Frank S. Waits v. Hon. Raymond McGowan A. J. S. C., Monmouth Cnty., 516 F.2d 203 (3d Cir. 1975). · Go Syfert
Frank S. Waits v. Hon. Raymond McGowan A. J. S. C., Monmouth Cnty., 516 F.2d 203 (3d Cir. 1975). Cases Citing This Book View Copy Cite
160 citation events (53 in the last 25 years) across 41 distinct courts.
Strongest positive: Mark Gardner v. Keisha Bottoms (ca11, 2025-03-13)
Treatment trajectory · 1975 → 2026 · click a year to view as-of
1975 2000 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (rule) Mark Gardner v. Keisha Bottoms
11th Cir. · 2025 · confidence medium
Given that prosecutorial im- munity turns on “the functional nature” of the underlying con- duct, Imbler, 424 U.S. at 430 , investigators for district attorneys are entitled to absolute prosecutorial immunity for acts done within their prosecutorial role, see Mullinax, 817 F.2d at 715 ; Waits v. McGowan, 516 F.2d 203, 207 (3d Cir. 1975).
discussed Cited as authority (rule) McCauley v. Thompson
D. Del. · 2024 · confidence medium
Jan. 11, 2016) (holding that, “[i]n beating on the door, attempting to serve 3 court documents, and carrying out the eviction process, Sheriff Bueki engaged in nondiscretionary acts that were essential to his role in ‘performing a ministerial function at the direction of the judge,’ and that he was therefore entitled to judicial immunity for his role in satisfying a mortgage foreclosure judgment) (quoting Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975)); see also Gigliotti v. Redevelopment Auth. of City of New Castle, 362 F. Supp. 764, 766 (W.D.
discussed Cited as authority (rule) Harmon v. Lawson
D. Del. · 2022 · confidence medium
Immunity from suit applies when: [t]he official’s action in question involves the exercise of discretionary judgment, Antoine v. Byers & Anderson, Inc., 508 U.S. 429, 435 [-]36 (1993), performance of a function under the direction of a judge, Waits v. McGowan, 516 F.2d 203, 205-06 (3d Cir. 1975), performance of a ministerial duty pursuant to a statute, see Smith v. Rosenbaum, 460 F.2d 1019, 1020 (3d Cir. 1972), or performance of a function otherwise closely allied with the judicial process, Waits v. McGowan, 516 F.2d at 206 .
discussed Cited as authority (rule) BRACCIO v. ARKOOSH
E.D. Pa. · 2022 · confidence medium
See Iles v. Jongh, 638 F.3d 169, 177-78 (3d Cir. 2011). immunity for their conduct in initiating a prosecution and in presenting the State’s case.”) (internal citation and quotation marks omitted); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975) (“The federal courts have recognized that where the function of an attorney’s employee and the judicial process are closely allied, immunity will be granted, whereas if such function is not directly related to the court’s decision-making activities, such immunity may not be available.”).
discussed Cited as authority (rule) STAGLIANO v. COLL (2×)
E.D. Pa. · 2022 · confidence medium
Prosecutors Office, 503 F. App’x 108, 109 (3d Cir. 2012) (citing Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975)).
discussed Cited as authority (rule) KOSHNICK v. LYNOTT
D.N.J. · 2021 · confidence medium
Where “the defendant is directly involved in the judicial process, he may receive immunity in his own right for the performance of a discretionary act or he may be covered by the immunity afforded the judge because he is performing a ministerial function at the direction of the judge.” Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975).
discussed Cited as authority (rule) RAMNANAN v. KEIFFER
D.N.J. · 2021 · confidence medium
This absolute immunity “extends to employees of a prosecutor, including detectives, ‘when the employee’s function is closely allied to the judicial process.’” Id. (quoting Davis v. Grusemeyer, 996 F.2d 617, 631 (3d Cir. 1993)) (citing Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975)); see also Moore v. Middlesex Cnty.
discussed Cited as authority (rule) Rothermel v. Dauphin County, Pennsylvania
M.D. Penn. · 2020 · confidence medium
Pa. 2009) (discussing Hamilton v. Leavy, 322 F.3d 776, 782-83 (3d Cir. 2003) (prison officials); Waits v. McGowan, 516 F.2d 203, 206-07 (3d Cir. 1975) (family-court employees); Lepre v. Tolerico, 156 F. App’x 522, 525 (3d Cir. 2005) (investigator assisting prosecution)); see also Tarapchak, 173 F. Supp. 3d at 87 (director of county’s house-arrest program).
discussed Cited as authority (rule) LITTLE v. TUBE CITY RENAISSANCE
W.D. Pa. · 2019 · confidence medium
Hamilton v. Leavy, 322 F.3d 776, 782-783 (3d Cir. 2003); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975); Lockhart v. Hoenstine, 411 F.2d 455, 460 (3d Cir. 1969); see also Mohammed vy, Wells Fargo N.A., 2016 WL 446633 , (M.D.
cited Cited as authority (rule) Parker v. Lehigh County Domestic Relation Court
3rd Cir. · 2015 · confidence medium
See Buckley v. Fitzsimmons, 509 U.S. 259, 268-69 , 113 S.Ct. 2606 , 125 L.Ed.2d 209 (1993); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir.1975).
discussed Cited as authority (rule) Newton County v. State ex rel. Dukes
Miss. Ct. App. · 2013 · confidence medium
The United States Court of Appeals for the Third Circuit has noted that “where the defendant is directly involved in the judicial process, he may receive immunity in his own right for the performance of a discretionary act or he may be covered by the immunity afforded the judge because he is performing a ministerial function at the direction of the judge.” Waits v. McGowan, 516 F.2d 203, 206 (3d Cir.1975) (noting “the range of reasoning used by the courts to protect the clerk of court from liability in civil rights suits”). ¶ 32.
