People v. Soriano, 4 Cal. App. 4th 781 (Cal. Ct. App. 1992). · Go Syfert
People v. Soriano, 4 Cal. App. 4th 781 (Cal. Ct. App. 1992). Cases Citing This Book View Copy Cite
G Cite
cited 2× by 2 distinct cases, 2013–2015 · …to file a 'forged instrument, to wit, a death certificate.
48 citation events (42 in the last 25 years) across 3 distinct courts.
Strongest positive: People v. Simpson CA3 (calctapp, 2026-03-23)
Treatment trajectory · 1998 → 2026 · click a year to view as-of
1998 2012 2026
Top citers, strongest first. 18 distinct citers. How cited ↗
discussed Cited as authority (rule) People v. Simpson CA3
Cal. Ct. App. · 2026 · confidence medium
(People v. Mutch (1971) 4 Cal.3d 389, 395-396, 399 [conviction for conduct not prohibited by statute is void]; People v. Soriano (1992) 4 Cal.App.4th 781, 784-785 [the defendant “could not have been guilty of violating Penal Code section 115 by attempting to file a forged instrument because, as a matter of law, the writing he was charged with and admitted forging, a death certificate, is not an instrument within the meaning of section 115”].) Accordingly, we shall modify the judgment to vacate defendant’s conviction and sentence on count 11. 16 DISPOSITION Defendant’s conviction on cou…
discussed Cited as authority (rule) People v. Guillen CA3
Cal. Ct. App. · 2024 · confidence medium
(See People v. John (2019) 36 Cal.App.5th 168, 175-176 [“An illegal plea bargain is null and void”]; People v. Soriano (1992) 4 Cal.App.4th 781, 785 [court may not approve unlawful plea bargain].) 4 resentencing under section 1172.1 and defendant had no standing to file such a request on his own.
discussed Cited as authority (rule) People v. Donley CA5
Cal. Ct. App. · 2022 · confidence medium
(See People v. Panizzon (1996) 13 Cal.4th 68 , 78–84.) 5 “At the time Soriano filed his notice of appeal, Penal Code section 1237.5 required only that a defendant who would appeal from a judgment of conviction upon a plea of guilty or nolo contendere file with the trial court ‘a written statement, executed under oath or penalty of perjury showing reasonable constitutional, jurisdictional, or other grounds going to the legality of the proceedings.’ ” (Soriano, supra, 4 Cal.App.4th at p. 784, fn. 1 .) 5.
discussed Cited as authority (rule) People v. M.V.
Cal. Ct. App. · 2014 · confidence medium
(People v. Soriano (1992) 4 Cal.App.4th 781, 783 [ 6 Cal.Rptr.2d 138 ] [plea to filing a forged instrument may be challenged when death certificate at issue did not qualify as an instrument].) Finally, relaxation of the general forfeiture rule may be appropriate in a rare case presenting an important legal issue.
discussed Cited as authority (rule) People v. Miller
Cal. Ct. App. · 2012 · confidence medium
Soriano is neither trifling with the courts [citation] nor attempting to have it both ways [citation], nor are there any other public policy considerations favoring estoppel.” (Soriano, supra, 4 Cal.App.4th at p. 786.) Soriano’s conduct did not jeopardize the safety of others.
discussed Cited as authority (rule) People v. Voit
Cal. Ct. App. · 2011 · confidence medium
(People v. Soriano (1992) 4 Cal.App.4th 781, 783 [ 6 Cal.Rptr.2d 138 ] [no contest plea to filing a forged instrument when a death certificate does not qualify as an instrument].) In order to ensure that the entry of a plea is voluntary, California requires an inquiry by the trial court in some cases.
discussed Cited as authority (rule) People v. Vasilyan (2×)
Cal. Ct. App. · 2009 · confidence medium
(See People v. Soriano (1992) 4 Cal.App.4th 781, 785 [ 6 Cal.Rptr.2d 138 ] [`where fundamental jurisdiction is lacking, it cannot be conferred by consent or estoppel'].) Because Wallace's plea to a violation of section 422.7 is a legal nullity, the judgment must be reversed." ( Wallace, supra, 109 Cal.App.4th at p. 1704 .) Significantly, the appellate court's order in Wallace was to vacate the defendant's plea, to order the dismissed counts reinstated, and to remand the matter "for plea or trial, as appropriate." ( Wallace, supra, 109 Cal.App.4th at p. 1704 .) *449 2.
