C.F.R. » Title 17 » CHAPTER II—SECURITIES AND EXCHANGE COMMISSION › PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 › Subpart D—Forms for Annual and Other Reports of Issuers and Other Persons Required Under Sections 13, 14A, and 15(d) of the Securities Exchange Act of 1934

17 C.F.R. § 249.308

Form 8-K, for current reports

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This form shall be used for the current reports required by Rule 13a-11 or Rule 15d-11 (§ 240.13a-11 or § 240.15d-11 of this chapter) and for reports of nonpublic information required to be disclosed by Regulation FD (§§ 243.100 and 243.101 of this chapter).

[33 FR 18995, Dec. 20, 1968] Editorial Note:For Federal Register citations affecting Form 8-K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.
Notes of Decisions
Cited in 10 cases (2 in the last 5 years), 1996–2022 · leading case: Phillip J. Singer v. Kenneth Reali, 883 F.3d 425 (4th Cir. 2018).
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Phillip J. Singer v. Kenneth Reali, 883 F.3d 425 (4th Cir. 2018). · cites it 2× “§§ 78m, 78o(d); 17 C.F.R. § 249.308 . 13 [a Category I] code (which provides reimbursement), rather than the designated [Category III] code (which does not provide reimbursement).”
Teachers' Ret. Sys. v. Pfizer, Inc., 819 F.3d 642 (2d Cir. 2016). “See 17 C.F.R. § 249.308 . On the contrary, the Co-Promotion Agreement stipulated that Searle (later Pharmacia) would have “sole responsibility for communicating with .”
Dloogatch v. Brincat, 920 N.E.2d 1161 (Ill. App. Ct. 2009). · cites it 2× “See 17 C.F.R. § 249.308 (2008). Although unfortunate for the holders of Mercury stock, the market provides no guarantee of profit even where a company is financially sound.”
Hawran v. Hixson, 209 Cal. App. 4th 256 (Cal. Ct. App. 2012). “(See 17 C.F.R. § 249.308 (2012) [“This form [(Form 8-K)] shall be used for the current reports required by Rule 13a-ll or Rule 15d-ll .”
In Re Rent-Way Sec. Litig., 209 F. Supp. 2d 493 (W.D. Pa. 2002). “Prior to filing, interim financial statements included in quarterly reports on Form 10-Q (17 CFR 249.308(a)) must be reviewed by an independent public accountant using professional standards and procedures for conducting such reviews, as established by generally accepted…”
Pedraza v. Coca-Cola Co., 456 F. Supp. 2d 1262 (N.D. Ga. 2006). “See 17 C.F.R. § 249.308 (2005). 17 C.F.R. § 240 .”
Fed. Sec. L. Rep. P 99,230 Tristar Corp. v. Ross A. Freitas & Carolyn Safer Kenner, 84 F.3d 550 (2d Cir. 1996). “On June 5, 1989, Ross Cosmetics filed a Form 8-K (which is required to be filed when a change of control of the registrant occurs, see 17 C.F.R. § 249.308 (1995)) with the Commission disclosing the Agreement.”
James Wei & Yanxin Zhang v. Zoox, Inc. (Del. Ch. 2022). “§ 18a (imposing a premerger notification and waiting period for large entities and transactions under the Hart-Scott-Rodino Act); 16 C.F.R. § 801.30 (2022) (describing the waiting period and notification requirements for tender offers and the acquisition of voting securities and…”
Sec. & Exch. Comm'n v. AT&T Inc. (S.D.N.Y. 2022). “402, to the identity of underwriters, id. § 249.”
Dloogatch v. Brincat - Corrected 01/15/10 (Ill. App. Ct. 2009). “See 17 C.F.R. §249.308 (2008). Although unfortunate for the holders of Mercury stock, the market provides no guarantee of profit even where a company is financially sound.”
— 17 C.F.R. § 249.308(a) — 1 case
In Re Rent-Way Sec. Litig., 209 F. Supp. 2d 493 (W.D. Pa. 2002). “Prior to filing, interim financial statements included in quarterly reports on Form 10-Q (17 CFR 249.308(a)) must be reviewed by an independent public accountant using professional standards and procedures for conducting such reviews, as established by generally accepted…”
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