cited Cited as authority (rule) Moore v. Middlesex County Prosecutors Office
3rd Cir. · 2012 · confidence medium
Waits u McGowan, 516 F.2d 203, 206 (3d Cir.1975).
discussed Cited as authority (rule) Kovacic v. Cuyahoga County Department of Children & Family Services
N.D. Ohio · 2011 · confidence medium
In the case law summarized in Waits v. McGowan, 516 F.2d 203, 206 (3d Cir.1975), upon which defendants rely, the individuals receiving immunity were acting under the direction of a court order or an instruction from a judge.
discussed Cited as authority (rule) Davis v. Borough
E.D. Pa. · 2009 · confidence medium
The Circuit Court drew support for this decision from Waits v. McGowan, 516 F.2d 203, 206-07 (3d Cir.1975), in which the court wrote that “where [a] defendant is directly involved in the judicial process, he may ... be covered by the immunity afforded the judge because he is performing a ministerial function at the direction of the judge.” Id. at 206 .
discussed Cited as authority (rule) Rivera v. Algarin
3rd Cir. · 2009 · confidence medium
See Ross v. Meagan, 638 F.2d 646, 648-49 (3d Cir. 1981), overruled on other grounds by Neitzke v. Williams, 490 U.S. 319, 328 , 109 S.Ct. 1827 , 104 L.Ed.2d 338 (1989); Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975); see also, e.g., Dababnah, 208 F.3d at 471-72 .
discussed Cited as authority (rule) Rivera v. Algarin
3rd Cir. · 2009 · confidence medium
See Ross v. Meagan, 638 F.2d 646, 648-49 (3d Cir. 1981), overruled on other grounds by Neitzke v. Williams, 490 U.S. 319, 328 , 109 S.Ct. 1827 , 104 L.Ed.2d 338 (1989); Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975); see also, e.g., Dababnah, 208 F.3d at 471-72 .
discussed Cited as authority (rule) McKnight v. Baker
E.D. Pa. · 2006 · confidence medium
Immunity is granted "not because of [an official's] particular location within the Government, but because of the special nature of their responsibilities.” Butz v. Economou, 438 U.S. 478, 511 , 98 S.Ct. 2894 , 57 L.Ed.2d 895 (1978). *564 While it is well-settled that quasi-judicial immunity may apply to those who "perform functions closely associated with the judicial process,” Cleavinger v. Saxner, 474 U.S. 193, 200 , 106 S.Ct. 496 , 88 L.Ed.2d 507 (1985), such as court clerks and prothonotaries, see, e.g., Marcedes v. Barrett, 453 F.2d 391, 391 (3d Cir.1971), the rule only applies when …
cited Cited as authority (rule) Tornheim v. Eason
S.D.N.Y. · 2005 · confidence medium
Waits v. McGowan, 516 F.2d 203, 206 (3d Cir.1975).
discussed Cited as authority (rule) Whitesel v. Jefferson County
10th Cir. · 2000 · confidence medium
See, e.g., Valdez, 878 F.2d at 1287-88 ; Rogers v. Bruntrager, 841 F.2d 853, 856 (8th Cir.1988) (concluding deputy clerk entitled to absolute immunity from suit for issuing an arrest warrant at the direction of the assistant circuit judge); Tarter v. Hury, 646 F.2d 1010, 1013 (5th Cir.1981) (stating that court clerks “have absolute immunity from actions for damages arising from acts they are specifically required to do under court order or at a judge’s direction”); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir.1975) (stating “where the defendant is directly involved in the judicial proce…
cited Cited as authority (rule) Snyder v. Fleming
M.D. Penn. · 2000 · confidence medium
Waits v. McGowan, 516 F.2d 203, 206 (3d, Cir.1975).
discussed Cited as authority (rule) Robert F. Davis v. James Grusemeyer, Raymond Gurak, Donald Yingling, David v. Brody, and Charles E. Waldron (2×) also: Cited "see"
3rd Cir. · 1993 · confidence medium
Waits v. McGowan, 516 F.2d 203, 206 (3d Cir.1975).
discussed Cited as authority (rule) Pokrandt v. Shields
E.D. Pa. · 1991 · confidence medium
See also Ross v. Meagan, 638 F.2d 646 , 649 (3d Cir.1981); Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975); Brown v. Joseph, 463 F.2d 1046, 1049 (3d Cir.1972), cert. denied, 412 U.S. 950 , 93 S.Ct. 3015 , 37 L.Ed.2d 1003 (1973).
cited Cited as authority (rule) Johnson v. Craft
S.D. Miss. · 1987 · confidence medium
Slotnick v. Staviskey, 560 F.2d 31, 32 (1st Cir.1977); Waits v. McGowan, 516 F.2d 203, 206 (3rd Cir.1975).
discussed Cited as authority (rule) Beasley v. State of Cal.
6th Cir. · 1987 · confidence medium
Henry v. Farmer City State Bank, 808 F.2d 1228, 1238 (7th Cir. 1986); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975); Duba v. McIntyre, 501 F.2d 590, 592 (8th Cir. 1974), cert. denied, 424 U.S. 975 (1976). 5 Plaintiff's claim against the State of California is barred by the Eleventh Amendment to the United States Constitution.
discussed Cited as authority (rule) Shipley v. First Federal Savings & Loan Ass'n of Delaware
D. Del. · 1985 · confidence medium
Judicial immunity has been extended to clerks and prothonotaries when the clerk is “performing a ministerial function at the direction of [a] judge,” Waits v. McGowan, 516 F.2d 203, 206 (3d Cir.1975); accord Slotnick v. Garfinkle, 632 F.2d 163, 166 (1st Cir.1980); or performing ministerial duties of a judicial nature pursuant to a statute.
cited Cited as authority (rule) Townsend v. Frame
E.D. Pa. · 1984 · confidence medium
Atkins v. Lanning, 556 F.2d 485, 489 (10th Cir.1977); Waits v. McGowan, 516 F.2d 203, 207 (3d Cir.1975).
