Paul E. Watts & Lynn Watts, His Wife, Individually & as Husband & Wife v. Loren G. Pinckney, Dba Pinckney Constr. Co., Defendant-Third Party Paul E. Watts & Lynn Watts, His Wife, Individually & as Husband & Wife v. Loren G. Pinckney, Dba Pinckney Constr. Co., Defendant-Third Party v. United States of Am., Third-Party, 752 F.2d 406 (3d Cir. 1985). · Go Syfert
Paul E. Watts & Lynn Watts, His Wife, Individually & as Husband & Wife v. Loren G. Pinckney, Dba Pinckney Constr. Co., Defendant-Third Party Paul E. Watts & Lynn Watts, His Wife, Individually & as Husband & Wife v. Loren G. Pinckney, Dba Pinckney Constr. Co., Defendant-Third Party v. United States of Am., Third-Party, 752 F.2d 406 (3d Cir. 1985). Cases Citing This Book View Copy Cite
111 citation events (40 in the last 25 years) across 32 distinct courts.
Strongest positive: Worthington v. Admr., Bur. of Workers' Comp. (ohioctapp, 2021-03-26)
Treatment trajectory · 1985 → 2026 · click a year to view as-of
1985 2005 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (quoted) Worthington v. Admr., Bur. of Workers' Comp.
Ohio Ct. App. · 2021 · quote attribution · 1 verbatim quote · confidence low
it is elementary, of course, that res judicata does not preclude a litigant from making a direct attack upon the judgment before the court that renders it.
examined Cited as authority (quoted) In Re John H. Gledhill and Gloria K. Gledhill, Debtors, State Bank of Southern Utah v. John H. Gledhill and Gloria K. Gledhill (6×) also: Cited as authority (rule)
10th Cir. · 1996 · quote attribution · 2 verbatim quotes · confidence low
it is elementary, of course, that res judicata does not preclude a litigant from making a direct attack upon the judgment before the court that renders it.
discussed Cited as authority (rule) John Harvey v. Torrent Leasing, Inc. and U.S. Bank, N.A.
D. Nev. · 2025 · confidence medium
ECF No. 17. 20 50 Silverton v. U.S. Dep’t of Treasury, 644 F.2d 1341 , 1345 (9th Cir. 1981). 51 ECF No. 34. 21 52 See, e.g., Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir. 1985) (quoting Jordan v. Gilligan, 500 F.2d 701, 704 (6th Cir. 1974)) (holding that a judgment entered without subject- 22 matter jurisdiction “is a legal nullity and a court considering a motion to vacate has no discretion in determining whether it should be set aside”); see also Poulson v. Bank of Am., N.A., 675 F. 23 App’x 650, 651 (9th Cir. 2017) (“The district court did not abuse its discretion in sua sponte s…
discussed Cited as authority (rule) Choice Hospice v. Axxess Technology Solutions
10th Cir. · 2025 · confidence medium
Thus, there is complete diversity because all Plaintiffs are citizens of Oklahoma, and the only Defendant is a citizen of Texas. 14 Appellate Case: 24-6002 Document: 75-1 Date Filed: 01/07/2025 Page: 15 LLC, 840 F.3d 606, 612 (9th Cir. 2016) (quoting Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir. 1985)); see also id. at 613 (“Nothing in the text of § 1653 suggests that it applies only to judgments on the merits, not default judgments, as [the defendant] contends.”); Jacobs v. Patent Enf’t Fund, Inc., 230 F.3d 565 , 567–68 (2d Cir. 2000) (allowing the plaintiffs to amend jurisdictional…
discussed Cited as authority (rule) Walker v. United States of America
S.D. Cal. · 2023 · confidence medium
The Court disagrees for the reasons explained below. 24 A. Rule 60(b)(4)—Voidness 25 A judgment is void “only . . . where there is a ‘total want of jurisdiction’ as opposed 26 to an ‘error in the exercise of jurisdiction.’” NewGen, LLC v. Safe Cig, LLC, 840 F.3d 606 , 27 612 (9th Cir. 2016) (quoting Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir. 1985)).
cited Cited as authority (rule) The Meadows Owners Association v. Nair
W.D. Wash. · 2020 · confidence medium
Watts 19 v. Pickney, 752 F.2d 406, 409 (9th Cir. 1985).
discussed Cited as authority (rule) G&G Closed Circuit Events, LLC v. Gonzalez
E.D.N.Y · 2019 · confidence medium
See, e.g., Belcastro v. Task Indus., Inc., No. 98- CV-15364, 1999 U.S. LEXIS 10665 , at *7–8 (9th Cir. May 21, 1999) (holding that a district court abused its discretion in failing to order restitution of funds it found were obtained through the enforcement of a default judgment subsequently determined to be void); Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir. 1985) (affirming district court’s order to vacate judgments as void and order restitution of payments in satisfaction of judgment).