discussed Cited as authority (rule) People v. Wallace
Cal. Ct. App. · 2003 · confidence medium
(See People v. Soriano (1992) 4 Cal.App.4th 781, 785 [ 6 Cal.Rptr.2d 138 ] [“where fundamental jurisdiction is lacking, it cannot be conferred by consent or estoppel”].) Because Wallace’s plea to a violation of section 422.7 is a legal nullity, the judgment must be reversed.
discussed Cited as authority (rule) Crowell v. Downey Community Hospital Foundation
Cal. Ct. App. · 2002 · confidence medium
(In re Griffin (1967) 67 Cal.2d 343 [ 62 Cal.Rptr. 1 , 431 P.2d 625 ] (Griffin); People v. Ellis (1987) 195 Cal.App.3d 334 [ 240 Cal.Rptr. 708 ] (Ellis); People v. Jones (1989) 210 Cal.App.3d 124 [ 258 Cal.Rptr. 294 ] (Jones); People v. Soriano (1992) 4 Cal.App.4th 781, 785 [ 6 Cal.Rptr.2d 138 ] (Soriano).) Nor is it different from a civil case in which the parties consent to have the court act in excess of its statutory authority.
discussed Cited as authority (rule) San Diego County Department of Social Services v. Joaquin G.
Cal. Ct. App. · 1998 · confidence medium
(People v. Soriano (1992) 4 Cal.App.4th 781, 785 [ 6 Cal.Rptr.2d 138 ]; People v. Ellis (1987) 195 Cal.App.3d 334, 343-345 [ 240 Cal.Rptr. 708 ].) Reviewing courts have repeatedly allowed acts in excess of jurisdiction to stand when the acts were beneficial to all parties and did not violate public policy (see, e.g., Cowan v. Superior Court (1996) 14 Cal.4th 367, 370-376 [ 58 Cal.Rptr.2d 458 , 926 P.2d 438 ] [trial court allowed defendant to plead guilty to a time-barred lesser included offense]), or when allowing objection would countenance a trifling with the courts.
discussed Cited as authority (rule) In Re Andres G.
Cal. Ct. App. · 1998 · confidence medium
In contrast, an act in excess of jurisdiction is valid until set aside, and parties may be precluded from setting it aside by such things as waiver, estoppel, or the passage of time. [Citations.]" ( People v. Ruiz (1990) 217 Cal. App.3d 574, 584 [ 265 Cal. Rptr. 886 ].) (3) Whether a party who has sought or agreed to an action in excess of a court's jurisdiction is estopped to complain depends on the importance of the irregularity and considerations of public policy. ( People v. Soriano (1992) 4 Cal. App.4th 781, 785 [ 6 Cal. Rptr.2d 138 ]; People v. Ellis (1987) 195 Cal. App.3d 334, 343-345 […
discussed Cited "see" People v. Richardson
Cal. Ct. App. · 2021 · signal: accord · confidence high
It should decline to act in excess of its authority and should refuse to approve an arrangement under which it is called upon to do so.’ (In re V.B. (2006) 141 Cal.App.4th 899, 908 [citation]; accord, People v. Soriano (1992) 4 Cal.App.4th 781, 785 [citation] [‘ “Faced with . . . an unlawful plea bargain, a trial court should withhold approval of the bargain.” ’].)” (People v. John (2019) 36 Cal.App.5th 168, 176 .) The interests of justice require that the order approving the no contest plea be set aside and the status quo be restored by reviving the dismissed counts to either be t…
discussed Cited "see" People v. John (2×)
Cal. Ct. App. 5th · 2019 · signal: accord · confidence high
It should decline to act in excess of its authority and should refuse to approve an arrangement under which it is called upon to do so." ( In re V.B. (2006) 141 Cal.App.4th 899 , 908, 46 Cal.Rptr.3d 451 ; accord, People v. Soriano (1992) 4 Cal.App.4th 781 , 785, 6 Cal.Rptr.2d 138 [" 'Faced with ... an unlawful plea bargain, a trial court should withhold approval of the bargain.' "].) Therefore, we reverse the order denying defendant's motion and vacate the trial court's approval of the plea agreement and the order committing defendant to Patton State Hospital.
