Burns v. Estelle, 626 F.2d 396 (5th Cir. 1980). · Go Syfert
Burns v. Estelle, 626 F.2d 396 (5th Cir. 1980). Cases Citing This Book View Copy Cite
122 citation events across 17 distinct courts.
Strongest positive: State v. Clark (nm, 1999-07-08)
Treatment trajectory · 1980 → 2026 · click a year to view as-of
1980 2003 2026
Top citers, strongest first. 20 distinct citers. How cited ↗
discussed Cited as authority (rule) State v. Clark (2×)
N.M. · 1999 · confidence medium
For example, the Fifth Circuit reversed a death sentence because potential jurors were improperly excused for being unable to conclusively state that imposing the death penalty would not affect them or that a possibility of a death sentence would make them take their duties as jurors with “unusual seriousness.” Burns v. Estelle, 626 F.2d 396, 397 (5th Cir.1980) (en banc).
cited Cited as authority (rule) Frederick Bell v. State of Mississippi
Miss. · 1993 · confidence medium
Burns v. Estelle, 626 F.2d at 398.
discussed Cited as authority (rule) Wainwright v. Witt (2×)
SCOTUS · 1985 · confidence medium
See, e. g., Darden v. Wainwright, 725 F. 2d 1526, 1528-1529 (CA11 1984) (en banc); Davis v. Zant, 721 F. 2d 1478, 1486 (CA11 1983); Spencer v. Zant, 715 F. 2d 1562, 1576 (CA11 1983); Hance v. Zant, 696 F. 2d 940, 954 (CA11 1983); O'Bryan v. Estelle, 691 F. 2d 706, 709 (CA5 1982); Burns v. Estelle, 626 F. 2d 396, 397-398 (CA5 1980); Herring v. State, 446 So. 2d 1049, 1055 (Fla. 1984); People v. Velasquez, 28 Cal. 3d 461 , 622 P. 2d 952 (1980); People v. Gaines, 88 Ill. 2d 342, 351-352 , 430 N. E. 2d 1046, 1051 (1981); State v. Mercer, 618 S. W. 2d 1, 6 (Mo. 1981) (en banc).
examined Cited as authority (rule) Timothy Wesley McCorquodale v. Charles Balkcom, Warden, Georgia State Prison (4×) also: Cited "see, e.g."
11th Cir. · 1983 · confidence medium
Once the state clearly establishes a potential juror's unequivocal opposition to the death penalty, which in this case the questions asked and the jurors' responses accomplished, it is then incumbent upon the defendant to make an objection specifying why the juror should not be dismissed and to request further questions that would clarify any perceived ambiguity or equivocating by the juror. 5 Cf. Goodwin v. Balkcom, 684 F.2d at 816 (defense counsel's failure to raise Witherspoon violation is evidence of ineffectiveness); Burns v. Estelle, 626 F.2d 396, 398 (5th Cir.1980) (en banc) 6 (error to…
cited Cited as authority (rule) Henry Martinez Porter v. W.J. Estelle, Jr., Director, Texas Department of Corrections
5th Cir. · 1983 · confidence medium
Burns, 626 F.2d at 398.
discussed Cited as authority (rule) Arnold v. Eastern Air Lines, Inc.
4th Cir. · 1983 · confidence medium
Cf. United States v. Martorano, 620 F.2d 912, 920 (1st Cir.1980); United States v. American-Foreign Steamship Corp., 363 U.S. 685 , 80 S.Ct. 1336 , 4 L.Ed.2d 1491 (1960); Burns v. Estelle, 626 F.2d 396, 397 (5th Cir.1980). .
