United States v. Richard Mastrangelo, 693 F.2d 269 (2d Cir. 1982). · Go Syfert
United States v. Richard Mastrangelo, 693 F.2d 269 (2d Cir. 1982). Cases Citing This Book View Copy Cite
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cited 7× by 5 distinct cases, 1998–2019 · 2 courts · …waiver by misconduct is an issue distinct from the underlying right of confrontation at p. 273
cited 3× by 2 distinct cases, last quoted 1998↓ Fading · …by a preponderance of the evidence
284 citation events (121 in the last 25 years) across 52 distinct courts.
Treatment trajectory · 1982 → 2026 · click a year to view as-of
1982 2004 2026
Top citers, strongest first. 49 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Chestnut v. LaManna (2×) also: Cited as authority (rule)
E.D.N.Y · 2019 · quote attribution · 1 verbatim quote · confidence high
we see no reason to impose upon the government more than the usual burden of proof by a preponderance of the evidence where waiver by misconduct is concerned.
discussed Cited as authority (verbatim quote) United States v. Carneglia (2×) also: Cited "see, e.g."
E.D.N.Y · 2009 · signal: see also · quote attribution · 1 verbatim quote · confidence high
where a defendant has silenced a witness through ... murder, admission of the victim's prior statements at least partially offsets the perpetrator's rewards for his misconduct
examined Cited as authority (verbatim quote) State v. Romero (5×) also: Cited as authority (rule), Cited "see, e.g."
N.M. Ct. App. · 2006 · quote attribution · 1 verbatim quote · confidence high
if a witness' silence is procured by the defendant himself, whether by chicanery, by threats, or by actual violence or murder, the defendant cannot then assert his confrontation clause rights.
examined Cited as authority (verbatim quote) Geraci v. Senkowski (5×) also: Cited as authority (rule), Cited "see"
E.D.N.Y · 1998 · signal: see · quote attribution · 1 verbatim quote · confidence high
if mastrangelo was involved in the witness's death, his involvement waived his confrontation clause objection to the admission of the witness's grand jury testimony.
examined Cited as authority (verbatim quote) Kenneth Wayne Magouirk v. Michael Phillips, Warden, Winn Correctional Center and Richard P. Ieyoub, Attorney General, State of Louisiana (2×)
5th Cir. · 1998 · signal: see also · quote attribution · 2 verbatim quotes · confidence high
waiver by misconduct is an issue distinct from the underlying right of confrontation
discussed Cited as authority (rule) Anderson v. Royal
D. Nev. · 2025 · confidence medium
In United States v. Mastrangelo, for 7 example, the United States Court of Appeals for the Second Circuit opined that the preponderance standard is more suitable because 8 “wavier by misconduct is an issue distinct from the underlying right of confrontation” and a higher standard “might encourage behavior 9 which strikes at the heart of the system of justice itself.” 693 F.2d 269, 273 (2d Cir. 1982); see also United States v. White, 116 F.3d 10 903, 912 (D.C.
discussed Cited as authority (rule) United States v. Lawrence Blackshire
9th Cir. · 2024 · confidence medium
Evid. 804(b)(6) Advisory Committee Note to Amendment (1997) (noting that the adoption of the exception “recognizes the need . . . to deal with abhorrent behavior ‘which strikes at the heart of the system of justice itself’”) (quoting United States v. Mastrangelo, 693 F.2d 269, 273 (2d Cir. 1982)).
discussed Cited as authority (rule) Bernazard v. Miller
E.D.N.Y · 2024 · confidence medium
Mastrangelo, 693 F.2d at 272, 274 ; order, such as “affirmed” or “denied”), a “federal court should ‘look through’ the unexplained decision to the last related state-court decision that does provide a relevant rationale.
discussed Cited as authority (rule) Gomez v. Holder
E.D.N.Y · 2021 · confidence medium
Sirois hearings are “analogous to the Mastrangelo hearing[s] used in federal cases in the Second Circuit.” Id. at 226 n.1 (citing United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir. 1982)). dismissed; that, as a police officer, Plaintiff had numerous civilian complaints against him, but not that Plaintiff “won” all of those complaints; that Plaintiff had been denied a gun license in New York City, but not that Plaintiff had been granted a gun license in other jurisdictions; and that Plaintiff had been fired from the New York City Police Department for cause based on a disciplinary…
discussed Cited as authority (rule) State v. Miller
Del. Super. Ct. · 2020 · confidence medium
The Court stated, “I believe the State is saying…forfeiture by wrongdoing doesn’t have to be only in relation to Wheeler, it is in relation to anybody who may have felt intimidated or changed their story…and the wrongdoing is wrongdoing which would carry over to anybody who has been affected by it or may be affected by it.” See also U.S. v. Mastroangelo, 693 F.2d 269, 270 (2nd Cir. 1982) where the court noted that it was “inconceivable” that the intimidation would have been without the defendant’ knowledge. 50 The defense did not provide any cases. 51 See Anderson v. State, 201…
