Ex Parte State of New York, No. 1, 256 U.S. 490 (1921). · Go Syfert
Ex Parte State of New York, No. 1, 256 U.S. 490 (1921). Cases Citing This Book View Copy Cite
Quick Summary

Eleventh Amendment immunity is determined by the essential nature and effect of the proceeding rather than the mere names of the titular parties (Ex Parte State of New York).

Private parties filed in rem libels against tugboats to recover damages for accidents occurring on a canal. The claimants petitioned to proceed against the State's Superintendent of Public Works, alleging the tugs were under state charter. The court must determine if the federal district court has jurisdiction to entertain these proceedings against a state official. Because the proceedings are in nature and effect suits against the State to compel pecuniary satisfaction from the state treasury, the court holds that the judicial power does not extend to suits against a state without its consent. This immunity applies to admiralty and maritime jurisdiction as well as law and equity.

1,561 citation events (298 in the last 25 years) across 124 distinct courts.
Treatment trajectory · 1921 → 2026 · click a year to view as-of
1921 1973 2026
Cited for
At page 497 State immunity from suit under the eleventh amendment89 citing cases“the entire judicial power granted by the constitution does not embrace authority to entertain a suit brought by private parties against a state without consent given”13 citing courts quote it · 39 listed here
  • Maxwell Kadel v. N.C. State Health Plan, No. 20-1409 (4th Cir. Dec. 2, 2021).published
    ([T]he entire judicial power granted by the Constitution does not embrace authority to entertain a suit brought by private parties against a State without consent given[.])
  • Maxwell Kadel v. N.C. State Health Plan, 12 F.4th 422 (4th Cir. 2021).published
    ([T]he entire judicial power granted by the Constitution does not embrace authority to entertain a suit brought by private parties against a State without consent given[.])
  • Tennessee Student Assistance Corp. v. Hood, 541 U.S. 440 (2004).published 2 cites
    (Nor is the admiralty and maritime jurisdiction exempt from the operation of the rule [that a State may not be sued without its consent])
  • Seminole Tribe of Florida v. Florida, 517 U.S. 44 (1996).published 8 cites
    ([T]he entire judicial power granted by the Constitution does not embrace authority to entertain a suit brought by private parties against a State without consent given . . .)
  • Pennsylvania v. Union Gas Co., 491 U.S. 1 (1989).published 4 cites
    (`[T]he entire judicial power granted by the Constitution does not embrace authority to entertain a suit brought by private parties against a State without consent given')
  • Runyon Ex Rel. BR v. AVCP, 84 P.3d 437 (Alaska 2004).published 3 cites
    “that a state may not be sued without its consent is a fundamental rule of jurisprudence....”
  • Runyon v. Ass'n of Vill. Council Presidents, 84 P.3d 437 (Alaska 2004).published 3 cites
    “that a state may not be sued without its consent is a fundamental rule of jurisprudence. ...”
  • Verizon Maryland Inc. v. RCN Telecom Servs., Inc., 232 F. Supp. 2d 539 (D. Md. 2002).published 3 cites
    ([T]he entire judicial power granted by the Constitution does not embrace authority to entertain a suit brought by private parties against a State without consent given ....)
  • United States ex rel. Stevens v. Vermont Agency of Nat. Resources, 162 F.3d 195 (2d Cir. 1998).published 3 cites
    (the entire judicial power granted by the Constitution does not embrace authority to entertain a suit brought by private parties against a state without consent given)
  • United States v. The State Of Vermont Agency Of Nat. Resources, 162 F.3d 195 (2d Cir. 1998).published 3 cites
    (the entire judicial power granted by the Constitution does not embrace authority to entertain a suit brought by private parties against a state without consent given)
Show 29 more citing cases
  • Arminio v. Comm'r of Motor Vehs. (In Re Arminio), 38 B.R. 472 (Bankr. D. Conn. 1984).published 3 cites
    ([T]he entire judicial power granted by the Constitution does not embrace authority to entertain a suit brought by private parties against a state without consent given.)
  • Bunker, No. 4:25-cv-00005 (D. Alaska Dec. 5, 2025).
    P. 19. 41 42 U.S.C. § 1983 . 42 Will v. Mich. Dep’t of State Police, 491 U.S. 58, 70 (1989). 43 Alabama v. Pugh, 438 U.S. 781 (1978); In re New York, 256 U.S. 490, 497 (1921); see also Hans v. Louisiana, 134 U.S. 1, 15 (1890).
  • Carroll v. The Comm. for Med. referrals, No. 4:25-cv-00006 (D. Alaska July 7, 2025).