discussed Cited as authority (rule) Martinez v. Winner
D. Colo. · 1982 · confidence medium
See e.g., Ashbrook v. Hoffman, 617 F.2d 474, 476-477 (7th Cir. 1980); Slotnick v. Garfinkle, 632 F.2d 163, 166 (1st Cir. 1980); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975); Slotnick v. Stavisky, 560 F.2d 31, 32 (1st Cir. 1977), cert. denied 434 U.S. 1077 , 98 S.Ct. 1268 , 55 L.Ed.2d 783 (1978); Fowler v. Alexander, 478 F.2d 694, 696 (4th Cir. 1973); Lockhart v. Hoenstine, 411 F.2d 455, 460 (3d Cir. 1969), cert. denied 396 U.S. 941 , 90 S.Ct. 378 , 24 L.Ed.2d 244 ; Brown v. Dunne, 409 F.2d 341, 343 (7th Cir. 1969); Morrison v. Jones, 607 F.2d 1269, 1273 (9th Cir. 1979) cert. denied 445 U…
discussed Cited as authority (rule) DeBoer v. Martin
N.D. Ill. · 1982 · confidence medium
See Ashbrook v. Hoffman, 617 F.2d 474, 476 (7th Cir. 1980); Mosher v. Saalfeld, 589 F.2d 438, 442 (9th Cir. 1978) (per curiam), cert. denied, 442 U.S. 941 , 99 S.Ct. 2883 , 61 L.Ed.2d 311 (1979); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975); Holmes v. Silver Cross Hospital, 340 F.Supp. 125, 131 (N.D.Ill.1972). [4] Applying the law to the present case, the court concludes that defendant McGuire, in securing and serving the arrest warrant for DeBoer, took ministerial actions intimately related to the judicial process under the direction and control of defendants Martin and Petka.
discussed Cited as authority (rule) DeBoer v. Martin
N.D. Ill. · 1982 · confidence medium
See Ashbrook v. Hoffman, 617 F.2d 474, 476 (7th Cir. 1980); Mosher v. Saalfeld, 589 F.2d 438, 442 (9th Cir. 1978) (per curiam), cert. denied, 442 U.S. 941 , 99 S.Ct. 2883 , 61 L.Ed.2d 311 (1979); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975); Holmes v. Silver Cross Hospital, 340 F.Supp. 125, 131 (N.D.Ill.1972). 4 Applying the law to the present case, the court concludes that defendant McGuire, in securing and serving the arrest warrant for DeBoer, took ministerial actions intimately related to the judicial process under the direction and control of defendants Martin and Petka.
discussed Cited as authority (rule) Black, Lloyd, No. 81-1646 v. Bayer, Ronald Jay, Esquire, Pelletreau, Charles L., Esquire, Hurd, Thomas, Esquire, Public Defender. Bartee, John H., No. 81-1763 v. Yanoff, Michael, Esq., Rossanese, Maurino J., Esq., Yollin, Hubert D., Esq. Stoica, Eugene, No. 81-1926 v. Stewart, William P., Public Defender and Terry, Otis, Investigator (2×)
3rd Cir. · 1982 · confidence medium
We conclude, however, that both the public defender and his investigator enjoy absolute immunity, reaffirming our decisions in Waits v. McGowan, 516 F.2d 203, 205-07 (3d Cir. 1975), and Brown v. Joseph, 463 F.2d 1046 (3d Cir. 1972), cert. denied, 412 U.S. 950 , 93 S.Ct. 3015 , 37 L.Ed.2d 1003 (1973).
discussed Cited as authority (rule) Black v. Bayer (2×)
3rd Cir. · 1982 · confidence medium
We conclude, however, that both the public defender and his investigator enjoy absolute immunity, reaffirming our decisions in Waits v. McGowan, 516 F.2d 203, 205-07 (3d Cir. 1975), and Brown v. Joseph, 463 F.2d 1046 (3d Cir. 1972), cert. denied, 412 U.S. 950 , 93 S.Ct. 3015 , 37 L.Ed.2d 1003 (1973).
discussed Cited as authority (rule) Nash v. Signore
E.D. Pa. · 1981 · confidence medium
Ross v. Meagan, 638 F.2d 646 at 648 (3d Cir. 1981) (per curiam); Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975); Brown v. Joseph, 463 F.2d 1046, 1049 (3d Cir. 1972), cert. denied, 412 U.S. 950 , 93 S.Ct. 3015 , 37 L.Ed.2d 1003 (1973).
discussed Cited as authority (rule) Bartee v. Yanoff
E.D. Pa. · 1981 · confidence medium
Ross v. Meagan, 638 F.2d 646, 649 (3d Cir. 1981); Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975); Brown v. Joseph, 463 F.2d 1046, 1048-49 (3d Cir. 1972), cert. denied, 412 U.S. 950 , 93 S.Ct. 3015 , 37 L.Ed.2d 1003 (1973); but see, Dodson v. Polk County, 628 F.2d 1104 (8th Cir. 1980) (public defenders entitled to only qualified immunity). 2.
cited Cited as authority (rule) Ross v. Meagan
3rd Cir. · 1981 · confidence medium
Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975); Brown v. Joseph, 463 F.2d 1046 (3d Cir. 1972), cert. denied, 412 U.S. 950 , 93 S.Ct. 3015 , 37 L.Ed.2d 1003 (1973).
cited Cited as authority (rule) Ross v. Meagan
3rd Cir. · 1981 · confidence medium
Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975); Brown v. Joseph, 463 F.2d 1046 (3d Cir. 1972), cert. denied, 412 U.S. 950 , 93 S.Ct. 3015 , 37 L.Ed.2d 1003 (1973).
cited Cited as authority (rule) Keating v. Martin
8th Cir. · 1980 · confidence medium
Atkins v. Lanning, 556 F.2d 485, 488 (10th Cir. 1977); Waits v. McGowan, 516 F.2d 203, 206 (3rd Cir. 1975).
cited Cited as authority (rule) Keating v. Martin
8th Cir. · 1980 · confidence medium
Atkins v. Lanning, 556 F.2d 485, 488 (10th Cir. 1977); Waits v. McGowan, 516 F.2d 203, 206 (3rd Cir. 1975).
discussed Cited as authority (rule) Reginald Williams v. Marie Wood
5th Cir. · 1980 · confidence medium
The same qualified immunity from damages actions is appropriate for clerks of federal courts performing similar acts. 2 A clerk “may receive immunity in his own right for the performance of a discretionary act or he may be covered by the immunity afforded the judge because he is performing a ministerial function at the direction of the judge.” Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975).
discussed Cited as authority (rule) Sparkman v. McFarlin
7th Cir. · 1979 · confidence medium
