An acquittal prevents retrial under the Double Jeopardy Clause even if the judgment rests on an erroneous legal foundation.
After a federal district court entered a formal judgment of acquittal following the testimony of only a few government witnesses, the Court of Appeals vacated the judgment and ordered a retrial, finding the trial court lacked the power to direct such an acquittal due to alleged prosecutorial misconduct and witness credibility issues. The Supreme Court addressed whether the Fifth Amendment's protection against double jeopardy barred a retrial. Although the appellate court found the acquittal was based upon an egregiously erroneous foundation, the Supreme Court held that a final judgment of acquittal cannot be reviewed without violating the constitutional guarantee against being twice put in jeopardy for the same offense.
At page 143 Finality of acquittal verdict under double jeopardy117 citing cases“the acquittal was based upon an egregiously erroneous foundation.”
- State v. Jerry Campbell, 923 S.E.2d 692 (Ga. Ct. App. 2025).published The United States Supreme Court “first recognized that the Double Jeopardy Clause bars retrial following a court-decreed acquittal, even if the acquittal is ‘based upon an egregiously erroneous foundation.’” Evans v. Michigan, 568 U.S. 313…
- Woodward v. California, No. 24-227 (U.S. Feb. 24, 2025).To the contrary, this Court has stated that the Double Jeopardy Clause “bars retrial following a court-de- creed acquittal, even if the acquittal is ‘based upon an egre- giously erroneous foundation.’ ” Id., at 318 (quoting Fong Foo v. Uni…
- Commonwealth v. Chambers, L., Aplt., 310 A.3d 76 (Pa. 2024).publishedThis case now turns on whether the trial court’s on-the-record judgment—as stated—constituted a final verdict, or whether the court had the authority later to reform 60 Id. (footnote and citations therein omitted). 61 Commonwealth v. Gibbo…
- Hartman v. Knudsen, No. 9:22-cv-00057 (D. Mont. Aug. 12, 2022).An acquittal based on “an egregiously erroneous foundation” does not authorize a new trial, see Washington, 434 U.S. at 503 (quoting Fong Foo v. United States, 369 U.S. 141, 143 (1962) (per curiam)), but even if it did, unreasonable perfor…
- State of Tennessee v. Antonio Maurice Jackson, No. M2020-01098-CCA-R3-CD (Tenn. Crim. App. June 3, 2022).publishedThe prohibition against double jeopardy is explicitly extended “to situations where an acquittal is ‘based upon an egregiously erroneous foundation.’” Sanabria, 437 U.S. at 64 (quoting Fong Foo v. United States, 369 U.S. 141, 143 (1962)).
- Patrick Leonard Martin v. the State of Texas, No. 03-20-00102-CR (Tex. App.—Austin Feb. 17, 2022).unpublishedAn acquittal bars appellate review even when based “on an ‘egregiously erroneous foundation,’ such as erroneous exclusion of evidence or erroneous weighing of evidence.” Id. (quoting Fong Foo v. United States, 369 U.S. 141, 143 (1962)); se…
- State v. Michelle Paden-Battle (084603) (Essex Cnty. & Statewide), No. A-13-20 (N.J. Sept. 23, 2021).publishedThus, “[e]ven if the verdict is ‘based upon an egregiously erroneous foundation,’ Fong Foo v. United States, 369 U.S. 141, 143 (1962), its finality is unassailable,” Yeager, 557 U.S. at 122-23 .
- State v. Mark Melvin (083298) (Essex Cnty. & Statewide), 258 A.3d 1075 (N.J. 2021).publishedThus, “[e]ven if the verdict is ‘based upon an egregiously erroneous foundation,’ Fong Foo v. United States, 369 U.S. 141, 143 (1962), its finality is unassailable,” Yeager, 557 U.S. at 122-23 .