discussed Cited as authority (rule) ANDERSON (ARNOLD) VS. STATE (2×)
Nev. · 2019 · confidence medium
In United States v. Mastrangelo, for example, the United States Court of Appeals for the Second Circuit opined that the preponderance standard is more suitable because "waiver by misconduct is an issue distinct from the underlying right of confrontation" and a higher standard "might encourage behavior which strikes at the heart of the system of justice itself." 693 F.2d 269, 273 (2d Cir. 1982); see also United States v. White, 116 F.3d 903, 912 (D.C.
discussed Cited as authority (rule) ANDERSON (ARNOLD) VS. STATE
Nev. · 2019 · confidence medium
In United States v. Mastrangelo, for example, the United States Court of Appeals for the Second Circuit opined that the preponderance standard is more suitable because "waiver by misconduct is an issue distinct from the underlying right of confrontation" and a higher standard "might encourage behavior which strikes at the heart of the system of justice itself." 693 F.2d 269, 273 (2d Cir. 1982); see also United States v. White, 116 F.3d 903, 912 (D.C.
discussed Cited as authority (rule) State v. Maestas
N.M. · 2018 · confidence medium
We did briefly, if inconclusively, examine the boundaries of the wrongdoing concept in noting that where a defendant procures unavailability "by chicanery, by threats, or by actual violence or murder, the defendant cannot then assert his confrontation clause rights." Alvarez-Lopez , 2004-NMSC-030 , ¶ 8, 98 P.3d 699 (quoting Mastrangelo , 693 F.2d at 272-73 (2d.
discussed Cited as authority (rule) United States v. Parse (2×) also: Cited "see"
2d Cir. · 2015 · confidence medium
The 16 Government bears the burden of proving a defendant's waiver by a preponderance of the evidence. 17 See United States v. Mastrangelo, 693 F.2d 269, 273-74 (2d Cir. 1982). 18 In Olano, the Supreme Court analyzed the availability of relief to a litigant under Rule 19 52(b) of the Federal Rules of Criminal Procedure, which provides that "[a] plain error that affects 20 substantial rights may be considered even though it was not brought to the court's attention," Fed.
discussed Cited as authority (rule) United States v. Morrison (2×)
E.D.N.Y · 2013 · confidence medium
Had the defendant been shown to have orchestrated the bribe attempt, an argument could be made that the double jeopardy clause does not bar retrial following an acquittal based on such possible theories as waiver (cf. United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982) 11 or jeopardy having never actually attached in that the result of the proceeding was preordained via a defendant bribing the trier-of-fact (cf. Aleman v. Honorable Judges of the Circuit Court of Cook County, 138 F.3d 302 (7th Cir.1998).
discussed Cited as authority (rule) Henderson v. Commonwealth (2×)
Va. · 2013 · confidence medium
United States v. Williams, 443 F.3d 35, 45 (2d Cir. 2006) (quoting United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir. 1982)).
discussed Cited as authority (rule) State v. Thompson
Conn. · 2012 · confidence medium
Any other result would mock the very system of justice the confrontation clause was designed to protect." (Internal quotation marks omitted.) United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir. 1982); see also State v. Jarzbek, supra, at 697-99 , 529 A.2d 1245 .
discussed Cited as authority (rule) Henderson v. Commonwealth (2×)
Va. Ct. App. · 2012 · confidence medium
United States v. Williams, 443 F.3d 35, 45 (2d Cir.2006) (quoting United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir.1982), cert. denied, 467 U.S. 1204 , 104 S.Ct. 2385 , 81 L.Ed.2d 343 (1984)).
discussed Cited as authority (rule) Henderson v. Commonwealth (2×)
Va. Ct. App. · 2011 · confidence medium
Williams, 443 F.3d at 45 (quoting United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir.1982), cert. denied, 467 U.S. 1204 , 104 S.Ct. 2385 , 81 L.Ed.2d 343 (1984)).
discussed Cited as authority (rule) State v. Byrd
N.J. · 2009 · confidence medium
See, e.g., United States v. White, 116 F. 3d 903 , *309 912 (D.C.Cir.1997) (noting common trend of loss of both right to confront witness and to object based on hearsay); United States v. Houlihan, 92 F. 3d 1271, 1282 (1st Cir.1996)(same); United States v. Mastrangelo, 693 F. 2d 269, 272 (2d Cir. 1982)(same); United States v. Thevis, 665 F. 2d 616, 633 (5th Cir.1982)(same).
discussed Cited as authority (rule) State v. Byrd
N.J. · 2009 · confidence medium
See, e.g., United States v. White, 116 F.3d 903, 912 (D.C.Cir.1997) (noting common trend of loss of both right to confront witness and to object based on hearsay); United States v. Houlihan, 92 F.3d 1271, 1282 (1st Cir.1996) (same); United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982) (same); United States v. Thevis, 665 F.2d 616, 633 (5th Cir.1982) (same).
cited Cited as authority (rule) United States v. Khan
