A plaintiff is a prevailing party if their lawsuit served as a catalyst for defendant action, even if the suit was not the sole or primary cause of the settlement.
Plaintiffs filed a lawsuit alleging inadequate transit services for the handicapped. Following the suit, the Metropolitan Transit Commission passed a resolution to expand services for the handicapped in exchange for a settlement. The district court denied plaintiffs' motion for attorney's fees, finding they were not prevailing parties. The court must determine if plaintiffs are prevailing parties under 29 U.S.C. § 794a(b). Applying a two-part test, the court finds that the lawsuit served as a catalyst for the defendant's actions and was not superfluous. Because the plaintiffs' efforts were a necessary factor in achieving improvements and the suit was not frivolous, the plaintiffs are prevailing parties and entitled to reasonable attorney's fees.
At page 346 Determining prevailing party status under section 198826 citing cases“it is not necessary for the plaintiffs' lawsuit to be the sole cause or even the primary cause of defendants' decision to settle.”
- Wax 'N Works v. City of St. Paul, 213 F.3d 1016 (8th Cir. 2000).publishedWax ’n Works is correct in its summary of the law, see Little Rock School District v. Pulaski County Special School District No. 1, 17 F.3d 260, 262 (8th Cir.1994), see also United Handicapped Federation v. Andre, 622 F.2d 342, 346-47 (8th…
- Hartman v. Winnebago Cnty., 574 N.W.2d 222 (Wis. 1998).published“the lawsuit served in part as a catalyst which prompted the defendant to take action [favorable to the plaintiff]”
- Little Rock Sch. Dist. v. Pulaski Cnty. Special Sch. Dist., 1, 17 F.3d 260 (8th Cir. 1994).published “frivolous, unreasonable [n]or groundless”
- DeGidio v. Pung, 920 F.2d 525 (8th Cir. 1990).published United Handicapped, 622 F.2d at 346-48.
- City of Malden v. Union Elec. Co., 887 F.2d 157 (8th Cir. 1989).published United Handicapped Federation v. Andre, 622 F.2d 342, 346-47 (8th Cir.1980); Parham v. Southwestern Bell Telephone Co., 433 F.2d 421, 429-30 (8th Cir.1970).
- City of Malden, Missouri v. Union Elec. Co. & Missouri Utils. Co., City of Malden, Missouri v. Union Elec. Co. & Missouri Utils. Co., 887 F.2d 157 (8th Cir. 1989).published United Handicapped Federation v. Andre, 622 F.2d 342, 346-47 (8th Cir.1980); Parham v. Southwestern Bell Telephone Co., 433 F.2d 421, 429-30 (8th Cir.1970).
- Shipman v. Missouri Dep't Of Fam. Servs., 877 F.2d 678 (8th Cir. 1989).publishedUnited Handicapped Federation v. Andre, 622 F.2d 342, 346 (8th Cir.1980).
- Shipman v. Missouri Dep't of Fam. Servs., 877 F.2d 678 (8th Cir. 1989).publishedUnited Handicapped Federation v. Andre, 622 F.2d 342, 346 (8th Cir.1980).
- Swart v. Scott Cnty., 650 F. Supp. 888 (D. Minn. 1987).publishedIt is well established that in determining whether a party is a prevailing party in a case where voluntary conduct of the defendant has mooted plaintiff’s claims for relief, the applicable standard is the two-part test of Nadeau v. Helgemo…
- Lovell v. City of Kankakee, 783 F.2d 95 (7th Cir. 1986).published The second prong of the test requires that defendants “not have acted wholly gratuitously, i.e., the plaintiffs’ claims, if pressed, cannot have been frivolous, unreasonable, or groundless.” Id. at 266-67 (citing Nadeau, 581 F.2d at 280-81…
Show 10 more citing cases
- Kathy O'COnnOr v. Peru State Coll., 781 F.2d 632 (8th Cir. 1986).publishedUnited Handicapped Federation v. Andre, 622 F.2d 342, 346-47 (8th Cir.1980); see also Charles v. Coleman, 689 F.2d 774, 776 (8th Cir.1982) (per curiam) (district court’s finding that plaintiffs’ suit was a factor in consent decree would no…
- Minnie Ann Hennigan v. Ouachita Par. Sch. Bd., 749 F.2d 1148 (5th Cir. 1985).publishedSee Environmental Defense Fund, Inc. v. EPA, 716 F.2d 915, 919 (D.C.Cir.1983); Johnston v. Jago, 691 F.2d 283, 286 (6th Cir.1982); Harrington v. DeVito, 656 F.2d 264, 266-67 (7th Cir.1981), ce rt. denied, 455 U.S. 993 , 102 S.Ct. 1621 , 71…
- Ammons v. Dade City, Fla., 594 F. Supp. 1274 (M.D. Fla. 1984).publishedNadeau v. Helgemoe, 581 F.2d 275, 281 (1st Cir.1978); Harrington v. DeVito, 656 F.2d 264, 267-68 (7th Cir.1981); United Handicapped Federation v. Andre, 622 F.2d 342, 346-47 (8th Cir.1980) and Gurule v. Wilson, 635 F.2d 782, 792 (10th Cir.…
