C.F.R. » Title 17 » CHAPTER I—COMMODITY FUTURES TRADING COMMISSION › PART 144—PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT

17 C.F.R. § 144.3

Testimony by present or former Commission employees

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(a) In any proceeding to which the Commission is not a party, an employee of the Commission shall not testify concerning matters related to the business of the Commission unless authorized to do so by the Commission upon the advice of the General Counsel.

(b) In any proceeding, an employee or former employee of the Commission shall not testify concerning non-public matters related to the business of the Commission unless authorized to do so by the Commission upon the advice of the General Counsel. See § 140.735-9 of these regulations.

Notes of Decisions
Cited in 1 case (1 in the last 5 years), 2023–2023 · leading case: Commodity Futures Trading Comm'n v. Svejda (D. Neb. 2023).
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Commodity Futures Trading Comm'n v. Svejda (D. Neb. 2023). “The plaintiff's second argument relies on what it calls a "Touhy regulation," 17 C.F.R. § 144.3 (b), which provides that "[i]n any proceeding, an employee or former employee of the Commission shall not testify concerning non-public matters related to the business of the…”
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