discussed Cited as authority (rule) Richard Arnold, IV v. Eastern Air Lines, Inc. v. United States of America, Francis C. Mihalek v. Eastern Air Lines, Inc. v. United States of America, Helen Rae Weston, as of the Estate of Lewis M. Weston, Deceased v. Eastern Air Lines, Inc., the Aetna Casualty and Surety Company Aetna Insurance Company American Empire Insurance Company Commercial Union Insurance Company Compagnies D'AssurAnces Du Groupe Concorde Continental Casualty Company Employers Mutual Liability Insurance Company of Wisconsin Hartford Fire Insurance Company Industrial Indemnity Company Maryland Casualty Company Reliance Insurance Company Royal Indemnity Company St. Paul Fire and Marine Insurance Company Security Insurance Company of Hartford the Travelers Indemnity Company Underwriters at Lloyd's and Associated British Insurance Companies United States Fidelity and Guaranty Company United States Fire Insurance Company Zurich Insurance Company v. United States of America Bernard C. Groseclose Alden E. Hare William L. Hogan Dennis L. Hunter
4th Cir. · 1983 · confidence medium
Cf. United States v. Martorano, 620 F.2d 912, 920 (1st Cir.1980); United States v. American-Foreign Steamship Corp., 363 U.S. 685 , 80 S.Ct. 1336 , 4 L.Ed.2d 1491 (1960); Burns v. Estelle, 626 F.2d 396, 397 (5th Cir.1980) 2 In Shenker, it was said that the denial of rehearing en banc fell within the discretion of the Third Circuit "to devise its own administrative machinery to provide the means whereby a majority may order such a rehearing." Western Pacific Rr.
cited Cited as authority (rule) Burks v. Estelle
N.D. Tex. · 1983 · confidence medium
Id. at 397-98 (emphasis added).
discussed Cited as authority (rule) Jack E. Alderman v. Sam Austin, Warden, Georgia State Prison (2×)
5th Cir. · 1983 · confidence medium
"This statement seems clearly designed to accommodate the state's legitimate interest in obtaining jurors who could follow their instructions and obey their oaths." Adams v. Texas, 448 U.S. 38, 44 , 100 S.Ct. 2521, 2526 , 65 L.Ed.2d 581 (1980). 1 The state's right to have jurors who could follow the court's instructions and consider all the penalties prescribed by law "entitles [it] to exclude anyone who, for whatever reason, cannot be impartial in deliberating upon the [death penalty issue]." Burns v. Estelle, 626 F.2d 396, 398 (5th Cir.1980).
discussed Cited as authority (rule) Robert Wayne Williams v. Ross Maggio, Jr., Warden and the Attorney General of the State of Louisiana
5th Cir. · 1982 · confidence medium
Granviel v. Estelle, 655 F.2d 673, 678-80 (5th Cir. 1981), cert. denied, --- U.S. ----, 102 S.Ct. 1644 , 71 L.Ed.2d 875 (1982); Burns v. Estelle, 626 F.2d 396, 397-98 (5th Cir. 1980) (en banc). 90 In summary, the majority's conclusion that the exclusion of Ms. Brou was proper cannot be justified under Witherspoon.
discussed Cited as authority (rule) Mitchell v. Hopper (2×) also: Cited "see"
S.D. Ga. · 1982 · confidence medium
Granviel v. Estelle, 655 F.2d 673, 677-78 (5th Cir. 1981); Burns v. Estelle, 626 F.2d 396, 397-98 (5th Cir. 1980) (en banc).
cited Cited "see" Hansen v. State
Miss. · 1991 · signal: see · confidence high
See Burns v. Estelle, 592 F.2d 1297, 1301 (5th Cir.1979), on reh'g, 626 F.2d 396 (5th Cir.1980) (en banc).
discussed Cited "see" Knox v. State (2×)
Tex. Crim. App. · 1987 · signal: see · confidence high
See and compare Circuit Judge Gee's comments that he made on behalf of a panel of the Fifth Circuit and the En Banc Court in Burns v. Estelle, 626 F.2d 396 (5th Cir.1980); Burns v. Estelle, 592 F.2d 1297 (5th Cir.1979).
discussed Cited "see" Gray v. State
Miss. · 1985 · signal: see · confidence high