- Dr. Bhartur N. Premachandra v. Dr. Murray G. Mitts, 727 F.2d 717 (8th Cir. 1984).published Assuming plaintiff's suit was a catalyst, the second part of Nadeau requires a court to make the legal determination whether plaintiff's suit was so "frivolous, unreasonable, or groundless" that the defendant's voluntary compliance with pl…
- Wabasha v. Solem, 580 F. Supp. 448 (D.S.D. 1984).published United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8th Cir.1980); Oldham v. Ehrlich, supra at 168 f.n. 9; Hensley v. Eckerhart, supra, — U.S. at-, 103 S.Ct. at 1939 , 76 L.Ed.2d at 50 ; Reel v. Arkansas Department of Corrections, s…
- Zephier v. Pierce, 714 F.2d 856 (8th Cir. 1983).published Zephier did prevail in the district court in the sense that she obtained a preliminary injunction which afforded her most of the procedural protections she sought, see United Handicapped Federation v. Andre, 622 F.2d 342, 346 (8th Cir.1980…
- Bert Williams v. John R. Leatherbury, 672 F.2d 549 (5th Cir. 1982).publishedSee also Harrington v. DeVito, 656 F.2d 264, 266-67 (7th Cir. 1981); United Handicapped Federation v. Andre, 622 F.2d 342, 346 (8th Cir. 1980).
- Brown v. Gillette Co., 536 F. Supp. 113 (D. Mass. 1982).published United Handicapped Federation v. Andre, 622 F.2d 342, 346-47 (8th Cir. 1980).
- Metro. Pittsburgh Crusade for Voters v. City of Pittsburgh, 964 F.2d 244 (3d Cir. 1992).published
- Hughes v. Lipscher, 852 F. Supp. 293 (D.N.J. 1994).published
At page 347 Determining response to lawsuit through chronological sequence23 citing cases“The chronological sequence of events is an important factor in determining whether or not it can be inferred that the defendants guided their actions in response to plaintiffs’ lawsuit”
- Heller v. Starwood Hotels & Resorts Worldwide, Inc., 332 F. Supp. 2d 587 (S.D.N.Y. 2004).publishedIn Koppel, the Second Circuit stated that the proper inquiry to be performed by the district court is a determination of whether the plaintiffs suit was a “substantial cause of the benefit obtained.” Koppel at 135. • Further, the Koppel Co…
- Jake's Ltd., Inc. v. City of Coates, 176 F. Supp. 2d 899 (D. Minn. 2001).publishedNo. 1, 17 F.3d 260, 262 (8th Cir.1994) (quoting United Handicapped Federation v. Andre, 622 F.2d 342, 347 (8th Cir.1980); see also Tyler v. Corner Const. Corp., Inc., 167 F.3d 1202, 1205 (8th Cir.1999)) (“The catalyst theory, moreover, has…
- Tyler v. Corner Constr. Corp., 167 F.3d 1202 (8th Cir. 1999).published In such a situation, “the plaintiff is a ‘prevailing party’ under section 1988 if his suit is a catalyst for the defendant’s voluntary compliance and the defendant’s compliance was not gratuitous, meaning that the plaintiffs suit was neith…
- Klinger v. Nebraska Dep't of Corr. Servs., 909 F. Supp. 1329 (D. Neb. 1995).published(noting that even though defendants made some efforts in addressing the alleged discrimination prior to the filing of the plaintiffs’ lawsuit, certain events took place after filing suit and efforts to address the discri…)
- Lansky v. NWA, Inc., 471 N.W.2d 713 (Minn. Ct. App. 1991).published In an action for attorney’s fees against state and federal agencies, the eighth circuit held that “the chronological sequence of events is an important factor in determining whether or not it can be inferred that the defendants guided thei…
- DeGidio v. Pung, 920 F.2d 525 (8th Cir. 1990).published United Handicapped, 622 F.2d at 346-48.
- Joy Mfg. Corp. v. Pullman-Peabody Co., 729 F. Supp. 449 (W.D. Pa. 1989).published(causation was inferred from a change in administrative policy which could not have been “spontaneous)
- Child v. Spillane, 866 F.2d 691 (4th Cir. 1989).published "Fees may be awarded even where a party's efforts have merely 'served to a limited extent to expedite the planning and achievements gained.' " Id. at 886 (quoting United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8th Cir.1980)). 1…
- Pickman v. Dole, 671 F. Supp. 982 (S.D.N.Y. 1987).published United Handicapped Federation v. Andre, 622 F.2d 342, 347 (8th Cir.1980).