- State v. Robinson, 846 S.E.2d 711 (N.C. 2020).published United States v. Martin Linen Supply Co., 430 U.S. 564, 571 , 97 S. Ct. 1349, 1354 (1977); see also Evans, 568 U.S. at 318 , 133 S. Ct. at 1074 ; Fong Foo v. United States, 369 U.S. 141, 143 , 82 S. Ct. 671, 672 (1962); Green v. United Sta…
- Christopher Milo v. State of Indiana, No. 19A-CR-751 (Ind. Ct. App. Dec. 5, 2019).publishedElkins v. State, 754 N.E.2d 643, 644 (Ind. Ct. App. 2001) (citing Williams v. State, 634 N.E.2d 849, 853 (Ind. Ct. App. 1994)), trans. denied.5 Indeed, double jeopardy bars retrial following a court-ordered acquittal “even if the acquittal…
Show 97 more citing cases
- Audrey McDaniels v. Warden Cambridge Springs SCI, 700 F. App'x 119 (3d Cir. 2017).unpublished For example, in Fong Foo v. United States, during the testimony of the government’s fourth witness, the trial court directed the jury to return verdicts of acquittal as to all defendants. 369 U.S. 141, 142 (1962) (per curiam).
- United States v. Specialist KRISTOPHER M. HADLEY, No. ARMY 20150766 (A.C.C.A. May 2, 2017).unpublished“However mistaken or wrong it may be, an acquittal cannot be withdrawn or disapproved.” United States v. Hitchcock, 6 M.J. 188, 189 (C.M.A. 1979) (citing Fong Foo v. United States, 369 U.S. 141, 143 (1962)).
- State v. Martin, 2017 Ark. 64, 512 S.W.3d 617.publishedFong Foo v. United States, 369 U.S. 141, 143 (1962) (per curiam).
- United States v. Staff Sergeant FRANCISCO LARA, No. ARMY MISC 20160776 (A.C.C.A. Dec. 23, 2016).unpublished"However mistaken or wrong it may be, an acquittal cannot be withdrawn or disapproved." United States v. Hitchcock, 6 M.J. 188, 189 (C.M.A. 1979) (citing Fong Foo v. United States, 369 U.S. 141, 143 (1962)).
- Holcomb, Donna Gayle, No. PD-1233-14 (Tex. Crim. App. Apr. 1, 2015).published(concluding that court's directed verdict of acquittal could not be reviewed without violating the Double Jeopardy Clause, despite fact that it rested upon an "egregiously erroneous foundation)
- Murray, Chad William, No. PD-1230-14 (Tex. Crim. App. Feb. 6, 2015).published“based upon an egregiously erroneous foundation”
- People v. Pedroza, 231 Cal. App. 4th 635 (Cal. Ct. App. 2014).publishedBecause the court dismissed the case after the jury rendered a guilty verdict, we conclude the court’s dismissal order is reviewable on appeal. *648 In Evans v. Michigan (2013) 568 U.S. _ [ 185 L.Ed.2d 124 , 133 S.Ct. 1069 ] (Evans), the U…
- People v. Eroshevich, 336 P.3d 678 (Cal. 2014).published (Ibid, [although trial court erred in directing verdict of acquittal at close of prosecution’s case, defendant was acquitted for double jeopardy purposes and could not be retried]; see, e.g., Smalis v. Pennsylvania (1986) 476 U.S. 140 [ 90…
- People v. Howard, 2014 IL App (1st) 122958.publishedEvans v. Michigan, 568 U.S. ___ , ___, 133 S. Ct. 1069, 1074 (2013) (quoting Fong Foo v. United States, 369 U.S. 141, 143 (1962)); Cervantes, 2013 IL App (2d) 110191, ¶ 25 .
- State v. Davenport, 116 So. 3d 1038 (La. Ct. App. 2013).publishedUpon writ of certiorari to the Supreme Court, a majority court found that the trial terminated upon the entering of the judgment of acquittal, which was final and could not be reviewed without subjecting the defendants to double jeopardy —…
- State v. Baca, 2013-NMCA-060, 4 N.M. 130.publishedMarquez, 2012-NMSC-031, ¶ 15 (stating that when there is an acquittal, the state may not appeal from the evidentiary ruling on which the acquittal is based); Lizzol, 2007-NMSC-024, ¶ 7 (stating that a verdict of acquittal cannot be reviewe…
- People v. Carbajal, 298 P.3d 835 (Cal. 2013).published(See Fong Foo v. United States (1962) 369 U.S. 141, 143 [ 7 L.Ed.2d 629 , 82 S.Ct. 671 ].) As we now explain, however, the first jury in this case had no authority to consider the multiple victim allegation. (§ 667.61, subd. (e)(4).) Once…
- State v. Baca, 2013-NMCA-060.published Marquez, 2012-NMSC-031, ¶ 15 (stating that when there is an acquittal, the state may not appeal from the evidentiary ruling on which the acquittal is based); Lizzol, 2007-NMSC-024, ¶ 7 (stating that a verdict of acquittal cannot 9 be revie…
- Evans v. Michigan, 568 U.S. 313 (2013).published “based upon an egregiously erroneous foundation”
- York, Rickie Dawson, No. PD-0088-10 (Tex. Crim. App. June 29, 2011).published(even though the acquittal verdict may be based “upon an egregiously erroneous foundation,” the verdict is final, and the defendant cannot be retried for the same offense without violating double jeopardy)
- State v. Blackshere, 344 S.W.3d 400 (Tex. Crim. App. 2011).published Fong Foo v. United States , 369 U.S. 141, 143 (1962). 14.
