Neb. Rev. Stat. » Chapter 8
Nebraska Revised Statutes

Neb. Rev. Stat. § 8-1104 (2026)

Registration of securities; exceptions

✓ current as of July 2026
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It shall be unlawful for any person to offer or sell any security in this state unless (1) such security is registered by coordination under section 8-1106 or by qualification under section 8-1107, (2) the security is exempt under section 8-1110 or is sold in a transaction exempt under section 8-1111, or (3) the security is a federal covered security.

Notes of Decisions
Cited in 9 cases, 1977–2015 · leading case: Wilson v. Misko, 508 N.W.2d 238 (Neb. 1993).
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Wilson v. Misko, 508 N.W.2d 238 (Neb. 1993). · cites it 16× “The plaintiffs alleged that the defendant was liable for the sale of an unregistered security, pursuant to Neb.Rev.Stat. § 8-1104 (Reissue 1991) ("[i]t shall be unlawful for any person to offer or sell .”
Hooper v. Freedom Fin. Grp., Inc., 784 N.W.2d 437 (Neb. 2010). · cites it 5× “[9] Civil liability for violation of the Act is governed by § 8-1118, which provides in pertinent part: (1) Any person who offers or sells a security in violation of section 8-1104 or offers or sells a security by means of any untrue statement of a material fact or any omission…”
State v. Irons, 574 N.W.2d 144 (Neb. 1998). · cites it 9× “Irons was charged with the sale of unregistered securities, in violation of Neb. Rev. Stat. § 8-1104 (Reissue 1991). Irons moved to quash the information, alleging that § 8-1104 is unconstitutional.”
State v. Fries, 337 N.W.2d 398 (Neb. 1983). · cites it 2× “*876 §§ 8-1104 and 8-1117 (Reissue 1977); nine counts alleged the sales were made by the defendant when he was not registered as an agent of the issuer-dealer as required by Neb.”
Labenz v. Labenz, 253 N.W.2d 855 (Neb. 1977). · cites it 4× “1943, provides, so far as material herein: “Any person who offers or sells a security in violation of section 8-1104 * * * shall be liable to the person buying the security from him, who may sue either at law or in equity to recover the consideration paid for the security,…”
Ord v. Amfirst Inv. Servs., 704 N.W.2d 796 (Neb. Ct. App. 2005). “§ 80b-3 (2000); (12) violation of securities registration provisions under § 8-1104 and 15 U.S.C. § 77e (2000); (13) violation of the Uniform Deceptive Trade Practices Act, Neb.”
State v. Jones, 453 N.W.2d 447 (Neb. 1990). “Jones was found guilty in the district court for Dawson County on three counts of offering or selling unregistered securities, in violation of § 8-1104; eight counts of aiding and abetting the sale of unregistered securities; two counts of transacting business as a…”
Ord, Inc. v. Amfirst Bank, 758 N.W.2d 29 (Neb. 2008). “§ 80b-3 (2000); violation of securities registration provisions under § 8-1104 and 15 U.S.C. § 77e (2000); violation of the Uniform Deceptive Trade Practices Act, Neb.”
DMK Biodiesel v. McCoy (Neb. 2015). · cites it 2× “286 (1) Any person who offers or sells a security in vio- lation of section 8-1104 or offers or sells a security by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made in the light of the…”
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