discussed Cited "see" People v. John
Cal. Ct. App. · 2019 · signal: accord · confidence high
It should decline to act in excess of its authority and should refuse to approve an arrangement under which it is called upon to do so.” (In re V.B. (2006) 141 Cal.App.4th 899, 908 ; accord, People v. Soriano (1992) 4 Cal.App.4th 781, 785 [“‘Faced with . . . an unlawful plea bargain, a trial court should withhold 9 approval of the bargain.’”].) Therefore, we reverse the order denying defendant’s motion and vacate the trial court’s approval of the plea agreement and the order committing defendant to Patton State Hospital.
discussed Cited "see" People v. Francis
Cal. Ct. App. · 2017 · signal: see · confidence high
The jury found the subdivision (b)(1)(B) allegation true. 8 (1994) 9 Cal.4th 331 , 354 [a sentence is unauthorized if “it could not lawfully be imposed under any circumstance in the particular case.”]; see People v. Soriano (1992) 4 Cal.App.4th 781 , 784–785 [court lacked jurisdiction to sentence defendant for attempting to file a forged instrument where the forgery (a death certificate) was not an instrument].) Here, the People acknowledge that subdivision (b)(1)(A) applies only to non-serious, nonviolent felonies.
discussed Cited "see" People v. Francis (2×)
Cal. Ct. App. 5th · 2017 · signal: see · confidence high
In general, a court exceeds its jurisdiction when it imposes an unauthorized or legally impossible sentence. ( People v. Scott (1994) 9 Cal.4th 331 , 354, 36 Cal.Rptr.2d 627 , 885 P.2d 1040 [a sentence is unauthorized if "it could not lawfully be imposed under any circumstance in the particular case."]; see People v. Soriano (1992) 4 Cal.App.4th 781 , 784-785, 6 Cal.Rptr.2d 138 [court lacked jurisdiction to sentence defendant for attempting to file a forged instrument where the forgery (a death certificate) was not an instrument].) Here, the People acknowledge that subdivision (b)(1)(A) applie…
discussed Cited "see, e.g." People v. Churchill CA3
Cal. Ct. App. · 2022 · signal: see, e.g. · confidence medium
(People v. Voit (2011) 200 Cal.App.4th 1353, 1365 ; see e.g., People v. Soriano (1992) 4 Cal.App.4th 781, 784 [finding no contest plea defective where defendant admitted to filing a forged instrument under section 115 when “the writing he was charged with and admitted forging . . . is not an instrument within the meaning of section 115”]; People v. Richardson (2021) 65 Cal.App.5th 360 , 371-374 [setting aside no contest plea to human trafficking of a minor where victim was not a minor].) Defendant’s plea did not include any such legal impossibility.
discussed Cited "see, e.g." CERVANTES NUNEZ
BIA · 2018 · signal: see, e.g. · confidence low
See, e.g., People v. Soriano, 6 Cal. Rptr. 2d 138 , 139–41 (Cal. Ct. App. 1992) (permitting a defendant to challenge on appeal his nolo contendere plea to a legally impossible crime); cf. Dale v. Holder, 610 F.3d 294 , 301–02 (5th Cir. 2010) (acknowledging that New York law does not allow a conviction by a jury for an attempt crime, such as assault, where the principal crime has a mens rea requirement of recklessness or less, but nonetheless recognizing that New York courts routinely permit defendants to plead guilty to such hypothetical or legally impossible crimes); People v. Guishard, 7…
Retrieving the full opinion text from the archive…
The PEOPLE, Plaintiff and Respondent,
v.
TEODOR CANLAS SORIANO, Defendant and Appellant
A054175.
California Court of Appeal.
Mar 16, 1992.
4 Cal. App. 4th 781
92 Cal. Daily Op. Serv. 2375
1992 Cal. App. LEXIS 323
Counsel, Daniel E. Lungren, Attorney General, George Williamson, Chief Assistant Attorney General, John H. Sugiyama, Assistant Attorney General, Dane R. Gillette and Gerald A. Engler, Deputy Attorneys General, for Plaintiff and Respondent., Christopher C. Hall and Malcolm J. Rainsford for Defendant and Appellant.
King.
Cited by 26 opinions  |  Published

