Utah Code » Title 61, Chapter 1 — Utah Uniform Securities Act
Utah Code

Utah Code § 61-1-14.5 (2026)

Burden of proving exemption

✓ current as of May 2026
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In any proceeding under this chapter, civil, criminal, administrative, or judicial, the burden of proving an exemption under Section

61-1-14

or an exception from a definition under Section

61-1-13

is upon the person claiming the exemption or exception.

Notes of Decisions
Cited in 4 cases, 1987–1999 · leading case: State v. Swenson, 838 P.2d 1136 (Utah 1992).
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State v. Swenson, 838 P.2d 1136 (Utah 1992). · cites it 8× “The court further noted that under section 61-1-14.5, the burden of proving the availability of an exemption from the registration requirement was on defendant.”
State v. Shepherd, 989 P.2d 503 (Utah Ct. App. 1999). · cites it 2× “See Utah Code Admin. P. R177-14-2n (1990) (current version at Utah Code Admin.”
Technomedical Labs, Inc. v. Utah Sec. Div., 744 P.2d 320 (Utah Ct. App. 1987). · cites it 2× “The Department held plaintiffs had the burden of proving they were nonissuers.”
Capital Gen. Corp. v. Utah Dep't of Bus. Reg., Sec. Div., 777 P.2d 494 (Utah Ct. App. 1989). · cites it 2× “” Utah Code Ann. § 61-1-14.5 (1986). See also Technomedical Labs, 744 P.”
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