- Christopher Lee Duncan v. State of Michigan, No. 139345 (Mich. Dec. 22, 2010).publishedUnited States v Scott, 437 US 82, 91 , (1978); Sanabria v United States, 437 US 54, 68-69, 98 (1978); United States v Martin Linen Supply Co, 430 US 564, 570 (1977); Fong Foo v United States, 369 US 141, 143 (1962).
- In Re Z.S., 776 N.W.2d 290 (Iowa 2009).publishedUnited States v. Byrne, 203 F.3d 671, 673 (9th Cir.2000) (citing Fong Foo v. United States, 369 U.S. 141, 143 , 82 S.Ct. 671, 672 , 7 L.Ed.2d 629, 631 (1962)). "[T]he Double Jeopardy Clause of the Fifth Amendment prohibits reexamination of…
- In The Interest Of Z.S., Minor Child, State Of Iowa, 776 N.W.2d 290 (Iowa 2009).publishedUnited States v. Byrne, 203 F.3d 671, 673 (9th Cir.2000) (citing Fong Foo v. United States, 369 U.S. 141, 143 , 82 S.Ct. 671, 672 , 7 L.Ed.2d 629, 631 (1962)). “[T]he Double Jeopardy Clause of the Fifth Amendment prohibits reexamination of…
- Yeager v. United States, 557 U.S. 110 (2009).published “based upon an egregiously erroneous foundation”
- United States v. Miles, 327 F. App'x 797 (10th Cir. 2009).unpublishedIf the trial court’s decision is in effect an acquittal, it would violate the Double Jeopardy clause to bring the defendant to trial again even if the acquittal had been “‘based upon an egregiously erroneous foundation.’” Sanabria v. Unite…
- Ex Parte McCombs, 24 So. 3d 1175 (Ala. Crim. App. 2009).publishedThe fundamental nature of this rule is manifested by its explicit extension to situations where an acquittal is ‘based upon an egregiously erroneous foundation.’ Fong Foo v. United States, 369 U.S. 141, 143 (1962); see Green v. United Stat…
- State of Tennessee v. Joey DeWayne Thompson, 285 S.W.3d 840 (Tenn. 2009).publishedFong Foo v. U.S., 369 U.S. 141, 143 (1962) (quoting United States v. Ball, 163 U.S. 662, 671 (1896)).
- State v. Kramer, 760 N.W.2d 190 (Iowa 2009).published United States v. Byrne, 203 F.3d 671, 673 (9th Cir.2000) (citing Fong Foo v. United States, 369 U.S. 141, 143 , 82 S.Ct. 671, 672 , 7 L.Ed.2d 629, 631 (1962)).
- State v. Seuferling, 238 S.W.3d 217 (Mo. Ct. App. 2007).published “based upon an egregiously erroneous foundation”
- United States v. Louis Black Lance, 454 F.3d 922 (8th Cir. 2006).publishedNevertheless, the verdict of acquittal was final, and could not be reviewed without putting the petitioners twice in jeopardy, and thereby violating the constitution. -3- 369 U.S. at 143 (quotation and alterations omitted).
- United States v. Ogles, No. 03-10439 (9th Cir. Mar. 9, 2006).publishedIn Martin Linen, after a “hopelessly deadlocked” jury was discharged, the district court entered judgments of acquittal under Rule 29(c).2 The Court noted that, even if the “acquittal was based upon an egregiously erroneous foundation, . .…
- People v. Atkins, 838 N.E.2d 943 (Ill. 2005).published Ed. 2d 629, 631 , 82 S. Ct. 671, 672 (1962).
