C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS › Subpart C—Canons of Ethics

17 C.F.R. § 200.62

Ex parte communications

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All proceedings required to be determined by the Commission on the record shall be determined by the members solely upon the record and the arguments of the parties or their counsel properly made in the regular course of such proceeding. A member shall at all times comply with the Commission's Code of Behavior governing ex parte communications between persons outside the Commission and decisional employees, § 200.110 et seq.

[28 FR 4446, May 3, 1963]
Notes of Decisions
Cited in 1 case, 1962–1962 · leading case: Amos Treat & Co., Inc. v. Sec. & Exch. Comm'n, 306 F.2d 260 (D.C. Cir. 1962).
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Amos Treat & Co., Inc. v. Sec. & Exch. Comm'n, 306 F.2d 260 (D.C. Cir. 1962). “Securities and Exchange Commission, supra text; and see 17 C.F.R. §§ 200.62 , 201.11 (Supp. 1962).”
Annotations are extracted automatically from the opinions in the Syfert caselaw corpus and ranked by authority, recency, and treatment. Dots show Syfertize treatment of the citing case itself.