discussed Cited as authority (rule) Kelley v. The Boeing Company
W.D. Wash. · 2019 · confidence medium
Watts v. 24 Pickney, 752 F.2d 406, 409 (9th Cir. 1985). 25 1 The court has received and reviewed Plaintiff’s supplemental authority filed on the 26 docket (Dkt. ## 21 and 26). 1 Here, it appears that Mr. Kelley and Defendant Baird are both residents of 2 Washington.
cited Cited as authority (rule) Greenstein v. Wells Fargo Bank, N.A. (In re Greenstein)
Bankr. C.D. Cal. · 2017 · confidence medium
Id. (citing Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir. 1985), Heritage Pac.
discussed Cited as authority (rule) Newgen, LLC v. Safe Cig, LLC
9th Cir. · 2016 · confidence medium
A judgment is only void where there is a “total want of jurisdiction” as opposed to an “error in the exercise of jurisdiction.” Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir. 1985) (internal quotation marks omitted).
discussed Cited as authority (rule) Newgen, LLC v. Safe Cig, LLC
9th Cir. · 2016 · confidence medium
A judgment is only void where there is a “total want of jurisdiction” as opposed to an “error in the exercise of jurisdiction.” Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir. 1985) (internal quotation marks omitted).
cited Cited as authority (rule) In re: Izzuddin Ahmed
9th Cir. BAP · 2015 · confidence medium
Watts v. 7 Pinckney, 752 F.2d 406, 410 (9th Cir. 1985); Heritage Pac.
cited Cited as authority (rule) In re: Izzuddin Ahmed
9th Cir. BAP · 2015 · confidence medium
Watts v. 7 Pinckney, 752 F.2d 406, 410 (9th Cir. 1985); Heritage Pac.
discussed Cited as authority (rule) Mitchell Pozez v. Clean Energy Capital
9th Cir. · 2015 · confidence medium
Although the only matter before us on appeal is the district court’s order regarding attorneys’ fees, our conclusion regarding the clear lack of subject matter jurisdiction also means that the district court’s judgment on the merits in the underlying case is void, Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985), and that the case should not have been removed from state court in the first place, Dennis v. Hart, 724 F.3d 1249, 1255 (9th Cir.2013).
discussed Cited as authority (rule) In re Slayton
Bankr. E.D. Mich. · 2014 · confidence medium
See, e.g., Jordon v. Gilligan, 500 F.2d 701, 710 (6th Cir.1974) (citation omitted) ("[T]he doctrine of 'res judicata does not preclude a litigant from making a direct attack [under Rule 60(b) ] upon the judgment before the court which rendered it.' "); Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985)(same). .
discussed Cited as authority (rule) Arkema Inc. v. ANDERSON ROOFING CO., INC.
D. Or. · 2010 · confidence medium
Whether the Suits in Admiralty Act Defeats Plaintiffs’ CERCLA Claims Against General Steamship Under the Suits in Admiralty Act, a plaintiff in an admiralty action cannot bring a claim against a party who acted as an agent or employee of the United States. *1330 See Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985).
cited Cited as authority (rule) Fanning v. Alta Gold Co.
9th Cir. · 2007 · confidence medium
Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985) (emphasis in original).
cited Cited as authority (rule) Gordon v. Monoson
3rd Cir. · 2007 · confidence medium
See Plotner v. AT & T, 224 F.3d 1161, 1174 (10th Cir.2000); Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985); 18 Moore's Federal Practice § 131.02[1][a], at 131-13. 5 .
discussed Cited as authority (rule) Northwestern Energy, LLC v. Bull (2×) also: Cited "see"
9th Cir. · 2007 · confidence medium
Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985).
discussed Cited as authority (rule) Contimortgage Corp v. Anglezis, Demetris
7th Cir. · 2006 · confidence medium
Fuel Co. v. Brock, 139 U.S. 216, 219 , 11 S.Ct. 523 , 35 L.Ed. 151 (1891) (“[T]he power is inherent in every court, while the subject of controversy is in its custody, and the parties are before it, to undo what it had no authority to do originally, and in which it, therefore, acted erroneously, and to restore, so far as possible, the parties to their former position.”); see also In re Graziadei, 32 F.3d 1408, 1411 (9th Cir.1994) (ordering restitution of funds paid by bankruptcy court lacking subject matter jurisdiction); Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir. 1985) (affirming orde…