E.D.N.Y · 2008 · signal: cf. · confidence medium
Cf. United States v. Stewart, 485 F.3d, 666, 672 (2d Cir.2007) (citing United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982)).
discussed Cited as authority (rule) United States v. Sergeant TODD R. MARCHESANO
A.C.C.A. · 2008 · confidence medium
The court rejected the defendant’s argument he could not be responsible for the killing of a witness which occurred while he was incarcerated, since “a defendant need only tacitly assent to wrongdoing in order to trigger the Rule’s applicability.” Id.; see also United States v. Thompson, 286 F.3d 950, 963-64 (7th Cir.2002) (imputing coconspirators actions to defendant for purposes of Rule 804(b)(6)); United States v. Mastrangelo, 693 F.2d 269, 273-74 (2d Cir.1982) (“Bare knowledge of a plot to kill the victim and a failure to give warning to appropriate authorities is sufficient to c…
cited Cited as authority (rule) Vasquez v. People
Colo. · 2007 · confidence medium
See, e.g., Houlihan, 92 F.3d at 1281-82 ; United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982); Edwards 830 N.E.2d at 170 ; State v. Hallum, 606 N.W.2d 351, 356 (Iowa 2000).
discussed Cited as authority (rule) State v. Byrd
N.J. Super. Ct. App. Div. · 2007 · confidence medium
The State argues that we should judicially adopt the hearsay exception codified in Fed.R.Evid. 804(b)(6) because the introduction of Bush's statement "abide[s] by the long-established common law rule that a defendant who procures a witness's silence through threats, intimidation or coercion forfeits the protections provided by the confrontation clause and the hearsay rule," citing White, supra, 116 F. 3d at 912 ; United States v. Houlihan, 92 F. 3d 1271, 1282 (1st Cir.1996), cert. denied, 519 U.S. 1118 , 117 S.Ct. 963 , 136 L.Ed. 2d 849 (1997); United States v. Aguiar, 975 F. 2d 45, 47 (2d Cir…
discussed Cited as authority (rule) United States v. Stewart
2d Cir. · 2007 · confidence medium
Nonetheless,. “ ‘the law [will not] allow a person to take advantage of his own wrong,’ ” United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982) (“Mastrangelo ”) (quoting Diaz v. United States, 223 U.S. 442, 458 , 32 S.Ct. 250 , 56 L.Ed. 500 (1912) (other internal quotation marks omitted)) (brackets ours), and it is thus well established, as a matter of “[sjimple equity” and “common sense,” that the right to confrontation is forfeited if the defendant has “wrongfully procured the witnesses’ silence through threats, actual violence or murder,” United States v. D…
discussed Cited as authority (rule) People v. Stechly
Ill. · 2007 · confidence medium
This recognizes the need for a prophylactic rule to deal with abhorrent behavior ‘which strikes at the heart of the system of justice itself.’ United States v. Mastrangelo, 693 F.2d 269, 273 (2d -21- Cir. 1982), cert. denied, 467 U.S. 1204 (1984).
discussed Cited as authority (rule) People v. Stechly (2×)
Ill. · 2007 · confidence medium
This recognizes the need for a prophylactic rule to deal with abhorrent behavior `which strikes at the heart of the system of justice itself.' United States v. Mastrangelo, 693 F.2d 269, 273 (2d Cir.1982), cert. denied, 467 U.S. 1204 , 104 S.Ct. 2385 , 81 L.Ed.2d 343 (1984).
discussed Cited as authority (rule) People v. Giles
Cal. · 2007 · confidence medium
(See, e.g., United States v. Cherry, supra, 217 F.3d at p. 820 ; United States v. Thai (2nd Cir. 1994) 29 F.3d 785, 814 ; United States v. Mastrangelo, supra, 693 F.2d at p. 273; Steele v. Taylor, supra, 684 F.2d at pp. 1202-1203; United States v. Balano, supra, 618 F.2d at p. 629 ; Mayhew, supra, 380 F.Supp.2d at p. 968 ; but see United States v. Thevis, supra, 665 F.2d at p. 631 [requiring clear and convincing evidence].) Many of the federal courts have found that the forfeiture finding is the functional equivalent of the predicate factual findings that a court must make in ruling on the adm…
discussed Cited as authority (rule) State v. Jensen (2×)
Wis. · 2007 · confidence medium
The Advisory Committee on Rules enacted such a rule because it believed there was a need for "a prophylactic rule to deal with abhorrent behavior `which strikes at the heart of the system of justice itself.'" Notes of Advisory Committee on Rules—1997 Amendments to Federal Rules of Evidence (quoting United States v. Mastrangelo, 693 F.2d 269, 273 (2d Cir.1982), cert. denied, 467 U.S. 1204 , 104 S.Ct. 2385 , 81 L.Ed.2d 343 (1984)).
discussed Cited as authority (rule) United States v. Carson, Samuel
D.C. Cir. · 2006 · confidence medium
A defendant should not be permitted to gain an evidentiary advantage through “threats, violence or murder.” White, 116 F.3d at 911 ; id. at 912 ; United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir.1982); see also, e.g., Chewy, 217 F.3d at 815 .
discussed Cited as authority (rule) Gonzalez v. State (2×)
Tex. Crim. App. · 2006 · confidence medium