- Koppel v. Wien, 743 F.2d 129 (2d Cir. 1984).published“The chronological sequence of events is an important factor in determining whether or not it can be inferred that the defendants guided their actions in response to plaintiffs’ lawsuit”
Show 9 more citing cases
- Jay H. Koppel, Plaintiff-Appellant-Cross-Appellee. v. Lawrence A. Wien, Alvin S. Lane, & Wien, Lane & Malkin, Defendants-Appellees-Cross-Appellants. Mary Greenbaum, Plaintiff-Appellant-Cross-Appellee. v. Lawrence A. Wien, Alvin S. Lane, & Wien, Lane & Malkin, Defendants-Appellees-Cross-Appellants, 743 F.2d 129 (2d Cir. 1984).published“The chronological sequence of events is an important factor in determining whether or not it can be inferred that the defendants guided their actions in response to plaintiffs' lawsuit”
- Correa v. Heckler, 587 F. Supp. 1216 (S.D.N.Y. 1984).published“the chronological sequence of events is an important factor in determining whether or not it can be inferred that the defendants guided their actions in response to the plaintiffs lawsuit”
- Wabasha v. Solem, 580 F. Supp. 448 (D.S.D. 1984).published United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8th Cir.1980); Oldham v. Ehrlich, supra at 168 f.n. 9; Hensley v. Eckerhart, supra, — U.S. at-, 103 S.Ct. at 1939 , 76 L.Ed.2d at 50 ; Reel v. Arkansas Department of Corrections, s…
- Rollison v. Biggs, 567 F. Supp. 964 (D. Del. 1983).published United Handicapped Federation v. Andre, 622 F.2d 342, 345-46 (8th Cir.1980).
- Williamson v. Sec'y of the United States Dep't of Hous. & Urban Dev., 553 F. Supp. 542 (E.D.N.Y. 1982).published“the chronological sequence of events is an important factor in determining whether or not it can be inferred that the defendants guided their actions in response to the plaintiffs’ lawsuit”
- Premachandra v. Mitts, 548 F. Supp. 117 (E.D. Mo. 1982).published Handicapped Federation v. Andre, 622 F.2d at 348.
- Brown v. Gillette Co., 536 F. Supp. 113 (D. Mass. 1982).published United Handicapped Federation v. Andre, 622 F.2d 342, 346-47 (8th Cir. 1980).
- Supre v. Ricketts, 792 F.2d 958 (10th Cir. 1986).published
- Ward v. Schweiker, 562 F. Supp. 1173 (W.D. Mo. 1983).published
At page 348 Awarding attorneys fees for expediting planning and achievements16 citing cases“served to a limited extent to expedite the planning and achievement gained”
- Klint L. Mowrer v. DOT, 14 F.4th 723 (D.C. Cir. 2021).published“we find that plaintiffs were not prevailing parties against federal defendants. under the circumstances, we need not pass on the question of sovereign immunity.”
- Child v. Spillane, 866 F.2d 691 (4th Cir. 1989).published "Fees may be awarded even where a party's efforts have merely 'served to a limited extent to expedite the planning and achievements gained.' " Id. at 886 (quoting United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8th Cir.1980)). 1…
- Spencer v. Gen. Elec. Co., 706 F. Supp. 1234 (E.D. Va. 1989).published Disabled in Action, 685 F.2d at 886 [quoting United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8th Cir.1980)].
- Pickman v. Dole, 671 F. Supp. 982 (S.D.N.Y. 1987).published United Handicapped Federation v. Andre, 622 F.2d 342, 347 (8th Cir.1980).
- Wabasha v. Solem, 580 F. Supp. 448 (D.S.D. 1984).published United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8th Cir.1980); Oldham v. Ehrlich, supra at 168 f.n. 9; Hensley v. Eckerhart, supra, — U.S. at-, 103 S.Ct. at 1939 , 76 L.Ed.2d at 50 ; Reel v. Arkansas Department of Corrections, s…
- Victoria Posada v. Lamb Cnty., 716 F.2d 1066 (5th Cir. 1983).published Hensley, 103 S.Ct. at 1939 , 1942 n. 14; Disabled in Action v. Mayor & City Council of Baltimore, 685 F.2d 881, 885-86 (4th Cir.1982); United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8th Cir.1980).
- Premachandra v. Mitts, 548 F. Supp. 117 (E.D. Mo. 1982).published Handicapped Federation v. Andre, 622 F.2d at 348.
