Tara Cartier Donald Coates v. Paul D. Lussier, Individually & in His Off. Capacity, 955 F.2d 841 (2d Cir. 1992). · Go Syfert
Tara Cartier Donald Coates v. Paul D. Lussier, Individually & in His Off. Capacity, 955 F.2d 841 (2d Cir. 1992). Cases Citing This Book View Copy Cite
317 citation events (73 in the last 25 years) across 14 distinct courts.
Strongest positive: Donovan v. Briggs (nywd, 2003-02-26)
Treatment trajectory · 1992 → 2026 · click a year to view as-of
1992 2009 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Donovan v. Briggs (2×) also: Cited "see, e.g."
W.D.N.Y. · 2003 · signal: see also · quote attribution · 1 verbatim quote · confidence high
even where the law and the scope of permissible official conduct are clearly established, the defense of qualified immunity will protect a government official if it was 'objectively reasonable' for him to believe his acts were lawful
examined Cited as authority (verbatim quote) Ham v. Greene (2×) also: Cited as authority (rule)
Conn. · 1999 · signal: see · quote attribution · 1 verbatim quote · confidence high
after the affidavit has been corrected in a light most favorable to the plaintiffs ... if there remains an objective basis supporting probable cause, no constitutional violation of the plaintiffs fourth amendment rights has occurred
discussed Cited as authority (verbatim quote) James M. O'Neill and the Store at Oak Beach, Inc. v. Town of Babylon, Ronald Tolkin and James Hassan (2×) also: Cited as authority (rule)
2d Cir. · 1993 · quote attribution · 1 verbatim quote · confidence high
a subjective inquiry into an officer's personal belief is rejected in favor of an objective analysis of what a reasonable officer in defendant's position would believe.
discussed Cited as authority (rule) McKinnon v. Gardner
Conn. App. Ct. · 2026 · confidence medium
Ed. 2d 660 (1993); Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir. 1992) (“The [United States] Supreme Court has expressly encouraged the use of summary judgment when qualified immunity is 13 See, e.g., Culverhouse v. Paulson & Co., 813 F.3d 991 , 993–94 (11th Cir. 2016) (explaining that District Court “incorrectly described [the plaintiff’s deficient pleading] as jurisdictional” and “should have dis- missed [the] complaint for failure to state a claim [pursuant to] Fed.
discussed Cited as authority (rule) Jin v. City of New York
2d Cir. · 2026 · confidence medium
We stated that those "three are all interested to some extent," and that "[n]one of the[ir] statements [wa]s entitled to as much credibility as that made by . . . the driver of the other vehicle," who was "the only disinterested witness who actually saw the accident unfold." Id. at 846 (emphasis added).
discussed Cited as authority (rule) Maye v. City of New Haven
2d Cir. · 2023 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir. 1992); see also Franco v. Gunsalus, 972 F.3d 170, 174 (2d Cir. 2020) 6 (“[A]n appellate court lacks jurisdiction to review a denial of qualified immunity by a district court based on the existence of [a genuine] factual dispute.”).
discussed Cited as authority (rule) James Doe v. Gladys Pisani, Daniel McAnaspie
2d Cir. · 2023 · confidence medium
“Such ‘jurisdiction is nevertheless limited to circumstances where the qualified immunity 7 defense may be established as a matter of law.’” Escalera v. Lunn, 361 F.3d 737, 743 (2d Cir. 8 2004) (quoting Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir. 1992)).
cited Cited as authority (rule) Chiaravallo v. Middletown Transit District
D. Conn. · 2021 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir. 1992).
discussed Cited as authority (rule) Snowden v. Solomon
2d Cir. · 2021 · confidence medium
Qualified Immunity On an interlocutory appeal of an order denying summary judgment on the defense of qualified immunity, the Court reviews the district court’s denial de novo, but cabins its review “to ‘circumstances where the qualified immunity defense may be established as a matter of law.’” Jones v. Parmley, 465 F.3d 46, 55 (2d Cir. 2006) (quoting Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir. 1992)). “[A]n immunity defense is established as a matter of law” where the Court determines that the defendants are entitled to qualified immunity based on the “stipulated facts, fact…
cited Cited as authority (rule) Agosto v. New York City Department of Education
2d Cir. · 2020 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 846 (2d Cir. 1992).
cited Cited as authority (rule) Wagschal v. Skoufis
S.D.N.Y. · 2020 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 846 (2d Cir. 1992); Malley v. Briggs, 475 U.S. 335, 341 , 106 S.Ct. 1092 , 89 L.Ed.2d 271 (1986).
cited Cited as authority (rule) Calixto v. City of New York
2d Cir. · 2019 · confidence medium
We limit our review to “circumstances where the qualified immunity defense may be established as a matter of law.” Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir. 1992).
cited Cited as authority (rule) Harris v. City of New York
S.D.N.Y. · 2016 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 846 (2d Cir. 1992); Malley v. Briggs, 475 U.S. 335, 341 , 106 S.Ct. 1092 , 89 L.Ed.2d 271 (1986).
cited Cited as authority (rule) Calderon v. City of New York
S.D.N.Y. · 2015 · confidence medium
See Velardi 40 F.3d at 573 -74 (citing Soares v. Connecticut, 8 F.3d 917 , 920 (2d Cir.1993); Cartier v. Lussier; 955 F.2d 841, 845 (2d Cir. 1992)).
discussed Cited as authority (rule) McColley v. County of Rensselaer (2×)
2d Cir. · 2014 · confidence medium
