Trade dress is protectable only if it is nonfunctional, has acquired secondary meaning, and the total effect of the product and package is likely to cause confusion among ordinary purchasers.
A manufacturer of antifreeze sought a preliminary injunction to prevent competitors from selling private label products in yellow, F-style shaped jugs, alleging trade dress infringement. To establish probable success on the merits, the plaintiff must prove the trade dress is nonfunctional, has acquired secondary meaning, and is likely to cause consumer confusion. The court held that the container's shape was functional and the color yellow was not protectable because its use by competitors would lead to color depletion. Furthermore, the plaintiff failed to demonstrate that the public associated the specific color and shape with a single source or that the total effect of the packaging would cause confusion among ordinary purchasers.
At page 1381 Proving trade dress protectability under Lanham Act58 citing cases[i]n determining functionality, a product’s trade dress must be analyzed as a whole
- Lisa Frank, Inc. v. Impact Int'l, Inc., 799 F. Supp. 980 (D. Ariz. 1992).published ([i]n determining functionality, a product’s trade dress must be analyzed as a whole)
- Ocean Garden, Inc., Plaintiff-Counterdefendant-Appellee v. Marktrade Co., Inc. Alberto J. Soler, Defendants-Counterclaimants-Appellants, 953 F.2d 500 (9th Cir. 1991).published See Levi Strauss & Co. v. Blue Bell, Inc., 778 F.2d 1352, 1355 (9th Cir.1985) (en banc) (“[w]e hold that henceforth the clearly erroneous standard should be applied in reviewing a trial court’s determination concerning likelihood of confus…
- Lepton Labs, LLC v. Walker, 55 F. Supp. 3d 1230 (C.D. Cal. 2014).publishedOthers, Inc., 826 F.2d 837 , 842 (9th Cir.1987); First Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1381 (9th Cir.1987).
- Seirus Innovative Accessories, Inc. v. Gordini U.S.A. Inc., 849 F. Supp. 2d 963 (S.D. Cal. 2012).published“In determining functionality, a product’s trade dress must be analyzed as a whole”
- Aurora World, Inc. v. Ty Inc., 719 F. Supp. 2d 1115 (C.D. Cal. 2009).publishedLikelihood of Confusion Once a plaintiff has shown that its trade dress is entitled to protection, “liability under § 43(a) requires proof of the likelihood of confusion.” Two Pesos, 505 U.S. at 769-70 , 112 S.Ct. 2753 (citing First Brands…
- Global Manufacture Grp., LLC v. Gadget Universe.Com, 417 F. Supp. 2d 1161 (S.D. Cal. 2006).published(trade dress of yellow, F-style shaped one gallon jug containers of antifreeze)
- Glow Indus., Inc. v. Lopez, 273 F. Supp. 2d 1095 (C.D. Cal. 2003).publishedOthers, Inc., 826 F.2d 837 , 841 (9th Cir.1987); First Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1381 (9th Cir.1987); Committee for Idaho’s High Desert v. Yost, 881 F.Supp. 1457, 1471 (D.Idaho 1995), modified on other grounds, 92 F.…
- Comput. Access Tech. Corp. v. Catalyst Enter., Inc., 273 F. Supp. 2d 1063 (N.D. Cal. 2003).published“To state an infringement claim under § 43(a) — whether it be a trademark claim or a trade dress claim — a plaintiff must meet three basic elements: (1) distinctiveness, (2) nonfunc-tionality, and (3) likelihood of confusion.” Kendall-Jack…
- Glow Indus., Inc. v. Lopez, 252 F. Supp. 2d 962 (C.D. Cal. 2002).publishedOthers, Inc., 826 F.2d 837 , 841 (9th Cir.1987); First Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1381 (9th Cir.1987).
- Gen. Motors Corp. v. Let's Make a Deal, 223 F. Supp. 2d 1183 (D. Nev. 2002).publishedFirst Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1381-1382 (9th Cir.1987).
Show 47 more citing cases
- Miracle Blade, LLC v. Ebrands Com. Grp., LLC, 207 F. Supp. 2d 1136 (D. Nev. 2002).published First Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1381-1382 (9th Cir.1987).
- Chapman v. CA Dept of Educ., 229 F. Supp. 2d 981 (N.D. Cal. 2002).published“demonstrate either (1) a combination of probable success on the merits and the possibility of irreparable injury if relief is not granted, or (2) the existence of serious questions going to the merits and that the balan…”
- Softman Prods. Co., LLC v. Adobe Sys., Inc., 171 F. Supp. 2d 1075 (C.D. Cal. 2001).published“serious questions going to the merits and that the balance of hardships tips sharply in its favor”
- Long v. Coast Resorts, Inc., 32 F. Supp. 2d 1203 (D. Nev. 1999).publishedFirst Brands Corp. v. Fred Meyer, Inc.,. 809 F.2d 1378, 1381 (9th Cir.1987).
- W. Chem. Pumps, Inc. v. Superior Mfg., Inc., 989 F. Supp. 1112 (D. Kan. 1997).published (defendant)
- Teletech Customer Care Mgmt. (California), Inc. v. Tele-Tech Co., 977 F. Supp. 1407 (C.D. Cal. 1997).publishedFirst Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1381 (9th Cir.1987).
