record indicates waiver (Illinois) · Go Syfert
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record indicates waiver in Illinois

122 Illinois opinions name it 2 courts 1971–2026 38 in the last five years

The cases below were cited by Illinois courts in a sentence that names this issue. Sides come from how each citing opinion treated the case (Syfertize flag on that citation), so a case can appear on both: that is where the law is contested. A red or yellow chip is the case's own overall treatment.

Followed or applied (21)

CaseFollowedCited
People v. Haynesgreen
ill · 1996 · cited in 52 Illinois opinions naming this issue, 1997–2025
2 sentences

2025App. 3d 742, 749 (1992)), but “substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights” (People v. Haynes, 174 Ill. 2d 204, 236 (1996)). ¶ 19 In his original briefs, defendant put forth the general proposition that a trial court commits reversible error when it accepts a waiver of counsel that is not knowing and intelligent.

2025Rather, substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.” Id. (citing People v. Johnson, 119 Ill. 2d 119, 132 (1987)).

2052
People v. Colemangreen
ill · 1989 · cited in 26 Illinois opinions naming this issue, 1992–2021
2 sentences

2021However, strict compliance with Rule 401(a) is not required, and “substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.” Haynes, 174 Ill. 2d at 236 (citing People v. Coleman, 129 Ill. 2d 321, 333 (1989)).

2021Rather, “[s]ubstantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.” Id. (quoting Haynes, 174 Ill. 2d at 236 (citing People v. Coleman, 129 Ill. 2d 321, 333 (1989), and People v. Johnson, 119 Ill. 2d 119, 132 (1987))).

2026
People v. Johnsongreen
ill · 1987 · cited in 20 Illinois opinions naming this issue, 1989–2025
2 sentences

2025Rather, substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.” Id. (citing People v. Johnson, 119 Ill. 2d 119, 132 (1987)).

2021Instead, “substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.” Haynes, 174 Ill. 2d at 236 ; see also People v. Johnson, 119 Ill. 2d 119, 132 (1987).

1420
People v. Kiddgreen
ill · 1997 · cited in 7 Illinois opinions naming this issue, 2016–2022
2 sentences

2021“Rather, substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.” Haynes, 174 Ill. 2d at 236 . ¶ 25 While a defendant does not need the skill and experience of a lawyer to competently and intelligently choose self-representation, “he should be made aware of the dangers and disadvantages of such representation, so that the record will establish that he knows what he is -7- No. 1-19-1709 doing and his choice is made with eyes open.”

2019There are numerous decisions, which we refer to later, discussing what substantial compliance means, but the supreme court has held that “substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.” Haynes, 174 Ill. 2d at 236 ; see also Kidd, 178 Ill. 2d at 104-05 ; People v. Coleman, 129 Ill. 2d 321, 333 (1989); People v. Johnson, 119 Ill. 2d 119, 132 (1987). ¶ 42 Illinois Appellate Courts have described two methods to determine wheth

67
People v. Wrightgreen
ill · 2017 · cited in 13 Illinois opinions naming this issue, 2018–2025
2 sentences

2025However, “ ‘[s]trict technical’ ” compliance with the rule is not always required; substantial compliance will suffice to effectuate a valid waiver “ ‘if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.’ ” Wright, 2017 IL 119561, ¶ 41 (quoting People v. Haynes, 174 Ill. 2d 204, 236 (1996)).

2025However, “ ‘[s]trict technical’ ” compliance with the rule is not always required; substantial compliance will suffice to effectuate a valid waiver “ ‘if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.’ ” Wright, 2017 IL 119561, ¶ 41 (quoting People v. Haynes, 174 Ill. 2d 204, 236 (1996)). ¶ 42 Our courts recognize two categories of substantial compliance with Rule 401: “Substantial compliance occurs when any failure to fully provide admonishments does not prejudice defendant because either: (1)

413
People v. Jilesgreen
illappct · 2006 · cited in 6 Illinois opinions naming this issue, 2009–2026
2 sentences

2026July 1, 1984), “The court shall not permit a waiver of counsel by a person accused of an offense punishable by imprisonment without first, by addressing the defendant personally in open court, informing him of and determining that he understands the following: (1) the nature of the charge; (2) the minimum and maximum sentence prescribed by law, including, when applicable, the penalty to which the defendant may be subjected because of prior convictions or consecutive sentences; and (3) that he has a right to counsel and, if he is indigent, to have counsel appointed for him by the court.” 27 ¶ 9

2023App. 3d 1151, 1162 , 889 N.E.2d 244, 253 (2008). ¶ 18 “[S]trict, technical compliance with Rule 401(a) is not always required; rather, substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was otherwise made knowingly, intelligently, and voluntarily, and the admonishments -7- the defendant received did not prejudice his rights.” Jiles, 364 Ill.