For example, in Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992), we said that “after the affidavit ha[d] been corrected in a light most favorable to the plaintiffs, the district court should then have determined whether as a matter of law it did or did not support probable cause.” Qualified immunity should be granted at the summary judgment stage, Cartier instructed, “if the affidavit accompanying the warrant is sufficient, after correcting for material misstatements or omissions, to support a reasonable officer’s belief that probable cause existed.” 5 Id. (internal quotation mar…
discussed Cited as authority (rule) Santos v. Zabbara
E.D.N.Y · 2013 · confidence medium
Escalera v. Lunn, 361 F.3d 737, 743-47 (2d Cir.2004); accord Walczyk, 496 F.3d at 163 ; Cartier v. Lussier, 955 F.2d 841, 845-47 (2d Cir.1992); but see Walczyk, 496 F.3d at 165 n. 2 (Sotomayor, J., concurring) (disagreeing with "the majority’s ... reliance on whether 'officers of reasonable competence could disagree,' ” but agreeing with "its conclusion that questions of disputed fact preclude judicial resolution of whether the officers are entitled to qualified immunity for their search of [the plaintiff’s] house,” in light of the officers’ alleged omission) (Sotomayor, J., concurri…
discussed Cited as authority (rule) Soundview Associates v. Town of Riverhead
E.D.N.Y · 2010 · confidence medium
May 18, 2007) (“Regarding the ‘objective reasonableness’ of Defendants’ actions, while the ‘use of an ‘objective reasonableness’ standard permits qualified immunity claims to be decided as a matter of law,’ see Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992), the determination ‘usually depends on the facts of the case ... making dismissal at the pleading stage inappropriate.’ ”); Tyson v. Willauer, No. 3:01CV1917 (GLG), 2002 WL 31095285 , at *2 (D.Conn.
discussed Cited as authority (rule) Zainc v. City of Waterbury (2×) also: Cited "see"
D. Conn. · 2009 · confidence medium
As the Second Circuit has held, “[w]hen a motion for summary judgment is made in the context of a qualified immunity defense, the question of whether the factual disputes are material is even more critical.” Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
discussed Cited as authority (rule) Brown-Criscuolo v. Wolfe
D. Conn. · 2009 · confidence medium
As the Second Circuit has held, “[w]hen a motion for summary judgment is made in the context of a qualified immunity defense, the question of whether the factual disputes are material is even more critical.” Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
discussed Cited as authority (rule) Stancuna v. Sherman
D. Conn. · 2008 · confidence medium
As the Second Circuit has held, “[w]hen a motion for summary judgment is made in the context of a qualified immunity defense, the question of whether the factual disputes are material is even more critical.” Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
discussed Cited as authority (rule) Feehan v. Lengyel
2d Cir. · 2008 · confidence medium
We conduct a correcting analysis by examining the affidavit along with the alleged omissions to determine whether “the contents of the affidavit as amended support a finding of probable cause.” Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992); see also Loria, 306 F.3d at 1289 .
discussed Cited as authority (rule) Brooks v. Siegler
D. Conn. · 2008 · confidence medium
As the Second Circuit has held, “[w]hen a motion for summary judgment is made in the context of a qualified immunity defense, the question of whether the factual disputes are material is even more critical.” Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
cited Cited as authority (rule) Nelson v. Hernandez
E.D.N.Y · 2007 · confidence medium
Malley v. Briggs, 475 U.S. 335, 341 , 106 S.Ct. 1092 , 89 L.Ed.2d 271 (1986); Cartier v. Lussier, 955 F.2d 841, 846 (2d Cir.1992).
cited Cited as authority (rule) Kent Papineau, Nedrick Ashton, Clay Rockwell, Abilene Rockwell, Houston Rockwell, Onenhaida Rockwell and Juanita Lewis, Plaintiffs-Counter-Defendants, Shawn Jones, Andrew Jones, Stonehorse Goeman, Marie Peters, Wealthy Bucktooth, Individually and as Guardian Ad Litem for Holly Lyons, Robert E. Bucktooth Jr., Cheryl Bucktooth, Individually and as Guardian Ad Litem for Nadine and Rob Bucktooth, Martha Bucktooth, Roberta Bucktooth, Jordan Bucktooth, Robert Bucktooth, Ronald Jones Sr., Ruth Jones, Debby Jones, Karen Jones, Nikki Jones, Karoniakata Jones, Tracy Kappelmeier, Individually and as Guardian Ad Litem for Adam Kappelmeier and Matthew Kappelmeier, Shirley Snyder, Andrea Potter, Samantha Thompson, Martha J. Skye, Steven Lee Skye, Cara Skye, Andrew Skye, Stormy Skye, Verna Montour, Sesiley R. Snyder, Alice Thompson, Minnie Garrow, Frances Dione, Wentawawi Dione, Joely Vandommelen, Daronhiokwas Horn, A'anase Horn, Tekahawakwen Rice, Kahente Horn Miller, Kahentinetha Horn, Karonhioko'he Horn, Malcolm Hill, Kathy Melissa Smith, William Green Iii, Kevin Henhawk, Dyhyneyyks, Mona Logan, Gerald Logan, Anthony Kloch Jr., Frank Bistrovich, Brent Lyons, Brad Cooke, Janet Cornelius, Jina Jimerson, Duane Beckman, Chad Hill, Donna Hill, Steve Stacy, Dale Dione, Robin Wanatee, Joshua Wanatee, Ally M. Wanatee, Esther Sundown, Shelley George, Sheena Green, Shiela Fish, Garrett Bucktooth, Joe Stefanovich, Tyler Hemlock, Hayden Hemlock, Skroniati Stacy, Kakwirakeron, Tekarontake, Teyonienkwataseh, Daniel Moses, Andrew Moses, Ross John, Barry Buckshot, Seth Tarbell, Deirdre M. Tarbell and Andrew Buckshot, Plaintiffs-Counter-Defendants-Appellees-Cross-Appellants v. James J. Parmley, George Beach, Pamela R. Morris, Dennis