See also Smith v. State, 66 Tex.Crim. 593, 598 , 148 S.W. 722, 724 (1912) (citing Reynolds ). [17] See, e.g., United States v. Carlson, 547 F.2d 1346, 1359 (8th Cir.1976); United States v. Balano, 618 F.2d 624, 629 (10th Cir.1979); United States v. Thevis, 665 F.2d 616, 630 (5th Cir.1982); United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982); Steele v. Taylor, 684 F.2d 1193, 1201-03 (6th Cir.1982); United States v. Aguiar, 975 F.2d 45, 47 (2d Cir. 1992); United States v. Houlihan, 92 F.3d 1271, 1279 (1st Cir.1996); United States v. White, 116 F.3d 903, 911-12 (D.C.Cir.1997); United St…
discussed Cited as authority (rule) Gonzalez, Ray
Tex. Crim. App. · 2006 · confidence medium
See, e.g., United States v. Carlson , 547 F.2d 1346, 1359 (8th Cir. 1976); United States v. Balano , 618 F.2d 624, 629 (10th Cir. 1979); United States v. Thevis , 665 F.2d 616, 630 (5th Cir. 1982); United States v. Mastrangelo , 693 F.2d 269, 272 (2d Cir. 1982); Steele v. Taylor , 684 F.2d 1193, 1201-03 (6th Cir. 1982); United States v. Aguiar , 975 F.2d 45, 47 (2d Cir. 1992); United States v. Houlihan , 92 F. 3d 1271, 1279 (1st Cir. 1996); United States v. White , 116 F.3d 903, 911-12 (D.C.
discussed Cited as authority (rule) United States v. Basciano
E.D.N.Y · 2006 · confidence medium
“Where a defendant has procured the declarant’s unavailability ‘by chicanery, ... by threats, ... or by actual violence or murder,’ the defendant is deemed to have ‘waived his sixth amendment rights and, a fortiori, his hearsay objection’ to the admission of the de-clarant’s statements.’ ” United States v. Williams, 443 F.3d 35, 45 (2d Cir.2006) (quoting United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir.1982), cert. denied, 467 U.S. 1204 , 104 S.Ct. 2385 , 81 L.Ed.2d 343 (1984)).
discussed Cited as authority (rule) United States v. Paul Williams
2d Cir. · 2006 · confidence medium
United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir. 1982), cert. denied, 467 U.S. 1204 , 104 S.Ct. 2385 , 81 L.Ed.2d 343 (1984); see also United States v. Miller, 116 F.3d 641, 667-68 (2d Cir.1997), cert. denied, 524 U.S. 905 , 118 S.Ct. 2063 , 141 L.Ed.2d 140 (1998); United States v. Thai 29 F.3d 785, 814 (2d Cir.), cert. denied, 513 U.S. 977 , 115 S.Ct. 456 , 130 L.Ed.2d 364 (1994); United States v. Aguiar, 975 F.2d 45, 47 (2d Cir.1992); United States v. Potamitis, 739 F.2d 784, 788-89 (2d Cir.), cert. denied, 469 U.S. 918 , 105 S.Ct. 297 , 83 L.Ed.2d 232 (1984).
discussed Cited as authority (rule) State v. Lewis
N.C. · 2005 · confidence medium
United States v. Rivera, 412 F.3d 562, 567 (4th Cir. 2005) (citing United States v. Thompson, 286 F.3d 950, 963-64 (7th Cir. 2002); United States v. Cherry, 217 F.3d 811, 820 (10th Cir. 2000); United States v. Mastrangelo, 693 F.2d 269, 273-74 (2d Cir. 1982); Olson v. Green, 668 F.2d 421, 429 (8th Cir. 1982)). *28 In the instant case, whether defendant participated in procuring the unavailability of the victim and witness, Ms. Carlson, is not an issue raised on appeal.
examined Cited as authority (rule) Commonwealth v. Edwards (3×) also: Cited "see, e.g."
Mass. · 2005 · confidence medium
Cir.), cert. denied, 522 U.S. 960 (1997); United States v. Mastrangelo, 693 F.2d 269, 271 (2d Cir. 1982); United States v. Thevis, 665 F.2d 616, 630 (5th Cir.), cert. denied sub nom.
discussed Cited as authority (rule) United States v. Josephine Virginia Gray, A/K/A Josephine Stribbling, A/K/A Josephine Mills
4th Cir. · 2005 · confidence medium
See United States v. Houlihan, 92 F.3d 1271, 1280 (1st Cir.1996); United States v. Mastrangelo, 693 F.2d 269, 273-74 (2d Cir.1982); Steele v. Taylor, 684 F.2d 1193, 1202 (6th Cir.1982); United States v. Thevis, 665 F.2d 616, 631 (5th Cir.1982); United States v. Balano, 618 F.2d 624, 629 (10th Cir.1979); United States v. Carlson, 547 F.2d 1346, 1357 (8th *241 Cir.1976). 7 FecLR.Evid. 804(b)(6), which took effect in 1997, codifies the common-law doctrine of forfeiture by wrongdoing as an exception to the general rule barring admission of hearsay evidence.
discussed Cited as authority (rule) State v. Hale (2×)
Wis. · 2005 · confidence medium
This recognizes the need for a prophylactic rule to deal with abhorrent behavior "which strikes at the heart of the system of justice itself." United States v. Mastrangelo, 693 F.2d 269, 273 (2d Cir. 1982), cert. denied, 467 U.S. 1204 (1984).
cited Cited as authority (rule) State of Tennessee v. David Ivy
Tenn. Crim. App. · 2004 · confidence medium
United States v. Mastrangelo, 693 F.2d 269, 272-73 (2nd Cir. 1982), cert. denied, 467 U.S. 1204 , 104 S. Ct. 2385 (1984).
examined Cited as authority (rule) State v. Alvarez-Lopez (4×)
N.M. · 2004 · confidence medium
The rationale underlying such a rule of forfeiture is “the law [will not] allow a person to take advantage of his own wrong.” United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982) (quotation marks and quoted authority omitted); see also United States v. Cherry, 217 F.3d 811, 815 (10th Cir.2000) (“To permit the defendant to profit from [wrongful] conduct would be contrary to public policy, common sense and the underlying purpose of the confrontation clause.”) (quotation marks and quoted authority omitted).
