Kansas Statutes Annotated

K.S.A. § 17-12a301 (2026)

Securities registration requirement

✓ current as of May 2026
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17-12a301. Securities registration requirement. It is unlawful for a person to offer or sell a security in this state unless:

(1) The security is a federal covered security;

(2) the security, transaction, or offer is exempted from registration under K.S.A. 17-12a201 through 17-12a203, and amendments thereto; or

(3) the security is registered under this act.

History: L. 2004, ch. 154, § 11; July 1, 2005.

Notes of Decisions
Cited in 5 cases, 2017–2019 · leading case: State v. Lundberg, 445 P.3d 1113 (Kan. 2019).
State v. Lundberg, 445 P.3d 1113 (Kan. 2019). · cites it 9× “" The State also charged six counts of selling an unregistered security under K.S.A. 17-12a301. In the remaining 54 counts, the State charged Lundberg and Elzufon with violating K.”
State v. Lundberg, 391 P.3d 49 (Kan. Ct. App. 2017). · cites it 2× “K.S.A. 17-12a301. Under the Act, a “person” can be “an individual; corporation; .”
State v. Morley, 448 P.3d 1066 (Kan. Ct. App. 2019). “17-12a501; four counts of sale of an unregistered security in violation of K.S.A. 17-12a301; and four counts of acting as an unregistered issuer agent in violation of K.”
State v.Lundberg, 445 P.3d 1113 (Kan. 2019). · cites it 6× “" The State also charged six counts of selling an unregistered security under K.S.A. 17-12a301. In the remaining 54 counts, the State charged Lundberg and Elzufon with violating K.”
State v. Lundberg ( (Kan. Ct. App. 2017). · cites it 2× “K.S.A. 17-12a301. Under the Act, a "person" can be "an individual; corporation; .”
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