C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 › Subpart C—Forms for Applications for Registration of Securities on National Securities Exchanges and Similar Matters

17 C.F.R. § 249.210

Form 10, general form for registration of securities pursuant to section 12(b) or (g) of the Securities Exchange Act of 1934

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This form shall be used for registration pursuant to section 12 (b) or (g) of the Securities Exchange Act of 1934 of classes of securities of issuers for which no other form is prescribed.

(Secs. 7, 10, 19(a), 48 Stat. 78, 81, 85; secs. 205, 209, 48 Stat. 906, 908; sec. 8, 68 Stat. 685; 15 U.S.C. 77g, 77j, 77s(a); secs. 12, 13, 14, 15(d), 23, 48 Stat. 892, 894, 895, 901; sec. 203(a), 49 Stat. 704; secs. 1, 3, 8, 49 Stat. 1375, 1377, 1379; sec. 202, 68 Stat. 686; secs. 3, 4, 5, 6, 10, 78 Stat. 565-568, 569, 570-574, 88a; secs. 1, 2, 3, 82 Stat. 454, 455; secs.1, 2, 3-5, 28(c), 84 Stat. 1435, 1479; sec. 105(b), 88 Stat. 1503; secs. 8, 9, 10, 18, 89 Stat. 117, 118, 119, 155 (15 U.S.C. 78l, 78m, 78n, 78o(d), 78w)) [33 FR 18995, Dec. 20, 1968] Editorial Note:For Federal Register citations affecting Form 10 see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Notes of Decisions
Cited in 2 cases, 1974–1981 · leading case: Howell v. Mgmt. Assistance, Inc., 519 F. Supp. 83 (S.D.N.Y. 1981).
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Howell v. Mgmt. Assistance, Inc., 519 F. Supp. 83 (S.D.N.Y. 1981). “146-101) and Form 10, 17 C.F.R. § 249.210 . To the extent that the SEC may under Form 10, Subpart D, require such statements, none were sought or required by the SEC.”
Consumers Water Co. v. United States, 369 F. Supp. 939 (D. Me. 1974). “17 C.F.R. § 249.210 . In addition, the 1964 Amendments added Section 13 to the Exchange Act, 15 U.”
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