United States v. Kevin P. Kane, 876 F.2d 734 (9th Cir. 1989). · Go Syfert
United States v. Kevin P. Kane, 876 F.2d 734 (9th Cir. 1989). Cases Citing This Book View Copy Cite
“generally, a defendant can acquire no expectation of finality in an illegal sentence . . . if such illegality exists, a defendant is charged with knowledge that it can be corrected under fed. r. crim. p. 35.”
45 citation events (9 in the last 25 years) across 7 distinct courts.
Strongest positive: State v. Lynne M. Shirikian (wisctapp, 2023-02-01)
Treatment trajectory · 1990 → 2026 · click a year to view as-of
1990 2008 2026
Top citers, strongest first. 31 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) State v. Lynne M. Shirikian
Wis. Ct. App. · 2023 · quote attribution · 1 verbatim quote · confidence high
generally, a defendant can acquire no expectation of finality in an illegal sentence.
discussed Cited as authority (verbatim quote) United States v. Alex Medrano
9th Cir. · 2019 · signal: see · quote attribution · 1 verbatim quote · confidence high
generally, a defendant can acquire no expectation of finality in an illegal sentence, which remains subject to modification.
examined Cited as authority (verbatim quote) People v. Wiseman
unknown court · 2017 · quote attribution · 1 verbatim quote · confidence high
generally, a defendant can acquire no expectation of finality in an illegal sentence . . . if such illegality exists, a defendant is charged with knowledge that it can be corrected under fed. r. crim. p. 35.
discussed Cited as authority (rule) (HC) Montgomery v. Lozano
E.D. Cal. · 2020 · confidence medium
“Only 25 after the defendant acquires a reasonable expectation of finality in the severity of a sentence does 26 further enhancement constitute double jeopardy under the fifth amendment.” United States v. 27 Kane, 876 F.2d 734, 736 (9th Cir. 1989) (citations omitted).
discussed Cited as authority (rule) United States v. Christian Rosha Hosoi
9th Cir. · 2002 · confidence medium
The Government argues that our decision in Buckland II upholding the constitutionality of § 841 applies retroactively to Hosoi. “[Rjetroactive application of judicial decisions is the rule not the exception.” United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.1989).
discussed Cited as authority (rule) United States v. Bobadilla
9th Cir. · 2001 · confidence medium
The “usual rule is that federal cases should be decided in accordance with the law existing at the time of the decision.” Goodman v. Lukens Steel Go., 482 U.S. 656, 662 , 107 S.Ct. 2617 , 96 L.Ed.2d 572 (1987); Coopers & Lybrand v. Sun-Diamond Growers of CA, 912 F.2d 1135, 1138 (9th Cir.1990); United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.l989)(“[R]etroactive application of judicial decisions is the rule not the exception.”).
discussed Cited as authority (rule) US West Communications, Inc. v. AT & T Communications of the Pacific Northwest, Inc.
D. Or. · 1999 · confidence medium
See, e.g., United States v. Kincaid, 898 F.2d 110, 111 (9th Cir.1990); United States v. Gonzalez-Sandoval, 894 F.2d 1043, 1053 (9th Cir.1990); United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.1989).
discussed Cited as authority (rule) MCI Telecommunications Corp. v. GTE Northwest, Inc.
D. Or. · 1999 · confidence medium
See, e.g., United States v. Kincaid, 898 F.2d 110, 111 (9th Cir.1990); United States v. Gonzalez-Sandoval, 894 F.2d 1043, 1053 (9th Cir.1990); United States v. Kane, 876 F.2d 734, 734-36 (9th Cir.1989).
discussed Cited as authority (rule) United States v. Sharon and Ricky Birch
9th Cir. · 1997 · confidence medium
"Thus, sentencing may be altered as a result of appeal even if the sentence is enhanced and even though service of the sentence has already commenced." United States v. Kane, 876 F.2d 734, 736 (9th Cir.1989).
discussed Cited as authority (rule) United States v. Denise Marie Katz
9th Cir. · 1995 · confidence medium
This contention is foreclosed by our decision in United States v. Kane, 876 F.2d 734, 736-37 (9th Cir.), cert. denied, 493 U.S. 861 (1989); see also United States v. Kinsey, 994 F.2d 699, 702 (9th Cir.1993) (following Kane )