- Two Pesos, Inc. v. Taco Cabana, Inc., 505 U.S. 763 (1992).published
- Newmont Mining Corp. v. T. Boone Pickens, Jr., 831 F.2d 1448 (9th Cir. 1987).published
- Edmund A. Rachel, AKA Peter Rachel, D/B/A Wildlife Interiors, Plaintiff v. Banana Repub., Inc., Fisher Dev., Inc., & the Gap, Inc., 831 F.2d 1503 (9th Cir. 1987).published
- United States v. Odessa Union Warehouse Co-Op Cecil A. Schell Edward Sewall Marvin Kleyn, 833 F.2d 172 (9th Cir. 1987).published
- Vision Sports, Inc. v. Melville Corp., 888 F.2d 609 (9th Cir. 1989).published
- Master Distributors, Inc., a New Hampshire Corp. v. Pako Corp., a Delaware Corp. Pakor, Inc., a Minnesota Corp., 986 F.2d 219 (8th Cir. 1993).published
- Metro Publ'g, Ltd., a California P'ship v. San Jose Mercury News, a California Corp., 987 F.2d 637 (9th Cir. 1993).published
- Hwe, Inc. v. Jb Rsch., Inc., 993 F.2d 694 (9th Cir. 1993).published
- Int'l Jensen, Inc. v. Metrosound U.S.A., Inc., Dba L.A. Sound, 4 F.3d 819 (9th Cir. 1993).published
- Qualitex Co. v. Jacobson Prods. Co., Inc., 13 F.3d 1297 (9th Cir. 1994).published
- Perfumania, Inc. v. Perfumay, Inc., 24 F.3d 248 (9th Cir. 1994).published
- Pride Tech. Inc. v. Sun Microsystems Comput. Corp., 52 F.3d 334 (9th Cir. 1995).unpublished
- Sengoku Works Ltd., a Corp., Plaintiff-Counter-Defendant Appellee/cross-Appellant v. Rmc Int'l, Ltd., a Corp. Michael Resmo Joseph Malaga, Defendants-Counter-Plaintiffs Appellants/cross-Appellees, 97 F.3d 1460 (9th Cir. 1996).unpublished
- Chrysler Corp. v. Vanzant, 124 F.3d 210 (9th Cir. 1997).unpublished
- Raich v. Ashcroft, 352 F.3d 1222 (9th Cir. 2003).published
- United States v. State of Or., 699 F. Supp. 1456 (D. Or. 1988).published
- San Francisco Mercantile Co. v. Beeba's Creations, Inc., 704 F. Supp. 1005 (C.D. Cal. 1988).published
- Reebok Int'l Ltd. v. Marnatech Enter., Inc., 737 F. Supp. 1515 (S.D. Cal. 1989).published
- Citicorp Servs., Inc. v. Gillespie, 712 F. Supp. 749 (N.D. Cal. 1989).published
- White Swan, Ltd. v. Clyde Robin Seed Co., Inc., 729 F. Supp. 1257 (N.D. Cal. 1989).published
- Rapp v. Disciplinary Bd. of the Hawaii Supreme Court, 916 F. Supp. 1525 (D. Haw. 1996).published
- Alchemy II, Inc. v. Yes! Ent. Corp., 844 F. Supp. 560 (C.D. Cal. 1994).published
- United States v. State of Or., 675 F. Supp. 1249 (D. Or. 1987).published
- Morton v. Rank Am., Inc., 812 F. Supp. 1062 (C.D. Cal. 1993).published
- Zip Dee, Inc. v. Dometic Corp., 886 F. Supp. 1427 (N.D. Ill. 1995).published
- Morrow v. Torrance Bank (In Re Morrow), 189 B.R. 793 (Bankr. C.D. Cal. 1995).published
- Samuel v. Michaud, 980 F. Supp. 1381 (D. Idaho 1996).published
- Religious Tech. Ctr. v. Netcom On-Line Commc'n Servs., Inc., 923 F. Supp. 1231 (N.D. Cal. 1995).published
- La Habra Prods., Inc. v. Patio Indus. (In Re Patio Indus.), 220 B.R. 672 (C.D. Cal. 1996).published
- 3570 East Foothill Blvd., Inc. v. City of Pasadena, 912 F. Supp. 1257 (C.D. Cal. 1995).published
- United States v. State of Or., 666 F. Supp. 1461 (D. Or. 1987).published
- Religious Tech. Ctr. v. Netcom On-Line Commc'n Servs., Inc., 907 F. Supp. 1361 (N.D. Cal. 1995).published
- Perfect 10, Inc. v. Cybernet Ventures, Inc., 213 F. Supp. 2d 1146 (C.D. Cal. 2002).published
- STX, Inc. v. Trik Stik, Inc., 708 F. Supp. 1551 (N.D. Cal. 1988).published
- Tracer Rsch. Corp. v. Nat'l Env't Serv. Co., 843 F. Supp. 568 (D. Ariz. 1993).published
- Hollywood Athletic Club Licensing Corp. v. GHAC-Citywalk, 938 F. Supp. 612 (C.D. Cal. 1996).published
- Radical Prods., Inc. v. Sundays Distrib., 821 F. Supp. 648 (W.D. Wash. 1992).published
- United States v. Oregon, 666 F. Supp. 1461 (D. Or. 1987).published
- United States v. Oregon, 699 F. Supp. 1456 (D. Or. 1988).published
- Numrich v. Gleason, 700 F. Supp. 512 (D. Or. 1988).published
- United States v. Oregon, 675 F. Supp. 1249 (D. Or. 1987).published
At page 1383 Determining secondary meaning for product trade dress48 citing casesexamining the “total effect of the defendant’s product and package on the eye and mind of an ordinary purchaser.