46
People v. Pikegreen
illappct · 2016 · cited in 6 Illinois opinions naming this issue, 2016–2025
2 sentences

2025However, “ ‘[s]trict technical’ ” compliance with the rule is not always required; substantial compliance will suffice to effectuate a valid waiver “ ‘if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.’ ” Wright, 2017 IL 119561, ¶ 41 (quoting People v. Haynes, 174 Ill. 2d 204, 236 (1996)). ¶ 42 Our courts recognize two categories of substantial compliance with Rule 401: “Substantial compliance occurs when any failure to fully provide admonishments does not prejudice defendant because either: (1)

2022Moreover, the rule requiring that a defendant be informed of the nature of the charges against him “does not require the trial court to state to defendant all facts which do or may constitute the offense.” Pike, 2016 IL App (1st) 122626, ¶ 117 (citing People v. Harden, 78 Ill.

26
People v. Pecorarogreen
ill · 1997 · cited in 2 Illinois opinions naming this issue, 2004–2004
2 sentences

2004The making of objections is ordinarily a matter of trial strategy (People v. Pecoraro, 175 Ill. 2d 294, 327 , 677 N.E.2d 875, 891 (1997)), and we do not find defense counsel’s representation fell outside the range of reasonable professional assistance.

2004The making of objections is ordinarily a matter of trial strategy (People v. Pecoraro, 175 Ill. 2d 294, 327 , 677 N.E.2d 875, 891 (1997)), and we do not find defense counsel’s representation fell outside the range of reasonable professional assistance.

22
People v. Smithgreen
illappct · 1993 · cited in 2 Illinois opinions naming this issue, 2002–2002
2 sentences

2002People v. Coleman, 129 Ill. 2d 321, 333 (1989); People v. Smith, 249 Ill.

2002People v. Coleman , 129 Ill. 2d 321, 333 (1989); People v. Smith , 249 Ill.

22
People v. Wintersgreen
illappct · 2020 · cited in 1 Illinois opinions naming this issue, 2026–2026
1 sentence

2026See People v. Winters, 2020 IL App (2d) 180784, ¶¶ 14-17 (rejecting claim that jury waiver was involuntary where defendant accepted bench trial in exchange for sentencing benefit, and reaffirming that such bargaining context does not, standing alone, render a waiver involuntary under the sixth amendment or Illinois Constitution). ¶ 24 As in Winters, the record here shows the defendant was fully admonished and expressly acknowledged that he was giving up his right to a jury trial as part of a negotiated posture that included potential sentencing benefits, as well as amending the charge to exclu

11
People v. Martinezgreen
illappct · 2005 · cited in 1 Illinois opinions naming this issue, 2023–2023
1 sentence

2023The right to waive counsel is fundamental, and because of the gravity of the circumstance, each case “must be evaluated on its own particular set of facts.” Wright, 2017 IL 119561, ¶ 54 . 8 ¶ 21 The docket entry dated December 14, 2021, which was the defendant’s first appearance, states: “Defendant present in custody, tendered copy of the Information, and advised as to the nature of the charges and possible penalties.” When reviewing a docket entry, “[w]e must presume the common-law record is correct.” People v. Martinez, 361 Ill.

11
People v. Palmergreen
illappct · 2008 · cited in 1 Illinois opinions naming this issue, 2023–2023
1 sentence

2023App. 3d 1151, 1162 , 889 N.E.2d 244, 253 (2008). ¶ 18 “[S]trict, technical compliance with Rule 401(a) is not always required; rather, substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was otherwise made knowingly, intelligently, and voluntarily, and the admonishments -7- the defendant received did not prejudice his rights.” Jiles, 364 Ill.

11
People v. Younggreen
illappct · 2003 · cited in 1 Illinois opinions naming this issue, 2022–2022
1 sentence

2022Nonetheless, we find no error, as the court was not required to admonish defendant pursuant to Rule 401(a) under the circumstances. ¶ 20 In People v. Young, 341 Ill.

11
People v. Hardengreen
illappct · 1966 · cited in 1 Illinois opinions naming this issue, 2022–2022
1 sentence

2022Moreover, the rule requiring that a defendant be informed of the nature of the charges against him “does not require the trial court to state to defendant all facts which do or may constitute the offense.” Pike, 2016 IL App (1st) 122626, ¶ 117 (citing People v. Harden, 78 Ill.

