Milton Lecompte v. Mr. Chip, Inc., 528 F.2d 601 (5th Cir. 1976). · Go Syfert
Milton Lecompte v. Mr. Chip, Inc., 528 F.2d 601 (5th Cir. 1976). Cases Citing This Book View Copy Cite
Quick Summary

An order granting a voluntary dismissal without prejudice is appealable if its effect is to create legal prejudice by severely circumscribing the plaintiff's ability to bring a subsequent suit.

After a plaintiff moved for voluntary dismissal without prejudice under Rule 41(a)(2), the district court granted the motion but imposed restrictive conditions requiring the plaintiff to file in the same court, show extraordinary circumstances, and demonstrate the validity of a future cause of action. The court must determine if such an order is appealable. Although a dismissal without prejudice typically places a plaintiff in the same legal position as if the suit had never been brought, the imposition of conditions that severely circumscribe the freedom to bring a later suit constitutes legal prejudice. Because these conditions affect the heart of the plaintiff's legal cause of action, the order is an appealable final judgment.

602 citation events (302 in the last 25 years) across 86 distinct courts.
Treatment trajectory · 1976 → 2026 · click a year to view as-of
1976 2001 2026
Cited for
At page 604 Analyzing legal prejudice in conditional dismissals134 citing cases“the basic purpose of rule 41(a)(2) is to freely permit the plaintiff, with court approval, to voluntarily dismiss an action so long as no other party will be prejudiced.”13 citing courts quote it · 128 listed here
  • Taylor v. Grp. Contractors, LLC, No. 3:22-cv-00031 (S.D. Tex. May 23, 2022).
    ([I]n most cases a dismissal should be granted unless the defendant will suffer some legal harm.)
  • In Re Fred Lowenschuss, Debtor. Resorts Int'l, Inc. v. Fred Lowenschuss, 67 F.3d 1394 (9th Cir. 1995).published 7 cites
    ([We] follow the traditional principle that dismissal should be allowed unless the defendant will suffer some plain prejudice other than the mere prospect of a second lawsuit.)
  • Radiant Tech. Corp. v. Electrovert USA Corp., 122 F.R.D. 201 (N.D. Tex. 1988).published 4 cites
    “the district court should impose only those conditions which will alleviate the harm caused to the defendant”
  • Green, No. 8:25-cv-00579 (M.D. Fla. Aug. 24, 2026). 3 cites
    So, when “considering a motion for dismissal without prejudice,” a district court “should bear in mind principally the interests of the defendant, for it is the defendant’s position that the court should protect.” Id. (citing LeCompte v. M…
  • Moskow, No. 1:24-cv-10474 (D. Mass. Oct. 29, 2025).
    Civ. P. 41(a)(2). “‘[T]he basic purpose of Rule 41(a)(2) is to freely permit the plaintiff, with court approval, to voluntarily dismiss an action so long as no other party will be prejudiced.’” Puerto Rico Maritime Shipping Auth. v. Leith,…
  • Moskow, No. 1:24-cv-10474 (D. Mass. Oct. 8, 2025).
    P. 41(a)(2). “‘[T]he basic purpose of Rule 41(a)(2) is to freely permit the plaintiff, with court approval, to voluntarily dismiss an action so long as no other party will be prejudiced.’” Puerto Rico Maritime Shipping Auth. v. Leith, 668…
  • Mansuri v. PCRK Servs. Co. LLC, No. 3:25-cv-01240 (N.D. Tex. Aug. 6, 2025).
    Tex. 1988) (“When considering a dismissal without prejudice, the court should keep in mind the interests of the defendant, for it is his position which should be protected.” (quoting LeCompte v. Mr. Chip, Inc., 528 F.2d 601, 604 (5th Cir.…
  • Boards of Trs. of the Cement Masons & Plasterers Health & Welfare Trust v. Leewens Corp., No. 2:23-cv-01626 (W.D. Wash. Jan. 21, 2025).
    Haw. 1998) (first 5 citing Sams v. Beech Aircraft Corp., 625 F.2d 273, 277 (9th Cir. 1980), then citing LeCompte v. 6 Mr. Chip, Inc., 528 F.2d 601, 604 (5th Cir. 1976)).
  • Washington v. U.S. DHS- HSI, No. 6:24-cv-00592 (W.D. Tex. Dec. 17, 2024).
    LeCompte v. Mr. Chip, Inc., 528 F.2d 601, 604 (5th Cir. 1976).
  • Villa v. Vaughn, No. 2:24-cv-00216 (S.D. Tex. Nov. 12, 2024).
    “A request for voluntary dismissal is appropriate where the defendant will not be prejudiced by the dismissal.” Id. (citing LeCompte v. Mr. Chip, Inc., 528 F.2d 601, 604 (5th Cir. 1976)).
Show 118 more citing cases