    Plaintiff must name individual defendants 37 Ivey v. Bd. of Regents, 673 F.2d 266, 268 (9th Cir. 1982). 38 Swierkiewicz v. Sorema N. A., 534 U.S. 506, 512 (2002). 39 42 U.S.C. § 1983 . 40 Will v. Mich. Dep’t of State Police, 491 U.S. 58, 7…
  • Carroll v. State of Alaska Med. Action Comm. Bd. Member, No. 4:25-cv-00004 (D. Alaska July 7, 2025).
    Plaintiff must name individual defendants 37 Ivey v. Bd. of Regents, 673 F.2d 266, 268 (9th Cir. 1982). 38 Swierkiewicz v. Sorema N. A., 534 U.S. 506, 512 (2002). 39 42 U.S.C. § 1983 . 40 Will v. Mich. Dep’t of State Police, 491 U.S. 58, 7…
  • Taylor v. Dep't of Corr., No. 4:25-cv-00008 (D. Alaska June 30, 2025).
    Therefore, Plaintiff’s civil rights claims against the Department of Corrections must be dismissed as they are not viable claims. 329, 340-41 (1997). 31 Graham v. Connor, 490 U.S. 386 , 393–94 (1989). 32 Johnson v. Duffy, 588 F.2d 740, 743…
  • Jackson v. Point MacKenzie Corr. Farm, No. 3:24-cv-00216 (D. Alaska Feb. 19, 2025).
    In Claim One, Plaintiff alleges that on or about February 28, 2024, eight employees at the Farm wrongfully accused him of a “(c)(7)” infraction after his 35 Alabama v. Pugh, 348 U.S. 781 (1978); In re New York, 256 U.S. 490, 497 (1921); se…
  • Matthews v. Dep't of Corr., No. 4:24-cv-00020 (D. Alaska Jan. 6, 2025).
    A prisoner's release from custody “extinguishes his legal 32 42 U.S.C. § 1983 . 33 Will v. Mich. Dep’t of State Police, 491 U.S. 58, 70 (1989). 34 Alabama v. Pugh, 348 U.S. 781 (1978); In re New York, 256 U.S. 490, 497 (1921); see also Han…
  • Matthews v. Dep't of Corr., No. 4:24-cv-00019 (D. Alaska Jan. 6, 2025).
    A prisoner's release from custody “extinguishes his legal 32 42 U.S.C. § 1983 . 33 Will v. Mich. Dep’t of State Police, 491 U.S. 58, 70 (1989). 34 Alabama v. Pugh, 348 U.S. 781 (1978); In re New York, 256 U.S. 490, 497 (1921); see also Han…
  • Whisler v. Dunford, No. 3:24-cv-00148 (D. Alaska Dec. 12, 2024).
    Pursuant to the Court’s Previous Order, Plaintiff’s Remaining Claims are Barred by Heck The Heck-bar, or required favorable termination rule, is a rule of preclusion named after Heck v. Humphrey—the Supreme Court case that outlined the doc…
  • Charley v. Sommerville, No. 3:24-cv-00172 (D. Alaska Nov. 18, 2024).
    (holding federal courts may not hear suits against a state brought by their own citizens, “because of the fundamental rule of which the [Eleventh] [A]mendment is but an exemplification)
  • Swett v. Alaska Native Med. Ctr., No. 3:24-cv-00086 (D. Alaska Oct. 21, 2024).
    Claim against the Alaska Native Medical Center The United States, as a sovereign nation, “is immune from suit save as it 22 42 U.S.C. § 1983 . 23 Will v. Mich. Dep’t of State Police, 491 U.S. 58, 70 (1989). 24 Alabama v. Pugh, 348 U.S. 781…
  • Allen v. State of Alaska, No. 3:24-cv-00175 (D. Alaska Aug. 16, 2024).
    However, an employee of the State of Alaska is considered a person under Section 1983. 3 See also 28 U.S.C. § 1914 , Judicial Conference Schedule of Fees at ¶ 14 (the $55 administrative fee for filing a civil action, suit, or proceeding in…
  • Teas v. State of Alaska, No. 1:23-cv-00005 (D. Alaska July 17, 2024).
    Exercise in Prisons To establish a claim for relief under the Eighth Amendment based on conditions of confinement, a plaintiff must meet both the objective and subjective 21 Rizzo v. Goode, 423 U.S. 362 (1976) 22 Will v. Mich. Dep’t of Sta…
  • Bradshaw v. Wade, No. 3:24-cv-00031 (D. Alaska July 16, 2024).
    A defendant in a civil rights lawsuit must be a “person.”10 The State of Alaska and state agencies, such as the Department of Corrections, are not considered “persons” under 42 U.S.C. § 1983.11 Further, the Eleventh Amendment to the U.S. C…
  • Abruska v. D.O.C. Alaska Med. Malpractice, No. 3:24-cv-00135 (D. Alaska July 2, 2024).
    Plaintiff’s incomplete Application to Waive Prepayment of the Filing fee at Docket 3 is DENIED without prejudice to refiling a complete application. 15 Alabama v. Pugh, 348 U.S. 781 (1978); In re New York, 256 U.S. 490, 497 (1921); see als…
  • Matthews v. Alaska State Troopers, No. 4:24-cv-00014 (D. Alaska July 1, 2024).
    Unknown “Doe” Defendants Although federal courts do not generally favor actions against unknown “Doe” defendants,30 a plaintiff may sue unnamed defendants when the identity of the alleged defendants is not known before filing the complaint…
  • Brandsrud v. Hespenheide, No. 0:23-cv-01181 (D. Minn. Feb. 7, 2024).
    In re State of N.Y., 256 U.S. 490, 497 (1921); Smith v. Beebe, 123 F. App’x 261, 262 (8th Cir. 2005).
