17 C.F.R. § 230.455

Place of filing

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All registration statements and other papers filed with the Commission shall be filed at its principal office. Such material may be filed by delivery to the Commission; provided, however, that only registration statements and post-effective amendments thereto filed pursuant to Rule 462(b) (§ 230.462(b)) and Rule 110(d) (§ 230.110(d)) may be filed by means of facsimile transmission.

[73 FR 969, Jan. 4, 2008]

Notes of Decisions

Cited in 2 cases, 1960–1982 · leading case: Sec. & Exch. Comm'n, Plaintiff-Appellee, v. CARRIBA AIR, INC., Et Al., Defendants-Appellants, 681 F.2d 1318 (11th Cir. 1982).

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Sec. & Exch. Comm'n, Plaintiff-Appellee, v. CARRIBA AIR, INC., Et Al., Defendants-Appellants, 681 F.2d 1318 (11th Cir. 1982). “See 17 C.F.R. 230.455. 7 . The Eleventh Circuit is bound by all Fifth Circuit cases handed down prior to the close of business on September 30, 1981 unless and until the Eleventh Circuit en banc speaks on the issue presented.”

United States v. Pope, 189 F. Supp. 12 (S.D.N.Y. 1960). “110 (1949); 17 C.F.R. § 230.455 (Supp.1960). 41 . See United States v.”

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