11
People v. Vernongreen
illappct · 2009 · cited in 1 Illinois opinions naming this issue, 2021–2021
11
People v. Thompsongreen
ill · 2010 · cited in 1 Illinois opinions naming this issue, 2021–2021
11
People v. Krantzgreen
ill · 1974 · cited in 1 Illinois opinions naming this issue, 2020–2020
11
People v. Mooregreen
ill · 2003 · cited in 1 Illinois opinions naming this issue, 2020–2020
11
People v. Williamsgreen
ill · 1994 · cited in 1 Illinois opinions naming this issue, 2009–2009
11
People v. Garygreen
illappct · 1977 · cited in 1 Illinois opinions naming this issue, 1988–1988
11
People v. Allengreen
ill · 1972 · cited in 1 Illinois opinions naming this issue, 1972–1972
11

Distinguished, questioned or overruled (1)

CaseNegativeCited
People v. Starksgreen
illappct · 2012 · cited in 3 Illinois opinions naming this issue, 2017–2020
2 sentences

2020But cf. id. ¶ 64 (opining that “it is clear from the record that counsel would have done more with the witness at the preliminary hearing if he had felt free to do so”). ¶ 64 Defendant cites Starks, 2012 IL App (2d) 110273 , wherein the defendant was convicted of aggravated criminal sexual assault and other offenses.

2018But cf. id. ¶ 64 (opining that “it is clear from the record that counsel would have done more with the witness at the preliminary hearing if he had felt free to do so”). ¶ 64 Defendant cites Starks, 2012 IL App (2d) 110273 , wherein the defendant was convicted of aggravated criminal sexual assault and other offenses.

33

Also cited on this issue (45)

CaseCitedYears
People v. Black green
illappct · 2011
2 sentences

2018First, "[a]n otherwise inadequate admonition may be constitutionally sufficient, and therefore does not constitute error, if the absence of a detail did not impede the defendant from giving a knowing and intelligent waiver." People v. Pike , 2016 IL App (1st) 122626 , ¶ 113, 403 Ill.Dec. 93 , 53 N.E.3d 147 , appeal denied , No. 120864, 417 Ill.Dec. 842 , 89 N.E.3d 761 (Sep. 27, 2017) (citing People v. Black , 2011 IL App (5th) 080089 , ¶ 20, 352 Ill.Dec. 277 , 953 N.E.2d 958 ).

2018First, “[a]n otherwise inadequate admonition may be constitutionally sufficient, and therefore does not constitute error, if the absence of a detail did not impede the defendant from giving a knowing and intelligent waiver.” People v. Pike, 2016 IL 18 No. 1-13-0698 App (1st) 122626, ¶ 113, appeal denied, No. 120864 (Sep. 27, 2017) (citing People v. Black, 2011 IL App (5th) 080089, ¶ 20 ).

32016–2018
People v. Enoch green
ill · 1988
2 sentences

1990(See People v. Enoch (1988), 122 Ill. 2d 176 , 522 N.E.2d 1124 .) The record indicates that defense counsel properly preserved the objections to the prosecutor’s closing argument and the statement made by the prosecutor during defense counsel’s closing argument.

1990(See People v. Enoch (1988), 122 Ill. 2d 176 , 522 N.E.2d 1124 .) The record indicates that defense counsel properly preserved the objections to the prosecutor’s closing argument and the statement made by the prosecutor during defense counsel’s closing argument.

31990–1998
Strickland v. Washington green
scotus · 1984
2 sentences

1992(Strickland v. Washington (1984), 466 U.S. 668 , 80 L.

1992(Strickland v. Washington (1984), 466 U.S. 668 , 80 L.

31990–1992
People v. Reese green
ill · 2017
2 sentences

2022“Substantial compliance is sufficient for a valid waiver of counsel if the record indicates the waiver was made knowingly and intelligently and the trial court’s admonishment did not prejudice the defendant’s rights.” Reese, 2017 IL 120011, ¶ 62 .