At page 603 Determining appealability of voluntary dismissal without prejudice96 citing cases“does not qualify as an involuntary adverse judgment so far as the plaintiff is concerned.”4 citing courts quote it · 92 listed here · 1 cautionary
  • Antowyn Cauley v. John Wilson, 754 F.2d 769 (7th Cir. 1985).published Cited "but see" · 2 cites
    But cf. LeCompte, 528 F.2d at 604 .
  • Well Cell Global LLC v. Calvit, No. 4:22-cv-03062 (S.D. Tex. Feb. 21, 2024).
    (paying costs or expenses” does not amount to “prejudice in a legal sense.)
  • Intown Homes Ltd. & Intown Builder GP, LLC v. Susan Knoche, No. 14-20-00275-CV (Tex. App.—Houston [14th Dist.] May 26, 2022).published
    (Where the trial court allows the plaintiff to dismiss his action without prejudice, the judgment, of course, qualifies as a final judgment for purposes of appeal.)
  • Emmitt v. Dickey, 188 F. App'x 681 (10th Cir. 2006).unpublished 2 cites
    (The effect of this type of dismissal is to put the plaintiff in a legal position as if he had never brought the first suit.)
  • In Re Fred Lowenschuss, Debtor. Resorts Int'l, Inc. v. Fred Lowenschuss, 67 F.3d 1394 (9th Cir. 1995).published 7 cites
    See Hyde & Drath v. Baker, 24 F.3d 1162, 1169 (9th Cir.1994); see also LeCompte, 528 F.2d at 604 (“[We] follow the traditional principle that dismissal should be allowed unless the defendant will suffer some plain prejudice other than the…
  • In re Petition of Swanton Wind LLC, 2018 VT 141, 204 A.3d 635.published
    “most cases under federal rule 41(a)(2) have involved conditions that require payment of costs and attorney's fees.”
  • Green, No. 8:25-cv-00579 (M.D. Fla. Aug. 24, 2026). 3 cites
    So, when “considering a motion for dismissal without prejudice,” a district court “should bear in mind principally the interests of the defendant, for it is the defendant’s position that the court should protect.” Id. (citing LeCompte v. M…
  • SJ Louis Constr. of Texas LTD v. Covenant Gen. Contractors, Inc., No. 3:23-cv-00693 (M.D. La. Dec. 6, 2024).
    Inc., 434 F.3d 320, 324 (5th Cir. 2005) (quoting Carter v. United States, 547 F.2d 258 , 258–59 (5th Cir.1977); LeCompte v. Mr. Chip, Inc., 528 F.2d 601, 603 (5th Cir.1976)).
  • Garcia v. Fed. Home Loan Mortg. Corp., No. 3:20-cv-01458 (N.D. Tex. Sept. 2, 2022).
    LeCompte v. Mr. Chip, Inc., 528 F.2d 601, 603 (5th Cir. 1976); see also Ford v. Sharp, 758 F.2d 1018, 1023-24 (5th Cir. 1985) (explaining that “if plaintiff voluntarily dismisses an action without prejudice, it is considered that the suit…
  • Chishti v. Samuel Coraluzzo Co., Inc., No. 8:20-cv-02840 (M.D. Fla. June 2, 2021).
    See Potenberg, 252 F.3d at 1260 ; McCants, 781 F.2d at 857 ; LeCompte v. Mr. Chip Inc., 528 F.2d 601, 603 (5th Cir. 1976);3 Der v. E.I.
Show 82 more citing cases
At page 605 Remanding for reconsideration of dismissal conditions6 citing casesnothing in the record permitting appellate court to determine whether trial court properly exercised its discretion1 citing court put it this way
At page 602 Appealability of voluntary dismissal under rule 41(a)(2)6 citing casesconditions included requirement that any subsequent suit be brought in same court and only upon showing of extraordinary circumstances2 citing courts put it this way · 4 listed here
Retrieving the full opinion text from the archive…
Milton LeCOMPTE, Plaintiff-Appellant,
v.
MR. CHIP, INC., Et Al., Defendants-Appellees
75--2743.
Court of Appeals for the Fifth Circuit.
Mar 15, 1976.
Published opinion
528 F.2d 601
1976 U.S. App. LEXIS 12392
R. M.. Sharpe, Jr., Houston, Tex., Bill Sanders, Beaumont, Tex., for plaintiff-appellant., Jack L. Allbritton, H. Lee Lewis, Jr., Houston, Tex., for defendants-appellees.
Thornberry, Morgan, Roney.
Cited by 286 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 70%
Citer courts: Supreme Court of Vermont (1)
RONEY, Circuit Judge:

Plaintiff on this appeal argues that the district court imposed unreasonable conditions upon a voluntary dismissal without prejudice entered pursuant to Rule 41(a)(2) of the Federal Rules of Civil Procedure. Defendants counter that the terms attached by the district court to the dismissal without prejudice were not unreasonable and were within the court’s discretion, and in any event, they assert the order is not appealable. Finding the order of dismissal to be properly appealable, we vacate and remand for further consideration by the district court in light of this opinion.

