O.C.G.A. § 10-5-108 (2019)
Reporting requirements remain
Nothing in this article shall limit a broker-dealer or investment adviser from being absolved of any applicable reporting duties under Code Section 30-5-4 and other laws of this state.
History
Code 1981, § 10-5-108, enacted by Ga. L.
2023, p. 550, § 1/SB 84, effective July 1, 2023.
CHAPTER 5A COMMODITIES AND COMMODITY CONTRACTS AND OPTIONS Sec.
Article 1 General Provisions Sec.
Definitions. Prohibited activities concerning purchase or sale of commodities. Exempt purchasers and sellers. Exempt transactions and contracts; rules and regulations. Conditions for acting as commodity merchant; designation of board of trade. Fraudulent or deceitful acts or willful misappropriation prohibited. Liability for acts or omissions of employees, officers, or agents. Applicability of securities law. Construction of chapter.
Article 2
Enforcement
Investigations.
Annotations
Cross references. Contracts of sale for future delivery of cotton, grain, stocks, or other commodities, § 13-9-1 et seq. Administrative rules and regulations. Commodities, Official Compilation of
Actions by Commissioner if chapter, rule, or order violated. Legal or equitable remedies; special remedies. Venue for civil and criminal actions. Commissioner of Securities; employees; compensation and expenses; assistant commissioner; prohibited use of information; confidential information. Cooperation with agencies, administrators, and organizations. Rules and regulations. Applicability of Code Sections 10-5A-2, 10-5A-5, and Administrative proceedings. Judicial review of Commissioner’s orders. Burden of proving exemptions. Criminal penalties for violating chapter; institution of criminal proceedings.
the Rules and Regulations of the State of Georgia, Rules of Office of Secretary of State, Commissioner of Securities, Rule 590-4-9-.01 et seq.
ARTICLE 1 GENERAL PROVISIONS