2020“Substantial compliance is sufficient for a valid waiver of counsel if the record indicates the waiver was made knowingly and intelligently and the trial court’s admonishment did not -7- prejudice the defendant’s rights.” Id. ¶ 36 The admonitions must include: “(1) the nature of the charge; (2) the minimum and maximum sentence prescribed by law, including, when applicable, the penalty to which the defendant may be subjected because of prior convictions or consecutive sentences; and (3) that he has a right to counsel and, if he is indigent, to have counsel appointed for him by the court.” (Emph

22020–2022
People v. Baker green
ill · 1983
2 sentences

2018Rather, substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights.” Id. (citing People v. Coleman, 129 Ill. 2d 321, 333 (1989), and People v. Johnson, 119 Ill. 2d 119, 132 (1987)). ¶ 42 This court has considered the contours of substantial compliance with Rule 401(a) in several cases.

2017Rather, substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his rights." Id. (citing People v. Coleman , 129 Ill. 2d 321 , 333, 135 Ill.Dec. 834 , 544 N.E.2d 330 (1989), and People v. Johnson , 119 Ill. 2d 119 , 132, 115 Ill.Dec. 575 , 518 N.E.2d 100 (1987) ). ¶ 42 This court has considered the contours of substantial compliance with Rule 401(a) in several cases.

22017–2018
People v. Campbell green
ill · 2007
2 sentences

2016People v. Campbell, 224 Ill. 2d 80 (2006).

2016People v. Campbell, 224 Ill. 2d 80 (2006).

22016–2016
People v. Patterson green
ill · 2005
2 sentences

2011Patterson, 217 Ill.2d at 438 , 299 Ill.Dec. 157 , 841 N.E.2d 889 . ¶ 71 Here, the record indicates that defense counsel filed a motion to suppress defendant's statements, but the motion was never litigated or formally withdrawn.

2011Patterson, 217 Ill.2d at 438 , 299 Ill.Dec. 157 , 841 N.E.2d 889 . ¶ 71 Here, the record indicates that defense counsel filed a motion to suppress defendant's statements, but the motion was never litigated or formally withdrawn.

22011–2011
The People v. Moriarty green
ill · 1962
2 sentences

1980(People v. Moriarty (1962), 25 Ill. 2d 565, 567 , 185 N.E.2d 688 ; Dennis, at 77.) This court has not hesitated to reduce the sentence where the record indicates that this principle has been violated.

1980(People v. Moriarty (1962), 25 Ill. 2d 565, 567 , 185 N.E.2d 688 ; Dennis, at 77.) This court has not hesitated to reduce the sentence where the record indicates that this principle has been violated.

21975–1980
People v. Smith neutral
illappct · 1971
2 sentences

1980(Dennis, at 77; People v. Smith (1971), 132 Ill.

1975(People v. Smith, 132 Ill.App.2d 1028 , 271 N.E.2d 61 .) Moreover, it has been recognized that an allegation of a constitutional deprivation of this nature may be shown inferentially as well as through the overt comments of the trial court to the effect that the sentence imposed was punishment for a defendant’s jury demand.

21975–1980
The People v. Sailor green
ill · 1969
2 sentences

1979Had the case proceeded upon the original charge and had defendant at such time requested a waiver of jury trial, it is obvious, under the precedent of People v. Sailor, 43 Ill. 2d 256 , 253 N.E.2d 399 , that the trial court would justifiably and properly deny such request to withdraw the waiver of jury.

1979Had the case proceeded upon the original charge and had defendant at such time requested a waiver of jury trial, it is obvious, under the precedent of People v. Sailor, 43 Ill.2d 256 , 253 N.E.2d 399 , that the trial court would justifiably and properly deny such request to withdraw the waiver of jury.

21973–1979
Cretton v. Protestant Memorial Medical Center, Inc. green
illappct · 2007
1 sentence

2024We note, “[i]t is the appellant’s responsibility to provide an adequate record on appeal, and in the absence of a complete record, this court is compelled to assume that the missing evidence supports the lower court’s decision.” Cretton, 371 Ill.

12024–2024
People v. Martin green
illappct · 2021
1 sentence

2024“Whether a trial court failed to substantially comply with Rule 401(a) admonishments is a question of law we review de novo.” Martin, 2021 IL App (4th) 180267, ¶ 31 . ¶ 77 When we decide whether admonishments are substantially compliant with Rule 401(a), we consider all the circumstances relating to a defendant’s waiver of counsel.

12024–2024
People v. Washington green
illappct · 2016
1 sentence

2023“Strict, technical compliance with Rule 401(a) is not always required; ‘[r]ather, substantial compliance will be sufficient to effectuate a valid waiver if the record indicates that the waiver was made knowingly and voluntarily, and the admonishment the defendant received did not prejudice his [or her] rights.’ ” Id. (quoting People v. Haynes, 174 Ill. 2d 204, 236 (1996)).

