C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS › Subpart C—Canons of Ethics

17 C.F.R. § 200.61

Impressions of influence

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A member should not, by his conduct, permit the impression to prevail that any person can improperly influence him, that any person unduly enjoys his favor or that he is affected in any way by the rank, position, prestige, or affluence of any person.

Notes of Decisions
Cited in 1 case, 2013–2013 · leading case: Cohen v. United States, 722 F.3d 168 (3rd Cir. 2013).
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Cohen v. United States, 722 F.3d 168 (3rd Cir. 2013). “64 ; 17 C.F.R. § 200.61 ; 17 C.F.R. § 200.735-2 (a).”
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