  • Segura v. Greystone Park Psychiatric Hosp., No. 2:21-cv-11662 (D.N.J. Feb. 5, 2024).unpublished
    “That a State may not be sued without its consent is a fundamental rule of jurisprudence.” Pennhurst, 465 U.S. at 98 (quoting Ex parte New York, 256 U.S. 490, 497 (1921)); see also PennEast Pipeline, 141 S. Ct. at 2258 (“A State may of cou…
  • Murran v. AK. Dep't of Corr., No. 3:23-cv-00196, 2024 U.S. Dist. LEXIS 3161 (D. Alaska Jan. 5, 2024).
    A defendant sued in an individual capacity may be held liable for monetary damages.28 But a defendant sued in an official capacity may not be sued for damages, only for injunctive relief.29 A plaintiff must allege that he or she suffered a…
  • Robinson v. State of Alaska, DHSS, BCP, SDS, No. 3:23-cv-00217 (D. Alaska Jan. 4, 2024).
    State Agencies The Eleventh Amendment to the U.S. Constitution gives states sovereign immunity, which prohibits lawsuits against a state or the “arms of the state” (the State’s governmental branches, divisions, offices, and departments), u…
  • Carter v. Denali Law Grp., No. 3:23-cv-00215 (D. Alaska Dec. 12, 2023).
    In any amended complaint, Plaintiff must not identify the Department of Corrections as a defendant; rather, an amended complaint must identify as a defendant each correctional officer that Plaintiff is alleging caused an injury on July 23,…
  • Carter v. The Dist. Court of Anchorage, No. 3:23-cv-00209 (D. Alaska Dec. 12, 2023).
    In any amended complaint, Plaintiff must not identify the Department of Corrections as a defendant; rather, an amended complaint must identify as a defendant each correctional officer that Plaintiff is alleging caused an injury on July 23,…
  • Carter v. The Anchorage Police Dep't, No. 3:23-cv-00200 (D. Alaska Dec. 12, 2023).
    In any amended complaint, Plaintiff must not identify the Department of Corrections as a defendant; rather, an amended complaint must identify as a defendant each correctional officer that Plaintiff is alleging caused an injury on July 23,…
  • Carter v. Dep't of Corr., No. 3:23-cv-00199 (D. Alaska Dec. 12, 2023).
    In any amended complaint, Plaintiff must not identify the Department of Corrections as a defendant; rather, an amended complaint must identify as a defendant each correctional officer that Plaintiff is alleging caused an injury on July 23,…
  • Carter v. The Dist. Court of Anchorage, No. 3:23-cv-00214 (D. Alaska Dec. 12, 2023).
    In any amended complaint, Plaintiff must not identify the Department of Corrections as a defendant; rather, an amended complaint must identify as a defendant each correctional officer that Plaintiff is alleging caused an injury on July 23,…
  • Standifer v. Dep't of Law Alaska, No. 3:23-cv-00170 (D. Alaska Dec. 1, 2023).
    State Agencies The Eleventh Amendment to the U.S. Constitution gives states sovereign immunity, which prohibits lawsuits against a state or the “arms of the state” (the State’s governmental branches, divisions, offices, and departments), u…
  • Brown v. Milburn, No. 3:23-cv-00038, 2023 U.S. Dist. LEXIS 200131 (D. Alaska Nov. 7, 2023).
    Dist., 90 F.3d 367 , 370 (9th Cir. 1996). 21 Will v. Mich. Dep’t of State Police, 491 U.S. 58, 70 (1989). 22 Alabama v. Pugh, 348 U.S. 781 (1978); In re New York, 256 U.S. 490, 497 (1921); see also Hans v. Louisiana, 134 U.S. 1, 15 (1890).…
  • Brown v. Alaska Bd. of Parole, No. 3:23-cv-00101 (D. Alaska Nov. 7, 2023).
    The Eighth Amendment places restraints on prison officials, who may not, for example, use excessive physical force against prisoners.12 The Amendment also imposes duties on these officials, who must provide humane conditions of confinement…
  • Stansberry v. Entry State of Alaska, No. 3:23-cv-00165 (D. Alaska Oct. 18, 2023).
    Alabama v. Pugh, 348 U.S. 781 (1978); In re New York, 256 U.S. 490, 497 (1921); see also Hans v. Louisiana, 134 U.S. 1, 15 (1890).
At page 500 Determining state suit by essential nature of proceeding28 citing casesAs to what is to be deemed a suit against a State, . . . it is now established that the question is to be determined not by the mere names of the titular parties but by the essential nature and effect of the proceeding, as it appears from the entire record.2 citing courts put it this way · 5 listed here
  • Chisolm v. Manimon, No. 00-1865 (3d Cir. Dec. 28, 2001).
    (As to what is to be deemed a suit against a State, . . . it is now established that the question is to be determined not by the mere names of the titular parties but by the essential nature and effect of the proceeding…)
  • Ronald Chisolm v. Patrick McManimon Jr., Dir. of Mercer Cnty. Det. Ctr. Mercer Cnty. Court, United States of Am., Intervenor, 275 F.3d 315 (3d Cir. 2001).published 3 cites