discussed Cited as authority (rule) Mainor v. Nault
Nev. · 2004 · confidence medium
Because the Naults fail to provide any supporting authority for the argument that this court may take judicial notice of the egregiousness of Mainor and Harris’s conduct and order forfeiture of their attorney fees, this court need not address the Naults’ argument. 66 CONCLUSION Because we conclude that substantial evidence does not support the damages element of the legal malpractice claim, we reverse the district court’s judgment. 2 Although Mainor and Harris also purport to appeal from the denial of their post-judgment JNOV motion, “no appeal may be taken from an order denying a post…
discussed Cited as authority (rule) In Re Ruehle (2×) also: Cited "see"
Bankr. N.D. Ohio · 2003 · confidence medium
“The distinction between a collateral attack and a direct attack matters because res judicata bars a collateral attack on a final judgment but does not bar a direct attack on a final judgment.” Pardee, 218 B.R. at 932 (dissent Klein) (citing Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985)).
discussed Cited as authority (rule) Hasso v. Mozsgai (In Re La Sierra Financial Services, Inc.)
9th Cir. BAP · 2002 · confidence medium
Hasso’s argument challenges the bankruptcy court’s subject matter jurisdiction to resurrect the Sale Orders, because a void order is a “legal nullity.” Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985).
discussed Cited as authority (rule) Warfel v. City of Saratoga (In Re Warfel) (2×)
9th Cir. BAP · 2001 · confidence medium
Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985) (doctrine of res judicata bars a collateral attack on a final judgment).
discussed Cited as authority (rule) Plotner v. AT & T Corp. (2×) also: Cited "see"
10th Cir. · 2000 · confidence medium
Although, as previously discussed, res judicata bars Plotner’s attempted collateral attack on Plotner I, that doctrine “does not apply to direct attacks on judgments.” Id. at 1082 (quoting Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985)).
examined Cited as authority (rule) Great Lakes Higher Education Corp. v. Pardee (In Re Pardee) (4×) also: Cited "see"
9th Cir. BAP · 1998 · confidence medium
Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985).
discussed Cited as authority (rule) Lucero v. Pino
N.M. Ct. App. · 1997 · confidence medium
See, e.g., United States v. Indoor Cultivation Equip., 55 F.3d 1311, 1317 (7th Cir.1995) (forfeiture statute required that complaint be filed within sixty days of certain action; failure to meet that deadline meant that court had no power to order forfeiture, and its order was void); Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985) (after judgment awarded, defendant paid, then found out this was action in admiralty that should have been brought solely against United States; court held that judgment was void); Compton v. Alton S.S.
discussed Cited as authority (rule) Campaniello Imports, Ltd. v. Saporiti Italia S.p.A.
2d Cir. · 1997 · confidence medium
Res judicata “does not preclude a litigant from making a direct attack ... upon the judgment before the court which rendered it.” Weldon v. United States, 70 F.3d 1, 5 (2d Cir.1995) (quoting Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985)).
discussed Cited as authority (rule) Campaniello Imports, Ltd. v. Saporiti Italia S.P.A.
2d Cir. · 1997 · confidence medium
Res judicata and the independent action in equity 28 Appellees initially argue that, based on the stipulation and Order of discontinuance of the 1994 Litigation, the claims in the present action pre-dating August 18, 1994, the date when the earlier suit was dismissed with prejudice, are barred by the doctrine of res judicata. "[A] discontinuance with prejudice is deemed a final adjudication on the merits for res judicata purposes on the claims asserted or which could have been asserted in the suit." NBN Broadcasting, Inc. v. Sheridan Broadcasting Networks, Inc., 105 F.3d 72, 78 (2d Cir.1997). …
discussed Cited as authority (rule) Stephen Dearborn v. Mar Ship Operations, Inc., and Bay Ship Management, Inc.
9th Cir. · 1997 · confidence medium