discussed Cited as authority (rule) Magouirk v. Warden Winn Corr Ctr (2×)
5th Cir. · 2001 · confidence medium
The court held that “where, after a hearing, a district court determines by a preponderance of the evidence that a defendant procured the absence of a witness, the defendant will be deemed to have ‘waived his sixth amendment rights and, a fortiori, his hearsay objection.’ ” Id. (quoting United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982)).
examined Cited as authority (rule) United States v. MICHELLE CHERRY (4×) also: Cited "see"
10th Cir. · 2000 · confidence medium
Cir. 1997); United States v. Houlihan, 92 F.3d 1271, 1279 (1st Cir. 1996); United States v. Rouco, 765 F.2d 983, 995 (11th Cir. 1985); United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir. 1982); Steele v. Taylor, 684 F.2d 1193, 1202 (6th Cir. 1982); United States v. Thevis, 665 F.2d 616, 630 (5th Cir. Unit B 1982). 10 The recently-promulgated Rule 804(b)(6) of the Federal Rules of Evidence represents the codification, in the context of the federal hearsay rules, of this long-standing doctrine of waiver by misconduct.
examined Cited as authority (rule) United States v. Cherry (4×) also: Cited "see"
10th Cir. · 2000 · confidence medium
“To permit the defendant to profit from such conduct would be contrary to public policy, common sense and the underlying purpose of the confrontation clause.” Id. at 629 (quoting United States v. Carlson, 547 F.2d 1346, 1359 (8th Cir.1976)); accord United States v. White, 116 F.3d 903, 911 (D.C.Cir.1997); United States v. Houlihan, 92 F.3d 1271, 1279 (1st Cir.1996); United States v. Rouco, 765 F.2d 983, 995 (11th Cir.1985); United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir.1982); Steele v. Taylor, 684 F.2d 1193, 1202 (6th Cir.1982); United States v. Thevis, 665 F.2d 616, 630 (5th Cir…
examined Cited as authority (rule) United States v. Cherry (4×) also: Cited "see"
10th Cir. · 2000 · confidence medium
Cir. 1997); United States v. Houlihan, 92 F.3d 1271, 1279 (1st Cir. 1996); United States v. Rouco, 765 F.2d 983, 995 (11th Cir. 1985); United States v. Mastrangelo, 693 F.2d 269, 272 (2d Cir. 1982); Steele v. Taylor, 684 F.2d 1193, 1202 (6th Cir. 1982); United States v. Thevis, 665 F.2d 616, 630 (5th Cir. Unit B 1982). 10 The recently-promulgated Rule 804(b)(6) of the Federal Rules of Evidence represents the codification, in the context of the federal hearsay rules, of this long-standing doctrine of waiver by misconduct.
discussed Cited as authority (rule) La Torres v. Walker (2×)
S.D.N.Y. · 2000 · confidence medium
Mastrangelo, 693 F.2d at 273 (at an evidentiary hearing regarding the admissibility of evidence “hearsay evidence ... will be admissible.”).
discussed Cited as authority (rule) Darius Morgan v. Floyd Bennett, Superintendent, Elmira Correctional Facility
2d Cir. · 2000 · confidence medium
If the defendant’s intimidation causes the witness not to testify, the loss of her testimony may, to a degree, be offset by the introduction of the witness’s prior grand jury testimony, see, e.g., United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir.1982), or of hearsay evidence *368 from a law enforcement officer or a prosecutor as to the witness’s prior unsworn statements, see, e.g., United States v. Aguiar, 975 F.2d 45, 46-47 (2d Cir.1992).
discussed Cited as authority (rule) Wyatt v. State
Alaska · 1999 · confidence medium
See, e.g., United States v. Smith, 792 F.2d 441, 442 (4th Cir.1986) (admitting witness’s prior statement to police in arson prosecution where defendant waived confrontation claim by procuring absence of witness); United States v. Mastrangelo, 693 F.2d 269, 272-73 (2d Cir.1982) (admitting grand jury testimony in drug prosecution if court found on remand that the defendant killed the witness); State v. Corrigan, 10 Kan.App.2d 55 , 691 P.2d 1311, 1314-15 (1984) (admitting witness’s prior testimony in arson prosecution because defendant ensured his wife would not testify).
discussed Cited as authority (rule) United States v. Antone R. White, A/K/A Tone (2×) also: Cited "see"
D.C. Cir. · 1997 · confidence medium
Houlihan, 92 F.3d at 1280 ; Aguiar, 975 F.2d at 47 ; United States v. Mastrangelo, 693 F.2d 269, 273 (2d Cir.1982); Steele, *912 684 F.2d at 1202 ; Balano, 618 F.2d at 629-30 .
Retrieving the full opinion text from the archive…
UNITED STATES of America, Plaintiff-Appellee,
v.
Richard MASTRANGELO, Defendant-Appellant
140, Docket 82-1148.
Court of Appeals for the Second Circuit.
Nov 15, 1982.
693 F.2d 269
Gerald L. Shargel, New York City (Judd Burstein, New York City, of counsel), for appellant Mastrangelo., William J. Muller, Asst. U.S. Atty., E.D. N.Y., Brooklyn, N.Y. (Edward R. Korman, U.S. Atty., E.D.N.Y., Mary McGowan Davis, Asst. U.S. Atty., Brooklyn, N.Y., of counsel), for appellee United States.
Feinberg, Oakes, Winter.
Cited by 126 opinions  |  Published
Reporter's Syllabus — editorial summary, not part of the Court's opinion