discussed Cited as authority (rule) United States v. Terry A. Douglas
9th Cir. · 1993 · confidence medium
United States v. Kane, 876 F.2d 734, 736 (9th Cir.1989), cert. denied, 493 U.S. 861 (1989). 11 Accordingly, the sentence is VACATED and the proceedings REMANDED for resentencing. * The Honorable Howard D.
cited Cited as authority (rule) United States v. Albert J. Kinsey, United States of America v. Joseph Kinsey
9th Cir. · 1993 · confidence medium
United States v. Kane, 876 F.2d 734, 736 (9th Cir.), cert. denied, 493 U.S. 861 , 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989).
cited Cited as authority (rule) United States v. John Francis Rourke
10th Cir. · 1992 · confidence medium
United States v. Kane, 876 F.2d 734, 737 (9th Cir.), cert. denied, 493 U.S. 861 , 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989). 4 .
cited Cited as authority (rule) United States v. Samuel William Donaghe
9th Cir. · 1992 · confidence medium
United States v. Kane, 876 F.2d 734, 737 (9th Cir.), cert. denied, 493 U.S. 861 (1989).
examined Cited as authority (rule) United States v. John Roy Robinson (3×) also: Cited "see"
9th Cir. · 1992 · confidence medium
United States v. Gonzalez-Sandoval, 894 F.2d 1043, 1052 (9th Cir.1990); United States v. Kane, 876 F.2d 734, 736 (9th Cir.), cert. denied, 493 U.S. 861 , 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989); United States v. Ramos, 923 F.2d 1346, 1358 (9th Cir.1991); Litteral, 910 F.2d at 553 .
discussed Cited as authority (rule) United States v. Fred Bennett Welch (2×)
10th Cir. · 1991 · confidence medium
Second, we held that "[a] defendant can acquire no legitimate expectation of finality in an illegal sentence, because such sentence remains subject to modification." Jackson, 903 F.2d at 1316 (relying upon Jones, 109 S.Ct. at 2532-33 (Scalia, J., dissenting)); see also United States v. Smith, 929 F.2d at 1460 (McKay, J., dissenting) (recognizing that a trial court may increase a sentence after final judgment when the original sentence "[w]as illegal" or "[w]as overturned by an appeals court"); United States v. Jordan, 895 F.2d 512, 516 (9th Cir.1989) (no legitimate expectation of finality in a…
cited Cited as authority (rule) Douglas Lauren Marsh v. Larry F. Taylor, Warden
9th Cir. · 1991 · confidence medium
United States v. Kane, 876 F.2d 734, 736 (9th Cir.), cert. denied, - U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989).
discussed Cited as authority (rule) United States v. Hector Martin Ramos
9th Cir. · 1991 · confidence medium
This notice removes the possibility of “substantially inequitable results.” See United States v. Kane, 876 F.2d 734, 736 (9th Cir.) (cited in Gonzalez-Sandoval and Kincaid) (permitting government appeals of sentences rendered between Gubiensio-Ortiz and Mistretta), cert. denied, — U.S.-, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989).
discussed Cited as authority (rule) United States v. Miranda. United States v. Ortiz. United States v. Diaz.
9th Cir. · 1990 · confidence medium
We apply Mistretta retroactively, United States v. Boise, No. 89-30071, slip op. at 12174 (9th Cir. Aug. 29, 1990, amended Sep. 27, 1990); United States v. Kane, 876 F.2d 734, 736 (9th Cir.), cert. denied, 110 S.Ct. 173 (1989).
discussed Cited as authority (rule) United States v. Roman Magana-Olvera
9th Cir. · 1990 · confidence medium
In United States v. Kane, 876 F.2d 734, 736 (9th Cir.), cert. denied, — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989), we concluded that the Guidelines apply retroactively to the roughly five-month period between Ortiz and Mistretta .
discussed Cited as authority (rule) United States v. James Cantu Sanchez
9th Cir. · 1990 · confidence medium
“Although not constitutionally required, retroactive application of judicial decisions is the rule not the exception.” United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.), cert. denied, — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989).
discussed Cited as authority (rule) Coopers & Lybrand v. Sun-Diamond Growers Of Ca
9th Cir. · 1990 · confidence medium