J. Blythe, John F. Ahern, Joseph W. Smith, Jeffrey D. Sergott, Michael S. Slade, James D. Moynihan, James J. Jecko, Robert Haumann, Mark E. Chaffee, Christopher J. Clark, Paul K. Kunzwiler, Douglas W. Shetler, Patrick M. Dipirro, Gregory Eberl, Gary A. Barlow, Mark E. Lepczyk, Martin Zubrzycko, Glenn Miner, Gary Darstein, Kevin Buttenschon, Chris A. Smith, Norman J. Mattice, John E. Wood, Thomas P. Connelly, Jerry Brown, Harry Schleiser, Norman Ashbarry, Peter S. Leadley, Martin J. Williams, Gloria L. Wood, David G. Bonner, Dennis J. Burgos, John P. Dougherty, David v. Dye, Daryl O. Free, James J. Greenwood, Andrew Halinski, Robert B. Heath, Robert H. Hovey Jr., Robert A. Jureller, Stephen P. Kealy, Troy D. Little, Edward J. Marecek, Ronald G. Morse, Paul M. Murray, Anthony Randazzo, Allen Riley, Frederick A. Smith and Steven B. Kruth, Defendants-Cross-Defendants-Appellants-Cross-Appellees, County of Onondaga, Onondaga County Sheriff's Department, Kevin Walsh, Onondaga County Sheriff, in His Official and Personal Capacity, Defendants-Cross-Appellees, James W. McMahon Superintendent of New York State Police, in His Official and Personal Capacity, Town of Onondaga, and the Following Persons in Their Personal and Official Capacities as New York State Troopers, Allen v. Svitak Jr., Michael L. Delorenzo, James A. Armstrong, Mark Williams, Clifford A. Heaslip, Edward C. Fillingham, Kimberly A. Fillingham, Jeffrey D. Raub, Mark Bender, Peter Obrist, Eric D. Parsons, Robin Palmer, Michael Grandy, Thomas Irwin, George Mercado, Frank Jerome, James Rogers, Art Brocolli, John Doe, William M. Agan, William M. Ambler, Donald W. Barker, Mark A. Caporuscio, Michael G. Conroy, Peter A. Kalin, Matthew J. Navin, William J. Armstrong, George M. Atanasoff, David R. Barry, Peter J. Beratta, Steven M. Bourgeois, George W. Brownsell, Robert M. Burney, Rodney W. Campbell, Mary A. Clark, Mark Dembrow, Gerald J. Deruby Jr., Michael L. Downey, Gary W. Duncan, John Evans, John J. Fitzgerald, Robert Gardner, John E. Giddings, Douglas R. Gilmore, Gary L. Greene, Andrew A. Lucey, James Martin, James W. O'brien, Gary Oelkers, Derrick A. O'meara, Richard J. Sauer, Michael H. Scheibel, Gary S. Schultz, Timothy G. Siddall, Robert J. Simpson, Katherine Smith, Jay Strait, Michael R. Tinkler, Michael J. White, Donald M. Dattler, Thomas E. Elthorp, Harrison Greeney, Matthew A. Turrie, Dennis J. Cimbal and Kenneth Kotwas, Defendants-Cross-Defendants
2d Cir. · 2006 · confidence medium
Our review at this juncture is limited to "circumstances where the qualified immunity defense may be established as a matter of law." Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992).
cited Cited as authority (rule) Papineau v. Parmley
2d Cir. · 2006 · confidence medium
Our review at this juncture is limited to “circumstances where the qualified immunity defense may be established as a matter of law.” Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992).
cited Cited as authority (rule) Holeman v. City of New London
2d Cir. · 2005 · confidence medium
Our review at this juncture is limited, however, to "circumstances where the qualified immunity defense may be established as a matter of law." Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992).
cited Cited as authority (rule) Holeman v. City of New London
2d Cir. · 2005 · confidence medium
Our review at this juncture is limited, however, to “circumstances where the qualified immunity defense may be established as a matter of law.” Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992).
cited Cited as authority (rule) Walczyk v. Rio
D. Conn. · 2004 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
discussed Cited as authority (rule) Fabrikant v. French
N.D.N.Y. · 2004 · confidence medium
"Thus even where the law and the scope of permissible official conduct are clearly established, the defense of qualified immunity will protect a government official if it was 'objectively reasonable’ for him to believe his acts were lawful.” Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992). 5 .
cited Cited as authority (rule) Spector v. Experian Information Services Inc.
D. Conn. · 2004 · confidence medium
Kress & Co., 398 U.S. 144, 158-59 , 90 S.Ct. 1598 , 26 L.Ed.2d 142 (1970); Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
examined Cited as authority (rule) Robert Escalera v. Glenna Lunn, Individually, Louis Crisci, Individually, Rocco A. Pozzi, Individually, and the County of Westchester, New York (5×) also: Cited "see"
2d Cir. · 2004 · confidence medium
Such “jurisdiction is nevertheless limited to circumstances where the qualified immunity defense may be established as a matter of law.” Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992).
cited Cited as authority (rule) Conte v. US Alliance Federal Credit Union
D. Conn. · 2004 · confidence medium
Kress & Co., 398 U.S. 144, 158-59 , 90 S.Ct. 1598 , 26 L.Ed.2d 142 (1970)); Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
discussed Cited as authority (rule) Rivera v. Lopez (2×) also: Cited "see"
2d Cir. · 2003 · confidence medium
See Mitchell v. Forsyth, 472 U.S. 511, 527 , 105 S.Ct. 2806 , 86 L.Ed.2d 411 (1985); Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992).
examined Cited as authority (rule) Zandhri v. Dortenzio (3×) also: Cited "see"
D. Conn. · 2002 · confidence medium
Moreover, when police officers move for summary judgment on the basis of qualified immunity, “[pjlaintiffs may not unwrap a public officer’s cloak of immunity from suit simply by alleging even meritorious factual disputes relating to probable cause, when those controversies are nevertheless not material to the ultimate resolution of the immunity issue.” Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