    “as to what is to be deemed a suit against a state, ... it is now established that the question is to be determined not by the mere names of the titular parties but by the essential nature and effect of the proceeding, a…”
  • Parrish v. Miller, No. 1:25-cv-00429 (S.D. Ind. June 4, 2025).
    The applicability of the Eleventh Amendment "is to be determined not by the mere names of the . . . parties but by the essential nature and effect of the proceeding, as it appears from the entire record." In re New York, 256 U.S. 490, 500…
  • Martin v. Commonwealth of Pennsylvania Dep't of Corr., No. 2:24-cv-03192 (E.D. Pa. May 19, 2025).
    “In making this assessment, courts may not simply rely on the characterization of the parties in the complaint, but rather must determine in the first instance whether the remedy sought is truly against the sovereign.” Id. at 162 (citing E…
  • Dennie v. Indiana Dep't of Educ., No. 2:23-cv-00016 (N.D. Ind. Jan. 10, 2024).
    Plaintiff argues that because the Supreme Court held in 1921 that an actor, acting on behalf of a State, shared Eleventh Amendment immunity, Ex Parte New York, 256 U.S. 490, 500 (1921), that “there is no discernible reason why the reverse…
That a state may not be sued without its consent is a fundamental rule of jurisprudence....no pin page on record · 2 citing cases listed
  • Runyon Ex Rel. BR v. AVCP, 84 P.3d 437 (Alaska 2004).published 3 cites
    (That a state may not be sued without its consent is a fundamental rule of jurisprudence....)
  • Runyon v. Ass'n of Vill. Council Presidents, 84 P.3d 437 (Alaska 2004).published 3 cites
    (That a state may not be sued without its consent is a fundamental rule of jurisprudence. ...)
41 S. Ct. at 591 It is not inconsistent in principle to accord to the states, which enjoy the prerogatives of sovereignty to the extent of being exempted from litigation at the suit of individuals in all other judicial tribunals, a like exemption in the court of admiralty and maritime jurisdiction.1 citing case1 citing court put it this way
  • Harvis Ex Rel. Harvis v. Bd. of Trs. of the Univ. of Illinois, 744 F. Supp. 825 (N.D. Ill. 1990).published
    (It is not inconsistent in principle to accord to the states, which enjoy the prerogatives of sovereignty to the extent of being exempted from litigation at the suit of individuals in all other judicial tribunals, a lik…)
41 S. Ct. at 590 [T]he question is to be determined not by the mere names of the titular parties but by the essential nature and effect of the proceeding, as it appears from the entire record.1 citing case1 citing court put it this way
At page 501 in determining that a suit against a defendant in his official capacity was a suit against the state, the Court noted that the defendant’s office was “established and its duties prescribed by the Constitution of the state1 citing case1 citing court put it this way
  • Benjamin Kohn v. State Bar of California, 87 F.4th 1021 (9th Cir. 2023).published
    (in determining that a suit against a defendant in his official capacity was a suit against the state, the Court noted that the defendant’s office was “established and its duties prescribed by the Constitution of the sta…)
At page 503 The want of authority in the District Court to entertain these proceedings … is so clear … that instead of permitting them to run their slow course to final decree, with inevitably futile result, the writ of prohibition should be issued.1 citing case2 citing courts put it this way
  • In re: Donald Trump, No. 25-5452 (D.C. Cir. Apr. 14, 2026).published
    (The want of authority in the District Court to entertain these proceedings … is so clear … that instead of permitting them to run their slow course to final decree, with inevitably futile result, the writ of prohibitio…)
Other citing cases1 with no pin cite or quoted language on record
Retrieving the full opinion text from the archive…
Ex Parte in the Matter of the State of New York Et Al., Petitioners
25.
Supreme Court of the United States.
Jun 1, 1921.
Published opinion
256 U.S. 490
1921 U.S. LEXIS 1579
Mr. Edward G. Griffin, with whom Mr. Charles D. Newton, Attorney General of the State of New York, and Mr. George A.,.King, were on the brief, for petitioners., Mr. Ellis H. Gidley for respondent:
Pitney.
Cited by 553 opinions  |  Published
7 passages pin-cited by 8 cases
Pinpoint authority: #6,346 of 633,719
Citer courts: Alaska Supreme Court (6) · Second Circuit (6) · D. Maryland (6) · D. Connecticut (3) · Third Circuit (2)
Mr. Justice Pitney