"Although not constitutionally mandated, 'retroactive application of judicial decisions is the rule and not the exception.' " United States v. Gonzalez-Sandoval, 894 F.2d 1043, 1052 (9th Cir.1990) (quoting United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.), cert. denied, --- U.S. ----, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989)).
discussed Cited as authority (rule) Coopers & Lybrand v. Sun-Diamond Growers of CA
9th Cir. · 1990 · confidence medium
“Although not constitutionally mandated, ‘retroactive application of judicial decisions is the rule and not the exception.’ ” United States v. Gonzalez-Sandoval, 894 F.2d 1043, 1052 (9th Cir.1990) (quoting United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.), cert. denied, — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989)).
cited Cited as authority (rule) United States v. Aaron Leon Litteral and Dell Rae Wyatt
9th Cir. · 1990 · confidence medium
United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.), cert. denied, — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989).
discussed Cited as authority (rule) United States v. Joel A. Eatinger
9th Cir. · 1990 · confidence medium
See United States v. Kincaid, 898 F.2d 110, 112 (9th Cir.1990); United States v. Gonzalez-Sandoval, 894 F.2d 1043 (9th Cir.1990); United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.), cert. denied, — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989).
discussed Cited as authority (rule) United States v. Mickey Turner, United States of America v. Kenneth Raven Beler, United States of America v. Anthony Lee Smith (2×) also: Cited "see"
9th Cir. · 1990 · confidence medium
See United States v. Bazemore, 869 F.2d 520, 521 (9th Cir.1989) (remanding cases for sentencing under the SRA); United States v. Kane, 876 F.2d 734, 736 (9th Cir.) (enabling government to appeal sentencing order under SRA provision), cert. denied, — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989).
discussed Cited "see" Sherman P. Hawkins v. Jack McCormick Warden, Montana State Prison
9th Cir. · 1993 · signal: see · confidence high
United States v. DiFranesco, 449 U.S. 117, 129 (1980); See United States v. Kane, 876 F.2d 734, 736 (9th Cir.1989). 9 Hawkins seems to be arguing that the first jury's inability to reach a unanimous verdict on the assault amounts to an implicit acquittal on that charge.
discussed Cited "see" United States v. Robert J. McMillen
3rd Cir. · 1990 · signal: see · confidence high
See United States v. Kane, 876 F.2d 734, 735 (9th Cir.), cert. denied, — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989); see also United States v. Rico, 902 F.2d 1065, 1067 (2d *777 Cir.1990) ( 18 U.S.C. § 3742 “allows the government to appeal illegal sentences and to have such sentences corrected by the district court on remand”).
cited Cited "see" United States v. Anthony L. Chalker
9th Cir. · 1990 · signal: see · confidence high
See United States v. Kane, 876 F.2d 734, 735-36 (9th Cir.), cert. denied, — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989).
discussed Cited "see" United States v. Leonard Brady Jackson
10th Cir. · 1990 · signal: see · confidence high
See United States v. Kane, 876 F.2d 734, 737 (9th Cir.) cert. denied — U.S. -, 110 S.Ct. 173 , 107 L.Ed.2d 130 (1989) (finding no double jeopardy violation in resentencing pursuant to Sentencing Reform Act after Mistretta rendered initial sentencing illegal).
cited Cited "see" United States v. Arturo Gonzalez-Sandoval
9th Cir. · 1990 · signal: see · confidence high
See Kane, 876 F.2d at 736 .
Retrieving the full opinion text from the archive…
UNITED STATES of America, Plaintiff-Appellant,
v.
Kevin P. KANE, Defendant-Appellee
88-1402.
Court of Appeals for the Ninth Circuit.
May 25, 1989.
876 F.2d 734
1989 U.S. App. LEXIS 7359
1989 WL 54289
Daniel Bent, U.S. Atty., Mark J. Bennett, Asst. U.S. Atty., Honolulu, Hawaii, for plaintiff-appellant., Michael R. Levine, Federal Public Defender, Thomas W. Murphy, Asst. Federal Public Defender, Honolulu, Hawaii, for defendant-appellee.
Hug, Schroeder, Canby.
Cited by 34 opinions  |  Published
HUG, Circuit Judge:

In this appeal, the government seeks a reversal of defendant Kevin P. Kane’s sentence and a remand for resentencing within the guidelines promulgated by the United States Sentencing Commission under 28 U.S.C. § 994(a)(1) (Supp.V 1987) (the “guidelines”). Kane pleaded guilty to three counts of residential burglary within the special maritime and territorial jurisdiction of the United States in violation of 18 U.S.C. § 13 (1982) and Haw.Rev.Stat. § 708-810 (1985). His plea agreement recited that the guidelines would apply at sentencing. The guideline range applicable to Kane’s offense was 36 to 42 months of imprisonment followed by five or fewer years of supervised release. Before Kane’s sentencing, however, this court held the guidelines and the Sentencing Reform Act of 1984 unconstitutional. Gubiensio-Ortiz v. Kanahele, 857 F.2d 1245 (9th Cir.1988). The district court therefore sentenced Kane to 18 months of imprisonment and five years of probation pursuant to pre-guideline sentencing standards. The government appealed. Thereafter the Supreme Court upheld the constitutionality of the Sentencing Reform Act and the guidelines on January 18, 1989. Mistretta v. United States, — U.S. -, 109 S.Ct. 647, 102 L.Ed.2d 714 (1989). Kane raises three arguments on appeal.

I.

Jurisdiction

Kane first contends that the government may not appeal his sentence. The Supreme Court has long held the view that the government has no right to appeal in a criminal case without explicit statutory authorization. United States v. Scott, 437 U.S. 82, 84-85, 98 S.Ct. 2187, 2190-91, 57 L.Ed.2d 65 (1978). The Sentencing Reform Act provides such authorization for government appeals seeking review of an illegally imposed sentence, an incorrect application of the guidelines, or a sentence beyond the lower end of the appropriate guideline range. 18 U.S.C. § 3742(b) (Supp.V 1987). Kane argues the government has no statutory authorization to appeal under section 3742(b) because the district court’s sentencing order issued after this circuit held the Sentencing Reform Act unconstitutional in Gubiensio-Ortiz.

Kane’s jurisdictional argument fails because it rests on the faulty premise that Mistretta, which overruled Gubiensio-Ortiz, does not apply retroactively. Although not constitutionally required, retroactive[*736] application of judicial decisions is the rule not the exception. United States v. Givens, 767 F.2d 574, 578 (9th Cir.), cert. denied, 474 U.S. 953, 106 S.Ct. 321, 88 L.Ed. 2d 304 (1985). Three considerations highlight the determination of whether retroactive application should be excused: “(1) whether the decision establishes a new principle of law, (2) whether retroactive application will further or retard the purposes of the rule in question, and (3) whether applying the new decision will produce substantially inequitable results.” Barina v. Gulf Trading and Transp. Co., 726 F.2d 560, 563 (9th Cir.1984). Each of these factors weighs in favor of applying Mis-tretta retroactively.

Although Mistretta overruled Gubiensio-Ortiz and established the guidelines as the law of this circuit, Mistretta’s holding lacks the usual earmarks that accompany a new rule of law. When Gubiensio-Ortiz was decided, the guidelines were part of a properly enacted statutory sentencing scheme of which all defendants in this circuit had notice. Those defendants were also on notice that the Supreme Court had already granted certiorari in Mistretta and might overrule the holding of Gubiensio-Ortiz. United States v. Mistretta, — U.S. —, 108 S.Ct. 2818, 100 L.Ed.2d 920 (1988). Thus, we cannot characterize Mistretta as having fashioned a new rule of law. Moreover, retroactively applying Mis-tretta will further the goal of the Sentencing Reform Act to standardize sentencing in federal courts. Such application will not produce substantially inequitable results in light of the notice effected by the certification of Mistretta before the decision in Gubiensio-Ortiz. The absence of inequity is especially stark in the present case because of Kane’s acknowledgment in the plea agreement that the guidelines would apply. Finally, we note that recent authority in this circuit has already applied Mistretta retroactively and implicitly recognized that the Sentencing Reform Act authorizes government appeals from sentences imposed while Gubiensio-Ortiz was the law of this circuit. E.g., United States v. Bazemore, 869 F.2d 520 (9th Cir.1989). We therefore reject Kane’s challenge to the government’s right to appeal his sentence.

II.

Double Jeopardy

Kane next contends that remanding for potential sentence enhancement would violate the fifth amendment’s proscription of twice placing a defendant in jeopardy for the same offense. Specifically, Kane argues that a sentence enhancement would subject him to multiple punishments for the same burglary conviction.

The double jeopardy clause prevents multiple trials on the same charge, United States v. DiFrancesco, 449 U.S. 117, 132, 101 S.Ct. 426, 434, 66 L.Ed.2d 328 (1980), and multiple punishments for the same offense. United States v. Arrellano-Rios, 799 F.2d 520, 524 (9th Cir.1986). But the considerations that bar retrial following acquittal do not prevent appellate review of a sentence. United States v. Andersson, 813 F.2d 1450, 1461 (9th Cir.1987). Thus, sentencing may be altered as a result of appeal even if the sentence is enhanced and even though service of the sentence has already commenced. United States v. Edmonson, 792 F.2d 1492, 1496 (9th Cir.1986), cert. denied, 479 U.S. 1037, 107 S.Ct. 892, 93 L.Ed.2d 844 (1987); accord, United States v. Hagler, 709 F.2d 578, 579 (9th Cir.), cert. denied, 464 U.S. 917, 104 S.Ct. 282, 78 L.Ed.2d 260 (1983). Only after the defendant acquires a reasonable expectation of finality in the severity of a sentence does further enhancement constitute double jeopardy under the fifth amendment. See Andersson, 813 F.2d at 1461; Arrellano-Rios, 799 F.2d at 523; Edmonson, 792 F.2d at 1496 & n. 4.