Milton LeCompte, a seaman, brought suit under the Jones Act, 46 U.S.C.A. § 688, for injuries sustained while working aboard the trawler, MR. CHIP. Because the plaintiff could not be located as the time of trial approached, his attorney filed a motion for a voluntary dismissal without prejudice, pursuant to F.R.Civ.P. 41(a)(2). The trial court granted the motion but appended several conditions to the dismissal at the behest of defendants: (1) that any subsequent suit must be filed in the same court; (2) that plaintiff must show extraordinary circumstances to justify reopening the case; and (3) that plaintiff must make an affirmative demonstration to the court’s satisfaction that a valid cause of action can be maintained against defendants. Plaintiff’s motion to amend or reform the order of dismissal was denied. He now appeals.

I.

Defendants challenge the right of the plaintiff to appeal the granting of his F.R.Civ.P. 41(a)(2) motion. That rule provides, in pertinent part:

Except as provided in paragraph (1) of this subdivision of this rule, an action shall not be dismissed at the plaintiff’s[*603] instance save upon order of the court and upon such terms and conditions as the court deems proper. Unless otherwise specified in the order, a dismissal under this paragraph is without prejudice.

“Where the trial court allows the plaintiff to dismiss his action without prejudice, the judgment, of course, qualifies as a final judgment for purposes of appeal. Ordinarily, though, plaintiff cannot appeal therefrom, since it does not qualify as an involuntary adverse judgment so far as the plaintiff is concerned.” 5 Moore’s Federal Practice H41.05[3], at 1068 (2d ed. 1975), citing Scholl v. Felmont Oil Corp., 327 F.2d 697, 700-701 (6th Cir. 1964); accord, 9 Wright & Miller, Federal Practice & Procedure: Civil § 2376, at 247 (1971). This can easily be understood since the plaintiff has acquired that which he sought, the dismissal of his action and the right to bring a later suit on the same cause of action, without adjudication of the merits. The effect of this type of dismissal is to put the plaintiff in a legal position as if he had never brought the first suit. Maryland Casualty Co. v. Latham, 41 F.2d 312, 313 (5th Cir. 1930); Humphreys v. United States, 272 F.2d 411, 412 (9th Cir. 1959).

This, of course, is not the situation where a dismissal with prejudice has been granted. There the dismissal actually goes to the merits of the case and is considered a final appealable order so that the plaintiff may appeal therefrom. See Durham v. Florida East Coast Ry. Co., 385 F.2d 366 (5th Cir. 1967). Plaintiff contends that the district court’s order in this case basically amounted to a dismissal with prejudice and is properly appealable under these general principles of law.

Although the district court’s or-, der in this case is labeled a “dismissal without prejudice,” at least with respect to determining appealability, we do not believe the order had that effect. As recently noted in Carr v. Grace, 516 F.2d 502, 503 n. 1 (5th Cir. 1975), “[t]he appealability of an order depends on its effect rather than its language.”

The conditions imposed by the district court are not the type usually found in Rule 41(a)(2) dismissals. See 9 Wright & Miller, Federal Practice & Procedure: Civil § 2366, at 178-182 (1971). Most cases under the Rule have involved conditions that require payment of costs and attorney’s fees. See, e. g., American Cyanamid Co. v. McGhee, 317 F.2d 295 (5th Cir. 1963); see also 5 Moore’s Federal Practice K 41.06, at 1081-1083 (2d ed. 1975); Annot., 21 A.L. R.2d 627, 633 — 637 (1952), and cases cited therein. The trial judge is not limited to conditions of payment of costs, expenses and fees. The dismissal may be conditioned upon the imposition of other terms designed to reduce inconvenience to the defendant. See, e. g., Eaddy v. Little, 234 F.Supp. 377 (E.D.S.C.1964) (dismissal conditioned on plaintiff’s production of certain documents); Goldlawr, Inc. v. Shubert, 32 F.R.D. 467 (S.D.N.Y.1963) (dismissal without prejudice conditioned on plaintiff covenanting not to sue defendants, where a dismissal with prejudice might have adversely affected' plaintiff’s related litigation); Stevenson v. United States, 197 F.Supp. 355 (M.D.Tenn.1961) (dismissal conditioned on plaintiff’s making available to defendant at second suit certain records, producing certain witnesses at trial, and paying one-half cost of defendant bringing in other witnesses).