- Mattel, Inc. v. MGA Ent., Inc., 782 F. Supp. 2d 911 (C.D. Cal. 2011).published(Carbide did not attempt to engender consumer identification with the yellow, F-style jug. It did not, for example, urge consumers to look for the ‘familiar yellow jug.’)
- Locomotor Usa, Inc., a California Corp. v. Korus Co., Inc., a California Corp. Kyong Un Lim Hye Kyung Lim Chin-Taing Lin Taiwan Transworld Co., Ltd., a Corp. Swinstar Inc., a Corp. K & H Int'l, & John Does & Xyz Companies, Locomotor Usa, Inc., a California Corp. v. Korus Co., Inc., a California Corp. K & H Int'l, & John Does & Xyz Companies, & Kyong Un Lim Hye Kyung Lim Chin-Taing Lin Taiwan Transworld Co., Ltd., a Corp. Swinstar Inc., a Corp., 46 F.3d 1142 (9th Cir. 1995).unpublished (Even if [plaintiff] could prove that a secondary meaning had been attained by [the product's] trade dress, the dispositive issue in trade dress cases is the possibility of consumer confusion as to the source of the pro…)
- Lisa Frank, Inc. v. Impact Int'l, Inc., 799 F. Supp. 980 (D. Ariz. 1992).published In other words, the “inquiry is not addressed to whether individual elements of the trade dress fall within the definition of functional, but to whether the whole collection of elements taken together are functional.” Id.; First Brands, 80…
- Benefit Cosmetics LLC v. E.L.F. Cosmetics, Inc., No. 3:23-cv-00861 (N.D. Cal. Dec. 17, 2024).See Clamp Mfg., 870 F.2d at 517; First Brands v. 7 Fred Meyer, Inc., 809 F.2d 1378, 1383 (9th Cir. 1987). 8 Evidence of deliberate copying also is “relevant to a determination of secondary meaning” 9 and “in appropriate circumstances, deli…
- Roblox Corp. v. WowWee Grp. Ltd., No. 3:22-cv-04476, 2024 WL 4057418 (N.D. Cal. Sept. 3, 2024).“when the purchasing public associates the dress with a single producer or source rather than just 16 the product itself”
- Benefit Cosmetics LLC v. E.L.F. Cosmetics, Inc., No. 3:23-cv-00861 (N.D. Cal. July 7, 2023).First Brands Corp. v. Fred Meyer, 21 Inc., 809 F.2d 1378, 1383 (9th Cir. 1987).
- Peninsula Cmty. Health Servs. v. Olympic Peninsula Health Servs. PS, No. 3:20-cv-05999 (W.D. Wash. Mar. 17, 2023).A mark has acquired secondary meaning if “the purchasing public associates the [mark] with a single producer or source rather than the product itself.” First Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1383 (9th Cir. 1987).
- Talavera Hair Prods., Inc. v. Taizhou Yunsung Elec. Appliance Co., LTD., No. 3:18-cv-00823 (S.D. Cal. Mar. 4, 2021).Cal. 2007) (“[A]dvertising must 2 direct the consumer to those features claimed as trade dress; merely ‘featuring’ the relevant 3 aspect of the product does not suffice.”); First Brands, 809 F.2d at 1383 (“[P]romotional 4 activities must i…
- Century Int'l Arms Inc. v. XTech Tactical LLC, No. 2:18-cv-03404 (D. Ariz. Nov. 5, 2020).Secondary 4 meaning is therefore a question of fact which requires a showing of “mental recognition in 5 buyers’ and potential buyers’ minds that products connected with the symbol or device 6 emanate from or are associated with the same s…
- Atari Interactive, Inc. v. Hyperkin Inc., No. 2:19-cv-00608 (C.D. Cal. July 27, 2020). “Whether a particular trade dress has acquired secondary meaning is a question of fact|.]”
Show 37 more citing cases
- Adidas Am., Inc. v. Skechers USA, Inc., 149 F. Supp. 3d 1222 (D. Or. 2016).publishedCourts evaluate the likelihood of confusion by -examining -the “total effect of-the defendant’s product and packaging on the eye and mind of an ordinary consumer.” Payless, 546 F.Supp.2d at 1052 (quoting First Brands Corp. v. Fred Meyer, I…
- Lepton Labs, LLC v. Walker, 55 F. Supp. 3d 1230 (C.D. Cal. 2014).publishedOthers, Inc., 826 F.2d 837 , 842 (9th Cir.1987); First Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1381 (9th Cir.1987).
- Brighton Collectibles, Inc. v. RK Texas Leather Mfg., 923 F. Supp. 2d 1245 (S.D. Cal. 2013).publishedFirst Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1383 (9th Cir.1987).
- Stark v. Diageo Chateau & Est. Wines Co., 907 F. Supp. 2d 1042 (N.D. Cal. 2012).published(examining the “total effect of the defendant’s product and package on the eye and mind of an ordinary purchaser.)
- Autodesk, Inc. v. Dassault Systèmes Solidworks Corp., 685 F. Supp. 2d 1001 (N.D. Cal. 2009).publishedMoreover, in First Brands v. Fred Meyer, Inc., 809 F.2d 1378, 1383 (9th Cir.1987), to which Clamp Mfg. cites, the earlier court elaborated that “the advertising and promotional activities must involve ‘image advertising,’ that is, the ads…
- Adidas-Am., Inc. v. Payless Shoesource, Inc., 546 F. Supp. 2d 1029 (D. Or. 2008).published“total effect of the defendant’s product and package on the eye and mind of an ordinary purchaser”
- Adidas Am., Inc. v. Payless Shoesource, Inc., 529 F. Supp. 2d 1215 (D. Or. 2007).published“total effect of the defendant’s product and package on the eye and mind of an ordinary purchaser”
- Erbe Electromedizin Gmbh v. Canady Tech. LLC., 529 F. Supp. 2d 577 (W.D. Pa. 2007).publishedFactors relevant to a finding of secondary meaning in a product configuration include: (1) plaintiffs advertising expenditures, measured primarily with regard to those advertisements which highlight the supposedly distinctive, identifying…
- Walker & Zanger, Inc. v. Paragon Indus., Inc., 549 F. Supp. 2d 1168 (N.D. Cal. 2007).publishedId. at 1383 (internal citations omitted).