Third Circuit: Waits v. McGowan, 516 F.2d 203, 205 (1975); Fifth Circuit: Guedry v. Ford, 431 F.2d 660 , 664 (1970) (adopting district court opinion); Hill v. McClellan, 490 F.2d 859, 860 (1974); Humble v. Foreman, 563 F.2d 780, 781 (1977); Perez v. Borchers, 567 F.2d 285, 287 (1978); Sixth Circuit: Kurz v. Michigan, 548 F.2d 172, 175 (1977), cert. denied, 434 U.S. 972 , 98 S.Ct. 526 , 54 L.Ed.2d 462 (1977); Ninth Circuit: Haldane v. Chagnon, 345 F.2d 601, 604-05 (1965); Briley v. California, 564 F.2d 849, 858 (1977); Tenth Circuit: Bottone v. Lindsley, 170 F.2d 705, 707 (1948), cert. denied, …
discussed Cited as authority (rule) Sparkman v. Mcfarlin
7th Cir. · 1979 · confidence medium
In Cox v. Stanton, 529 F.2d 47, 49 (4th Cir. 1975), the alleged deprivation of rights rested on the allegation that the plaintiff was permanently sterilized and that the state welfare agency had petitioned the Eugenics Board to authorize a doctor to perform a tubal ligation, "which is usually reversible," but instead he performed "an irreversible bilateral salpingectomy sterilization." See also, Briley v. State of California, 564 F.2d 849 (9th Cir. 1977) (castration); Downs v. Sawtelle, 574 F.2d 1 (1st Cir. 1978) (sterilization) 4 Third Circuit: Waits v. McGowan, 516 F.2d 203, 205 (1975); Fift…
cited Cited as authority (rule) Carchman v. Korman Corp.
E.D. Pa. · 1978 · confidence medium
Omission of an allegation of class-based animus would have required our dismissal of the complaint under Waits v. McGowan, 516 F.2d 203,208 (3d Cir. 1975).
cited Cited as authority (rule) Marty's Adult World of New Britain, Inc. v. Guida
D. Conn. · 1978 · confidence medium
Id. at 5 ; see Smith v. Martin, supra at 690-91; Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975).
discussed Cited as authority (rule) Poirier v. Hodges
M.D. Fla. · 1978 · confidence medium
Co., 532 F.2d 69, 74 (8th Cir. 1976); Means v. Wilson, 522 F.2d 833, 839-40 (8th Cir. 1975); Harrison v. Brooks, 519 F.2d 1358, 1359-60 (1st Cir. 1975); Glasson v. Louisville, 518 F.2d 899, 911 (6th Cir. 1977); Waits v. McGowan, 516 F.2d 203, 208 (3rd Cir. 1975); Hamilton v. Chaffin, 506 F.2d 904 , 914 n. 23 (5th Cir. 1975); Thomas v. Economic Action Committee, 504 F.2d 563 , 564 (6th Cir. 1974); Cameron v. Brock, 473 F.2d 608, 610 (6th Cir. 1973); Puentes v. Sullivan, 425 F.Supp. 249, 253 (W.D.Tex.1977); Croy v. Skinner, 410 F.Supp. 117, 125 (N.D.Ga.1976); Raitport v. Chase Manhattan Capital …
cited Cited as authority (rule) Miller & Son Paving, Inc. v. Wrightstown Township Civic Ass'n
E.D. Pa. · 1978 · confidence medium
Griffin v. Breckenridge, 403 U.S. 88 , 91 S.Ct. 1790 , 29 L.Ed.2d 338 (1971); Waits v. McGowan, 516 F.2d 203, 208 (3rd Cir. 1975).
cited Cited as authority (rule) Lester Slotnick v. Harold Staviskey
1st Cir. · 1977 · confidence medium
See Sullivan v. Kelleher, 405 F.2d 486, 487 (1st Cir. 1968); Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975).
discussed Cited as authority (rule) Hazo v. Geetz
W.D. Pa. · 1975 · confidence medium
As the Third Circuit comments in Waits v. McGowan et al., 516 F.2d 203, 206 (3rd Cir. 1975), “where the defendant is directly involved in the judicial process, he may receive immunity in his own right for the performance of a discretionary act or he may be covered by the immunity afforded the judge because he is performing a ministerial function at the direction of the judge.” (citing cases) We find the case of Gigliotti v. Redevelopment Auth. of City of New Castle, 362 F.Supp. 764, 766 (W.D.Pa.1973), aff’d, 492 F.2d 1238 (3rd Cir. 1974) to be particularly applicable.
discussed Cited "see" Carl E. Rose, et al. v. Sheriff Wes Drury, et al.
E.D. Mo. · 2025 · signal: see · confidence high
Id.; see Waits v. McGowan, 516 F.2d 203, 206 (3d Cir. 1975) (holding that official entitled to absolute immunity afforded judge if “he is performing a ministerial function at the direction of the judge”); see also Duba v. McIntyre, 501 F.2d 590, 592 (8th Cir. 1974) (holding that quasi-judicial absolute immunity extended to police and other court officers “for purely ministerial acts where they do nothing other than perform orders issuing from a court”).
discussed Cited "see" Abussamaa Ramziddin v. Angelo Onfri
3rd Cir. · 2023 · signal: see · confidence high
See Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975) (evaluating claims under §§ 1983 and 1985 in tandem and determining that the prosecutor defendant was immune from suit).
cited Cited "see" GOODIN v. SMITH
W.D. Pa. · 2021 · signal: see · confidence high
See Waits, 516 F.2d at 205–07.
cited Cited "see" Douglas Kunkle v. Andrea Naugle
3rd Cir. · 2016 · signal: see · confidence high
See Waits v. McGowan, 516 F.2d 203, 205 (3d Cir. 1975).
Retrieving the full opinion text from the archive…
Frank S. WAITS, Appellant,
v.
Hon. Raymond McGOWAN, A. J. S. C., Monmouth County, Et Al.
74-1684.
Court of Appeals for the Third Circuit.
Apr 30, 1975.
516 F.2d 203
Frank S. Waits, pro se., John G. Colannino, John M. Pillsbury, Pillsbury, Russell & Ashbey, Atlantic Highlands, N. J., for appellee Mulaney., John M. Cannel, Asst. Public Defender, Newark, N. J., for appellees Hughes, Gearty and Cleary., William F. Hyland, Atty. Gen. of N. J., Stephen Skillman, Asst. Atty. Gen., and Maureen McGrath, Deputy Atty. Gen., Trenton, N. J., for appellees Hon. Raymond McGowan and others.
Van Dusen, Gibbons, Hunter.
Cited by 112 opinions  |  Published