delivered the opinion of the court.

Three separate libels in rem were filed in the United States District Court for the. Western District of New[*495] York: two against the Steam Tug Charlotte, her engines, boilers, machinery, etc., by one Dolloff and one Wagner respectively, both residents and presumably citizens of the State of New York, to severally recover for damages alleged to have been caused to certain canal boats owned by them while navigated upon the Erie Canal in tow of the Charlotte; the other against the Steam Tug Henry Koerber, Jr., her boilers, engines, tackle, etc., by Murray Transportation Company, a coloration of the State of New York, bailee of a certain coal barge, to recover damages alleged to have been received by the barge while navigated upon the Erie Canal in tow of the Koerber. In each case the tug was claimed by Frank F. Fix and Charles Fix, partners in business under the name of Fix Brothers, of Buffalo, New York, and released from arrest on the filing of satisfactory stipulations. Claimants filed answers to the several libels, and,at the same time filed petitions under Admiralty Rule 59 (new Rule 56), setting up in each case that at the time of the respective disasters and damage complained of the tugs were under charter by claimants to Edward S. Walsh, Superintendent of Public Works of the State of New York, who had entered into such charter parties under authority reposed in him by an act of the Legislature of the State of New York, being c. 264 of the Laws of 1919, and had the tugs under his operation, control, and management; that if • decrees should be ordered in the respective causes against the tugs the claimants, because of their ownership of the vessels, would be called upon for payment, and thus would be mulcted in damages for the disasters, to which they were total strangers; and that by reason of these facts Edward S. Walsh, Superintendent of Public Works of the State of New York, ought to be proceeded against in the same suits for such damaged in accordance with the rule. The District Court, pursuant to the prayer of these petitions, caused monitions to be issued in all[*496] three cases against Edward S. Walsh, Superintendent of Public Works, citing him. to appear and answer, and, in case he could not be found, that “the goods and chattels of the State of New York used and controlled by him. ” should be attached. The monitions were served upon Walsh within the jurisdiction of. the court.