- Walker & Zanger, Inc. v. Paragon Indus., Inc., 465 F. Supp. 2d 956 (N.D. Cal. 2006).publishedId. at 1383 (internal citations omitted).
- Sharper Image Corp. v. Target Corp., 425 F. Supp. 2d 1056 (N.D. Cal. 2006).published“Extensive use and advertising over a substantial period of time is enough to establish secondary meaning.” Id. (citing First Brands v. Fred Meyer, 809 F.2d 1378, 1383 (9th Cir.1987)); but see Yankee Candle Co. v. Bridgewater Candle Co., 2…
- Kangadis, Inc. v. Euphrates, Inc., 378 F. Supp. 2d 162 (E.D.N.Y. 2005).published(test of secondary meaning is not the size of the expenditures used to create it but its effectiveness)
- Adidas-Salomon AG v. Target Corp., 228 F. Supp. 2d 1192 (D. Or. 2002).published “total effect of the defendant’s product and package on the eye and mind of an ordinary purchaser”
- California Scents v. Surco Prods., Inc., 28 F. App'x 659 (9th Cir. 2002).unpublished“total effect of the defendant’s product and package on the eye and mind of an ordinary purchaser”
- Euro-Pro Corp. v. Tristar Prods., Inc., 172 F. Supp. 2d 567 (D.N.J. 2001).published(Id. at ¶¶ 12-13.) Such advertising expenditures, as mandated in Duraco, 40 F.3d at 1452 , must be measured “primarily with regard to those advertisements which highlight the supposedly distinctive, identifying feature.” See First Brands C…
- Cont'l Lab'y Prods., Inc. v. Medax Int'l, Inc., 114 F. Supp. 2d 992 (S.D. Cal. 2000).publishedId. at 1383 (internal quotations, citations and alterations omitted).
- Avery Dennison Corp. v. Sumpton, 189 F.3d 868 (9th Cir. 1999).published “when the purchasing public associates the [mark] with a single producer or source rather than just the product itself”
- Platinum Home Mortg. Corp. v. Platinum Fin. Grp., Inc., 149 F.3d 722 (7th Cir. 1998).published First Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1383 (9th Cir.1987).
- Buca, Inc. v. Gambucci's, Inc., 18 F. Supp. 2d 1193 (D. Kan. 1998).published“[T]he advertising and promotional activities *1205 must involve ‘image advertising,’ that is, the ads must feature in some way the trade dress itself”
- Thomas & Betts Corp. & Thomas & Betts Holdings, Inc. v. Panduit Corp., 138 F.3d 277 (7th Cir. 1998).publishedHowever, there is no hard-and-fast rule establishing that the shape of a product must be specifically pointed out in advertising in order for that advertising to be considered as evidence of secondary meaning. 6 As we noted in T & B I, adv…
- W. Chem. Pumps, Inc. v. Superior Mfg., Inc., 989 F. Supp. 1112 (D. Kan. 1997).published See Brunswick, 832 F.2d at 517 (plaintiff); First Brands, 809 F.2d at 1381 (defendant); Stormy Clime Ltd. v. ProGroup, Inc., 809 F.2d 971, 974 (2d Cir.1987) (plaintiff); Am-Brit, Inc. v. Kraft, Inc., 812 F.2d 1531, 1535 (11th Cir.1986) (de…
- White Swan, Ltd. v. Clyde Robin Seed Co., Inc., 729 F. Supp. 1257 (N.D. Cal. 1989).published
- Centaur Commc'ns, Ltd. v. A/s/m Commc'ns, Inc., 830 F.2d 1217 (2d Cir. 1987).published
- Clamp Mfg. Co., Inc. v. Enco Mfg. Co., Inc., Colex, Inc., 870 F.2d 512 (9th Cir. 1989).published
- Am. Int'l Grp., Inc. v. Am. Int'l Bank, 926 F.2d 829 (9th Cir. 1991).published
- Braun Inc. & Braun Aktiengesellschaft, Plaintiffs/cross-Appellants v. Dynamics Corp. of Am., 975 F.2d 815 (Fed. Cir. 1992).published
- Duraco Prods., Inc. v. Joy Plastic Enter., Ltd., D/B/A Backyard Prods. Travis Prods., Inc, 40 F.3d 1431 (3d Cir. 1994).published
- Thomas & Betts Corp. & Thomas & Betts Holdings, Inc. v. Panduit Corp., 65 F.3d 654 (7th Cir. 1995).published
- The Yankee Candle Co., Inc. v. The Bridgewater Candle Co., LLC, 259 F.3d 25 (1st Cir. 2001).published
- Dudley v. HealthSource Chiropractic, Inc., 585 F. Supp. 2d 433 (W.D.N.Y. 2008).published
- Turtle Wax, Inc. v. First Brands Corp., 781 F. Supp. 1314 (N.D. Ill. 1991).published
- Herbko Int'l, Inc. v. Gemmy Indus. Corp., 916 F. Supp. 322 (S.D.N.Y. 1996).published
- Sports Traveler, Inc. v. Advance Magazine Publishers, Inc., 25 F. Supp. 2d 154 (S.D.N.Y. 1998).published
- Bach v. Forever Living Prods. U.S., Inc., 473 F. Supp. 2d 1110 (W.D. Wash. 2007).published
- Chrysler Corp. v. Vanzant, 44 F. Supp. 2d 1062 (C.D. Cal. 1999).published
- Alderman v. Iditarod Props., Inc., 32 P.3d 373 (Alaska 2001).published
- Duraco Prod. Inc. v. Joy Plastic Ent., No. 94-3323 (3d Cir. Nov. 15, 1994).