See Burns v. Estelle, 592 F.2d 1297 (5th Cir.1979), adhered en banc 626 F.2d 396 (5th Cir.1980), Moore v. Estelle, 670 F.2d 56 (5th Cir.1982), Hance v. Zant, 696 F.2d 940, 956 (11th Cir.1983); Barfield v. Harris, 540 F. Supp. 451, 465 (ED.N.C. 1982); Keeten v. Garrison, 578 F. Supp. 1164, 1190 (WD N.C. 1984); Chandler v. State, 442 So.2d 171, 175 (Fla. 1983); Blankenship v. State, 280 S.E.2d 623 , 624 (Ga. 1981); overruling Alderman v. State, 241 Ga. 496 , 246 S.E.2d 642 (1978); Grijalva v. State, 614 S.W.2d 420 (Tx.Cr.
discussed Cited "see" Ronald Clark O'Bryan v. W.J. Estelle, Jr., Director, Texas Department of Corrections, Respondent (2×)
5th Cir. · 1983 · signal: see · confidence high
See Burns v. State, 556 S.W.2d 270, 279 (Tex.Cr.App.1977), rev'd on other grounds, 626 F.2d 396 (5th Cir.1980) (en banc); Hammett v. State, 578 S.W.2d 699, 704 (Tex.Cr.App.1979) (en banc).
discussed Cited "see" William Henry Hance v. Walter D. Zant, Warden, Georgia Diagnostic and Classification Center
11th Cir. · 1983 · signal: accord · confidence high
The scope of this holding is clarified by Justice Rehnquist in dissent who refers to it as “a per se rule that precludes application of even the harmless-error test of Chapman v. California, 386 U.S. 18 [ 87 S.Ct. 824 , 17 L.Ed.2d 705 ] (1967).” 429 U.S. at 123-24 , 97 S.Ct. at 399-400; accord Burns v. Estelle, 592 F.2d 1297, 1299-1300 (5th Cir.1979), adhered to, 626 F.2d 396 (1980) (en banc); Moore v. Estelle, 670 F.2d 56, 57 (5th Cir.), cert. denied, - U.S. -, 102 S.Ct. 3495 , 73 L.Ed.2d 1375 (1982).
discussed Cited "see, e.g." Rougeau v. State
Tex. Crim. App. · 1982 · signal: compare · confidence medium
Compare White v. State, 629 S.W.2d 701, 706 (Tex.Cr.App.1981). *742 As the court reasoned in Burns v. Estelle, 626 F.2d 396, 398 (CA5 1980): “Further questioning, which was denied, might well have either revealed that she could lay her personal views aside, follow the court’s instructions, and do her duty as a citizen or made unmistakably clear that she could not or would not do so.
discussed Cited "see, e.g." Lackey v. State (2×)
Tex. Crim. App. · 1982 · signal: see also · confidence low
See also Burns v. Estelle, 626 F.2d 396 (5th Cir. 1980).
discussed Cited "see, e.g." Dobbert v. Strickland
M.D. Fla. · 1982 · signal: compare · confidence low
Compare Burns v. Estelle, 592 F.2d 1297 (5th Cir. 1979), rehearing en banc, 626 F.2d 396 (5th Cir. 1980); Alderman v. Austin, 663 F.2d 558 (5th Cir. 1981) (stan *562 dard for properly dismissing juror for cause different from that for peremptory challenge).
discussed Cited "see, e.g." Kenneth Granviel v. W. J. Estelle, Jr., Director, Texas Department of Corrections
5th Cir. · 1981 · signal: see also · confidence low
See also footnote 21, 391 U.S. 522 , 88 S.Ct. 1777 3 Ashe v. Swenson, 397 U.S. 436, 444 , 90 S.Ct. 1189, 1194 , 25 L.Ed.2d 469 4 Tezono v. State, 484 S.W.2d 374, 383-384 (Tex.Cr.App.1972) 5 442 U.S. 1301 , 99 S.Ct. 2091 , 60 L.Ed.2d 649 (1980) 6 An examination of the facts of Burns v. Estelle, 592 F.2d 1297 (5th Cir. 1979), 626 F.2d 396 en banc (1980), reveals clear distinctions.
Retrieving the full opinion text from the archive…
James Paul Burns
v.
W. J. Estelle, Jr., Director, Texas Department of Corrections, and Robert Cousins, Warden, Ellis Unit, Texas Department of Corrections
78-3109.
Court of Appeals for the Fifth Circuit.
Sep 24, 1980.
626 F.2d 396
Published

