RENSHAW, INC., 635 F. Supp. 968 (N.D. Ill. 1986)

. . . . § 517.011 et seq.; and common law. . . .

E. JONES, v. FIRST EQUITY CORPORATION OF FLORIDA B. Jr., 607 F. Supp. 350 (E.D. Tenn. 1985)

. . . -101 -124 (1984); Count VIII — misrepresentation and fraud in violation of Florida Code Annotated § 517.011 . . .

R. BROWN, v. DEAN WITTER REYNOLDS, INC., 601 F. Supp. 641 (S.D. Fla. 1985)

. . . . § 517.011 et seq. (West 1984), cannot be arbitrated. Oppenheimer & Co. v. . . .

EATON, v. COAL PAR OF WEST VIRGINIA, INC., 580 F. Supp. 572 (S.D. Fla. 1984)

. . . . § 517.011 et seq. . . .

H. BUTTS, v. STATE, 418 So. 2d 468 (Fla. Dist. Ct. App. 1982)

. . . eighteen count information with violating various provisions of the Florida Securities Act, Section 517.011 . . .