Opinion

KING, Acting P. J.

In this case we hold that since a trial court’s acceptance of a negotiated plea which patently includes a legally impossible admission constitutes an act in excess of its jurisdiction, the validity of such a plea is an issue cognizable on appeal if the procedural requirements of Penal Code section 1237.5 are met.

Teodor Canias Soriano appeals from a judgment of conviction for offering a forged instrument for record, claiming his plea of nolo contendere was fatally defective.

An information charged Soriano with violating Penal Code section 115 in that he attempted to file a “forged instrument, to wit, a death certificate.” In exchange for a plea of nolo contendere, the trial court suspended imposition of sentence and placed Soriano on three years’ probation.

The parties agree that Soriano’s guilty plea was defective because a death certificate is not an “instrument” within the meaning of Penal Code section 115, i.e., a writing which transfers title to or creates a lien on real property, or gives a right to a debt or duty (Generes v. Justice Court (1980) 106 Cal.App.3d 678, 682-684 [165 Cal.Rptr. 222]). Soriano maintains he should have been charged with and would have pleaded guilty to forgery (Pen. Code, § 470). The parties agree that unlike a violation of section 115, forgery is a “wobbler” (Pen. Code, § 473) which may be reduced to a misdemeanor upon successful completion of probation (Pen. Code, § 17, subd. (b)(3)).

[*784] Soriano contends his admission of a factual basis for his plea does not preclude him from challenging it on appeal (People v. Calderon (1991) 232 Cal.App.3d 930, 935-938 [283 Cal.Rptr. 833] [conviction for attempted murder set aside despite guilty plea where “factual basis” premised on improper application of doctrine of transferred intent]). The Attorney General argues Soriano may not appeal from his conviction following a guilty plea because he has failed to show jurisdictional grounds going to the legality of the proceedings (Pen. Code, § 1237.5). [1]

Penal Code section 1237.5 “essentially provides a screening mechanism through which appeals which raise no cognizable issues may be precluded.” (People v. Turner (1985) 171 Cal.App.3d 116, 125 [214 Cal.Rptr. 572].) The relevant question is “what are reasonable constitutional, jurisdictional, or other grounds going to the legality of the proceedings which survive a plea of guilty.” (Ibid.) “[A] plea of guilty waives any right to raise questions regarding the evidence, including its sufficiency or admissibility . . . .” (Ibid.) A defendant “cannot admit the sufficiency of the evidence by pleading guilty and then question the evidence by an appeal under section 1237.5 of the Penal Code.” (People v. Brown (1971) 18 Cal.App.3d 1052, 1055 [96 Cal.Rptr. 476], citation omitted.)

This appeal, however, does not present an impermissible challenge to the sufficiency of the evidence. Rather what we have here is a legal impossibility. Soriano could not have been guilty of violating Penal Code section 115 by attempting to file a forged instrument because, as a matter of law, the writing he was charged with and admitted forging, a death certificate, is not an instrument within the meaning of section 115.