cited Cited as authority (rule) Sarnicola v. County of Westchester
S.D.N.Y. · 2002 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 843 (2d Cir.1992).
discussed Cited as authority (rule) DeFelice v. Ingrassia
D. Conn. · 2002 · confidence medium
In evaluating a claim that material evidence has been omitted from (or false evidence has been added to) a warrant application such that probable cause is allegedly absent, a court “put[s] aside allegedly false information, supplies] any omitted information and determine^] whether the contents of the corrected affidavit would have supported a finding of probable cause.” Soares v. Connecticut, 8 F.3d 917, 920 (2d Cir.1993) (citing Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992) and Magnotti v. Kuntz, 918 F.2d 364, 368 (2d Cir.1990)).
discussed Cited as authority (rule) Garcia v. Gasparri
D. Conn. · 2002 · confidence medium
In civil rights cases involving the claim of false arrest or prosecution without probable cause, a court “put[s] aside allegedly false information, supplies] any omitted information and determined whether the contents of the corrected affidavit would have supported a finding of probable cause.” Soares, 8 F.3d at 920 , citing Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992) and Magnotti v. Kuntz, 918 F.2d 364, 368 (2d Cir.1990).
discussed Cited as authority (rule) Donald Parkinson v. Cozzolino
2d Cir. · 2001 · confidence medium
However, "if a factual determination is a necessary predicate to the resolution of whether qualified immunity is a bar, review is postponed." Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir. 1992). 13 The facts at issue here are not in dispute and the issue presented on summary judgment was whether the defendants were, as a matter of law, entitled to absolute immunity for their post-conviction conduct.
cited Cited as authority (rule) Parkinson v. Cozzolino
2d Cir. · 2001 · confidence medium
However, “if a factual determination is a necessary predicate to the resolution of whether qualified immunity is a bar, review is postponed.” Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992).
discussed Cited as authority (rule) Parsons v. Pond (2×)
D. Conn. · 2000 · confidence medium
In deciding on qualified immunity, "[a] subjective inquiry into an official's personal belief is rejected in favor of an objective analysis of what a reasonable officer in defendant’s position would believe.” Cartier v. Lussier, 955 F.2d 841, 843 (2d Cir.1992).
cited Cited as authority (rule) Reese v. Garcia
D. Conn. · 2000 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 845-46 (2d Cir.1992).
discussed Cited as authority (rule) Whitton v. Williams
S.D.N.Y. · 2000 · confidence medium
“A subjective inquiry into an official’s personal belief is rejected in favor of an objective analysis of what a reasonable officer in defendant’s position would believe.” Car *430 tier v. Lussier, 955 F.2d 841, 843 (2d Cir.1992).
cited Cited as authority (rule) Caputo v. Pfizer, Inc.
D. Conn. · 2000 · confidence medium
Anderson, 477 U.S. at 248 , 106 S.Ct. 2505 ; Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
cited Cited as authority (rule) Mendes v. Jednak
D. Conn. · 2000 · confidence medium
Anderson, 477 U.S. at 248 , 106 S.Ct. 2505 ; Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
cited Cited as authority (rule) Mormile v. Metropolitan Life Insurance
D. Conn. · 2000 · confidence medium
Anderson, 477 U.S. at 248 , 106 S.Ct. 2505 ; Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
cited Cited as authority (rule) \ BD\" v. DeBuono"
S.D.N.Y. · 2000 · confidence medium
As a result, “[t]he Supreme Court has encouraged the use of summary judgment when qualified immunity is raised as a defense.” Cartier v. Lussier, 955 F.2d 841, 844 (2d Cir.1992).
cited Cited as authority (rule) Omnipoint Communications, Inc. v. Planning & Zoning Commission of Wallinford
D. Conn. · 2000 · confidence medium
Anderson, 477 U.S. at 248 , 106 S.Ct. 2505 ; Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
cited Cited as authority (rule) Guild v. Exxon Corp.
D. Conn. · 1999 · confidence medium
Anderson, 477 U.S. at 248 , 106 S.Ct. 2505 ; Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992).
cited Cited as authority (rule) John Smith, 1 v. Albert Edwards and Town of Fairfield
2d Cir. · 1999 · confidence medium
Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992); see also Soares, 8 F.3d at 920 .
discussed Cited as authority (rule) Carson v. Lewis
E.D.N.Y · 1999 · confidence medium
If probable cause remains, no constitutional violation of plaintiffs Fourth Amendment *264 rights has occurred.” Soares v. Connecticut, 8 F.3d 917, 919 (2d Cir.1993) (citing Cartier v. Lussier, 955 F.2d 841, 845 (2d Cir.1992)).
Retrieving the full opinion text from the archive…
Tara CARTIER; Donald Coates, Plaintiffs-Appellees,
v.
Paul D. LUSSIER, Individually and in His Official Capacity, Defendant-Appellant
473, Docket 91-7590.
Court of Appeals for the Second Circuit.
Feb 5, 1992.
955 F.2d 841
Scott M. Karsten, West Hartford, Conn. (Sack, Spector & Barrett, of counsel), for defendant-appellant., John R. Williams, New Haven, Conn. (Williams and Wise, New Haven, Conn., Jacques J. Parenteau, Greenberg, Steen-burg and Parenteau, P.C., New London, Conn., of counsel), for plaintiffs-appellees.
Cardamone, Miner.
Cited by 203 opinions  |  Published
Pinpoint authority: bottom 54%
[*842] CARDAMONE, Circuit Judge:

Plaintiffs, Tara Cartier and Donald Coates, her brother, commenced this 42 U.S.C. § 1983 civil rights action against Paul D. Lussier, a Connecticut State Trooper. Plaintiffs allege that defendant lacked probable cause to arrest them following the death of Christopher Izzo, who was present in an automobile with plaintiff Cartier when a fatal accident occurred. Coates witnessed the accident. In his motion for summary judgment dismissing plaintiffs’ action, Lussier asserted that qualified immunity barred suit against him, and thus he was entitled to judgment as a matter of law. The United States District Court for the District of Connecticut (Nevas, J.) found material issues of fact precluded the application of qualified immunity and therefore denied the motion. The district court believed the mantle of qualified immunity with which public officers are enveloped simply melts away in the heat of controverted facts. We think rather the rule is when, as here, the factual disputes are immaterial to resolving the qualified immunity issue, its protective mantle remains undissolved.

BACKGROUND

On September 9, 1986 a two-car collision occurred at an intersection in the Town of North Stonington, Connecticut. Officer Lussier was dispatched to the scene. There the trooper interviewed Gary Stanley, the driver of one vehicle, Tara Cartier — who was accompanied by Christopher Izzo in the other vehicle — and Donald Coates, who claimed he witnessed the accident. The accident occurred when the vehicle containing Cartier and Izzo went through a stop sign and flashing red light into the intersection where it was broadsided by the Stanley vehicle. Izzo, who was lying on the ground unconscious, never regained consciousness, and died several weeks later. The trooper commenced an investigation of the fatal accident which led to the arrest of Tara Cartier for negligent homicide with a motor vehicle and for filing a false statement, and to the arrest of her brother Donald Coates for filing a false statement. This investigation and the resulting arrests — and the facts that Lussier set forth in the affidavit in support of the arrest warrants — are the focus of the present litigation.

At the scene of the accident, the then 17-year-old plaintiff Cartier told Lussier that 19-year-old Izzo was the driver of her vehicle when the accident occurred. Coates corroborated his sister’s version, stating he observed Izzo driving Cartier’s auto at the time of the accident. Although he originally said “I know my sister stopped because I saw the brake lights,” when the trooper stated “So Tara was driving,” Coates rejoined that he was referring to the car, and that Izzo was driving. This inconsistency led the officer to believe Coates was not telling the truth. Stanley, the driver of the other car approaching from the right or passenger’s side where the impact occurred declared that he saw the “horrified look on the face of a male” who was in the passenger side of the car prior to impact. During the course of his investigation, which is required under Connecticut law in the case of a fatality, see Conn.Gen.Stat. § 14-108a(b), Lussier obtained written statements from each of these three witnesses.