- Jessica Williams v. Warden, for the State of Nevada Women's Corr. Facility, Christine Bodo, 422 F.3d 1006 (9th Cir. 2005).publishedThe constitutional protection against double jeopardy unequivocally prohibits a second trial following an acquittal, for the public interest in the finality of criminal judgments is so strong that an acquitted defendant may not be retried…
- Hudgins v. Commonwealth, 597 S.E.2d 221 (Va. Ct. App. 2004).publishedNevertheless, “[t]he verdict of acquittal was final, and could not be reviewed ... without putting [the petitioners] twice in jeopardy, and thereby violating the Constitution.” Id. at 143 , 82 S.Ct. at 672 (citations omitted).
- Sanabria v. United States, 437 U.S. 54 (1978).published
- United States v. DiFrancesco, 449 U.S. 117 (1980).published
- Arizona v. Manypenny, 451 U.S. 232 (1981).published
- Bullington v. Missouri, 451 U.S. 430 (1981).published
- Tibbs v. Florida, 457 U.S. 31 (1982).published
- Rodrigues v. Hawaii, 469 U.S. 1078 (1985).published
- McCleskey v. Kemp, 481 U.S. 279 (1987).published
- Dowling v. United States, 493 U.S. 342 (1990).published
- Smith v. Massachusetts, 543 U.S. 462 (2005).published
- United States v. Ronald S. Jenkins, 490 F.2d 868 (2d Cir. 1973).published
- United States v. Gregorio Jaramillo, United States of Am. v. Michael Eugene Sturdevant, 510 F.2d 808 (8th Cir. 1975).published
- United States v. Donald E. Lasater, 535 F.2d 1041 (8th Cir. 1976).published
- Albert Herman Freer v. Richard L. Dugger, Sec'y, Dep't of Corr., Robert A. Butterworth, Attorney Gen., State of Florida, 935 F.2d 213 (11th Cir. 1991).published
- United States v. Robert Council, Jr., 973 F.2d 251 (4th Cir. 1992).published
- Dow v. Circuit Court of First Circuit Through Milks, 53 F.3d 338 (1st Cir. 1995).unpublished
- Hawkins v. Freeman, 195 F.3d 732 (4th Cir. 1999).published
- State v. Rodrigues, 679 P.2d 615 (Haw. 1984).published
- People v. Superior Court (Marks), 820 P.2d 613 (Cal. 1991).published
- People v. Hatch, 991 P.2d 165 (Cal. 2000).published
- State v. Motycka, 586 P.2d 913 (Wash. Ct. App. 1978).published
- Farrell v. State, 774 A.2d 387 (Md. 2001).published
- State v. Kelly, 992 A.2d 776 (N.J. 2010).published
- State v. Gurske, 395 N.W.2d 353 (Minn. 1986).published
- State v. Zawodniak, 946 S.W.2d 936 (Ark. 1997).published
- State v. Widmaier, 724 A.2d 241 (N.J. 1999).published
- Commonwealth v. Potter, 386 A.2d 918 (Pa. 1978).published
- State v. Taft, 506 N.W.2d 757 (Iowa 1993).published
- People v. Aleman, 667 N.E.2d 615 (Ill. App. Ct. 1st Dist. 1996).published
- People v. Williams, 721 N.E.2d 524 (Ill. 1999).published
- People v. Pettaway, 206 Cal. App. 3d 1312 (Cal. Ct. App. 1988).published
- People v. Deems, 392 N.E.2d 1118 (Ill. App. Ct. 3d Dist. 1979).published
- State v. Turley, 381 N.W.2d 309 (Wis. 1986).published
- People v. Henry, 789 N.E.2d 274 (Ill. 2003).published
- People v. Edwards, 422 N.E.2d 1117 (Ill. App. Ct. 1st Dist. 1981).published
- People v. Allen, 801 N.E.2d 1115 (Ill. App. Ct. 1st Dist. 2003).published
- Wright v. State, 515 A.2d 1157 (Md. 1986).published
- Commonwealth v. Feathers, 660 A.2d 90 (Pa. Super. Ct. 1995).published
- Ex Parte Jesus Aviles, No. 03-01-00584-CR (Tex. App.—Austin May 31, 2002).published
- United States v. Donnell Young, 424 F.3d 499 (6th Cir. 2005).published