In one sense, any requirement imposed upon a plaintiff as a condition for allowing him a voluntary dismissal amounts to some degree of prejudice to his action, as a practical matter. Our research indicates, however, that generally the conditions imposed do not create prejudice in a legal sense to the bringing of another suit. Rather, the usual conditions attached to a voluntary dismissal involve prejudice only in a practical sense (e. g., paying costs or expenses, producing documents, producing witnesses). The imposition of this type condition does not amount to the type of “legal prejudice” which would entitle a plaintiff to appeal the grant of the dismissal he obtains.

[*604] The requirements imposed by the district court in this case are different. Here plaintiff is severely circumscribed in his freedom to bring a later suit. Before doing so he must come before the same court and affirmatively demonstrate that the case should be reopened and that he possesses a valid cause of action. Although plaintiff is not totally precluded from bringing a second suit, he must, nevertheless, prove his case preliminarily to the district court before being allowed the right to relitigate. This requirement, unlike those normally imposed with a Rule 41(a)(2) dismissal, involves prejudice in a legal sense. It becomes uncertain, as a matter of future court decision, whether he will be allowed to bring the second suit. We view this “legal prejudice” which goes to the heart of plaintiff’s legal cause of action as entitling plaintiff to appeal the conditional dismissal of his action.

Defendants argue that plaintiff cannot appeal the terms attached by the district court to a dismissal which he initiated and in which he acquiesced. Although it is certainly true that plaintiff prompted the issuance of the order of dismissal by the district court, under the circumstances of this case, he cannot be deemed to have acquiesced in or accepted the terms of the order actually entered. Prior to the entry of the order, plaintiff filed with the court a document entitled “Plaintiff’s Reply to Defendants’ Objection to Plaintiff’s Order of Dismissal Without Prejudice,” in which he objected to the inclusion in the order of the conditions suggested by the defendants. When the district court issued its order of dismissal, which included the contested conditions, plaintiff vigorously renewed his objections to the inclusion of the conditions as a part of his voluntary dismissal by a “Motion to Amend and/or Reform Order of Dismissal Without Prejudice.” When that effort failed, he brought this appeal. The fact that plaintiff has never, in so many words, sought to have the dismissal set aside is not dispositive. The record clearly indicates he has consistently expressed his desire to be relieved from the burdens of the order and has never actually acquiesced in or accepted the terms of the dismissal.

II.

The basic purpose of Rule 41(a)(2) is to freely permit the plaintiff, with court approval, to voluntarily dismiss an action so long as no other party will be prejudiced. The rule allows the plaintiff to withdraw his action from the court without prejudice to future litigation. Allowing the court to attach conditions to the order of dismissal prevents defendants from being unfairly affected by such dismissal. 9 Wright & Miller, Federal Practice & Procedure: Civil, § 2364, at 165 (1971).

The plaintiff’s right to a voluntary dismissal without prejudice is not absolute. Rather, dismissal on motion under Rule 41(a)(2) is within the sound discretion of the court, and its order is reviewable only for abuse of discretion. Diamond v. United States, 267 F.2d 23 (5th Cir.), cert. denied, 361 U.S. 834, 80 S.Ct. 85, 4 L.Ed.2d 75 (1959).

When considering a dismissal without prejudice, the court should keep in mind the interests of the defendant, for it is his position which should be protected. 9 Wright & Miller, Federal Practice & Procedure: Civil, §§ 2362, 2364, at 149, 165 (1971). Nevertheless, in most eases a dismissal should be granted unless the defendant will suffer some legal harm. Holiday Queen Land Corp. v. Baker, 489 F.2d 1031, 1032 (5th Cir. 1974), quoting Durham v. Florida East Coast Ry. Co., 385 F.2d 366 (5th Cir. 1967), recited the law to be applied in this Circuit:

[We] follow the traditional principle that dismissal should be allowed unless the defendant will suffer some plain prejudice other than the mere prospect of a second lawsuit. It is no bar to dismissal that plaintiff may obtain some tactical advantage thereby. (Emphasis in original).

It seems, therefore, that in ruling on motions for voluntary dismissals, the dis[*605] trict court should impose only those conditions which will alleviate the harm caused to the defendant.

In the present case, there is no indication from the judge’s order of dismissal as to why he imposed the conditions he did. Neither do the objections filed by the defendants to the proposed dismissal without prejudice, from which the judge took the conditions imposed in the order, indicate how defendants would be prejudiced by an unconditional dismissal. Thus, there is nothing in the order or in the record from which we can ascertain whether the court properly exercised its discretion in imposing conditions on the dismissal.

We, therefore, remand to the district judge for reconsideration in light of this opinion. On remand, the judge may hold a hearing, if needed, to better determine what interests are at stake and to fashion only such conditions as are necessary to protect the legitimate interest of defendants. See Diamond v. United States, 267 F.2d 23 (5th Cir.), cert. denied, 361 U.S. 834, 80 S.Ct. 85, 4 L.Ed.2d 75 (1959).

Vacated and remanded.