The remedy for an aggrieved party ‘is exclusive of any action against the agent or employee of the United States whose act or omission gave rise to the claims.’ ” Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985) (citing Doyle v. Bethlehem Steel Corp., 504 F.2d 911 , 912 (5th Cir.1974); Smith v. United States, 346 F.2d 449 (4th Cir.1965)); see also Kasprik v. United States, 87 F.3d 462, 466 (11th Cir.1996); Carter v. American Export Isbrandtsen Lines, Inc., 411 F.2d 1185, 1186 (2d Cir. 1969); Petition of the United States, 367 F.2d 505, 509 (3d Cir.1966).
discussed Cited as authority (rule) United States v. One 1990 GEO Storm
9th Cir. · 1997 · confidence medium
A judgment is void "if the court that considered it lacked jurisdiction of the subject matter, or [of] the parties or if the court acted in a manner inconsistent with due process of law." Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985). 4 Even if we were to assume that Potts' constitutional challenge to section 1324 is reviewable by way of a Rule 60(b) motion, his motion was properly denied.
discussed Cited as authority (rule) United States v. Suntip Company, United States of America v. Hampton Tree Farms, Inc.
9th Cir. · 1996 · confidence medium
State Bd of Equalization, 858 F.2d 1376 , 1380 (9th Cir.1988) (holding that a court without jurisdiction is without power to do anything except to dismiss the case and that any other order issued by the court would be a nullity), cert. denied 488 U.S. 1006 , 109 S.Ct. 787 , 102 L.Ed.2d 779 (1989); see also In re Establishment Inspection of Hern Iron Works, 881 F.2d 722, 726-27 (9th Cir.1989) (stating that any court order issued without jurisdiction is a nullity or “nothing at all”); Watts v. Pinckney, 752 F.2d 406, 409-10 (9th Cir.1985) (holding that a judgment by a court without jurisdict…
discussed Cited as authority (rule) United States v. $4,299.32 U.S. Currency
W.D. Wash. · 1996 · confidence medium
Claimant relies on three different subsections of 60(b). 60(b) (í) This subsection permits relief from a judgment that is “void.” It applies when a judgment has been issued without subject matter jurisdiction or a court has acted “in a manner inconsistent with due process of law.” Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985) (quoting 11 Wright & Miller, Federal Practice & Procedure at 192, 200).
discussed Cited as authority (rule) In Re Robert J. Futoran, Debtor. Robert J. Futoran v. Max H. Rush, Trustee in Bankruptcy
9th Cir. · 1995 · confidence medium
Res Judicata 4 "The doctrine of res judicata does not apply to direct attacks on judgments. [It] does not preclude a litigant from making a direct attack ... upon the judgment before the court which rendered it." See Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985).
discussed Cited as authority (rule) Irene Weldon v. United States
2d Cir. · 1995 · confidence medium
Res judicata does not preclude a litigant from making a direct attack [under Rule 60(b)] upon the judgment before the court which rendered it.” Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985) (quotation marks omitted).
examined Cited as authority (rule) In Re George E. Graziadei, Debtor. George E. Graziadei, Appellant-Cross-Appellee v. Marlys Graziadei, Appellee-Cross-Appellant (3×)
9th Cir. · 1994 · confidence medium
We have held that “[i]t is well settled that a judgment is void if the court that considered it lacked jurisdiction of the subject matter.” Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985) (internal quotes and emphasis deleted).
discussed Cited as authority (rule) United States v. 87 Skyline Terrace (2×)
9th Cir. · 1994 · confidence medium
See Wages v. IRS, 915 F.2d 1230, 1234 (9th Cir.1990) (“Pursuant to Rule 60(b)(4), a litigant may attack a judgment as void due to lack of subject matter jurisdiction.”), cert. denied, 498 U.S. 1096 , 111 S.Ct. 986 , 112 L.Ed.2d 1071 (1991); Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985).
discussed Cited as authority (rule) United States v. 87 Skyline Terrace (2×)
9th Cir. · 1994 · confidence medium
See Wages v. IRS, 915 F.2d 1230, 1234 (9th Cir.1990) ("Pursuant to Rule 60(b)(4), a litigant may attack a judgment as void due to lack of subject matter jurisdiction."), cert. denied, 498 U.S. 1096 , 111 S.Ct. 986 , 112 L.Ed.2d 1071 (1991); Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985).
cited Cited as authority (rule) Truman Ackerson v. Edward Ackerson
9th Cir. · 1993 · confidence medium
Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985).