- United States v. Jose, No. 04-10202 (9th Cir. Oct. 18, 2005).published
- Hoyle v. Ada Cnty., No. 06-35509 (9th Cir. Aug. 1, 2007).published
- Crawford v. Dist. of Columbia, 192 A.3d 568 (D.C. 2018).published
- El Pueblo de Puerto Rico v. Benítez Maldonado, 113 P.R. Dec. 610 (1982).published
- Kelly v. Johnson, No. 2:16-cv-02553 (D.N.J. June 11, 2020).unpublished
- Arizona v. Washington, 434 U.S. 497 (1978).published
- United States v. Michael M. Busic, United States of Am. v. Anthony Larocca, 639 F.2d 940 (3d Cir. 1981).published
- United States v. MacIo Singleton, 702 F.2d 1159 (D.C. Cir. 1983).published
- United States v. Joseph Merlino A/K/A Skinney Joey Joseph Merlino, 310 F.3d 137 (3d Cir. 2002).published
- Steven Donald Stow v. Albert Murashige, 389 F.3d 880 (9th Cir. 2004).published
- State v. Alanis, 712 P.2d 585 (Idaho 1985).published
- Caldwell v. State, 884 A.2d 199 (Md. Ct. Spec. App. 2005).published
- State v. Hogg, 385 A.2d 844 (N.H. 1978).published
- Daff v. State, 566 A.2d 120 (Md. 1989).published
- Strong v. State, 87 S.W.3d 206 (Tex. App.—Dallas 2002).published
- United States v. Tyler, 392 A.2d 511 (D.C. 1978).published
- Eilers v. Dist. of Columbia Bureau of Motor Vehs. Servs., 583 A.2d 677 (D.C. 1990).published
- State v. Bowen, 540 A.2d 218 (N.J. Super. Ct. App. Div. 1988).published
- State v. Despertt, 535 A.2d 963 (Md. Ct. Spec. App. 1988).published
- Commonwealth v. Micklos, 672 A.2d 796 (Pa. Super. Ct. 1996).published
- People v. Lee, No. D061235 (Cal. Ct. App. Mar. 7, 2014).unpublished
- in Re Jesus Aviles, 78 S.W.3d 677 (Tex. App.—Austin 2002).published
- People v. Cervantes, 2013 IL App (2d) 110191, 991 N.E.2d 521.published
- State v. Linton, 93 P.3d 183 (Wash. Ct. App. 2004).published
- State v. Lizzol, 2007-NMSC-024, 160 P.3d 886.published
- Aleman v. Honorable Judges of the Circuit Court of Cook Cnty., 138 F.3d 302 (7th Cir. 1998).published
- People ex rel. Daley v. Limperis, 427 N.E.2d 1212 (Ill. 1981).published
- State v. Street, 2023-Ohio-4405, 230 N.E.3d 1229.published
At page 142 Directing acquittal based on witness credibility or prosecutor conduct4 citing casesfinding acquittal based on poor credibility of prosecution witnesses and improper conduct of prosecutor was "egregiously erroneous
- Audrey McDaniels v. Warden Cambridge Springs SCI, 700 F. App'x 119 (3d Cir. 2017).unpublished For example, in Fong Foo v. United States, during the testimony of the government’s fourth witness, the trial court directed the jury to return verdicts of acquittal as to all defendants. 369 U.S. 141, 142 (1962) (per curiam).
- State v. Blackshere, 344 S.W.3d 400 (Tex. Crim. App. 2011).published Fong Foo v. United States , 369 U.S. 141, 143 (1962). 14.
- Commonwealth v. Love, 895 N.E.2d 744 (Mass. 2008).published
At page 144 Dissenting opinion on trial court power to direct acquittal4 citing casesFifth Amendment. Even assuming that a trial court may have power, in extreme circumstances, to direct a judgment of acquittal, instead of declaring a mistrial,…
- Audrey McDaniels v. Warden Cambridge Springs SCI, 700 F. App'x 119 (3d Cir. 2017).unpublished For example, in Fong Foo v. United States, during the testimony of the government’s fourth witness, the trial court directed the jury to return verdicts of acquittal as to all defendants. 369 U.S. 141, 142 (1962) (per curiam).