626 F.2d 396

James Paul BURNS, Petitioner-Appellant,
v.
W. J. ESTELLE, Jr., Director, Texas Department of
Corrections, and Robert Cousins, Warden, Ellis
Unit, Texas Department of Corrections,
Respondents-Appellees.

No. 78-3109.

United States Court of Appeals,
Fifth Circuit.

Sept. 24, 1980.

Richard J. Clarkson, Beaumont, Tex., for petitioner-appellant.

Joel Berger, Legal Defense Fund and Educational Fund, Inc., Jack Greenberg, James M. Nabrit, III, John Charles Boger, Deborah Fins, New York City, Anthony G. Amsterdam, Stanford University Law School, Stanford, Cal., amicus curiae.

Mark White, Atty. Gen., Anita Ashton, Asst. Atty. Gen., Austin, Tex., for respondents-appellees.

Carol S. Vance, Dist. Atty., Houston, Tex., amicus curiae.

Appeal from the United States District Court for the Western District of Texas.

Before COLEMAN, Chief Judge, BROWN, AINSWORTH, GODBOLD, CHARLES CLARK, RONEY, GEE, TJOFLAT, HILL, FAY, RUBIN, VANCE, KRAVITCH, FRANK M. JOHNSON, Jr., GARZA, HENDERSON, REAVLEY, POLITZ, HATCHETT, ANDERSON, RANDALL, TATE, SAM D. JOHNSON and THOMAS A. CLARK, Circuit Judges[*].

GEE, Circuit Judge:

[*~396]1

As the Supreme Court has observed, Adams v. Texas, --- U.S. ----, ----, 100 S.Ct. 2521, 2525, n.2, 65 L.Ed.2d 581 (1980), we heard oral argument en banc in this matter on January 8, 1980, to reconsider the opinion and decision of our panel reported at 592 F.2d 1297 (5th Cir.). That opinion held, in summary, that section 12.31(b) of the Texas Penal Code, which disqualifies jurors unwilling to swear that a mandatory penalty of death or life imprisonment will not "affect" their deliberations on factual issues, lays down a disqualification standard impermissibly broader than the Court's Witherspoon decision. Witherspoon v. Illinois, 391 U.S. 510, 88 S.Ct. 1770, 20 L.Ed.2d 776 (1968). We have withheld decision en banc until the Court spoke in Adams.

2

It has now done so. Its opinion holds, as did our panel, that the Texas law in question may not be viewed as a basis for disqualification independent of Witherspoon. So holding, it disapproved the disqualification under that law of several veniremen who were unable to state positively that the potential death penalty would not affect them or who admitted on voir dire that the possibility of its imposition would affect their deliberations by making them, in essence, take their duties as jurors with unusual seriousness or would involve them emotionally.[1] The Court, having noted these veniremen's answers, then goes forward in a telling passage to say:

3

But neither nervousness, emotional involvement, nor inability to deny or confirm any effect whatsoever is equivalent to an unwillingness or an inability on the part of the jurors to follow the court's instructions and obey their oaths, regardless of their feelings about the death penalty. The grounds for excluding these jurors were consequently insufficient under the Sixth and Fourteenth Amendments. Nor in our view would the Constitution permit the exclusion of jurors from the penalty phase of a Texas murder trial if they aver that they will honestly find the facts and answer the questions in the affirmative if they are convinced beyond reasonable doubt, but not otherwise, yet who frankly concede that the prospects of the death penalty may affect what their honest judgment of the facts will be or what they may deem to be a reasonable doubt.

4

--- U.S. at ----, 100 S.Ct. at 2529.

5

The Court's observations confirm the view of our panel, with which we here agree en banc, that the state's questioning of members of this venire, such as Mrs. Doss, simply did not go far enough to disqualify them. It is true that she presents a stronger initial case for disqualification than the veniremen considered in Adams : three times in succession Mrs. Doss stated that she did not believe in the death penalty, following with an affirmation that it would affect her deliberations on any issue of fact in the case.[2] These are strong expressions indeed, but they fall short of unequivocal avowals disqualifying her under either aspect of Witherspoon's two-pronged test, reiterated by the Court in Adams :

6

(N)othing we say today bears upon the power of a State to execute a defendant sentenced to death by a jury from which the only veniremen who were in fact excluded for cause were those who made unmistakably clear (1) that they would automatically vote against the imposition of capital punishment without regard to any evidence that might be developed at the trial of the case before them, or (2) that their attitude toward the death penalty would prevent them from making an impartial decision as to the defendant's guilt.

7

--- U.S. at ----, 100 S.Ct. at 2525 (quoting Witherspoon v. Illinois, 391 U.S. 510, 522-23 n.21, 88 S.Ct. 1770, 1777 n.21, 20 L.Ed.2d 776 (emphasis in original)).

[*~397]8

As to its prong concerning the imposition of the death penalty, she did not testify that she would automatically vote against it, regardless of what the evidence might show. As to its guilt-or-innocence prong, she did not "make unmistakably clear" that her attitude toward the death penalty would prevent her from making an impartial decision as to guilt. These are the two talismans; and had her answers unmistakably and plainly contravened either, she might properly have been excused.