- Disabled in Action, an Org. of Disabled Persons, & Robert Ardinger, Individually & as Co-Founder, Disabled in Action, & Tom Turner, & Mac Arthur Crawford v. Mayor & City Council of Baltimore, a Mun. Corp., & Baltimore Baseball Club, Inc., Disabled in Action, an Org. of Disabled Persons, & Robert Ardinger, Individually & as Co-Founder, Disabled in Action, & Tom Turner, & Mac Arthur Crawford v. Mayor & City Council of Baltimore, a Mun. Corp., & Baltimore Baseball Club, Inc., 685 F.2d 881 (4th Cir. 1982).published “served to a limited extent to expedite the planning and achievement gained”
- Disabled Action v. Mayor of Baltimore, 685 F.2d 881 (4th Cir. 1982).published “served to a limited extent to expedite the planning and achievement gained”
- Charles P. Jones, Cross-Appellant v. Illinois Dep't of Rehab. Servs. & James S. Jeffers, in His Off. Capacity as Dir. of the Illinois Dep't of Rehab. Servs., Defendants- Cross-Appellees v. Illinois Inst. of Tech. & Dr. Thomas L. Martin, Jr., President, 689 F.2d 724 (7th Cir. 1982).published
Show 5 more citing cases
- DeGidio v. Pung, 723 F. Supp. 135 (D. Minn. 1989).published
- Hendrickson ex rel. Parker v. Branstad, 740 F. Supp. 636 (N.D. Iowa 1990).published
- Taylor v. Jones, 495 F. Supp. 1285 (E.D. Ark. 1980).published
- Campbell v. Talladega Cnty. Bd. of Educ., 518 F. Supp. 47 (N.D. Ala. 1981).published
- Jones v. Illinois Dep't of Rehab. Servs., 689 F.2d 724 (7th Cir. 1982).published
At page 345 Adoption of the Nadeau test by other circuits14 citing casesStipulation to dismiss resolved "fully and completely all claims of the parties to this Stipulation, save and except the question of Plaintiff's attorney's fees and costs.
- Equal Emp. Opportunity Comm'n v. Hamilton Stand. Div., 637 F. Supp. 1155 (D. Conn. 1986).publishedSee also Citizens Coalition for Block Grant Compliance v. City of Euclid, 717 F.2d 964, 966 (6th Cir.1983); United Handicapped Federation v. Andre, 622 F.2d 342, 345-347 (8th Cir.1980); Nadeau v. Helgemoe, supra, 581 F.2d at 280 — 281; Tho…
- Disabled in Action of Pennsylvania v. Pierce, 789 F.2d 1016 (3d Cir. 1986).published See Hall v. Bolger, 768 F.2d 1148, 1151 (9th Cir.1985); Jones v. Illinois Department of Rehabilitation Services, 689 F.2d 724 , 730 n. 8 (7th Cir.1982); Disabled in Action v. Mayor of Baltimore, 685 F.2d 881 , 885 n. 4 (4th Cir.1982); Unit…
- Dr. Bhartur N. Premachandra v. Dr. Murray G. Mitts, 727 F.2d 717 (8th Cir. 1984).published Assuming plaintiff's suit was a catalyst, the second part of Nadeau requires a court to make the legal determination whether plaintiff's suit was so "frivolous, unreasonable, or groundless" that the defendant's voluntary compliance with pl…
- 37 Fair empl.prac.cas. 664 v. Eddie Powell, 729 F.2d 563 (8th Cir. 1984).published(Stipulation to dismiss resolved "fully and completely all claims of the parties to this Stipulation, save and except the question of Plaintiff's attorney's fees and costs.)
- Rollison v. Biggs, 567 F. Supp. 964 (D. Del. 1983).published United Handicapped Federation v. Andre, 622 F.2d 342, 345-46 (8th Cir.1980).
- Jaquette v. Black Hawk Cnty., 710 F.2d 455 (8th Cir. 1983).published E.g., Hanrahan v. Hampton, 446 U.S. 754, 757-58 , 100 S.Ct. 1987, 1989-90 , 64 L.Ed.2d 670 (1980) (awards of counsel fees pendente lite allowable only when party has prevailed on merits of at least some of his claims; only in that event ha…
- Disabled in Action, an Org. of Disabled Persons, & Robert Ardinger, Individually & as Co-Founder, Disabled in Action, & Tom Turner, & Mac Arthur Crawford v. Mayor & City Council of Baltimore, a Mun. Corp., & Baltimore Baseball Club, Inc., Disabled in Action, an Org. of Disabled Persons, & Robert Ardinger, Individually & as Co-Founder, Disabled in Action, & Tom Turner, & Mac Arthur Crawford v. Mayor & City Council of Baltimore, a Mun. Corp., & Baltimore Baseball Club, Inc., 685 F.2d 881 (4th Cir. 1982).published Fees may be awarded even where a party's efforts have merely "served to a limited extent to expedite the planning and achievement gained." United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8 Cir. 1980). 18 Thus we hold that the di…
- Disabled Action v. Mayor of Baltimore, 685 F.2d 881 (4th Cir. 1982).published Fees may be awarded even where a party’s efforts have merely “served to a limited extent to expedite the planning and achievement gained.” United Handicapped Federation v. Andre, 622 F.2d 342, 348 (8 Cir. 1980).