12023–2023
People v. Moore green
illappct · 2014
1 sentence

2023“Substantial compliance means a deficiency in the admonishments does not prejudice the defendant, either because the defendant already knows of the omitted information or because the defendant’s degree of legal sophistication makes evident his or her awareness of the omitted information.” People v. Moore, 2014 IL App (1st) 112592, ¶ 38 .

12023–2023
People v. Khan green
illappct · 2021
1 sentence

2022“The requirement of knowing and intelligent choice calls for nothing less than a full awareness of both the nature of the right being abandoned and the consequences of the decision to abandon it.” People v. Kidd, 178 Ill. 2d 92, 104-05 (1997). ¶ 75 Substantial compliance with Rule 401(a) occurs where any failure to fully provide admonishments does not prejudice defendant because either “(1) the absence of a detail from the admonishments did not impede defendant from giving a knowing and intelligent waiver; or (2) defendant possessed a degree of knowledge or sophistication that excused the lack

12022–2022
People v. Bates green
ill · 2019
12020–2020
People v. Black green
illappct · 2011
12018–2018
People v. Baez green
ill · 2011
12018–2018
People v. Pike neutral
ill · 2017
12018–2018
Maske v. Kane County Officers Electoral Board green
illappct · 1992
12007–2007
People v. Young green
illappct · 1993
11996–1996
People v. Langley green
illappct · 1992
11996–1996
People v. Steidl green
ill · 1991
11995–1995
Webb v. Pacific Mutual Life Insurance neutral
illappct · 1952
11994–1994
People v. Barker green
ill · 1975
11993–1993
Deal v. Byford green
ill · 1989
11993–1993
People v. Colley green
illappct · 1988
11992–1992
Danial Siebert v. Alabama green
scotus · 1990
11992–1992
The PEOPLE v. Santucci green
ill · 1962
11991–1991
The PEOPLE v. Zaccagnini green
ill · 1963
11991–1991
The People v. Finn green
ill · 1959
11991–1991
Pyse v. Byrd green
illappct · 1983
11989–1989
People v. Spann green
illappct · 1981
11986–1986
People v. Barnes green
illappct · 1983
11986–1986
Farley v. Marion Power Shovel Co. green
ill · 1975
11982–1982
Paul Harris Furniture Co. v. Morse green
ill · 1956
11978–1978
People v. Rayford green
illappct · 1976
11977–1977
Thurman v. Department of Public Aid green
illappct · 1974
11976–1976
People v. Manley green
illappct · 1974
11976–1976
People v. Moore neutral
illappct · 1974
11975–1975

Statutes the citing opinions construe

IL § 720 ILCS 5/9-1 (9) IL § 720 ILCS 5/8-4 (7) IL § 430 ILCS 65/1.1 (6) IL § 625 ILCS 5/11-204.1 (6) IL § 625 ILCS 5/6-303 (6) IL § 720 ILCS 5/12-3.05 (5) IL § 720 ILCS 5/18-1 (5) IL § 720 ILCS 5/18-2 (5) IL § 720 ILCS 5/2-7.5 (5) IL § 725 ILCS 5/103-5 (5) IL § 725 ILCS 5/110-14 (5) IL § 730 ILCS 5/5-8-4 (5)

Counted by distinct opinions that both name this issue and are annotated to the section; sections every opinion cites regardless of issue are not filtered here, so read the counts against the total above.

Where else courts name it

IL 122 (1971–2026) NY 60 (1966–2024) CA 31 (1946–2026) OH 20 (1983–2026) TX 17 (1997–2021) MI 17 (1974–2025) LA 12 (1973–2017) AL 11 (1989–2016) SD 9 (1981–2023) NM 8 (1988–2025) WA 7 (1971–2018) MO 6 (1969–2014) CO 5 (1984–2015) IN 5 (1977–2001) AZ 4 (1979–2021) PA 4 (1977–2002) FL 4 (1974–2011) OK 4 (1973–2020) UT 3 (2005–2015) WI 3 (1970–2020) GA 3 (1973–1982) KY 3 (1983–2024) NJ 3 (1953–2020) DC 2 (1977–2012) HI 2 (2018–2025) OR 2 (1987–1990) RI 2 (1979–1998) MS 2 (2004–2026) KS 2 (1980–2014) MD 2 (2012–2015)

Opinions by the citing court's state. A doctrine retained in one state and abandoned in another shows up here as a year span that stalls.

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