He also interviewed Catherine Orr, the plaintiffs’ mother, who stated that when Izzo and her daughter Tara left home five minutes before the accident, Izzo was driving. Willard Wilkinson, a friend of Cartier’s and Coates’, signed a statement stating that a few minutes before the fatality — about 1.5 miles from the scene — he saw Tara Cartier drive by in her gray Toyota, and she waved to him. Months later at the criminal trial Wilkinson disputed the accuracy of his signed statement, alleging that he did not tell Lussier who was driving the vehicle and that he did not read the statement that Lussier prepared before signing it.

[*843] As part of his investigation and with the assistance of State Trooper Jeffrey Megin, Trooper Lussier searched the automobile and found short black hair — correlating with Izzo’s and not matching the blond hair of Cartier — imbedded in damaged plastic molding on the passenger side of the car. The officers determined that the deceased had suffered a head injury of a type corresponding to an impact with the molding at the spot where the hair was found. Tests performed by the state’s forensic laboratory after the arrests were inconclusive, failing to establish either that the hair was or was not Izzo’s. Officers Lussier and Megin also performed an accident reconstruction that led them to believe that Izzo could not have been driving at the time of the accident. Plaintiffs submitted an affidavit of a forensic engineer contesting the validity of the officers’ reconstruction report, asserting it was contrary to the laws of physics and the evidence gathered at the scene.

Following Izzo’s death, Lussier prepared and submitted affidavits on October 9, 1986, seeking arrest warrants from a Connecticut judge for Cartier and Coates. The warrants were executed on October 26. The charges against both plaintiffs for filing false statements eventually were dismissed. In November 1987, after a two-week jury trial, Tara Cartier was acquitted of negligent homicide.

Plaintiffs then commenced the present civil rights action against Trooper Lussier pursuant to 42 U.S.C. § 1983 and Connecticut common law, alleging that he lacked an objective basis to conclude that probable cause existed to support the issuance of the arrest warrants. They challenge the validity of the warrants’ supporting affidavits, contending Lussier intentionally or recklessly misrepresented certain facts and omitted others, specifically that he misrepresented the statements provided by Coates and Wilkinson and omitted the statement provided by Orr. They also contest Lussier’s accident reconstruction and the conclusions he drew based on the forensic evidence gathered at the scene.

In his summary judgment motion defendant asserted the plaintiffs’ suit was barred by the doctrine of qualified immunity because an objective basis existed for finding probable cause for the arrests. After initially denying the defendant’s motion, the district court granted a motion to reconsider, based on our recent decision in Magnotti v. Kuntz, 918 F.2d 364 (2d Cir.1990). On May 17, 1991 it reaffirmed its prior decision denying defendant’s motion and entered judgment on May 20, 1991. From this judgment Lussier appeals. We reverse.

DISCUSSION

A.

The defense of qualified immunity is a well-settled doctrine that protects government officials from civil suits arising from the performance of their discretionary functions when that performance “does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982). “[Wjhether an official protected by qualified immunity may be held personally liable for an allegedly unlawful official action generally turns on the ‘objective legal reasonableness’ of the action ... assessed in light of the legal rules that were ‘clearly established’ at the time it was taken.” Anderson v. Creighton, 483 U.S. 635, 639, 107 S.Ct. 3034, 3038, 97 L.Ed.2d 523 (1987) (citing Harlow, 457 U.S. at 818-19, 102 S.Ct. at 2738-39).

A subjective inquiry into an official’s personal belief is rejected in favor of an objective analysis of what a reasonable officer in defendant’s position would believe. In the context of an allegedly unconstitutional arrest, the objective reasonableness standard bars the defense of qualified immunity “[ojnly where the warrant application is so lacking in indicia of probable cause as to render official belief in its existence unreasonable.” Malley v. Briggs, 475 U.S. 335, 344-45, 106 S.Ct. 1092, 1097-98, 89 L.Ed.2d 271 (1986).[*844] Thus, even where the law and the scope of permissible official conduct are clearly established, the defense of qualified immunity will protect a government official if it was “objectively reasonable” for him to believe his acts were lawful.

Qualified immunity for government officials — which applies only in suits against officials in their personal capacity, see generally Kentucky v. Graham, 473 U.S. 159, 165-68, 105 S.Ct. 3099, 3104-07, 87 L.Ed.2d 114 (1985)—serves not only as a defense from liability, but also to spare public officials from shouldering the burdens and expense of litigation. See, e.g., Warren v. Dwyer, 906 F.2d 70, 74 (2d Cir.), cert. denied, — U.S. -, 111 S.Ct. 431, 112 L.Ed.2d 414 (1990). The doctrine evolved as an accommodation between the need to provide private redress when government officials abuse their positions of public trust and the need to shield officials who responsibly perform their duties from the costs of defending an action. See Creighton, 483 U.S. at 638-39, 107 S.Ct. at 3038-39; Harlow, 457 U.S. at 814, 102 S.Ct. at 2736. If public officials were not protected from the threat of frivolous suits, the cost to society would be substantial, ranging from an inability to attract qualified candidates to serve in public positions, to a diversion from the discharge of official duties and towards the avoidance of litigation, to inhibiting the zealous performance of official obligations. See Harlow, 457 U.S. at 814, 102 S.Ct. at 2736. Qualified immunity therefore treads a careful path between the Scylla of allowing guilty public officials to escape liability and the Charybdis of being unable to attract qualified persons to public service.