The Attorney General of the State appeared in all three cases specially in behalf of the State and the People thereof, and of Walsh, and filed a suggestion that the court was without jurisdiction to proceed against Walsh as Superintendent of Public Works for the reason that, as appeared upon the face of the proceedings, they were suits against the State of New York in which- the State had not consented tó be sued. The District Court denied motions to dismiss the monitions (The Henry Koerber, Jr., 268 Fed. Rep. 561), whereupon the Attorney General, on behalf of the State and the People - thereof,- and of Walsh as Superintendent and individually, under leave granted, filed in this court a petition for writs of prohibition and mandamus. An order to show cause was issued,- to which the District' Judge made a return, and upon this and the proceedings in the District Court the matter has been argued.

The record shows that the charters had expired according to their terms, and the tugs were in possession of the claimants, neither the State nor Walsh having any claim upon or interest in them. At no time has any res belonging to the State or to, Walsh, or in which they claim any interest, been attached or brought -under the jurisdiction of the Ffistriet Court. Nor is any relief asked against Mr. Walsh individually; the proceedings against him being strictly in his capacity as a public officer.

The .power to issue writs of prohibition to the district courts when proceeding as courts of admiralty and maritime jurisdiction is specifically conferred upon this court by § 234, Judicial Code (Act. of March 3, 1911, c. 231, 36[*497] Stat. 1087, 1156). And the fact that the objection to the jurisdiction of the court below might be raised by an appeal from the final decree is not in all cases a valid objection to the issuance of a prohibition at the outset, where a court of admiralty assumes to take cognizance of matters over which it has no lawful jurisdiction. In re Cooper, 143 U. S. 472, 495.

That a State may not be sued without its consent is a fundamental rule of jurisprudence having so important a bearing upon the construction of the Constitution of the United States that it has become established by repeated decisions of thjs court that the entire judicial power granted by the Constitution-does not embrace authority to entertain a suit brought by private parties against a State without consent given: not one brought by citizens of another State, or by citizens or subjects of á foreign State, because of the Eleventh Amendment; and not even one brought by its own citizens, because of the fundamental rule of which the Amendment is but an exemplification. Beers v. Arkansas, 20 How. 527, 529; Railroad Co. v. Tennessee, 101 U. S. 337, 339; Hans v. Louisiana, 134 U. S. 1, 10-17; North Carolina v. Temple, 134 U. S. 22, 30; Fitts v. McGhee, 172 U. S. 516, 524; Palmer v. Ohio, 248 U. S. 32, 34; Duhne v. New Jersey, 251 U. S. 311, 313.

Nor is the admiralty and maritime jurisdiction exempt from the operation of. the rule. It is true the Amendment speaks only of suits in law or equity; but this is because, as was pointed out in Hans v. Louisiana, supra, the Amendment was the outcome of a purpose to set aside the effect of the decision of this court in Chisholm v. Georgia, 2 Dall. 419, which happened to be a suit at law brought against the State by a citizen of another State, the decision turning upon the construction of that clause of § 2 of Art. Ill of the Constitution establishing the judicial power in cases in law and equity between a State[*498] and citizens of another State; from which it naturally came to pass that the language of the Amendment was particularly phrased so as to reverse the construction’ adopted in that case. In Hans v. Louisiana, supra (p. 15), tlje court demonstrated the impropriety of construing the Amendment so as to leave it open for citizens to sue their own State in the federal courts; and it seems to us equally clear that it cannot with propriety be construed to léave open a suit against a State in the admiralty jurisdiction by individuals, whether its own citizens or not.