OPINION OF THE COURT

VAN DUSEN, Circuit Judge.

This appeal challenges a June 28, 1974, district court order dismissing a complaint under 42 U.S.C. § 1985(3) and § 1983, [1] alleging that defendants had[*205] conspired to withhold information showing the alleged illegal removal of plaintiff from Canada to New York without any extradition procedures or warrant, resulting in his present confinement in a New Jersey state prison after conviction followed by “a 9 to 10 year sentence imposed — by the Superior Court of New Jersey, Monmouth County for the crime of manslaughter and neglect inclusive.” The complaint also alleges that defendants acted under orders of the above court, in violation of Waits’ rights, to have him returned to Monmouth County in April 1973 “for the sole purpose of prosecution.” The complaint seeks $250,-000. in damages from each of the defendants. On May 22, 1974, a motion to dismiss the complaint was filed on behalf of defendants McGowan, Yaccarino and Mulaney. On May 28, 1974, a separate motion “ . . . for an Order dismissing the complaint pursuant to Rule-12(b)(6), F.R.Civ.P., and for summary judgment pursuant to Rule 56, F.R.Civ. P.” was filed on behalf of defendants McGowan and Yaccarino, with affidavits attached alleging that such defendants are and have been, at all relevant times, judges of the New Jersey state courts. No counter-affidavit has been filed to such affidavits. On June 3, 1974, a motion to dismiss the action because it fails to state a claim upon which relief can be granted was filed on behalf of defendants Gearity, Hughes and Cleary.

