A rule adopted or order issued under this chapter may exempt a security, transaction, or
offer; a rule under this chapter may exempt a class of securities, transactions, or offers from
any or all of the requirements of sections 502.301 through 502.306 and 502.504; and an order
under this chapter may waive, in whole or in part, any or all of the conditions for an exemption
or offer under sections 502.201 and 502.202.
[SS15, §1920-u1, -u13; C24, 27, §8526, 8554; C31, 35, §8581-c5; C39, §8581.05; C46, 50, 54,
58, 62, 66, 71, 73, 75, §502.5; C77, 79, 81, §502.203]
83 Acts, ch 169, §4 – 7; 91 Acts, ch 40, §10 – 14; 96 Acts, ch 1025, §4, 5; 2001 Acts, ch 118,
§3; 2004 Acts, ch 1161, §7, 68
Referred to in §502.204, 502.301, 502.302, 502.504, 502.608
\n
Notes of Decisions
Cited in
4
cases, 1981–1989 · leading case:
Briggs v. Sterner, 529 F. Supp. 1155 (S.D. Iowa 1981).
Briggs v. Sterner, 529 F. Supp. 1155 (S.D. Iowa 1981).
· cites it 16× “According to defendants, plaintiff Management Service Trust is a “profit sharing trust” within the coverage of Section 502.203 of the Code, which provides in pertinent part: The following transactions are exempted from Sections 502.”
Watts v. Des Moines Register & Tribune, 525 F. Supp. 1311 (S.D. Iowa 1981).
· cites it 2× “were submitted in draft form to the Iowa Superintendent of Securities, accompanied by a request that the Superintendent either confirm that the plan of recapitalization did not constitute a sale of securities necessitating registration under the Iowa Uniform Securities Act, or,…”
Blinder, Robinson & Co., Inc. v. Goettsch, 403 N.W.2d 772 (Iowa 1987).
· cites it 8× “Petitioners urge as a defense that certain of the transactions involved were exempt from the proscriptions of that act under the provisions of Iowa Code section 502.203(1) (1985), exempting any “isolated nonissuer transaction.”
Corp. East Assocs. v. Meester, 442 N.W.2d 105 (Iowa 1989).
· cites it 2× “Corporate East claims this transaction is exempt under Iowa Code section 502.203(9). 2 Iowa Code section *109 502.”
— Iowa Code § 502.203(1) — 1 case
Blinder, Robinson & Co., Inc. v. Goettsch, 403 N.W.2d 772 (Iowa 1987).
“Petitioners urge as a defense that certain of the transactions involved were exempt from the proscriptions of that act under the provisions of Iowa Code section 502.203(1) (1985), exempting any “isolated nonissuer transaction.”
— Iowa Code § 502.203(8) — 1 case
Briggs v. Sterner, 529 F. Supp. 1155 (S.D. Iowa 1981).
“According to defendants, plaintiff Management Service Trust is a “profit sharing trust” within the coverage of Section 502.203 of the Code, which provides in pertinent part: The following transactions are exempted from Sections 502.”
— Iowa Code § 502.203(9) — 1 case
Corp. East Assocs. v. Meester, 442 N.W.2d 105 (Iowa 1989).
“Corporate East claims this transaction is exempt under Iowa Code section 502.203(9). 2 Iowa Code section *109 502.”
Annotations are extracted automatically from the opinions in the
Syfert caselaw corpus and ranked by authority, recency, and
treatment. Dots show Syfertize treatment of the citing case itself.