At page 1384 Determining likelihood of confusion based on label differences8 citing cases“total effect of the defendant's product and package on the eye and mind of an ordinary purchaser.”
- A & H Sportswear Inc. Mainstream Swimsuits, Inc. v. Victoria's Secret Stores, Inc. Victoria's Secret Catalogue, Inc., 166 F.3d 197 (3d Cir. 1999).published (While the possibility of confusion almost always exists, the test is likelihood of confusion.)
- Ocean Garden, Inc., Plaintiff-Counterdefendant-Appellee v. Marktrade Co., Inc. Alberto J. Soler, Defendants-Counterclaimants-Appellants, 953 F.2d 500 (9th Cir. 1991).published ([t]he district court’s findings [of likelihood of confusion] are not clearly erroneous)
- Moroccanoil, Inc. v. Marc Anthony Cosmetics, Inc., 57 F. Supp. 3d 1203 (C.D. Cal. 2014).published“the total effect of the defendant’s product and package on the eye and mind of an ordinary purchaser”
- Miracle Blade, LLC v. Ebrands Com. Grp., LLC, 207 F. Supp. 2d 1136 (D. Nev. 2002).published First Brands Corp. v. Fred Meyer, Inc., 809 F.2d 1378, 1381-1382 (9th Cir.1987).
- Nvst.com Inc. v. Nvest, LLP, 32 F. App'x 207 (9th Cir. 2002).unpublished(holding that for the limited purpose of a preliminary injunction motion, differences in labels alone were sufficient to sustain a finding of no likelihood of confusion)
- La Habra Prods., Inc. v. Patio Indus. (In Re Patio Indus.), 220 B.R. 672 (C.D. Cal. 1996).published
- Visa Int'l Serv. Ass'n v. E. Fin. Fed. Credit Union, 967 F.2d 596 (9th Cir. 1992).unpublished
At page 1385 Analyzing likelihood of success for preliminary injunction10 citing cases“intent of a defendant in adopting his trade dress is a critical factor, since if the trade dress were adopted with the intent of depriving benefit from the reputation of the plaintiff, that fact alone may be sufficient to justify the inference that there is confusing similarity.”
- Ocean Garden, Inc., Plaintiff-Counterdefendant-Appellee v. Marktrade Co., Inc. Alberto J. Soler, Defendants-Counterclaimants-Appellants, 953 F.2d 500 (9th Cir. 1991).published See Levi Strauss & Co. v. Blue Bell, Inc., 778 F.2d 1352, 1355 (9th Cir.1985) (en banc) (“[w]e hold that henceforth the clearly erroneous standard should be applied in reviewing a trial court’s determination concerning likelihood of confus…
- Babbit Elec., Inc. v. Dynascan Corp., 38 F.3d 1161 (11th Cir. 1994).published
- Versa Prods. Co., Inc. v. Bifold Co. (Mfg.) Ltd., 50 F.3d 189 (3d Cir. 1995).published
- Gonzales v. Dep't of Homeland Sec., 508 F.3d 1227 (9th Cir. 2007).published
- Babbit Elec., Inc. v. Dynascan Corp., 828 F. Supp. 944 (S.D. Fla. 1993).published
- Polaris Pool Sys., Inc. v. Letro Prods., Inc., 914 F. Supp. 375 (C.D. Cal. 1995).published
- Texas Precious Metals, LLC v. Valaurum, Inc., No. 3:26-cv-00157 (D. Or. July 31, 2026).
At page 1382 Analyzing color functionality and trade dress protection5 citing casesto stacking for shipping, displaying and storage. The shape is convenient for consumer use and the F-style jug is less expensive to manufacture. Carbide…
- Warner Lambert Co. v. McCrory's Corp., 718 F. Supp. 389 (D.N.J. 1989).published See First Brands Corp., 809 F.2d at 1388 (“Prior to the hearing before the district court, [plaintiff] did not attempt to engender consumer identification with the yellow, F-style jug.
- STX, Inc. v. Trik Stik, Inc., 708 F. Supp. 1551 (N.D. Cal. 1988).published
- The Nutrasweet Co. v. The Stadt Corp. & Cumberland Packing Corp., 917 F.2d 1024 (7th Cir. 1990).published
- R.L. Winston Rod Co. v. Sage Mfg. Co., 838 F. Supp. 1396 (D. Mont. 1993).published
- Master Distributors, Inc. v. Pako Corp., 777 F. Supp. 744 (D. Minn. 1991).published
At page 1388 Prior to the hearing before the district court, [plaintiff] did not attempt to engender consumer identification with the yellow, F-style jug. It did not, for example, urge consumers to look for the ‘familiar yellow jug’.1 citing case
- Warner Lambert Co. v. McCrory's Corp., 718 F. Supp. 389 (D.N.J. 1989).published (Prior to the hearing before the district court, [plaintiff] did not attempt to engender consumer identification with the yellow, F-style jug. It did not, for example, urge consumers to look for the ‘familiar yellow jug…)
v.