discussed Cited as authority (rule) Harduvel v. General Dynamics Corp. (2×)
M.D. Fla. · 1992 · confidence medium
It is of no consequence that the Texas fraud action, a collateral attack on the judgment of this court, was properly decided adversely to the plaintiff under the doctrine of res judicata. 6 See Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985) (res judicata bars collateral, and not direct, attacks on final judgments).
discussed Cited as authority (rule) Taylor v. Liberty National Life Insurance
N.D. Ala. · 1991 · confidence medium
Co., 790 F.2d 769, 774 (9th Cir.), cert. denied, 479 U.S. 987 , 107 S.Ct. 580 , 93 L.Ed.2d 582 (1986), with Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985), an absent class member who mounts a meritorious due-process challenge to a class judgment—in other words, who, like the movants in this case, claims she was functionally excluded from a proceeding because she received inadequate notice and was afforded no right to control the conduct of her personal cause of action—will, by definition, not have had an opportunity in the initial litigation to be heard on the issue of due process.
discussed Cited as authority (rule) O'Dea v. J.A.L., Inc.
Mass. App. Ct. · 1991 · confidence medium
E.g., Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir. 1985); 7 Moore & Lucas, Moore’s Federal Practice § 60.41, at 60-414 (2d ed. 1990); but contrast id. § 60.25(2), at 60-229 to 60-236, where the authors appear to use the term “collateral attack” in connection with rule 60(b)(4).
discussed Cited as authority (rule) Wages v. Internal Revenue Service
9th Cir. · 1990 · confidence medium
Pursuant to Rule 60(b)(4), a litigant may attack a judgment as void due to lack of subject matter jurisdiction, see Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985), or lack of personal jurisdiction, see Thos.
cited Cited as authority (rule) John Henry Tomlin v. William McDaniel Kenneth Lucas, Frank Reyes
9th Cir. · 1989 · confidence medium
It follows, therefore, that it was not “void.” See Watts v. Pinckney, 752 F.2d 406, 409 (9th Cir.1985); 11 C.
discussed Cited as authority (rule) Axel A. Stenswick v. Otis R. Bowen, M.D., Secretary of Health and Human Services (2×)
9th Cir. · 1987 · confidence medium
See Fed.R.Civ.P. 60(b)(4); Watts, 752 F.2d at 410.
discussed Cited as authority (rule) Harriet M. Gould, an Unremarried Widow v. Mutual Life Insurance Company of New York, a Foreign Corporation (2×)
9th Cir. · 1986 · confidence medium
Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir.1985).
cited Cited "see" Branch v. Lilac Holdings, LLC
S.D. Cal. · 2022 · signal: see · confidence high
See Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir. 5 1985).
discussed Cited "see" Jody Chambers v. John Knight
9th Cir. · 2021 · signal: see · confidence high
See Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir. 1985) (Rule 60(b)(4) attack on a judgment is direct, not collateral, and res judicata therefore does not apply).
discussed Cited "see" Pennymac Corp. v. Godinez. (2×) also: Cited "see, e.g."
Haw. · 2020 · signal: see · confidence high
See Watts, 752 F.2d at 410 (“Res judicata does not preclude a litigant from making a direct attack under Rule 60(b) upon the judgment before the court which rendered it.” (alteration omitted) (quoting Jordon v. Gilligan, 500 F.2d 701, 710 (6th Cir. 1974)); cf. Estrada–Rodriguez v. Lynch, 825 F.3d 397, 402 (8th Cir. 2016) (“Collateral estoppel does not apply here because the . . . issue was not previously determined by a valid and final judgment in a prior action . . . .
cited Cited "see" Chambers v. Knight
S.D. Cal. · 2020 · signal: see · confidence high
See Watts v. Pinckney, 752 F.2d 406, 410 (9th Cir. 28 1 sum, the principle of res judicata does not apply in these circumstances as Plaintiff 2 suggests.
Retrieving the full opinion text from the archive…
Paul E. Watts and Lynn Watts, His Wife, Individually and as Husband and Wife
v.
Loren G. Pinckney, Dba Pinckney Construction Company, Defendant-Third Party Paul E. Watts and Lynn Watts, His Wife, Individually and as Husband and Wife v. Loren G. Pinckney, Dba Pinckney Construction Company, Defendant-Third Party v. United States of America, Third-Party
83-2616.
Court of Appeals for the Third Circuit.
Jan 22, 1985.
752 F.2d 406
1985 U.S. App. LEXIS 28685

