Kansas Statutes Annotated
K.S.A. § 17-12a301 (2026)
Securities registration requirement
✓ current as of May 2026
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17-12a301. Securities registration requirement. It is unlawful for a person to offer or sell a security in this state unless:
(1) The security is a federal covered security;
(2) the security, transaction, or offer is exempted from registration under K.S.A. 17-12a201 through 17-12a203, and amendments thereto; or
(3) the security is registered under this act.
History: L. 2004, ch. 154, § 11; July 1, 2005.
Notes of Decisions
Cited in 5
cases, 2017–2019 · leading case: State v. Lundberg, 445 P.3d 1113 (Kan. 2019).
State v. Lundberg, 445 P.3d 1113 (Kan. 2019). “" The State also charged six counts of selling an unregistered security under K.S.A. 17-12a301. In the remaining 54 counts, the State charged Lundberg and Elzufon with violating K.”
State v. Lundberg, 391 P.3d 49 (Kan. Ct. App. 2017). “K.S.A. 17-12a301. Under the Act, a “person” can be “an individual; corporation; .”
State v. Morley, 448 P.3d 1066 (Kan. Ct. App. 2019). “17-12a501; four counts of sale of an unregistered security in violation of K.S.A. 17-12a301; and four counts of acting as an unregistered issuer agent in violation of K.”
State v.Lundberg, 445 P.3d 1113 (Kan. 2019). “" The State also charged six counts of selling an unregistered security under K.S.A. 17-12a301. In the remaining 54 counts, the State charged Lundberg and Elzufon with violating K.”
State v. Lundberg ( (Kan. Ct. App. 2017). “K.S.A. 17-12a301. Under the Act, a "person" can be "an individual; corporation; .”
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