- Harrington v. DeVito, 656 F.2d 264 (7th Cir. 1981).published
- Young v. Powell, 729 F.2d 563 (8th Cir. 1984).published
Show 1 more citing case
- Pilliard v. Meyer, 689 F. Supp. 979 (E.D. Mo. 1988).published
v.
Camille D. ANDRE, Individually and in his official capacity as Chief Administrator of Metropolitan Transit Commission, Douglas Kelm, Individually and in his official capacity as Commissioner of the Metropolitan Transit Commission, Leonard W. Levine, Individually and in his official capacity as Commissioner of the Metropolitan Transit Commission, Bruce G. Nawrocki, Individually and in his official capacity as Commissioner of the Metropolitan Transit Commission, Karl Neid, Jr., Individually and in his official capacity as Commissioner of the Metropolitan Transit Commission, Alice W. Rainville, Individually and in her official capacity as Commissioner of the Metropolitan Transit Commission, Ruth E. Franklin, Individually and in her official capacity as Commissioner of the Metropolitan Transit Commission, Gayle M. Kincannon, Individually and in her official capacity as Commissioner of the Metropolitan Transit Commission, Frank W. Snowden, Individually and in his official capacity as Commissioner of the Metropolitan Transit Commission, William O. Cooley, Individually and in his official capacity as Commissioner of the Metropolitan Transit Commission, Edward Hjermstad, Individually, Walter Saxum, Individually, Loring M. Staples, Jr., Individually, Leonard Thiel, Individually, Richard S. Page, Individually and in his official capacity as the Administrator of the Urban Mass Transportation Administration, Robert E. Patricelli, Individually, Brock Adams, Individually and in his official capacity as the Secretary of the United States Department of Transportation, William Coleman, Jr., Individually, Joseph A. Califano, Individually and in his official capacity as the Secretary of the Department of Health, Education and Welfare
United Handicapped Federation et al. (UHF) brought suit in 1975, alleging the lack of transit services for the handicapped in and around the Minneapolis and St. Paul areas. The named defendants were the administrator and members of the Metropolitan Transit Commission (MTC), the administrator of the Urban Mass Transportation Administration (UMTA), the Secretary of the United States Department of Transportation (DOT), the Secretary of the United States Department of Health, Education and Welfare (HEW), and AM General Corporation. The plaintiffs alleged, inter alia, violations of the Rehabilitation Act of 1973 (29 U.S.C. § 794), the Urban Mass Transportation Act of 1964, as amended (49 U.S.C. §§ 1602, 1612), the Federal-Aid Highway Amendments of 1974 (23 U.S.C. §§ 101, et seq., as amended), section 315 of the Department of Transportation and Related Agencies Appropriation Act of 1975, Pub.L. No.93-391, 88 Stat. 769 (codified in scattered sections of 14, 20, 49 U.S.C), and 42 U.S.C. §§ 1983, 1985(3). Plaintiffs sought declaratory and injunctive relief as well as damages, costs and attorneys’ fees.
The district court denied injunctive relief sought by plaintiffs on March 11, 1976. This court reversed and remanded the case for further proceedings. United Handicapped Federation v. Andre, 558 F.2d 413 (8th Cir. 1977). After remand, plaintiffs filed an amended complaint seeking declaratory relief that the April 30, 1976, UMTA regulations were unlawful and void; injunctive relief prohibiting HEW from issuing guidelines that do not protect the handicapped and prohibiting UMTA and DOT from funding any programs that do not insure equal provisions for the handicapped.
Defendants filed motions for summary judgment. Thereafter, plaintiffs attempted to work out what they felt was a compromise. In consideration for the MTC passing a resolution to provide transportation for the handicapped by a specific date, the plaintiffs agreed to execute a stipulation of settlement dismissing the lawsuit. At a meeting held December 13, 1977, the[*345] MTC considered a resolution, drafted in part by William Mahlum, counsel for plaintiffs, which called for the expansion of MTC’s service to the handicapped. Incremental increases in transportation service to the handicapped, culminating in 100% service by February 1,1981, was the goal of the resolution. The resolution anticipated using a multi-model approach to provide the service, including retrofitting regular buses.
The resolution introduced at the December 13 meeting did not pass. An amended resolution which did not specify the method of delivery of the service, however, did pass on December 21, 1977. Members of the Minnesota Legislature who were interested in the resolution pledged to try to secure the funding for the project from the legislature.