752 F.2d 406

40 Fed.R.Serv.2d 1415

Paul E. WATTS and Lynn Watts, his wife, individually and as
husband and wife, Plaintiffs-Appellants,
v.
Loren G. PINCKNEY, dba Pinckney Construction Company,
Defendant-Third Party Plaintiff/Appellee.
Paul E. WATTS and Lynn Watts, his wife, individually and as
husband and wife, Plaintiffs-Appellants,
v.
Loren G. PINCKNEY, dba Pinckney Construction Company,
Defendant-Third Party Plaintiff/Appellee,
v.
UNITED STATES of America, Third-Party Defendant-Appellee.

Nos. 83-2616, 83-2715.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Oct. 2, 1984.
Decided Jan. 22, 1985.

John B. Schuyler, Jr., John M. Favour, Favour, De Pasquale, Moore & Schuyler, P.A., Prescott, Ariz., for plaintiffs-appellants.

Robert P. Simbro, Phoenix, Ariz., Paul Gary Sterling, San Francisco, Cal., for defendant-third party plaintiff-appellee.

Appeal from the United States District Court for the District of Arizona at Phoenix.

Before FARRIS, ALARCON, and NORRIS, Circuit Judges.

ALARCON, Circuit Judge:

[*~406]1

These are consolidated appeals from two separate judgments entered against Paul E. Watts and Lynn Watts (hereinafter the Watts). We are asked to decide: (1) whether the district court lacked subject matter jurisdiction in an action against the United States under the Suits in Admiralty Act, 46 U.S.C. Sec. 742 and (2) whether the court had the authority to vacate a void judgment and to order restitution pursuant to Fed.R.Civ.P. 60(b)(4). For the reasons set forth below, we affirm both judgments.

I PERTINENT FACTS

2

On September 12, 1975, the Watts' houseboat was severely damaged during a storm while moored at a marina operated under the authority of the National Park Service (hereinafter United States). When the damage occurred, Loren G. Pinckney, doing business as the Pinckney Construction Company (hereinafter Pinckney), was in the process of relocating a floating breakwater pursuant to a contract with the United States.

3

On November 30, 1976, the Watts filed a diversity action against Pinckney in which it was alleged that the vessel was destroyed as a direct result of Pinckney's negligence in moving the breakwater. On August 30, 1977, Pinckney filed a third-party complaint against the United States in which he sought indemnity for any damages that might be awarded to the Watts.

4

On June 30, 1978,--thirty-three months after the cause of action arose--the Watts filed an amended complaint which joined the United States as a defendant. The amended complaint alleged that "Pinckney was employed under the direct supervision and control of the United States." (CR 114(5)). Federal jurisdiction was invoked under the Federal Tort Claims Act (FTCA) 28 U.S.C. Sec. 1346(b), Secs. 2671-2680 and the Suits in Admiralty Act (SSA), 46 U.S.C. Secs. 741-752. The complaint was mailed to the United States Attorney and the United States Department of Justice.

5

On August 25, 1978, the United States answered. At the same time, it filed a cross-complaint against Pinckney claiming a right to indemnification.

6

On July 3, 1980, the district court entered judgment in favor of the Watts on their amended complaint against Pinckney and the United States. Judgment was entered in favor of Pinckney against the United States in the third-party complaint.

7

The United States appealed both judgments. Pinckney did not appeal the judgment against him. Instead, he paid the Watts the full amount awarded by the court.

8

In a memorandum disposition filed on November 24, 1982, we held that the Watts' claim was exclusively within admiralty jurisdiction and that the Watts' remedy was solely against the United States. 696 F.2d 1003, 696 F.2d 1005. We reversed and remanded to the district court with directions to determine: (1) whether the mailing of the amended complaint to the United States Attorney satisfied the "forthwith service" requirements of 46 U.S.C. Sec. 742 and (2) whether the complaint could satisfy the two year statute of limitation period in 46 U.S.C. Sec. 745 in light of the relation back doctrine set forth in Fed.R.Civ.P. 15(c).

9

The district court determined that it lacked subject matter jurisdiction because the Watts failed to comply with the "forthwith service" requirements of 46 U.S.C. Sec. 742. The Watts' complaint against the United States was dismissed on November 22, 1983.

10

The Watts' appeal No. 83-2715 is from this judgment.

11

On June 24, 1983, Pinckney filed a motion pursuant to Fed.R.Civ.P. 60(b)(4) in which he requested that judgment against him be vacated as void. He also requested that the court order restitution of the funds paid in satisfaction of that judgment.

12

On September 1, 1983, the district court granted this motion stating:

13

[T]hat by virtue of the law as set forth in the Memorandum Opinion of the 9th Circuit, Court of Appeals, [the Watts'] cause of action was exclusively against the United States of America; that the judgment against [Pinckney] is void; that pursuant to Rule 60(b)(4), Federal Rules of Civil Procedure, [Pinckney] is entitled to be relieved from the effect of a final judgment which is void; that as the underlying judgment is void, the Court must grant appropriate Rule 60(b) relief.