In People v. Jerome (1984) 160 Cal.App.3d 1087, 1093 [207 Cal.Rptr. 199], defendant contended his plea of guilty to oral copulation with a person under 14 years of age was fatally defective because the complaint expressly alleged the victim was 15 years old. The court held, “Since it was legally impossible to commit the charged crime against the overaged victim, the trial court acted in excess of its jurisdiction when it imposed sentence for that crime.” (Id. at p. 1094.) In People v. Ellis (1987) 195 Cal.App.3d 334, 339 [240 Cal.Rptr. 708], the court held a defendant “cannot lawfiilly admit in the trial court that a felony committed in another jurisdiction includes all of the elements of a California serious felony when, as a matter of law, it[*785] does not.” The court differentiated between the admission of “experiential fact” (concerning defendant’s conduct), and the admission of a “conclusive legal falsehood.” (Id. at p. 342.) Citing Jerome, the court concluded that imposition of a prior serious felony enhancement (Pen. Code, § 667, subd. (a)) in this case was an unlawful act in excess of the trial court’s jurisdiction. “Faced with such an unlawful plea bargain, a trial court should withhold approval of the bargain.” (195 Cal.App.3d at p. 342, citations omitted.)

Under the rationale of Jerome and Ellis, the issue raised here is jurisdictional and therefore cognizable on appeal after a guilty plea. [2] Contrary to the Attorney General’s suggestion, Ellis does not require, in order to preserve the issue, that Soriano allege the trial court acted without jurisdiction in the fundamental sense rather than merely in excess of jurisdiction. (3) Rather, the distinction the Ellis court made was that where fundamental jurisdiction is lacking, it cannot be conferred by consent or estoppel, whereas consent or estoppel can supply jurisdiction for an act undertaken by the trial court merely in excess of its statutory power. (People v. Ellis, supra, 195 Cal.App.3d at p. 343.)

Whether a defendant who has sought action in excess of the trial court’s jurisdiction is estopped to complain of that action depends on various considerations of public policy. (In re Griffin (1967) 67 Cal.2d 343, 347-348 [62 Cal-Rptr. 1, 431 P.2d 625].) The Ellis court expressed “po doubt that strong public policy countenances against allowing defendants to plead guilty to crimes they did not commit.” (People v. Ellis, supra, 195 Cal.App.3d at p. 345.) On the other hand, “the law also has a strong interest in seeing to it that defendants do not unfairly manipulate the system to obtain punishment far less than that called for by the statutes applicable to their conduct.” (Ibid.) Thus where defendant pleaded guilty to two felony counts and admitted that her prior federal conviction for bank robbery satisfied California’s serious felony statute, in exchange for dismissal of eleven counts and a sentence of no more than nine years, the court held she was estopped to attack the legally erroneous admission and the five-year prison term enhancement. (Id. at pp. 337, 347.)

In reaching this conclusion, the Ellis court considered that defendant’s federal felony offense did involve serious, dangerous conduct, and that the record showed plausible tactical reasons for her decision to admit the prior[*786] after an initial motion to strike on the very grounds she raised on appeal. (195 Cal.App.3d at pp. 337, 346-347.) There are no similar considerations in this case. Soriano is neither trifling with the courts {id. at p. 343) nor attempting to have it both ways {id. at p. 347), nor are there any other public policy considerations favoring estoppel.

Soriano has properly challenged his plea of nolo contendere on appeal and the Attorney General concedes it was defective.

The judgment is reversed and remanded to the trial court to amend the information and for further proceedings upon the amended information.

Haning, J., and Rouse, J., * concurred.

A petition for a rehearing was denied April 10, 1992.

1

At the time Soriano filed his notice of appeal, Penal Code section 1237.5 required only that a defendant who would appeal from a judgment of conviction upon a plea of guilty or nolo contendere file with the trial court “a written statement, executed under oath or penalty of pejjury showing reasonable constitutional, jurisdictional, or other grounds going to the legality of the proceedings.” (Stats. 1988, ch. 851, §§ 1, 2, pp. 2763-2764.)

2

In both Jerome and Ellis defendants’ failure to file a certificate of probable cause as Penal Code section 1237.5 then required precluded appeal, but both courts treated the appeal as a petition for writ of habeas corpus in order to reach the merits, precisely because the issue was jurisdictional. (People v. Jerome, supra, 160 Cal.App.3d at pp. 1094-1095, People v. Ellis, supra, 195 Cal.App.3d at p. 338.) Inexplicably, the Calderon court was, as the Attorney General puts it, “wholly silent on this point.”

*

Retired Associate Justice of the Court of Appeal, First District, sitting under assignment by the Chairperson of the Judicial Council.