I. Defendants McGowan, Yaccarino, Mulaney, Hughes and Cleary

Defendants McGowan and Yaccarino, being state judges, are immune from this suit. See Pierson v. Ray, 386 U.S. 547, 87 S.Ct. 1213, 18 L.Ed.2d 288 (1967). Defendant Mulaney is alleged in the complaint to be Monmouth County prosecutor and, as such, is also immune from this suit. See Bauers v. Heisel, 361 F.2d 581 (3d Cir. 1966), and Kauffman v. Moss, 420 F.2d 1270 (3d Cir. 1970). Finally, the defendants Cleary and Hughes are each alleged to be “Public Defender-Monmouth County” and hence are immune from suit. [2] See Brown v. Joseph, 463 F.2d 1046, 1048-49 (3d Cir. 1972). [3]

II. Defendant Gearity 4

The complaint alleges that this defendant is “Investigator For Monmouth County, Public Defender Office” and the defendant has not controverted or supplemented this description by affidavit or other means contemplated by F.R. Civ.P. 56. For the reasons stated below, we have concluded that the June 28, 1974, order must be affirmed insofar as it dismisses the complaint as to Gearity. (See, particularly, A and C below.)

A. Immunity under 42 U.S.C. §§ 1983 and 1985

In view of the allegations in this record that Gearity was acting solely in the course of his employment as an investigator for a public defender, working as a member of the bar in representing Waits as defendant in a state criminal prosecution (see first sentence of second paragraph under C below), we have concluded that he is immune from this suit. In Hill v. McClellan, 490 F.2d 859, 860 (5th Cir. 1974), the court pointed out that “a private person alleged to have conspired with a state judge and attorney who are entitled to immunity cannot be held liable, since he is not conspiring with persons acting under col- or of law against whom a valid claim could be stated. [Citing cases.].” See also French v. Corrigan, 432 F.2d 1211, 1214 (7th Cir. 1970); McIntosh v. Garofalo, 367 F.Supp. 501, 504-05 (W.D.Pa. 1973) .

[*206] The federal courts have recognized that where the function of an attorney’s employee and the judicial process are closely allied, immunity will be granted, whereas if such function is not directly related to the court’s decision-making activities, such immunity may not be available. [5] For example, a prosecuting attorney’s investigative activity based on leads and suspicion is distinguished, in some cases, from his acts directly related to the prosecution of an accused, with the result that he is denied immunity in the former situation. Dodd v. Spokane County, Washington, 393 F.2d 330, 335 (9th Cir. 1968); Balistrieri v. Warren, 314 F.Supp. 824, 826 (W.D. Wis.1970). However, where the defendant is directly involved in the judicial process, he may receive immunity in his own right for the performance of a discretionary act or he may be covered by the immunity afforded the judge because he is performing a ministerial function at the direction of the judge. The following cases indicate the range of reasoning used by the courts to protect the clerk of the court from liability in civil rights suits: Denman v. Leedy, 479 F.2d 1097, 1098 (6th Cir. 1973) (failure to fix bond was within scope of official, quasi-judicial duties); Blouin v. Dembitz, 367 F.Supp. 415, 422 (S.D.N.Y.1973), aff’d solely on other grounds, 489 F.2d 488 (2d Cir. 1973) (issuance of arrest warrants by judge for failure to respond to summons is a judicial act for which the judge is immune and his protection from suit may not be circumvented by pretense of bringing suit also against clerk); Barnes v. Dorsey, 480 F.2d 1057, 1060 (8th Cir. 1973) (plaintiff failed to allege that clerk was improperly performing what were purely ministerial duties and did not show injury as a result of illegal acts); Smith v. Rosenbaum, 460 F.2d 1019, 1020 (3d Cir. 1972) (revocation of bail bond was a ministerial act mandated by statute); Davis v. Quarter Sessions Court, 361 F.Supp. 720, 722 (E.D.Pa.1973) (claim against office of clerk for failure to furnish prisoner with copy of transcript of criminal proceedings is barred by doctrine of judicial immunity; no evidence supported a claim against the clerk personally; negligent conduct by a state official is not of itself sufficient to impose liability under Civil Rights Act).

The recent Supreme Court case of Scheuer v. Rhodes, 416 U.S. 232, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974), reemphasizes the holding of Monroe v. Pape, 365 U.S. 167, 81 S.Ct. 473, 5 L.Ed.2d 492 (1961), that a state officer’s acts which constitute an abuse of the power conferred on him by the state are actionable under the Civil Rights Act even though the acts lie outside the scope of the state officer’s authority. Several eases grant the extension of the judicial immunity afforded to the judge or clerk of the court to cover police officers engaged in ministerial functions under their direction. [6]

[*207] In Scheuer v. Rhodes, supra, 416 U.S. at 250, 94 S.Ct. at 1693, the Court said:

“ . . . the complaints place directly in issue whether the lesser officers and enlisted personnel of the Guard acted in good faith obedience to the orders of their superiors. Further proceedings, either by way of summary judgment or by trial on the merits, are required. . . . ”

An investigator directly employed by the district attorney to do a particular investigative job related to the prosecution of an accused is not the equivalent of the ordinary police officer, who is empowered by the state to initiate discretionary acts depriving others of their'rights and whose many activities in the prevention of crime and enforcement of law need not be related to the judicial process. In the same way, an investigator of the public defender has no power to deprive anyone of his or her rights. The only function of such an investigator is to assist in the defense of the accused, a function directly related to the judicial process.