On February 8,1978, the defendants’ motions for summary judgment were argued. On March 6, 1978, the district court filed a memorandum decision granting summary judgment in favor of the defendant AM General Corporation on all claims and in favor of the remaining defendants which respect to MTC mass transportation projects approved by UMTA prior to April 27, 1976. The court specifically found that the new HEW, UMTA, and Federal Highway Administration (FHWA) regulations and guidelines had no effect on its prior ruling with respect to MTC projects approved by UMTA prior to April 27, 1976. The district court did not rule on the declaratory relief sought by plaintiffs defining their rights under the applicable statutes and regulations.
Plaintiffs and the local defendants entered into a “Stipulation of Settlement” on May 3,1978, which stated that in consideration for the terms, dates, and conditions set forth in Resolution 77-115, plaintiffs agreed to dismiss the MTC defendants from the lawsuit and “resolve fully and completely all claims of the parties to this Stipulation, save and except the question of Plaintiffs’ attorneys’ fees and costs.”[1] Pursuant to the stipulation, the district court entered an order on May 10, 1978, dismissing all plaintiffs’ claims against the MTC defendants, except the question of attorneys’ fees and costs.[2]
The attorneys’ fees issue lay dormant until September 20,1978, when plaintiffs filed their motion for attorneys’ fees. MTC answered plaintiffs’ motion on October 23, 1978. On June 11, 1979, the district court denied plaintiffs’ motion for attorneys’ fees on the ground that they were not prevailing parties under either 42 U.S.C. § 1988 or 29 U.S.C. § 794a(b).[3]
The fundamental issue presented is whether plaintiffs were prevailing parties under 29 U.S.C. § 794a(b).[4] Nadeau v. Hel[*346] gemoe, 581 F.2d 275 (1st Cir. 1978) established guidelines by which a “prevailing party” can be determined in a case which has been settled.[5] The claim in that case arose under 42 U.S.C. § 1988. The court conducted a two part test. The first part of the test is a question of fact:
[N]o award is required if the court determines that plaintiff’s suit was completely superfluous in achieving the improvements undertaken by defendants on plaintiff’s behalf. . . . However, if . . the plaintiff’s suit and their attorney’s efforts were a necessary and important factor in achieving the improvements, although they could not have accomplished as much as they did without the constructive leadership of New Hampshire officials, plaintiffs should be held to have overcome their first hurdle toward their goal of receiving some attorney fees. Of course, this is not an “all or nothing” determination.
Id. at 281.
The second part of the Nadeau test is a legal question:
If it has been judicially determined that defendants’ conduct, however beneficial it may be to plaintiffs’ interests, is not required by law, then defendants must be held to have acted gratuitously and plaintiffs have not prevailed in a legal sense.
THE FACTUAL QUESTION
The district court did not determine that plaintiffs’ suit was “completely superfluous” but it noted that it could not find that plaintiffs’ suit and their attorneys’ efforts were a necessary and important factor in achieving the improvements. We must respectfully disagree. The record indicates that plaintiffs’ suit was a factor of importance in obtaining the compromise resolution with the MTC. The deposition of Mr. Karl Neid, Jr., an MTC member, states:
Q. Was it your understanding that if that resolution was adopted this lawsuit would be dismissed?
A. That’s correct.
Q. Was that a principal factor in your consideration to resolving the whole issue of handicapped transportation?
A. Very definitely so.
Mr. William O. Cooley also a member of the MTC, stated that he understood the adoption of the resolution would accomplish two things: 1) it would provide a higher level of service for handicapped persons wanting transportation, and 2) dismissal of the lawsuit. Several other members of the MTC indicated the dismissal of the lawsuit was a factor which prompted them to vote for the resolution. Richard L. Brown, Director of the Office of Transit Administration, testified that at a meeting held in his office on December 19, 1977, at which key members of the MTC were present, there was a general understanding that if the resolution was passed the lawsuit would be dismissed.
At the very least, we think it can be said the record supports a finding that the lawsuit served in part as a catalyst which prompted the defendant to take action. Parham v. Southwestern Bell Telephone Co., 433 F.2d 421, 429-30 (8th Cir. 1970). It is not necessary for the plaintiffs’ lawsuit to be the sole cause or even the primary[*347] cause of defendants’ decision to settle. Nor is it necessary or practical for the plaintiffs to prove that their rights were in fact violated under traditional standards of analysis. See Nadeau v. Helgemoe, 581 F.2d 275 (1st Cir. 1978).