The Supreme Court has expressly encouraged the use of summary judgment when qualified immunity is raised as a defense. The objective reasonableness test was designed to facilitate this summary device as a means quickly to extricate government officials from defending insubstantial suits. Id. at 815-16, 102 S.Ct. at 2736-37; Butz v. Economou, 438 U.S. 478, 507-08, 98 S.Ct. 2894, 2911-12, 57 L.Ed.2d 895 (1978). It is well settled under the collateral order doctrine that the denial of summary judgment based on the issue of qualified immunity, though technically interlocutory, is reviewable by an appellate court. See, e.g., Kaminsky v. Rosenblum, 929 F.2d 922, 925-26 (2d Cir.1991); Magnotti, 918 F.2d at 366-67. Appellate jurisdiction is conferred, despite the absence of a final order, in order to preserve effectively the viability of the doctrine’s protections. Were it otherwise, insulation from merit-less litigation would be lost. Our jurisdiction is nevertheless limited to circumstances where the qualified immunity defense may be established as a matter of law, see, e.g., Mitchell v. Forsyth, 472 U.S. 511, 526-30, 105 S.Ct. 2806, 2815-18, 86 L.Ed.2d 411 (1985); Kaminsky, 929 F.2d at 926; Dwyer, 906 F.2d at 74, or the trial court has committed fundamental error in applying the law. See Washington Square Post No. 1212 v. Maduro, 907 F.2d 1288, 1292 n. 1 (2d Cir.1990).

On the other hand, if a factual determination is a necessary predicate to the resolution of whether qualified immunity is a bar, review is postponed. See Magnotti, 918 F.2d at 367; P.C. v. McLaughlin, 913 F.2d 1033, 1039 (2d Cir.1990); Dube v. State University of New York, 900 F.2d 587, 595-96 (2d Cir.1990), cert. denied, — U.S. -, 111 S.Ct. 2814, 115 L.Ed.2d 986 (1991). Whether disputed facts are material to resolving the applicability of the doctrine is a legal question subject to our de novo review.

B.

In the present case the district court failed adequately to consider whether the factual disputes were material. It found the affidavits — specifically those submitted to obtain the arrest warrants — had been controverted and failed to establish the existence of probable cause. It therefore held summary judgment inappropriate, and concluded that only after the jury resolved the fact issues and determined what facts “should have been included or excluded in the corrected warrant application [could the court] decide the issue of qualified immuni[*845] ty as a matter of law.” This holding was error.

Rule 56(c) of the Federal Rules of Civil Procedure provides “that summary judgment shall be rendered only when a review of the entire record demonstrates that there is no genuine issue as to any material fact.” In deciding the motion, factual allegations backed by affidavits or other evidence made by the party opposing the motion are regarded as true, see Burtnieks v. City of New York, 716 F.2d 982, 983-84 (2d Cir.1983), and are viewed in the light most favorable to the non-movant. See United States v. Diebold, Inc., 369 U.S. 654, 655, 82 S.Ct. 993, 994, 8 L.Ed.2d 176 (1962).

In the procedural context of Rule 56(c), if — even when all facts as alleged by the nonmoving party are regarded as true — the moving party is still entitled to judgment as a matter of law, then factual disputes however genuine are not material, and their presence will not preclude summary relief. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1986) (“[ojnly disputes over facts that might affect the outcome of the suit under the governing law will properly preclude the entry of summary judgment”); Knight v. United States Fire Insurance Co., 804 F.2d 9, 11-12 (2d Cir.1986), cert. denied, 480 U.S. 932, 107 S.Ct. 1570, 94 L.Ed.2d 762 (1987); Eastway Construction Corp. v. City of New York, 762 F.2d 243, 249 (2d Cir.1985); Quarles v. General Motors Corp., 758 F.2d 839, 840 (2d Cir.1985) (“it must be remembered that the mere existence of factual issues— where those issues are not material to the claims before the court — will not suffice to defeat a motion for summary judgment”).

When a motion for summary judgment is made in the context of a qualified immunity defense, the question of whether the factual disputes are material is even more critical. Plaintiffs may not unwrap a public officer’s cloak of immunity from suit simply by alleging even meritorious factual disputes relating to probable cause, when those controversies are nevertheless not material to the ultimate resolution of the immunity issue.

In that connection the Supreme Court teaches as follows: allegedly false material is set aside and those facts allegedly omitted — if accompanied by a sufficient statement of supporting reasons — are substituted to see if the contents of the affidavit as amended support a finding of probable cause. See Franks v. Delaware, 438 U.S. 154, 171-72, 98 S.Ct. 2674, 2684-85, 57 L.Ed.2d 667 (1978). In Magnotti, 918 F.2d 364, we reversed a district court’s denial of summary judgment on the qualified immunity issue in a retaliatory arrest civil rights action. We stated that the objective reasonableness standard requires the granting of summary relief “if the affidavit accompanying the warrant is sufficient, after correcting for material misstatements or omissions, to support a reasonable officer’s belief that probable cause existed.” Id. at 368.