Gerald L. Shargel, New York City (Judd Burstein, New York City, of counsel), for appellant Mastrangelo.

William J. Muller, Asst. U.S. Atty., E.D.N.Y., Brooklyn, N.Y. (Edward R. Korman, U.S. Atty., E.D.N.Y., Mary McGowan Davis, Asst. U.S. Atty., Brooklyn, N.Y., of counsel), for appellee United States.

Before FEINBERG, Chief Judge, and OAKES and WINTER, Circuit Judges.

RALPH K. WINTER, Circuit Judge:

Lead Opinion

RALPH K. WINTER, Circuit Judge:

Richard Mastrangelo appeals from a judgment of conviction entered in the United States District Court for the Eastern District of New York, after a jury trial before Judge McLaughlin. Mastrangelo was found guilty of conspiracy to possess with intent to distribute marijuana in violation of 21 U.S.C. § 846 (1976), possession with intent to distribute marijuana and methaqualone tablets, in violation of 21 U.S.C. § 841(a)(1) (1976), importation of marijuana and methaqualone, in violation of 21 U.S.C. §§ 952(a) and 960 (1976), and obstruction of justice, in violation of 18 U.S.C. § 1503 (1976). Appellant asserts as error the use of the grand jury testimony of a witness who was murdered during the course of his first trial. The decision of the District Court regarding admission of the grand jury testimony is reported at 533 F.Supp. 389 (E.D.N.Y.1982). Mastrangelo claims that such testimony is inadmissible hearsay, the use of which also violates the[*271] confrontation clause, U.S. Const, amend. VI.

We remand for an evidentiary hearing as to whether Mastrangelo was involved in the murder of that witness and thereby waived his objection to use of the grand jury testimony.

BACKGROUND

While we assume familiarity with our previous opinion, United States v. Mastrangelo, 662 F.2d 946 (2d Cir.1981), cert. denied, - U.S. -, 102 S.Ct. 2236, 72 L.Ed.2d 847 (1982), we briefly set out the facts before us. The government originally charged Mastrangelo and eleven co-defendants with a series of crimes stemming from the importation of 23.4 tons of marijuana and 499,000 methaqualone tablets during 1978. The sole link between Mastrangelo and the drug conspiracy is evidence of his purchase of four trucks which were seized by federal narcotics agents while loaded with the drugs. The sole witness to the purchase of the trucks was one James Bennett. On April 2, 1979, Bennett testified before a grand jury that he sold Mastrange-lo the trucks under suspicious circumstances and further identified a tape recording of a February 1, 1979, conversation with Mas-trangelo which he, Bennett, made in cooperation with federal agents. During that conversation, Mastrangelo made statements to Bennett which, viewed in print, might reasonably be interpreted as threats intended to deter Bennett from identifying Mas-trangelo as the purchaser of the trucks.[1]

Mastrangelo and a co-defendant Joseph Dazzo were severed from the January, 1981, trial of the ten other defendants due to the unavailability of their counsel. The trial of Mastrangelo and Dazzo began on April 27, 1981. On April 29, on his way to the courthouse to testify, Bennett stepped out of his daughter’s Brooklyn home, was chased by two men and was shot dead in the street. The trial judge, Chief Judge Weinstein, declared a mistrial as to Mastrangelo and subsequently denied his motion to bar re-prosecution on the basis of the double jeopardy clause, stating,

I was under the distinct impression, and I believe that by a preponderance of the evidence, based on what I then had before me, I was warranted in finding that this defendant Mastrangelo, either directly arranged for the killing of the witness or was advised of the possible killing of the witness and acquiesced. He was the only person that could gain from it. ...
The tape was clear that he had threatened another witness. Mastrangelo was out on bail. The Court observed him during this emergency. Everybody in the courtroom was shocked. Mr. Coiro was very upset. The defendant, Mastrangelo, took it like a soldier. He didn’t smile, as I recall, but he certainly wasn’t upset by it. At best, he was neutral on the issue.
It just is inconceivable . . . that this radical step to aid Mastrangelo, who is the only person that could have been helped by killing this witness, would have been taken without his knowledge, acquiescence, or orders. And that, it seems to me, is the clearest situation of a finding of manifest necessity that you can get.