Among the authorities to which wé are referred is Mr. Justice Story, who, in Ins' commentaries on the Constitution (1st ed., § 1683; 5th ed., § 1689), stated that it had been doubted whether the Amendment extended to cases of admiralty and maritime jurisdiction where the proceeding was in rem and not in personam; and whose , doubt was supported by a declaration proceeding from Mr. Justice Washington at the circuit, United States v. Bright (1809), Brightly, N. P. 19, 25, Note; 24 Fed. Cas. 1232, 1236, No. 14,647; 3 Hall’s L. J. 197, 225. But the doubt was based upon considerations that were set aside in the reasoning adopted by this court in Hans v. Louisiana. In Governor of Georgia v. Madraza, 1 Pet. 110, 124, the question whether the Eleventh Amendment extended to proceedings in admiralty was alluded to, but found unnecessary to be decided, because, if it did not, the case was for the original jurisdiction of this court and not of the district court in which it was brought; and it was held, further, that the decree could not be sustained as a proceeding in rem, because the thing was not in possession' of the district court. Subsequently, in Ex parte Madrazzo, 7 Pet. 627, . 632, an application was made to this court to entertain a suit in admiralty against the State of Georgia,, and it was held that as there was no property in the custody of the court of admiralty, or brought within its jurisdiction and in the possession of any private person,[*499] the case was not one for the exercise of the admiralty jurisdiction; and that,-being a mere personal suit against a State to recover , proceeds in its possession, it could not be entertained, since “no private person has a right to commence an original suit in this court against a State.” Atkins v. Disintegrating Co., 18 Wall. 272, 300, et seq., and In re Louisville Underwriters, 134 U. S. 488, are aside from the point, since they relate merely to a Question of statutory construction: whether the provision of § 11 of the Judiciary Act of 1789 (1 Stat. 79, c. 20; reenacted in § 739 of the Revised Statutes, and in § 1 of Act of March 3, 1875, c. 137, 18 Stat. 470), to the effect that no civil suit should be brought against a person by origina.] process in any district other than that of which he w^s an inhabitant ór in which he should be found, applied to suits in personam in admiralty so as to prevent the court from acquiring jurisdiction over a corporation through attachment of its goods or property in a district other than that of its residence (in the former case), or by service of process upon its appointed agent (in the latter).

Much reliance is placed upon Workman v. New York City, 179 U. S. 552. But that dealt with a question of the substantive law of admiralty, not the power to exercise jurisdiction over the person of defendant; and in the opinion the court was careful to distinguish between the immunity from jurisdiction attributable to a sovereign upon grounds, of policy, and immunity from liability in a particular case. Thus (p. 566): “The contention is, although the corporation had general capacity to stand in judgment, and was therefore subject to the process of a court of admiralty, nevertheless the admiralty court would afford no redress against the city for the tort complained of, because under the local law,” etc. “But the maritime law affords no justification for this contention, and no example is fotmd in such law, where one who is subject to suit and amenable to process^ is allowed to escape liability[*500] for the commission of a maritime tort, upon the theory relied upon.”

We repeat, the immunity of a State from suit in personam in the admiralty brought by a private person without its consent, is clear.

As to what is to be deemed a suit against a State, the early suggestion that the inhibition might be confined to those in which the State was a párty to the record (Osborn v. United States Bank, 9 Wheat. 738, 846, 850, 857) has long since been abandoned, and it is now established that the question is to be determined not by the mere names of the titular parties but by the essential nature and. effect of the proceeding, as it appears from the entire record. Louisiana v. Jumel, 107 U. S. 711, 719, 720, 723, 727-728; Hagood v. Southern, 117 U. S. 52, 67, et seq.; In re Ayers, 123 U. S. 443, 487-492; Pennoyer v. McConnaughy, 140 U. S. 1, 10, et seq.; Smith v. Reeves, 178 U. S. 436, 438-440; Murray v. Wilson Distilling Co., 213 U. S. 151, 168-170; Lankford v. Platte Iron, Works Co., 235 U. S. 461, 469.

Thus examined, the decided cases have fallen into two principal classes, mentioned in Pennoyer v. McConnaughy, 140 U. S. 1, 10: “The first class is where the suit is brought against the officers of the State, as representing the State’s action and liability, thus making it, though not a party to the record, the real party against which the judgment will so operate as to compel it to specifically perform its contracts [citing cases]. The other class is where a suit is brought ¿against defendants who, claiming to act as officers of the State, and under the color of an unconstitutional statute, commit acts of wrong and injury to the rights and property of the plaintiff acquired under-a contract with the State. Such suit ... is not, within the meaning of the Eleventh * Amendment, an action' against the State.” The first class, in just reason, is not confined to cases whtere the suit will operate so as to com[*501] pel the State specifically to perform its contracts, but extends to sudh as will require it to make pecuniary satisfaction for any liability. Smith v. Reeves, 178 U. S. 436, 439.