FRED MEYER, INC. and BASF Wyandotte Corporation, Defendants-Appellees
Union Carbide (“Carbide”) [1] manufactures and sells the nationally known PRES-TONE II brand antifreeze. Carbide filed a motion for a preliminary injunction against[*1381] Fred Meyer, Inc. (“Meyer”) and BASF Wyandotte Corporation (“Wyandotte”) to prevent them from selling their private label antifreeze in yellow-colored, “F-style” shaped, one gallon jugs. Carbide claims that sales of antifreeze in these yellow containers by sellers of private label antifreeze products are an infringement upon the trade dress of PRESTONE II antifreeze under § 43(a) of the Lanham Act, 15 U.S.C. § 1125(a), the common law of trade dress and the law of unfair competition. The district court denied Carbide’s motion for a preliminary injunction. We affirm.
1. DISCUSSION
A. Standard of Review
A district court’s order regarding preliminary injunctive relief is subject to limited review. The grant or denial of a preliminary injunction will be reversed only where the district court abused its discretion or based its decision on an erroneous legal standard or on clearly erroneous findings of fact. Sardi’s Restaurant Corp. v. Sardie, 755 F.2d 719, 722-23 (9th Cir.1985). See also Apple Computer, Inc. v. Formula Int’l, Inc., 725 F.2d 521, 523 (9th Cir.1984).
B. Preliminary Injunction
To obtain a preliminary injunction, a party must demonstrate either (1) a combination of probable success on the merits and the possibility of irreparable injury if relief is not granted, or (2) the existence of serious questions going to the merits and that the balance of hardships tips sharply in its favor. Sardi’s, 755 F.2d at 723; Apple Computer, 725 F.2d at 523. Carbide argues on appeal that it is entitled to a preliminary injunction because it has demonstrated probable success on the merits and possible irreparable injuries. It also contends that the district court applied an incorrect legal standard and clearly erred in some of its findings of fact.
1. Probable Success on the Merits
To establish probable success on the merits in an action for trade dress infringement brought under § 43(a) of the Lanham Act, the common law, or the law of unfair competition, Carbide must demonstrate that PRESTONE II’s trade dress is protect-able. Carbide must prove that its trade dress: (1) is nonfunctional, (2) has acquired a secondary meaning, and (3) is likely to be confused with Meyer-Wyandotte’s private label antifreeze products by members of the consuming public. Freixenet, S.A. v. Admiral Wine & Liquor Co., 731 F.2d 148, 151 (3d Cir.1984). See Vuitton Et Fils S.A. v. J. Young Enterprises, Inc., 644 F.2d 769, 772 (9th Cir.1981).
a. Functionality
The question in the instant action is whether PRESTONE II’s trade dress (a yellow, F-style jug) is nonfunctional. If it is, then it may be protectable.
In determining functionality, a product’s trade dress must be analyzed as a whole. See California Cooler, Inc. v. Loretto Winery, Ltd., 774 F.2d 1451, 1455 (9th Cir.1985); LeSportsac, Inc. v. K Mart Corp., 754 F.2d 71, 76 (9th Cir.1985). The district court, viewing PRESTONE IPs trade dress as a whole, [2] held that the F-style design was functional; that the antifreeze packaging industry had a competitive need for the color yellow, thereby making the color yellow functional; and “that this particular combination of [these] otherwise unproteetable elements cannot be deemed protectable trade dress.”
“[A] product feature is functional if it is essential to the [product’s] use ... or if it affects the cost or quality of the article.” Inwood Laboratories, Inc. v. Ives Laboratories, Inc., 456 U.S. 844, 850 n. 10, 102 S.Ct. 2182, 2187 n. 10, 72 L.Ed.2d 606 (1982). The parties agree that the shape of the F-style jug is functional. The parties have stipulated that its shape is conducive[*1382] to stacking for shipping, displaying and storage. The shape is convenient for consumer use and the F-style jug is less expensive to manufacture. Carbide argues, however, that the district court erred in determining that the color yellow was a functional feature. Specifically, Carbide contends that the district court should not have used the color depletion theory and erroneously applied the “aesthetic” functionality test. [3] Carbide argues that the combination of the concededly functional F-style shape and the nonfunctional color yellow make these containers, as a whole, nonfunctional and thereby a protectable trade dress.
Under the color depletion theory, there are a limited number of colors in the palette which may be depleted if trademark registrants are allowed to prevail. In re Owens-Coming Fiberglas Corp., 774 F.2d 1116, 1120 (Fed.Cir.1985). The district court held that there was a competitive need for the color yellow in the antifreeze packaging industry and therefore yellow was not protectable trade dress. Carbide argues that under Owens-Coming, the col- or depletion theory is no longer valid. That case, however, specifically held that the color depletion theory “is not faulted for appropriate application.” Id. (emphasis added). On the contrary, Owens-Coming continues to apply the color depletion theory unless there is no competitive need for the color in a particular industry. The Federal Circuit merely declined to establish a per se prohibition against registering colors as trademarks. Id.