662 F.2d at 950-51. This Court affirmed the trial court’s decision on October 28,[*272] 1981, allowing that there was a distinct possibility that Mastrangelo had participated in Bennett’s death and that, given the problems inherent in a delay for a full hearing on the issue of Mastrangelo’s complicity, no greater standard of proof was required for purposes of a mistrial. 662 F.2d at 951-52. Mastrangelo’s second trial began on February 22, 1982. Prior to trial, the Government moved for the admission of Bennett’s grand jury testimony under Fed. R.Evid. 804(b)(5) the residual exception to the hearsay rule.[2] Mastrangelo opposed the motion on the grounds that Rule 804(b)(5) does not permit use of such testimony and that its admission is in any event prohibited by the confrontation clause, citing United States v. Fiore, 443 F.2d 112 (2d Cir.1971), cert. denied, 410 U.S. 984, 93 S.Ct. 1510, 36 L.Ed.2d 181 (1973). Judge McLaughlin held the testimony admissible because it was surrounded with sufficient “ ‘particularized guarantees of trustworthiness’,” 533 F.Supp. at 390, to overcome the confrontation clause objections, noting as well that, “although this is not dispositive, there is a finding by the prior trial judge that the defendant was implicated in the murder of Bennett, a finding characterized by the Second Circuit as ‘understandable’.” Id.

We hold that although Judge Weinstein’s finding is not dispositive in the present proceeding, it raises an issue as to whether Mastrangelo waived his sixth amendment rights and, a fortiori, his hearsay objection. If Mastrangelo was involved in Bennett’s death, his involvement waived his confrontation clause objections to the admission of Bennett’s testimony. Because a waiver, if factually supported, will allow us to avoid resolution of the difficult legal and constitutional issues arising under the confrontation clause and Rule 804(b)(5)[3] , we remand the case to the District Court for an evidentiary hearing on the question of Mastrangelo’s involvement in the murder of Bennett.

The Supreme Court has recognized on several occasions that the right of confrontation may be waived not only by consent, but “at times even by misconduct.” Snyder v. Massachusetts, 291 U.S. 97, 106, 54 S.Ct. 330, 332-333, 78 L.Ed. 674 (1934); Diaz v. United States, 223 U.S. 442, 452-53, 32 S.Ct. 250, 252-253, 56 L.Ed. 500 (1912); cf. Illinois v. Allen, 397 U.S. 337, 342-43, 90 S.Ct. 1057, 1060-1061, 25 L.Ed.2d 353 (1970) (disruptive conduct in courtroom); Reynolds v. United States, 98 U.S. 145, 159, 25 L.Ed. 244 (1878) (defendant’s conduct rendered witness unavailable for trial). As the Court stated in Diaz, 223 U.S. at 458, 32 S.Ct. at 255 (quoting with approval Falk v. United States, 15 App.D.C. 446, 460, cert. denied, 181 U.S. 618, 21 S.Ct. 923, 45 L.Ed. 1030 (1901)), “Neither in criminal nor in civil cases will the law allow a person to take advantage of his own wrong.” Thus, if a witness’ silence is procured by the de[*273] fendant himself, whether by chicanery, United States v. Mayes, 512 F.2d 637, 648-51 (6th Cir.), cert. denied, 422 U.S. 1008, 95 S.Ct. 2629, 45 L.Ed.2d 670 (1975), by threats, United States v. Balano, 618 F.2d 624, 628-29 (10th Cir.1979), cert. denied, 449 U.S. 840, 101 S.Ct. 118, 66 L.Ed.2d 47 (1980); United States v. Carlson, 547 F.2d 1346 (8th Cir.1976), cert. denied, 431 U.S. 914, 97 S.Ct. 2174, 53 L.Ed.2d 224 (1977), or by actual violence or murder, United States v. Thevis, 665 F.2d 616, 630-31 (5th Cir.), cert. denied, - U.S. -, 103 S.Ct. 57, 74 L.Ed.2d 61 (1982), the defendant cannot then assert his confrontation clause rights in order to prevent prior grand jury testimony of that witness from being admitted against him. Any other result would mock the very system of justice the confrontation clause was designed to protect.

We agree with Mastrangelo, however, that an evidentiary hearing in the absence of the jury is necessary before a finding of waiver may be made. Thevis, supra; Balano, 618 F.2d at 629. Chief Judge Weinstein’s finding was made without such a hearing and, while Mastrangelo did not request a hearing in that proceeding, he did ask for one on the waiver issue before Judge McLaughlin and thus preserved his rights. Since Mastrangelo’s possible waiver of his sixth amendment rights is a preliminary question going to the admissibility of evidence, the hearing will be governed by Fed.R.Evid. 104(a), which states that the exclusionary rules, excepting privileges, do not apply to such proceedings. Thus, hearsay evidence, including Bennett’s grand jury testimony, will be admissible, as will all other relevant evidence.