14

The Watts attack this order in Appeal No. 83-2716.

II DISCUSSION

15

A. Effect of the Absence of Forthwith Service (Appeal No. 83-2715)

16

In our earlier decision, we held that the Watts' case arose solely within admiralty jurisdiction. In order to effect jurisdiction over the United States in an admiralty action:

[*~407]17

The libelant shall forthwith serve a copy of his libel on the United States Attorney of such district and mail a copy thereof by registered mail to the Attorney General of the United States and shall file a sworn return of such service and mailing. Such service and mailing shall constitute valid service on the United States.

18

46 U.S.C. Sec. 742.

19

The record satisfies us that the Watts failed to comply with the "forthwith service" requirement of Sec. 742. The record conclusively demonstrates that "forthwith service" was not effected. The amended complaint was filed thirty-three months after the cause of action arose. The United States Attorney and the Attorney General of the United States were not served as required by Congress.

20

We have consistently held that a "failure to comply with the forthwith service demand of Sec. 742 is a jurisdictional defect which denied a court subject matter jurisdiction in the controversy." Amella v. United States, 732 F.2d 711, 713 (9th Cir.1984), citing Kenyon v. United States, 676 F.2d 1229 (9th Cir.1981) (per curiam).

21

The district court's dismissal of the Watts' claim against the United States for lack of subject matter jurisdiction was compelled by the law of this circuit.[1]

22

B. Dismissal of Void Judgment is a Direct Attack (Appeal No. 83-2716)

23

The Watts' amended complaint alleged that Pinckney was acting as an agent of the United States. As noted above, we held in our memorandum disposition of the appeal filed by the United States that the Watts' exclusive remedy, under 46 U.S.C. Sec. 745[2], was against the United States.

24

Pinckney successfully persuaded the district court to vacate the judgment and to order restitution by invoking Fed.R.Civ.P. 60(b)(4) which provides:

25

On motion and upon such terms as are just, the court may relieve a party or his legal representative from a final judgment, order or proceeding for the following reasons: ...

26

(4) the judgment is void.

27

The district court held that the original judgment against Pinckney was invalid for lack of jurisdiction.

28

The Watts contend that the court was without power to act under Rule 60(b)(4) because the judgment against Pinckney was merely erroneous, not void.

29

Relying on Kansas City Southern Ry. Co. v. Great Lakes Carbon, 624 F.2d 822 (8th Cir.), cert. denied, 449 U.S. 955, 101 S.Ct. 363, 66 L.Ed.2d 220 (1980), the Watts contend that the district court was without power to declare the judgment against Pinckney void under Rule 60(b)(4). This authority is neither dispositive nor apposite.

30

In Kansas City Southern Ry. Co., the Eighth Circuit was required to determine whether the failure of the district court to join an indispensable party pursuant to 28 U.S.C. Sec. 2322 rendered a prior judgment void under Section 60(b)(4). The Eighth Circuit held that it did not. The court held that absence of subject matter jurisdiction will render a judgment void when there is a " 'total want of jurisdiction' as distinguished from an error in the exercise of jurisdiction." Id. at 825.

31

The Eighth Circuit noted that the district court had personal jurisdiction over the appellant Kansas City Southern Railway Company and "jurisdiction over the general subject matter and accordingly could decide whether the United States should be joined and whether its non joinder was a jurisdictional defect." Id. at 826.

32

Here, there was a total want of jurisdiction over the claim against Pinckney due to the strict requirements of Sec. 745. Williams v. United States, 711 F.2d 893, 897 (9th Cir.1983). Section 745 mandates that an action in admiralty be brought solely against the United States. The remedy for an aggrieved party "is exclusive of any action against the agent or employee of the United States whose act or omission gave rise to the claims." Doyle v. Bethlehem Steel Corp., 504 F.2d 911, 912 (5th Cir.1974); Smith v. United States, 346 F.2d 449 (4th Cir.), cert. denied, 382 U.S. 878, 86 S.Ct. 163, 15 L.Ed.2d 119 (1965) (intent of Congress in promulgating proviso excluding agent from suitability was not to keep alive liability of private person, firm, or corporation). The district court correctly concluded that the original judgment against Pinckney was void and the proper subject of a 60(b)(4) motion to vacate.

