17 C.F.R. § 274.11
[Reserved]
Notes of Decisions
Cited in 2
cases, 2012–2017 · leading case: In re Proshares Trust Sec. Litig., 889 F. Supp. 2d 644 (S.D.N.Y. 2012).
In re Proshares Trust Sec. Litig., 889 F. Supp. 2d 644 (S.D.N.Y. 2012). “5 (SEC Form N-1A), at 16-17); see also 17 C.F.R. § 274.11 (2012). The plaintiffs point to no case that holds that information that the SEC requires must be specifically identified, qualified, or tempered.”
Am. Chemicals & Equip. Inc. 401 (K) Ret. Plan v. Principal Mgmt. Corp., 864 F.3d 859 (8th Cir. 2017). “36 ,-640, at 36,645 (June 27, 2006) (codified at 17 C.F.R. § 274.11 ). The AFFE reflects the underlying funds’ total expenses, including management fees, apportioned according to the percentage of shares that the fund of funds holds in the underlying funds and expressed as a…”
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