The issue of the burden of proof in the waiver hearing is more difficult. While it is clear that the government bears the burden, the weight of that burden is in doubt. Other courts have divided on the issue; while Balano held that waiver might be shown by a preponderance of the evidence, Thevis applied the more stringent “clear and convincing” test. Moreover, the Supreme Court precedents are mixed. While the Court has held the preponderance of evidence test applicable to suppression hearings involving possible misconduct by the government, Lego v. Twomey, 404 U.S. 477, 489, 92 S.Ct. 619, 626-627, 30 L.Ed.2d 618 (1972) (voluntariness of confession); United States v. Matlock, 415 U.S. 164, 177-78, 94 S.Ct. 988, 996-997, 39 L.Ed.2d 242 (1974) (consent to search), it has applied the clear and convincing standard to questions of admissibility involving constitutional requirements going to the reliability of evidence, United States v. Wade, 388 U.S. 218, 240, 87 S.Ct. 1926, 1939, 18 L.Ed.2d 1149 (1967) (circumstances surrounding identification at a showup).

These decisions are thus not dispositive. Since the right of confrontation is closely related to the reliability of testimonial evidence, the clear and convincing test may well apply to issues of admissibility arising under it. However, waiver by misconduct is an issue distinct from the underlying right of confrontation and not necessarily governed,by the same rules concerning burden of proof. We see no reason to impose upon the government more than the usual burden of proof by a preponderance of the evidence where waiver by misconduct is concerned. Such a claim of waiver is not one which is either unusually subject to deception or disfavored by the law. Compare McCormick, McCormick’s Handbook on the Law of Evidence § 340 (2d ed. 1972). To the contrary, such misconduct is invariably accompanied by tangible evidence such as the disappearance of the defendant, disruption in the courtroom or the murder of a key witness, and there is hardly any reason to apply a burden of proof which might encourage behavior which strikes at the heart of the system of justice itself.

We therefore remand this case to the District Court for a hearing on the issue of Mastrangelo’s participation in Bennett’s murder. If the District Court finds that Mastrangelo was in fact involved in the death of Bennett through knowledge, complicity, planning or in any other way, it must hold his objections to the use of Bennett’s testimony waived. Bare knowledge of a plot to kill Bennett and a failure to[*274] give warning to appropriate authorities is sufficient to constitute a waiver. Although we hold that the standard of proof should be a preponderance of the evidence, we suggest, in order to expedite any further proceedings, that the trial judge make findings under the clear and convincing standard as well. This panel will retain jurisdiction of any further appeal in this case.

Remanded for further proceedings consistent with this opinion.

1

When Bennett protested, “I can’t lie to a Grand Jury,” the following exchange ensued:

M. No, but you can ... In other words, uh, if they ask, in other words, ah, if they say anything with me, you can’t say me. Do you understand?
B: Well, I say, ah, I say I sold you the trucks, right?
M: You can’t.
B: Why can’t I?
M: You can’t say that. Because you didn’t sell me the trucks.
B: Well, I actually sold you the trucks.
M: You didn’t. You know, Jim? You know what I mean, you really didn’t? Otherwise they show you a picture of anybody. Say, say this person did really buy it. They show you pictures. That’s not him.
B: Yeah.
M: You know what I mean Jim it’s for your own good ‘cause ‘cause then ah, in other words they’re going fuck everything around. I’ll get back to you as far as anything ... You didn’t say nothing as far as to ah reference to me yet ... did you?
B: No.
2

Fed.R.Evid. 804(b)(5) states:

A statement not specifically covered by any of the foregoing exceptions but having equivalent circumstantial guarantees of trustworthiness, if the court determines that (A) the statement is offered as evidence of a material fact; (B) the statement is more probative on the point for which it is offered than any other evidence which the proponent can procure through reasonable efforts; and (C) the general purposes of these rules and the interests of justice will best be served by admission of the statement into evidence. However, a statement may not be admitted under this exception unless the proponent of it makes known to the adverse party sufficiently in advance of the trial or hearing to provide the adverse party with a fair opportunity to prepare to meet it, his intention to offer the statement and the particulars of it, including the name and address of the declar-ant.
3

Mastrangelo testified in his own defense and conceded the truth of much of Bennett’s grand jury testimony. The government argues as a consequence that he has waived his objections. We have previously held, however, that a “defendant’s case is prejudiced if he must adjust his defense to refuting testimony improperly admitted. The government cannot use the defendant’s rebuttal testimony as grounds for claiming independent vitality for its inadmissible evidence.” United States v. Rosse, 418 F.2d 38, 42 (2d Cir.1969), cert. denied. 397 U.S. 998, 90 S.Ct. 1143, 25 L.Ed.2d 408 (1970). Since the entire course of the trial was affected by the admission of Bennett’s testimony in the government’s main case, Mastrangelo’s decision to testify cannot be a basis for a waiver.

Concurrence

OAKES, Circuit Judge

(concurring):

While I agree with most of the majority’s opinion as well as its disposition of the case before us, because I remain in doubt as to the appropriate burden of proof in respect to waiver in this case, in prudence I will await the findings of the court below on remand.