[*~408]33

It is well settled that a judgment is void "if the court that considered it lacked jurisdiction of the subject matter, or if the parties or if [the court] acted in a manner inconsistent with due process of law." Vol. 11, Wright and Miller, Federal Practice and Procedure at 198, 200 (emphasis added); Textile Banking Co., Inc. v. Rentschler, 657 F.2d 844, 850 (7th Cir.1981) (judgment is void if the court lacked jurisdiction); Marshall v. Board of Ed. Bergenfield, N.J., 575 F.2d 417, 422 (3d Cir.1978) (judgment may be void and therefore subject to relief under 60(b)(4) if rendering court lacked subject matter jurisdiction).

34

The Watts assert that Pinckney was not entitled to relief because Rule 60(b)(4) applies only to relief from judgments. We are told that "where the judgment previously entered by a court has been fully paid and satisfied, the judgment no longer exists, the duties and obligations imposed by the judgment are extinguished and there remains nothing from which the party seeking relief can be relieved." The Watts rely on Mitchell v. Lindley, 351 P.2d 1063, 1067 (Okla.1960) in support of this argument. The Mitchell decision is inapplicable to a challenge of a void judgment. The Oklahoma court, after noting that the appellant did not contend that the judgment was void, held that "a correct judgment, although based on the wrong reasons, will not be set aside on appeal." Id. at 1066. Here, the judgment against Pinckney was void. Thus, Pinckney was entitled to restitution under Section 60(b)(4). See Jordan v. Gilligan, 500 F.2d 701, 704 (6th Cir.1974), cert. denied, 421 U.S. 991, 95 S.Ct. 1996, 44 L.Ed.2d 481 (1975) (a Rule 60(b) motion is proper where appellants failed to object to an award of attorney's fees and expenses until after the judgment is entered and execution proceedings were undertaken); See also Vander Zee v. Karabatsos, 683 F.2d 832 (4th Cir.1982) (garnisher entitled to restitution of payment made on void judgment).

35

The Watts also argue that the doctrine of res judicata precludes a collateral attack upon a court's determination of its own jurisdiction. In support of this proposition, the Watts cite Chicot County Drainage District v. Baxter State Bank, 308 U.S. 371, 60 S.Ct. 317, 84 L.Ed. 329 (1940) and Lubben v. Selective Service System Local Board No. 27, 453 F.2d 645 (1st Cir.1972). While it is true that these cases provide that res judicata bars a collateral attack on a final judgment, the Watts' reliance on these decisions is misplaced.

36

Pinckney's attack on the judgment was direct, not collateral. A direct attack is defined as follows:

37

A direct attack on a judicial proceeding is an attempt to correct it, or to void it, in some manner provided by law to accomplish that object. It is an attack ... by appropriate proceedings between the parties to it seeking, for sufficient cause alleged, to have it annulled, reversed, vacated or declared void.

38

1B J. Moore, Moore's Federal Practice p 0.407 at 282 n. 1, quoting Intermill v. Nash, 94 Utah 271, 75 P.2d 157.

39

The doctrine of res judicata does not apply to direct attacks on judgments. "Res judicata does not preclude a litigant from making a direct attack [under Rule 60(b) ] upon the judgment before the court which rendered it." Jordan v. Gilligan, 500 F.2d at 710, quoting 1B J. Moore, Moore's Federal Practice p 0.407 at 931 (2d ed. 1973).

40

The district court was compelled to exercise its authority under Rule 60(b)(4) to vacate the judgment against Pinckney. "A void judgment is a legal nullity and a court considering a motion to vacate has no discretion in determining whether it should be set aside." Jordan at 704, citing 7 J. Moore, Moore's Federal Practice, p 60.25 at 301 (2d ed. 1973).

41

The judgment in each matter is AFFIRMED.

42

NORRIS, Circuit Judge, concurring separately.

[*~409]43

I concur in Judge Alarcon's opinion except for Part IIB. I concur in Part IIB solely to the extent it rests on the ground that appellants' failure to comply with the forthwith requirements of 46 U.S.C. Sec. 742 resulted in a total want of jurisdiction and, therefore, the district court's judgment was void and subject to attack pursuant to Rule 60(b)(4). I think that Judge Alarcon's discussion of res judicata and direct versus collateral attack is unnecessary to the disposition of the case.

1

We do not address the Watts' other arguments in Appeal No. 83-2715 because of our determination that the district court lacked subject matter jurisdiction

2

Section 745 provides in relevant part:

Suits as authorized by this chapter may be brought only within two years after the cause of action arises: Provided, that where a remedy is provided by this chapter it shall hereafter be exclusive of any other action by reason of the same subject matter against the agent or employee of the United States or of any incorporated or unincorporated agency thereof whose act or omission gave rise to the claim ...