9

But her answers did not do so. As to the penalty aspect of the test, she merely expressed disagreement with it. As to its guilt-or-innocence prong if guilt or innocence be viewed as an issue of ultimate fact she testified merely that the presence of the penalty would "affect" her deliberations, with little or no indication of how profound that effect would be. This was not enough. Further questioning, which was denied, might well have either revealed that she could lay her personal views aside, follow the court's instructions, and do her duty as a citizen or made unmistakably clear that she could not or would not do so. What her answers might have been will never be known. She was therefore prematurely excused, with the showing required by Witherspoon for her dismissal incomplete. Since she was, Burns' death sentence cannot be carried out. The panel's disposition of the case was therefore correct.

10

REVERSED and REMANDED.

11

REAVLEY, Circuit Judge, with whom FAY, Circuit Judge, joins, specially concurring:

12

My concern is to keep the Witherspoon rule discrete from juror qualification to decide guilt or innocence. The state is entitled to exclude anyone who, for whatever reason, cannot be impartial in deliberating upon that question. The presiding judge should be entitled to resolve doubts about a prospective juror's ability to be impartial on defendant's guilt or innocence by excusing for cause.

13

If a panel member discloses on voir dire that he has read in the press of the crime and the defendant's participation, the defense attorney is entitled to have that person excused if the presiding judge is not satisfied that the panel member can and will lay aside what has been read and will not allow it to affect his deliberations in any respect or to any degree. His qualifications would not be assured by the facile assent to "follow the law as given by the court" and "be true to the juror's oath."

14

The rule should be no different where the panel member objects to capital punishment. We should be careful not to write as if there is a special rule now which raises the burden upon the prosecutor to "make unmistakably clear" the partiality of the prospective juror. I believe the point is a proper one despite the language quoted in the court's opinion from the Witherspoon footnote 21 as well as the repetition of that quotation by the Chief Justice in Lockett v. Ohio, 438 U.S. 586, 595, 98 S.Ct. 2954 at 2960, 57 L.Ed.2d 973 (1978).

15

Read entirely, the Witherspoon opinion does not change the rule as to juror qualification to decide guilt or innocence. The Court expressly refused to reverse the conviction of Witherspoon even though half of the panel had been excused simply because they held conscientious scruples or opposition to capital punishment. 391 U.S. at 516-518, 88 S.Ct. at 1774-1775. I assume Mr. Justice Rehnquist is correct when he says in his Adams dissent: "No one would suggest, however, that jurors could not be excused for cause if they declined to swear that the possibility of capital punishment would not affect their determination of the defendant's guilt or innocence." --- U.S. at ----, 100 S.Ct. at 2531.

[*~398]16

I concur in the judgment because Adams prevents the imposition of the death penalty by a jury from which persons were excluded solely because their deliberation in the penalty phase could be affected by their views on capital punishment.

*

Judge Goldberg was a member of the en banc court under 28 U.S.C.A. § 46(c) and participated in the oral argument of the case en banc. Since that time he has taken senior status and therefore does not participate in this decision. Judge Jerre S. Williams did not participate in the consideration or decision in this case. The case was taken under submission by the court en banc on January 8, 1980

1

In the only voir dire passage quoted, Venireman Forrest Jenson testified: "Well, I think it probably would (affect my deliberations) because afterall (sic), you're talking about a man's life here. You definitely don't want to take it lightly." --- U.S. at ---- n.7, 100 S.Ct. at 2528 n.7

2

The colloquy was as follows:

Q: (By the prosecutor) All right. Let me ask you this question, a sentence of life imprisonment or death is mandatory on conviction of a capital penalty case, you understand that?

A: Yes, sir, I understand it.

Q: All right. And this is a capital felony case.

A: I don't believe in it.

Q: Ma'am?

A: I do not believe in it.

Q: Let me go into it then. You told me just then that you did not believe in death?

A: That's right.

Q: All right. Then will the mandatory penalty of death or imprisonment for life affect your deliberation on any issue of fact, which what you just told me it will, in other words the mandatory penalty of death or imprisonment for life will affect the deliberations on any issue of fact in this case, is that correct?

A: That's right.

MR. GREEN: All right. Judge, we ask this juror be excused.

MR. ABALOS: I think we should ask some further questions about this matter.

THE COURT: I don't know what you could ask. You challenge her for cause, is that correct?

MR. WILLIAMS: That is the magic term phrase and she answered it the way you are not supposed to.

THE COURT: Ma'am, I will excuse you. You are challenged for cause, you will not be on the jury. You are dismissed from jury service. Thank you very much for your attendance.