Kane argues that he acquired a reasonable expectation of finality in his sentence before the Supreme Court decided Mistretta and that this expectation bars increasing his sentence under the guidelines. As support for this argument, Kane notes that under Gubiensio-Ortiz the guidelines were not the law of the Ninth Circuit until six months after he was sentenced. Furthermore, Kane posits that because of credit for three months of presen-tence jail time, he completed one-half of his 18-month sentence before Mistretta ren[*737] dered the guidelines binding in the Ninth Circuit. According to Kane, the service of half of his sentence, which was legal when imposed, established the legitimacy of his expectation in finality before Mistretta was decided.

Kane draws on Arrellano-Rios for support, where this court concluded the double jeopardy clause prohibited enhancement of a sentence legally imposed and completely served by the time of appeal. 799 F.2d at 524. In Arrellano-Rios, the defendant’s conviction for one count was reversed and the government sought a remand to give the district court a chance to enhance the sentences the defendant had already completed on two other counts. Id. at 522-23. This court held that sentence enhancement was barred as double jeopardy because the defendant served the sentence on the first two counts without ever having reason to question that such service would be final. Id. at 523-24. Similarly, Kane argues that he completed half of his prison term without ever having reason to question that such service would complete one-half of his sentence.

Of course, this case differs from Arrellano-Rios in that Kane has served only part of his sentence. But a more fundamental distinction arises in applying Mistretta. Under Mistretta, Kane’s sentence, unlike the sentence in ArrellanoRios, was illegally imposed because it was not calculated under the requirements of the Sentencing Reform Act. Generally, a defendant can acquire no expectation of finality in an illegal sentence, which remains subject to modification. Edmonson, 792 F.2d at 1496 n. 4; see United States v. Connolly, 618 F.2d 553, 555 n. 8 (9th Cir.1980). If such illegality exists, a defendant is charged with knowledge that it can be corrected under Fed.R.Crim.P. 35. United States v. Crawford, 769 F.2d 253, 257 (5th Cir.1985), cert. denied, 474 U.S. 1103, 106 S.Ct. 887, 88 L.Ed.2d 922 (1986).

In Edmonson, for instance, two district courts refused to convict separate defendants of the felony count charged in the indictment, choosing instead to convict and sentence for misdemeanor violations under an intervening amendment to the statute at issue. 792 F.2d at 1494-95. Although defendants had completely served their illegal sentences by the time of appeal, this court held that double jeopardy would not bar a correction of the sentences even if the punishment were enhanced. Id. at 1496. Under the reasoning of Edmonson, Kane could not have acquired an expectation of finality in the severity of his sentence when the legality of the Sentencing Reform Act had yet to be determined by the Supreme Court.

When Kane executed the plea agreement, the Supreme Court had already certified the question of the guideline’s constitutionality. Moreover, the plea agreement recited Kane’s understanding that the district court would apply the guidelines. When the district court refused such application because of Gubiensio-Ortiz, it was apparent that the Supreme Court might soon overrule the basis for the district court’s refusal. Kane was also on notice that government appeals for misapplication of the guidelines were expressly authorized in the Sentencing Reform Act. 18 U.S.C. § 3742(b). The combined force of these circumstances precluded any reasonable expectation that Kane’s sentence was immune to modification in the event the Supreme Court overruled Gubiensio-Ortiz. A remand for resentencing will not violate the double jeopardy clause.

III.

Harmless Error

Kane’s third argument suggests that remand for resentencing under the guidelines is unwarranted because any error was harmless. See Fed.R.Crim.P. 52(a). Specifically, Kane maintains that under the guidelines, the district court would impose a sentence similar to Kane’s 18-month sentence because Kane’s acceptance of responsibility for the crime, honorable service in the Navy, and good behavior during pretrial imprisonment are considerations the judge mentioned at the sentencing hearing and mitigating factors that justify departure from Kane’s guideline range of 36 to 42 months.

The Sentencing Reform Act requires the imposition of a sentence within the applicable guideline range “unless the court finds[*738] that there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines that should result in a [different sentence].” 18 U.S.C. § 3553(b) (Supp. V 1987). Even if Kane is correct that the factors expressed by the district court at sentencing could qualify as a basis for exceeding the lower end of Kane’s guideline range, this is a matter that must be considered by the district court in applying the Sentencing Reform Act.

We therefore vacate the sentence imposed and remand for resentencing under the Sentencing Reform Act of 1984.

VACATED and REMANDED.