B. Alleged objections to extradition procedures

Petitioner alleges that due process was violated by Gearity’s participation in an allegedly unlawful extradition. It has been held that the trial of a person unlawfully removed to the jurisdiction of the trial court does not affect its validity. Ker v. Illinois, 119 U.S. 436, 440, 7 S.Ct. 225, 30 L.Ed. 421 (1886); [7] United States ex rel. Lujan v. Gengler, 510 F.2d 62 (2d Cir. 1975); [8] United States v. Cotten, 471 F.2d 744, 748 (9th Cir.), cert. denied, 411 U.S. 936, 93 S.Ct. 1913, 36 L.Ed.2d 396 (1973); United States v. Caramian, 468 F.2d 1369 (5th Cir. 1972); Goodspeed v. Beto, 341 F.2d 908 (5th Cir, 1965), cert. denied, 386 U.S. 926, 87 S.Ct. 867, 17 L.Ed.2d 798 (1967); see also Frisbie v. Collins, 342 U.S. 519, 522, 72 S.Ct.[*208] 509, 96 L.Ed. 541 (1952); Hein v. Ramsden, 36 Misc.2d 345, 232 N.Y.S.2d 633 (Sup.Ct.1962); People v. Garner, 57 Cal.2d 135, 18 Cal.Rptr. 40, 367 P.2d 680, 683 (1961), cert. denied, 370 U.S. 929, 82 S.Ct. 1571, 8 L.Ed.2d 508 (1962), where the Court said: “ . . . there being no provision in the Constitution, laws or treaties of the United States which guarantees him (the defendant) any protection in such transaction.” It has been suggested that at least one modern precedent casts doubt upon these holdings. See United States v. Toscanino, 500 F.2d 267 (2d Cir. 1974); but see United States ex rel. Lujan v. Gengler, supra, and note 8.

International extradition is governed only by considerations of comity and treaty provisions. See 31 Am.Jur.2d 928. An examination of Article X of the Treaty between the United Kingdom and the United States of August 9, 1842, as amended by the Extradition Convention of July 12, 1889, proclaimed on March 25, 1890, makes clear that plaintiff’s allegations do not show a violation of any treaty provisions governing extradition between this country and Canada. The protections or rights which accrue to the extradited person primarily exist for the benefit of the asylum nation (Canada), whereas plaintiff’s complaint alleges violations of constitutional rights of citizens of the demanding nation (The United States of America). See Ker v. Illinois, supra, 119 U.S. at 443, 7 S.Ct. 225; United States v. Rauscher, 119 U.S. 407, 430, 7 S.Ct. 234, 30 L.Ed. 425 (1886); United States ex rel. Lujan v. Gengler, supra at page 67; [9] United States v. Greene, 146 F. 766, 771 (S.D.Ga.1906). For example, Article VI of the above Extradition Convention taking effect in 1890 provides:

“The extradition of fugitives under the provisions of this Convention and of the said Tenth Article shall be carried out in the United States and in Her Majesty’s dominions, respectively, in conformity with the laws regulating extradition for the time being in force in the surrendering States.”

The asylum country (Canada) has the obligation to deliver up to the demanding nation (The United States of America) a criminal who has fled from justice on proper demand. See Ker v. Illinois, supra, 119 U.S. at 442, 7 S.Ct. 225.

The foregoing eases do not rule upon possible civil liability under 42 U.S.C. §§ 1983 and 1985(3) for a due process violation which took place prior to the criminal trial, and we need not pass upon such possible civil liability in view of A above.

C. Application of 42 U.S.C. § 1985

Since plaintiff has not alleged a conspiracy to deprive him “of the equal protection of the [United States] laws, or of equal privileges and immunities under the laws” and an overt act in furtherance of the object of the conspiracy with resulting injury to the plaintiff, there is no cause of action alleged in this complaint under 42 U.S.C. § 1985(3). See Tollett v. Laman, 497 F.2d 1231, 1232—33 (8th Cir. 1974).

We note that once the public defender undertakes to represent a defendant he acts thereafter as any attorney practicing as a member of the bar of the court, see Brown v. Joseph, supra, at 1047-48. [10] Furthermore, the complaint does not state a cause of action under 42 U.S.C. § 1985(3) because of failure to allege “some racial, or perhaps otherwise class-based, invidiously discriminatory animus behind the conspirators’ action.” See Griffin v. Breckenridge, 403 U.S. 88, 102, 91 S.Ct. 1790, 1798, 29 L.Ed.2d 338[*209] (1971); Richardson v. Miller, 446 F.2d 1247, 1249 (3d Cir. 1971).

The June 28, 1974, district court judgment will be affirmed.

1

. Although plaintiff has emphasized in both his answer to the motion for dismissal of complaint (Doc. 3 in Civ. 74-525, D.N.J.) and in his notice of motion for summary judgment (Doc. 21 in above Civil 74-525) that he was basing his claim under 42 U.S.C. § 1985, and not under 42 U.S.C. § 1983, his reliance on Cohen v. Norris, 300 F.2d 24 (9th Cir. 1962), involving an action under 42 U.S.C. § 1983, and the fact that the defendants have treated the action as one brought under 42 U.S.C. § 1983, have led us to consider 42 U.S.C. § 1983 as a possible basis for this suit. See II-C below.