In the case at hand, after the affidavit has been corrected in a light most favorable to the plaintiffs, the district court should then have determined whether as a matter of law it did or did not support probable cause. Omitted facts that should now be considered include the statement of Cartier’s mother that Izzo was driving when the pair left her home, both plaintiffs’ statements that Tara Cartier was not driving, and Wilkinson’s statement that he only saw the vehicle pass but did not notice who was driving. The undisputed facts that remain include the Stanley statement, the head injury to Izzo, the damaged molding on the passenger side of the vehicle and the apparently matching hair found there.

After performing this correcting process, if there remains an objective basis supporting probable cause, no constitutional violation of the plaintiffs’ Fourth Amendment rights has occurred, the factual disputes are not material to the use of the qualified immunity defense, and summary judgment should be granted to the defendant. Only if the corrected affidavit did not support an objective finding of probable cause would the factual disputes be material to resolving the issue of probable cause. In that case, summary judgment must be denied and these factual issues involving the im[*846] munity doctrine would be submitted to the jury. .

When it denied summary judgment and decided to submit interrogatories to the jury, the trial judge recognized the applicable rules of law, but failed to determine expressly whether the facts in the probable cause affidavit altered by the correcting process did or did not support an objective basis for finding probable cause. Government officials protected by qualified immunity from litigating insubstantial claims are entitled, at a minimum, to have this threshold determination expressly made in the record. Without such an express finding, we may not assume it was made. This failure by the district court constituted a fundamental error in applying the qualified immunity doctrine. Cf. Washington Square Post No. 1212, 907 F.2d at 1292 n. 1.

Plaintiffs also argue that where the defendant commits deliberate or intentional misrepresentations, Rivera v. United States, 928 F.2d 592 (2d Cir.1991), requires the automatic loss of the qualified immunity shield. Under Harlow, “an allegation of malice is not sufficient to defeat immunity if the defendant acted in an objectively reasonable manner.” Malley, 475 U.S. at 341, 106 S.Ct. at 1096 (emphasis added) (qualified immunity available to officer who obtained arrest warrants based in part on wiretaps, under the objective reasonableness test). Again, in a case involving the suppression of evidence, the Supreme Court wrote, “where [a party] makes a substantial preliminary showing that a false statement knowingly and intentionally, or with reckless disregard for the truth, was included by the affiant in the warrant affidavit, and if the allegedly false statement is necessary to the finding of probable cause, the Fourth Amendment requires that a hearing be held at [that party’s] request.” Franks, 438 U.S. at 155-56, 98 S.Ct. at 2676-77.

Implicit in this statement is the proposition that, after the affidavit is corrected for intentional misstatements and omissions, if it still supports probable cause no Fourth Amendment violation has occurred. Rivera is not to the contrary. There we recognized that the “allegedly false statement [must be] ‘necessary to the finding of probable cause,’ ” 928 F.2d at 604 (quoting Franks, 438 U.S. at 155-56, 98 S.Ct. at 2676-77), and that the intentional falsification must materially contribute to the objective basis for finding probable cause before the defense of qualified immunity will be barred. Id. See also Olson v. Tyler, 771 F.2d 277, 281 (7th Cir.1985) (where “no accurate information sufficient to constitute probable cause attended the false statements,” the officer preparing the warrant affidavit containing “solely” false statements cannot have acted in objectively reasonable manner and is not immune).

C.

The law holds that summary judgment is not available if, after amending the probable cause affidavits, no reasonably competent state trooper would have sought an arrest warrant. On the other hand, when reasonable officers could disagree as to whether probable cause exists, the immunity defense is available. This rule governs the instant case. Adding in Cartier’s, her brother’s, and her mother’s, statements that she was not driving at the time of the fatality and excising Wilkinson’s statement does not change the result. The first three are all interested to some extent and Wilkinson, a friend of plaintiffs, gave two different statements — one to the trooper after the accident and another at Tara Cartier’s trial for negligent homicide. None of these statements is entitled to as much credibility as that made by Stanley, the driver of the other vehicle, and the only disinterested witness who actually saw the accident unfold.

Plaintiffs urge in essence that testimony of relatives and a friend whose story was changed after the arrest warrant was obtained, and the fact that laboratory results were inconclusive should have caused Officer Lussier, an 18-year veteran Connecticut State Trooper, to ignore the statement of the eye-witness to this fatality, the damage to the plastic molding on the passenger side, and the accident reconstruction report[*847] that corroborated the fact that Izzo was riding on the passenger side. Common sense further dictates that the greater injury would be found where the Cartier vehicle was struck, that is, on its right front passenger side.

In light of what this experienced trooper learned from his investigation it strikes us that the course he pursued was entirely proper under the circumstances. We think sufficient evidence remains, after correcting the affidavits, to constitute probable cause; reasonable troopers, at the very least, could well disagree whether or not it existed. Such is sufficient to establish the qualified immunity defense as a matter of law in defendant’s favor.

CONCLUSION

Accordingly, the judgment appealed from denying defendant’s motion for summary judgment dismissing plaintiffs’ action is reversed, and the case is remanded to the district court for it to grant the motion and to dismiss plaintiffs’ complaint.