The chronological sequence of events is an important factor in determining whether or not it can be inferred that the defendants guided their actions in response to plaintiffs’ lawsuit. It is true that defendants had made some efforts at introducing transportation for the handicapped prior to the filing of plaintiffs’ lawsuit. However, certain events took place after the filing of the lawsuit. The record shows that Donald Hubert, Special Projects Director for the MTC, who was in charge of developing a plan (later called Project Mobility) for handicapped transportation, spent only 20% of his time working on that project before the lawsuit was filed. Immediately after the lawsuit was filed, he measurably increased the percentage of time devoted to that project. He opined that the MTC “accelerated” its efforts in the area of handicapped transportation as a result of the lawsuit. Additional persons were assigned the the project after the lawsuit was filed. Mr. Hubert said he felt the lawsuit “motivated some additional activity.” The proposed budgets for Project Mobility increased sharply after the lawsuit was filed.
THE LEGAL QUESTION
The district court found plaintiffs were not prevailing parties in the legal sense because the summary judgment order of March 7, 1978, disposed of all claims asserted by plaintiffs. Plaintiffs urge, however, that the order of March 7, 1978, did not dispose of the claims set forth in paragraphs 3, 4, 6, 7, 9, 10, 11, and 12 of the amended complaint. In part, those paragraphs request that the district court issue a declaratory judgment which defines the rights of the plaintiffs, that the UMTA regulations be declared null and void, that a permanent injunction be issued declaring that persons, including the plaintiffs, who ambulate by wheelchair have equal rights with other persons to utilize the public transportation facilities operated by the MTC, and that all of the defendants develop a plan under the court’s supervision which would insure that the handicapped can effectively utilize the public transportation facilities offered. It does not appear that the district court’s opinion granting defendants’ motions for summary judgment with respect to projects approved by UMTA pri- or to April 27, 1976, disposed of all plaintiffs’ claims.
In addition, plaintiffs argue that the Stipulation of Settlement was entered into on May 3, 1978, several days prior to the running of the time for filing a notice of appeal. Fed.R.App.P. 4(a). Even if the district court’s order had disposed of all the issues, plaintiffs could have appealed to this court. There were still active appealable issues at the time the Stipulation of Settlement took place. See Mental Patient Civil Liberties Project v. Hospital Staff Civil Rights Committee, Department of Public Welfare, 444 F.Supp. 981, 984 (E.D.Pa.1977).
The thrust of the district court’s decision does not answer the critical question of whether defendants’ conduct can be viewed as “gratuitous,” that is, whether plaintiffs’ lawsuit was “frivolous, unreasonable, or groundless.” Plaintiffs had obtained a favorable ruling from this court. Their lawsuit had brought additional activity in the area of handicapped transportation into the MTC offices. The statutes and regulations involved in this lawsuit raise a duty on the part of local officials to provide adequate transportation to the handicapped. Plaintiffs’ attempt to hasten the implementation of those regulations and to determine their rights under the statutes and regulations appears reasonable. The lawsuit cannot be categorized as frivolous, unreasonable, or groundless.
The Supreme Court has stated that in a suit under 42 U.S.C. § 2000a-3(b): “[0]ne who succeeds in obtaining [relief][*348] . . should ordinarily recover an attorney’s fee unless special circumstances would render such an award unjust.” Newman v. Piggie Park Enterprises, Inc., 390 U.S. 400, 402, 88 S.Ct. 964, 966, 19 L.Ed.2d 1263 (1968). Plaintiffs meet both parts of the Nadeau test and, therefore, are entitled to some reasonable compensation for attorneys’ fees from the MTC defendants in their official capacities only.[6]
AMOUNT ALLOWED
Plaintiffs’ counsel have requested this court to award them $216,832.25 in attorneys’ fees and costs. As the district court pointed out, this suit was brought alleging violations of numerous statutes and regulations both state and federal and violations of the United States Constitution. The fact that plaintiffs did not prevail under all their theories and did not receive all the relief they requested does not preclude them from receiving attorneys’ fees. Nevertheless, the result obtained is one factor to be considered in setting the amount of an award of attorneys’ fees to a prevailing party. Brown v. Bathke, 588 F.2d 634, 637 (8th Cir. 1978); see Firefighters Institute for Racial Equality v. St. Louis, 549 F.2d 506, 516 (8th Cir.), cert. denied, 434 U.S. 819, 98 S.Ct. 60, 54 L.Ed.2d 76 (1977) (citing Johnson v. Georgia Highway Express, Inc., 488 F.2d 714, 717-19 (5th Cir. 1974)).
In the present case, the record makes it clear that a considerable amount of the time spent by plaintiffs’ counsel was in attempting to block the purchase of over 300 buses by the MTC that were not equipped to handle the handicapped. Plaintiffs failed in their efforts in this area. Much of the relief which they sought was not granted nor was it likely to be granted if they had continued to litigate. We, nonetheless, find that plaintiffs’ efforts have served to a limited extent to expedite the planning and achievements gained. This we believe sufficient to grant some award for recognition of the services rendered.