2

. The Office of Public Defender of the State of New Jersey is established under N.J.S.A. 2A:158A — 1 et seq.

3

. The fact that defendants are alleged to have had “knowledge” of the alleged illegal extradition and ignored it does not constitute a violation of plaintiff’s constitutional rights by them as officials of the demanding state under the decisions discussed under II-A below.

4

. There are indications in the record that the correct name of this defendant is “Gearty.”

5

. We note that the Supreme Court of the United States has used this language in Scheuer v. Rhodes, 416 U.S. 232, 94 S.Ct. 1683, 40 L.Ed.2d 90 (1974):

“[l]n varying scope, a qualified immunity is available to officers of the executive branch of [the] Government, the variation being dependent upon the scope of discretion and responsibilities of the office and all the circumstances as they reasonably appeared at the time of the action on which liability is sought to be based. It is the existence of reasonable grounds for the belief formed at the time and in light of all the circumstances, coupled with good-faith belief, that affords a basis for qualified immunity of executive officers for acts performed in the course of official conduct.” 416 U.S. 247-48, 94 S.Ct. 1692.
“Implicit in the idea that officials have some immunity — absolute or qualified — for their acts, is a recognition that they may err. The concept of immunity assumes this and goes on to assume that it is better to risk some error and possible injury from such error than not to decide or act at all.” 416 U.S. 242, 94 S.Ct. 1689.
6

. Fowler v. Alexander, 478 F.2d 694, 696 (4th Cir. 1973) (sheriff and jailer confining plaintiff temporarily were executing a court order and are immune); Gigliotti v. Redevelopment Authority of City of New Castle, 362 F.Supp. 764, 766 (W.D.Pa.1973); aff’d, 492 F.2d 1238 (3d Cir. 1974) (sheriff executing a writ in connec[*207] tion with eminent domain proceeding was acting under the direction of the court and could not be sued under § 1983); Burke v. McDonnell, 358 F.Supp. 716, 718-19 (S.D.N.Y.1973) (the district court on the one hand stated that an investigator working under the district attorney was covered by the “quasi-immunity” of the district attorney but later stated that the investigator’s statement of whether, in his opinion, the defendant was cooperating involved a quasi-judicial opinion in its own right, and, in addition, the court mentioned that there was no showing of bad faith on the part of the investigator); Ellenburg v. Shepherd, 304 F.Supp. 1059, 1061 (E.D.Tenn.1966), aff’d, 406 F.2d 1331 (6th Cir.), cert. denied, 393 U.S. 1087, 89 S.Ct. 878, 21 L.Ed.2d 781 (1969) (Police officers acting properly under a warrant or other lawful process which is regular on its face and where their motives and intent are proper are accorded immunity. Held: opposing affidavits raised a material issue of fact with respect to officers’ improper motivation precluding summary judgment.); Rhodes v. Houston, 202 F.Supp. 624, 636 (D.Neb.), aff'd per curiam, 309 F.2d 959 (5th Cir. 1962), cert. denied, 373 U.S. 909, 83 S.Ct. 724, 9 L.Ed.2d 719 (1963), motion to vacate denied, 258 F.Supp. 546 (1966), aff’d per curiam, 418 F.2d 1309 (1969), cert. denied, 397 U.S. 1049, 90 S.Ct. 1382, 25 L.Ed.2d 662 (1970) (police officers performing on the authority of the commitment issued by the clerk of the court are immune). See also Wilhelm v. Turner, 431 F.2d 177 (8th Cir. 1970), cert. denied, 401 U.S. 947, 91 S.Ct. 919, 28 L.Ed.2d 230 (1971).

7

. It may be that plaintiff has a cause of action for illegal removal procedures under state law. See Ker, supra, 119 U.S. at 444-45, 7 S.Ct. 225.

8

. This record contains no allegations of illegal electronic surveillance and unconstitutional treatment in any way comparable to the factual situation before the court in United States v. Toscanino, 500 F.2d 267 (2d Cir. 1974). Furthermore, as the court noted at 500 F.2d 276, that case involved a challenge to a United States District Court trial, as opposed to state court proceedings such as those involved in this case. Also, the language of Toscanino was limited in United States ex rel. Lujan v. Gengler, 510 F.2d 62 (2d Cir. 1975), where Chief Judge Kaufman, speaking for the court, said at page 66:

“ . . . but for the charge that the law was violated during the process of transporting him to the United States, Lujan charges no deprivation greater than that which we' would have endured through lawful extradition. We scarcely intend to convey approval of illegal government conduct. But we are forced to recognize that, absent a set of incidents like that in Toscanino, not every violation by prosecution or police is so egregious that Rochin and its progeny requires nullification of the indictment.”

See 88 Harv.L.Rev. 813 (1975).

9

. The pleadings do not allege that Canada has objected in any way to the removal of Waits to this country.

10

. See also John v. Hurt, 489 F.2d 786, 787-88 (7th Cir. 1973). As noted above under A, Gearity, as an investigator, would be operating under the supervision of, and in support of, a member of the bar whose primary duty is to represent his client to the best of his ability and not in aid of the State of New Jersey.