Confronted with an unusual set of facts the court in Owens-Coming established a very limited rule that in certain situations a particular color could itself be registered as a trademark. Using a two-step analysis, the Federal Circuit court determined first that there was no competitive need in the insulation industry for the color pink to remain available to all insulation producers and, second, that pink insulation, following the extraordinary and intense advertising campaigns featuring the “Pink Panther,” had acquired a secondary meaning. Owens-Coming, 774 F.2d at 1122-27. In the present case, the district court held that a “competitive need for the color yellow” existed for the antifreeze packaging industry and, as we discuss below, that the color yellow in combination with the F-style jug had not achieved a secondary meaning.
Other than in extraordinary situations, such as that presented in Owens-Coming, the general rule remains that an element of distinctiveness of shape in combination with the color still exists before a trademark will be granted. [4] “It is a matter of degree how well defined must be the design ... upon which the color is imposed. The use of one color merely as a background on a package ... is usually rejected as having no trademark significance.” 1 J. McCarthy, Trademarks and Unfair Competition, 7:17 (citing numerous cases). The F-style jug is the predominant container design in the antifreeze industry. It was not an abuse of discretion for the district court to conclude, for purposes of a prelimi[*1383] nary injunction, that if Carbide were granted protection of its PRESTONE II trade dress, it would in effect be getting a trademark on the color yellow as a background color for an ordinary-shaped container. As the district court found, this would deplete a primary color available to competitors and deprive them of a competitive need. That finding, and the district court’s use of the color depletion theory, are not clearly erroneous. Even if there were no competitive need for the color yellow in the antifreeze packaging industry, Carbide would still need to prove that its yellow, F-style jug had acquired a secondary meaning. The district court found no such secondary meaning and, as we discuss below, that finding was not clearly erroneous.
b. Secondary Meaning
Whether a particular trade dress has acquired secondary meaning is a question of fact subject to the clearly erroneous standard of review. Brooks Shoe Mfg. Co. v. Suave Shoe Corp., 716 F.2d 854, 860 (11th Cir.1983); Volkswagenwerk Aktiengesellschaft v. Rickard, 492 F.2d 474, 477-78 (5th Cir.1974). A product’s trade dress attains secondary meaning when the purchasing public associates the dress with a single producer or source rather than just the product itself. Inwood Laboratories, 456 U.S. at 851 n. 11, 102 S.Ct. at 2187 n. 11; LeSportsac, 754 F.2d at 78. Carbide contends that PRESTONE II’s trade dress had attained secondary meaning through millions of dollars in advertising PRES-TONE II and because Carbide had been the exclusive user of the yellow, F-style jug for more than five years. Evidence of sales, advertising and promotional activities may be relevant in determining whether a trade dress has acquired a secondary meaning. Brooks, 716 F.2d at 860. See also LeSportsac, 754 F.2d at 78. However, the advertising and promotional activities must involve “image advertising,” that is, the ads must feature in some way the trade dress itself. Brooks, 716 F.2d at 860. Otherwise, even evidence of extensive advertising or other promotional efforts would not necessarily indicate that prospective buyers would associate the trade dress with a particular source. Id. “[A] ‘large expenditure of money does not in itself create legally protectable rights.’ [citation omitted].” Carter-W'allace, Inc. v. Procter & Gamble Co., 434 F.2d 794, 800 (9th Cir.1970). The test of secondary meaning is the effectiveness of the effort to create it. Id. at 802. The district court found that Carbide’s “advertising campaign has not stressed the color and shape of the antifreeze jug so as to support an inference of secondary meaning.” Prior to the hearing before the district court, Carbide did not attempt to engender consumer identification with the yellow, F-style jug. It did not, for example, urge consumers to look for the “familiar yellow jug.” The district court’s finding that Carbide’s extensive advertising budget failed to establish a secondary meaning is not clearly erroneous.
Carbide further claims that a survey it conducted proves that the consuming public strongly associates the yellow, F-style jug with PRESTONE II, thereby establishing a secondary meaning. The district court found that the survey was flawed because it biased respondents, did not control for guessing, and failed to take into account the strong association of the brand name PRESTONE II with antifreeze in general. These reasons, rather than the trade dress, may have been why the survey takers identified the yellow, F-style container with PRESTONE II, Thus the district court’s findings are not clearly erroneous.
c. Likelihood of Confusion
Even if Carbide could prove that a secondary meaning had been attained by PRESTONE IPs trade dress, the dispositive issue in trade dress cases is the possibility of consumer confusion as to the source of the product. “Regardless of how much secondary meaning it possesses, a product’s trade dress will not be protected from an imitator that is sufficiently different in its features to avoid such confusion.” Freixenet, 731 F.2d at 151. The test is whether there is a likelihood of confusion[*1384] resulting from the total effect of the defendant's product and package on the eye and mind of an ordinary purchaser. 1 J. McCarthy, Trademarks and Unfair Competition, § 8:3. The district court found that:
The ordinary purchaser is not likely to confuse Union Carbide’s antifreeze with the antifreeze of Wyandotte and Fred Meyer. The labels on these antifreeze containers are substantially dissimilar. The labels form a major part of the surface area of the one-gallon jugs and employ entirely different design and/or col- or schemes. No words similar to “PRESTONE II” appear. Different type size and letter colors are used. Union Carbide has failed to produce credible evidence that ordinary consumers are confusing, or are likely to confuse, antifreeze containers bearing labels with these substantia] differences. While the possibility of confusion almost always exists, the test is likelihood of confusion, and it has not been demonstrated, (emphasis in original).
The district court’s findings are not clearly erroneous. These findings are supported by Freixenet, 731 F.2d 148. In that factually similar case, Freixenet moved for a preliminary injunction alleging trade dress infringement because Admiral’s frosted black wine bottle was identical in shape and color to its own. The district court’s denial of the preliminary injunction was upheld because the “labels of the two bottles were so dissimilar as to rule out any possibility of confusion” in the minds of the consuming public. Id. at 151.