- State of Texas v. Moreno, Ernesto, No. PD-0821-08 (Tex. Crim. App. Sept. 23, 2009).publishedThe defining feature of a mistrial is that the order contemplates further prosecution.46 When a mistrial is declared, the Double Jeopardy Clause is not violated if “the defendant is responsible for the second prosecution.” 47 A defendant’s…
- People v. Mehall, 539 N.W.2d 593 (Mich. Ct. App. 1995).published
At page 141 Trial proceedings following indictment for conspiracy and concealment4 citing casesdirected verdict after seven days of trial barred retrial notwithstanding appellate court’s disagreement with the ruling
- State v. Robinson, 846 S.E.2d 711 (N.C. 2020).published United States v. Martin Linen Supply Co., 430 U.S. 564, 571 , 97 S. Ct. 1349, 1354 (1977); see also Evans, 568 U.S. at 318 , 133 S. Ct. at 1074 ; Fong Foo v. United States, 369 U.S. 141, 143 , 82 S. Ct. 671, 672 (1962); Green v. United Sta…
- State v. George, 158 P.3d 1169 (Wash. 2007).published(directed verdict after seven days of trial barred retrial notwithstanding appellate court’s disagreement with the ruling)
Other citing cases
- United States v. Martin Linen Supply Co., 430 U.S. 564 (1977).published
- Barnes v. State, 9 S.W.3d 646 (Mo. Ct. App. 1999).published
v.
UNITED STATES
Lead Opinion
The petitioners, a corporation and two of its employees, were brought to trial before a jury in a federal district court upon an indictment charging a conspiracy and the substantive offense of concealing material facts in a matter within the jurisdiction of an agency of the United States, in violation of 18 U. S. C. §§ 371 and 1001. After seven[*142] days of what promised to be a long and complicated trial, three government witnesses had appeared and a fourth was in the process of testifying. At that point the district judge directed the jury to return verdicts of acquittal as to all the defendants, and a formal judgment of acquittal was subsequently entered.
The record shows that the district judge’s action was based upon one or both of two grounds: supposed improper conduct on the part of the Assistant United States Attorney who was prosecuting the case, and a supposed lack of credibility in the testimony of the witnesses for the prosecution who had testified up to that point.
The Government filed a petition for a writ of mandamus in the Court of Appeals for the First Circuit, praying that the judgment of acquittal be vacated and the case reassigned for trial. The court granted the petition, upon the ground that under the circumstances revealed by the record the trial court was without power to direct the judgment in question. Judge Aldrich concurred separately, finding that the directed judgment of acquittal had been based solely on the supposed improper conduct of the prosecutor, and agreeing with his colleagues that the district judge was without power to direct an acquittal on that ground. 286 F. 2d 556. We granted certiorari to consider a question of importance in the administration of justice in the federal courts. 366 U. S. 959.
In holding that the District Court was without power to direct acquittals under the circumstances disclosed by the record, the Court of Appeals relied primarily upon two decisions of this Court, Ex parte United States, 242 U. S. 27, and Ex parte United States, 287 U. S. 241. In the first of these cases it was held that a district judge had no power to suspend a mandatory prison sentence, and that a writ of mandamus would lie to require the judge to vacate his erroneous order of suspension. In the second case the Court issued a writ of mandamus ordering a dis[*143]trict judge to issue a bench warrant which he had refused to do, in the purported exercise of his discretion, for a person under an indictment returned by a properly constituted grand jury.
Neither of those decisions involved the guaranty of the Fifth Amendment that no person shall “be subject for the same offence to be twice put in jeopardy of life or limb.” That constitutional provision is at the very root of the present case, and we cannot but conclude that the guaranty was violated when the Court of Appeals set aside the judgment of acquittal and directed that the petitioners be tried again for the same offense.
The petitioners were tried under a valid indictment in a federal court which had jurisdiction over them and over the subject matter. The trial did not terminate prior to the entry of judgment, as in Gori v. United States, 367 U. S. 364. It terminated with the entry of a final judgment of acquittal as to each petitioner. The Court of Appeals thought, not without reason, that the acquittal was based upon an egregiously erroneous foundation. Nevertheless, “[t]he verdict of acquittal was final, and could not be reviewed . . . without putting [the petitioners] twice in jeopardy, and thereby violating the Constitution.” United States v. Ball, 163 U. S. 662, 671.
Reversed.
