Nev. Rev. Stat. » NRS: CHAPTER 90 - SECURITIES (UNIFORM ACT)
Nevada Revised Statutes

Nev. Rev. Stat. § 90.220 (2026)

“Broker-dealer” defined

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NRS 90.220  “Broker-dealer” defined.  “Broker-dealer” means any person engaged in the business of effecting transactions in securities for the account of others or for the person’s own account. “Broker-dealer” does not include:

      1.  A sales representative;

      2.  An issuer, except when effecting transactions other than with respect to its own securities;

      3.  A depository institution; or

      4.  Any other person the Administrator by regulation or order designates.

      (Added to NRS by 1987, 2149; A 1989, 160)

     

Notes of Decisions
Cited in 3 cases, 2012–2017 · leading case: Tai-Si Kim v. Kearney, 838 F. Supp. 2d 1077 (D. Nev. 2012).
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Tai-Si Kim v. Kearney, 838 F. Supp. 2d 1077 (D. Nev. 2012). “Nevada law makes it unlawful to act as a securities broker-dealer or sales representative unless properly licensed in the State. Nev.Rev.”
Las Vegas Land Partners LLC v. Nype C/W 70520, No. 68819 (Nev. Nov. 14, 2017). “" NRS 90.220 defines a Iblroker-dealer" as "any person engaged in the business of effecting transactions in securities for the account of others or for the person's own account.”
Las Vegas Land Partners LLC v. Nype C/W 70520, No. 68819 (Nev. Nov. 14, 2017). “" NRS 90.220 defines a Iblroker-dealer" as "any person engaged in the business of effecting transactions in securities for the account of others or for the person's own account.”
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