As has been shown, the proceedings against which prohibition is here asked have no element of a proceeding in rem, and are in the nature'of an action in personam against Mr.-Walsh, not individually, but in his capacity as Superintendent of Public Works of the State of New York. The office is .established and its duties prescribed by the constitution of the State; Art. 5, § 3. He is “charged with the execution of all laws relating to the repair and navigation of the canals, and also of those relating- to the construction and improvement of the canals,” with exceptions not material. By c. 264 of the Laws of 1919, effective May 3, the Superintendent is authorized to provide such facilities as in his judgment may be necessary- for the towing of. boats on the canals of the State, the towing service to be furnished under such rules and regulations as he shall adopt; and for that service he is authorized to impose and collect such fees as in his judgment may seem fair and reasonable; the moneys so collected to be deposited by him in the state treasury. For the carrying into effect of this act the sum of $200,000 was appropriated. Under these provisions of law Mr. Walsh, as Superintendent of Public' Works, chartered the tugs Henry Koerber, Jr., and Charlotte, in the name and behalf of the People of the State of New York, for periods beginning May 15 and ending at latest December 15, 1919; and it was under these charters that they were being operated when the disastérs occurred upon which the libels are founded and the petitions under Rule 59 are based. The decrees sought would affect Mr. Walsh in his official capacity, and not otherwise. They might be satisfied out of any property of the State of New York in his hands as Superintendent of Public Works, or made a basis for charges upon the treasury of the State under[*502] § 46 of the Canal Law (Cons. L. 1909, p. 269), which provides that the commissioners of the canal fund may allow claims for moneys paid by the Superintendent of Public Works.or other person or officer employed in the care, management, supérintendence, and repair of the canals, for a judgment recovered against them or any of them in any action institutéd for an act done pursuant to the provisions of the canal law. In either case their effect, whether complete or not, would expend itself upon the People of the State of New York in their public and corporate capacity. Section 47 of the Canal Law provides for an action before the Court of Claims for certain kinds of damages arising from the use or management of the canals; but in terms it is provided that this “shall not extend to claims arising from damages resulting from the navigation of the canals.” There is no suggestion that the Superintendent was or is acting under color of an unconstitutional law, or otherwise than in the due course of his duty under the constitution and laws of the State of New York. In the fullest sense, therefore, the proceedings are shown by the" entire record to be in their nature and effect suits brought by individuals against the State of New York, and therefore — since no consent has been given — beyond the jurisdiction of the courts of the. United States.

There is no substance in the contention that this result enables the State of New York to impose its local law upon the admiralty jurisdiction, to the detriment of the characteristic symmetry and uniformity of the rules of maritime law insisted upon in Workman v. New York City, 179 U. S. 552, 557-560; Southern Pacific Co. v. Jensen, 244 U. S. 205, 215; Union Fish Co. v. Erickson, 248 U. S. 308, 313; Knickerbocker Ice Co. v. Stewart, 253 U. S. 149, 160. The symmetry and harmony maintained in those cases consists in the uniform operation and effect of the characteristic principles and rules of the maritime law[*503] as a body of substantive law operative alike upon all who are subject to the jurisdiction of the admiralty, and binding upon other courts as well. Chelentis v. Luckenbach S. S. Co., 247 U. S. 372, 382, 384. It is not inconsistent in principle to accord to the States, which enjoy the prerogatives of sovereignty to the extent of being exempt from litigation at the suit of individuals in all other judicial tribunals, a like exemption in the courts of admiralty and maritime jurisdiction.

The want of authority In the District Court to éntertain these proceedings in personam under Rule 59 (now 56) brought by the claimants against Mr. Walsh as Superintendent of Public Works, of the State of. New York, is so .clear, and the fact that the proceedings are in essence suits against the State without its consent is so evident, that instead of permitting them to run their slow course to final decree,, with inevitably, futile result, .the writ of prohibition should be issued as prayed. Ex parte Simons, 247 U. S. 231, 239; Ex parte Peterson, 253 U. S. 300, 305,

Rule absolute for a writ of prohibition.