Ms. Justice Whittaker took no part in the consideration or decision of these cases.Concurrence
concurring.
Were I able to find, as Judge Aldrich did, that the District Court’s judgment of acquittal was based solely on the Assistant United States Attorney’s alleged misconduct, I would think that a retrial of the petitioners would not be prevented by the Double Jeopardy Clause of the[*144] Fifth Amendment. Even assuming that a trial court may have power, in extreme circumstances, to direct a judgment of acquittal, instead of declaring a mistrial, because of a prosecutor’s misconduct — a proposition which I seriously doubt — I do not think that such power existed in the circumstances of this case. But since an examination of the record leaves me unable, as it did the majority of the Court of Appeals, to attribute the action of the District Court to this factor alone, I concur in the judgment of reversal.
Dissent
dissenting.
The Court speaks with such expanse that I am obliged to dissent. It says that because “a final judgment of acquittal” was entered pursuant to a directed verdict the propriety of such “acquittal” cannot be reviewed even though the Government had not concluded its main case at the time the verdict was directed. The District Court under the circumstances here clearly had no power to direct a verdict of acquittal or to enter a judgment thereon. In my view when a trial court has no power to direct such a verdict, the judgment based thereon is a nullity. The word “acquittal” in this context is no magic open sesame freeing in this case two persons and absolving a corporation from serious grand jury charges of fraud upon the Government.
On the record before us it matters not whether the so-called acquittal was pursuant to the trial court’s conclusion that the Government’s witnesses up to that point lacked credibility or was based on the alleged misconduct of the prosecution.
On the first point, the Government had only examined three of its witnesses and was in the process of examining a fourth when the acquittal was entered. The first and third witnesses were merely preliminary, offered to iden[*145]tify documents and explain the functions performed by the individual defendants for the corporate defendant. The second was offered to give the jury an explanation of radiosondes, devices for gathering weather data, which petitioners were furnishing the Government under contracts totaling several million dollars. It was during the latter’s testimony — entirely explanatory — that the court called a recess for the stated purpose of requiring the United States Attorney to “consider whether the public interest is served by a further prosecution of this case.” Upon the vigorous insistence of the United States Attorney himself, the trial was resumed and the Government called its third and fourth witnesses. The fourth witness was the first to testify as to the fraud upon the Government which related to a deliberate scheme to conceal from government inspectors defects in the devices. During direct examination the fourth witness was “not sure” as to the date of a certain conference at which representatives of the corporate defendant were present. Thereafter at a recess period his memory was refreshed during a conversation with one of the Assistant United States Attorneys. Upon resuming the stand he corrected his previous testimony as to the date, placing it a few months earlier. On cross-examination he admitted that the error had been called to his attention by the Assistant. The court then excused the jury and after excoriating the Assistant called the jury back into session and directed the verdict of acquittal.
It is fundamental in our criminal jurisprudence that the public has a right to have a person who stands legally indicted by a grand jury publicly tried on the charge. No judge has the power before hearing the testimony proffered by the Government or at least canvassing the same to enter a judgment of acquittal and thus frustrate the Government in the performance of its duty to prosecute those who violate its law.
[*146] Here, as the United States Attorney advised the court, only three witnesses of the “many ... to be heard from . . had testified. The court had only begun to hear what promised to be a protracted conspiracy case involving many witnesses. The Government had not rested. As the majority of the Court of Appeals observed, the District Court:
“abruptly terminated the Government’s case . . . long before the Government had had an opportunity to show whether or not it had a case; and, moreover, he did so in ignorance of either the exact nature or the cogency of the specific .evidence of guilt which Government’s counsel said he had available and was ready to present.” 286 F. 2d, at 562-563.
At such a stage of the case the District Court had no power to prejudge the Government’s proof — find it insufficient or unconvincing — and set the petitioners free.
On the second point, even if there were misconduct, the court still had no power to punish the Government because of the indiscretion of its lawyer. As this Court said in McGuire v. United States, 273 U. S. 95, 99 (1927), “A criminal prosecution is more than a game in which the Government may be checkmated and the game lost merely because its officers have not played according to rule.” At most, if there had been misconduct, the remedy would have been to declare a mistrial and impose appropriate punishment upon the Assistant United States Attorney, rather than upon the public. In my view the judgment of the Court of Appeals should, therefore, be affirmed.