We believe a reasonable award for attorneys’ fees should not exceed $10,000 and allocation of reimbursable costs should be in the sum of $2,500.[7]
The judgment of the district court is vacated and remanded for entry of judgment. Plaintiffs’ counsel shall be awarded an additional $500 for this appeal. Costs of the appeal are to be assessed against the appellees.
It is so ordered.
Plaintiffs assert the delay for entering into the Stipulation of Settlement was to gain reassurance that the MTC was making a good faith effort to implement the resolution.
Plaintiffs and the federal defendants entered into a “Stipulation of Dismissal” and a dismissal order was entered on August 31, 1978. The stipulation between plaintiffs and federal defendants did not impose any obligations on the federal defendants.
On November 6, 1978, the Rehabilitation, Comprehensive Services, and Development Disabilities Amendments of 1978, Pub.L.No.95-602 (codified in scattered sections of 29, 38, 42 U.S.C.) became law. Part of that public law amended 29 U.S.C. § 794a to allow attorney’s fees. 29 U.S.C. § 794a(b) provides:
(b) In any action or proceeding to enforce or charge a violation of a provision of this subchapter, the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.
Attorneys’ fees statutes have application to cases pending when the statute is passed. See Hutto v. Finney, 437 U.S. 678, 98 S.Ct. 2565, 57 L.Ed.2d 522 (1978) (interpreting the Civil Rights Attorney’s Fees Awards Act of 1976, amending 42 U.S.C. § 1988); Bradley v. School Bd., 416 U.S. 696, 94 S.Ct. 2006, 40 L.Ed.2d 476 (1974) (interpreting section 718 of the Education Amendments of 1972, 20 U.S.C. § 1617). Several decisions have applied a statute granting attorneys’ fees to cases in which the only issue pending when the statute became effective, was that of attorneys’ fees. Rainey v. Jackson State College, 551 F.2d 672, 675 76 (5th Cir. 1977); Mental Patient Civil Liberties Project v. Hospital Staff Civil Rights Comm., Dept. of Public Welfare, 444 F.Supp. 981, 982 84 (E.D.Pa.1977); Armstead v. Starkville Mun. Separate School Dist., 395 F.Supp. 304, 306-08 (N.D.Miss.), aff’d, 519 F.2d 1087 (1975); see [*346] also Weisenberger v. Huecker, 593 F.2d 49, 50-53 (6th Cir.), cert. denied, 444 U.S. 880, 100 S.Ct. 170, 62 L.Ed.2d 110 (1979); King v. Greenblatt, 560 F.2d 1024, 1025-26 n. 2 (1st Cir. 1977), cert. denied, 438 U.S. 916, 98 S.Ct. 3146, 57 L.Ed.2d 1161 (1978); Martinez Rodriguez v. Jimenez, 551 F.2d 877, 878-79 (1st Cir. 1977); Lytle v. Commissioners of Election, 541 F.2d 421, 424-25 (4th Cir. 1976), cert. denied, 438 U.S. 904, 98 S.Ct. 3122, 57 L.Ed.2d 1147 (1978); Hartmann v. Gaffney, 446 F.Supp. 809, 811 (D.Minn.1977); Keyes v. School Dist. No. 1, 439 F.Supp. 393, 397-401 (D.Colo.1977); Buckton v. NCAA, 436 F.Supp. 1258, 1262-63 (D.Mass.1977); Wilson v. Chancellor, 425 F.Supp. 1227, 1228-30 (D.Or.1977); Latham v. Chandler, 406 F.Supp. 754, 755-56 (N.D.Miss. 1976).
This circuit has held that a plaintiffs lawsuit which does not directly result in the relief requested but does prompt the defendant to act may qualify for an attorney’s fee award. See International Soc’y for Krishna Consciousness, Inc. v. Andersen, 569 F.2d 1027 (8th Cir. 1978); Parham v. Southwestern Bell Tel. Co., 433 F.2d 421 (8th Cir. 1970).
Federal defendants argue that plaintiffs are not entitled to attorneys’ fees against them for two reasons: 1) Plaintiffs were not prevailing parties against federal defendants, and 2) the statutes authorizing attorneys’ fees in this case, 42 U.S.C. § 1988 and 29 U.S.C. § 794a(b), do not waive sovereign immunity.
Unlike the local defendants, federal defendants promised nothing to plaintiffs to induce them to dismiss their suit. The negotiations with the MTC took place without any approval by federal defendants which, of course, was not necessary. Federal defendants have given nothing to plaintiffs nor are they under any obligation to do so. Plaintiffs’ dismissal of their lawsuit against federal defendants was completely gratuitous. We find that plaintiffs were not prevailing parties against federal defendants. Under the circumstances, we need not pass on the question of sovereign immunity.
Having decided that plaintiffs are entitled to attorneys’ fees under 29 U.S.C. § 794a(b), we need not discuss their petition for attorneys’ fees under 42 U.S.C. § 1988.