Carbide claims that the district court erred in failing to address the issue of likelihood of confusion under Carbide’s infringement claim and in finding no likelihood of confusion under Carbide’s unfair competition claim. [5] . Carbide specifically argues that the district court failed to examine all eight factors laid out in AMF, Inc. v. Sleekcraft Boats, 599 F.2d 341, 348-49 (9th Cir.1979) [6] and, instead, based its finding that there was no likelihood of confusion solely on the fact that the labels were sufficiently distinct to prevent confusion. At the preliminary injunction stage of a proceeding, the trial court is not required to consider all the factors set forth in Sleekcraft. Apple Computers, 725 F.2d at 515. In fact, for the limited purpose of a preliminary injunction motion, the differences in the labels are sufficient for a finding of no likelihood of confusion. Freixenet, 731 F.2d at 151-52.
Carbide further claims that by focusing solely on the differences in the labels, the district court failed to consider the possibility of associative confusion. This type of confusion may arise not only where a consumer purchases a product thinking it is another, but also where there may be a mistake as to the sponsorship, quality or association of a product. HMH Publishing Co., Inc. v. Brincat, 504 F.2d 713, 716-17 n. 7 (9th Cir.1974). We do not agree with Carbide’s contention. A fair interpretation of the district court’s opinion indicates that it did consider associative confusion. It specifically found that “Union Carbide has failed to prove that the public associates the yellow, F-style jug with a single source of antifreeze.” Furthermore, Carbide’s contention that associative confusion exists is based on Meyer’s alleged practice of intentionally “jumbling” together (intermixing) its private label brand with PRES-[*1385] TONE II. However, the record is clear that “side-by-side” display is the norm — not “jumbling.” The district court’s finding that no associative confusion existed is not clearly erroneous.
Finally, intent of a defendant in adopting his trade dress is a critical factor, since if the trade dress were adopted with the intent of depriving benefit from the reputation of the plaintiff, that fact alone may be sufficient to justify the inference that there is confusing similarity. See Chevron Chemical Co. v. Voluntary Purchasing Groups, 659 F.2d 695, 703-04 (5th Cir.1981), cert. denied, 457 U.S. 1126, 102 S.Ct. 2947, 73 L.Ed.2d 1342 (1982). Carbide argues that the evidence strongly supports a finding that Meyer-Wyandotte adopted a trade dress similar to Carbide’s in order to pass off their product as PRESTONE II. The district court found no such intent. Intent is a pure question of fact subject to the clearly erroneous standard of review. Pullman-Standard v. Swint, 456 U.S. 273, 287-88, 102 S.Ct. 1781, 1789, 72 L.Ed.2d 66 (1982). The district court’s finding was not clearly erroneous.
2. Irreparable Injury
Because Carbide failed to show a likelihood of success on the merits, we need not decide whether denial of the injunction will lead to irreparable injury. In order for Carbide to be granted a preliminary injunction on the ground it asserts, it must show both a probability of success on the merits and the possibility of irreparable injury. Sardi’s, 755 F.2d at 723. The district court’s denial of the motion for a preliminary injunction is
AFFIRMED.
. Although First Brands Corporation has been substituted in the place of Union Carbide as the party plaintiff-appellant, we will continue to refer to Union Carbide ("Carbide”) throughout this opinion.
. Carbide's contention that the district court failed to analyze the combination of PRES-TONE II’s container design and color features as a whole is meritless. The district court clearly held that the combination of the container’s shape and color is not protectable.
. In this circuit, the “aesthetic" functionality test has been limited, Vuitton, 644 F.2d at 773, if not rejected, Fabrica, Inc. v. El Dorado Corp., 697 F.2d 890, 895 (9th Cir.1983), in favor of the “utilitarian" functionality test. Despite Carbide’s argument to the contrary, the district court did not use the "aesthetic" functionality test. Although the district court did mention that some antifreeze sellers selected a yellow jug because it was the most attractive background for their labels, it is clear that the district court based its decision on the utilitarian notion that yellow is a primary color and to rule in Carbide's favor would lead to color depletion.
. Carbide's reliance on pharmaceutical drug cases in an effort to convince this court that color and ordinary shape may be protected as a trademark is misplaced. These cases are distinguishable. Unlike the antifreeze industry where the shape and size of the container is functional, neither the capsule size nor shape is functional. Thus, rulings protecting color, and size and shape of drug capsules do not prevent competitors from using the same color in combination with different sizes and shaped capsules. Furthermore, background color is afforded stronger protection in drug cases because confusion of source or product can have disastrous consequences. See, e.g., SK & F Co. v. Premo Pharmaceutical Laboratories, Inc., 625 F.2d 1055, 1061, 1063, 1066 (3d Cir.1980).
. Because the test is identical under either trade dress infringement or unfair competition (i.e., likelihood of confusion), we make no distinction between the two for purposes of our discussion and find no error in the district court’s failure to make such a distinction.
. In determining whether confusion between related goods is likely, the following eight factors have been identified by this court:
(1) strength of the mark;
(2) proximity of the goods;
(3) similarity of the marks;
(4) evidence of actual confusion;
(5) marketing channels used;
(6) type of goods and the degree of care likely to be exercised by the purchaser;
(7) defendant's intent in selecting the mark; and
(8) likelihood of expansion of the product lines.
Sleekcraft, 599 F.2d at 348-49.