For the purpose of controlling conflicts of interest which may be detrimental to small business concerns, to small business investment companies, to the shareholders, partners, or members of either, or to the purposes of this chapter, the Administration shall adopt regulations to govern transactions with any officer, director, shareholder, partner, or member of any small business investment company, or with any person or concern, in which any interest, direct or indirect, financial or otherwise, is held by any officer, director, shareholder, partner, or member of (1) any small business investment company, or (2) any person or concern with an interest, direct or indirect, financial or otherwise, in any small business investment company. Such regulations shall include appropriate requirements for public disclosure necessary to the purposes of this section.
Notes of Decisions
Small Bus. Admin. v. Echevarria, 864 F. Supp. 1254 (S.D. Fla. 1994).
· cites it 3× “See 15 U.S.C. § 687d 3 . Conflicts of interest involving Licensees are prohibited by 13 C.”
United States v. Fid. Capital Corp., a Georgia Corp., Commonwealth Mortg. Corp. of Am., Intervenor-Appellee, 920 F.2d 827 (11th Cir. 1991).
“12 Additionally, SBICs may not *831 provide financing to “associates,” which include officers, directors, major shareholders, and related companies, 15 U.S.C. § 687d; 13 C.F.R. § 107.3 (a)-(h), without SBA approval.”
Anderson v. Charleston Capital Corp. (In Re D.A. Kennerly), 90 B.R. 781 (Bankr. D.S.C. 1987).
“For the purpose of controlling conflicts of interest which may be detrimental to small business concerns, to small business investment companies, to the shareholders or partners of either, or to the purposes of this Act, the Administration shall adopt regulations to govern…”
United States v. Clinton Capital Corp., 748 F. Supp. 231 (S.D.N.Y. 1990).
“§ 634 (b)(1) and 15 U.S.C. § 687d. Section 687d relates to controlling conflicts of interest detrimental to small business concerns and small business investment companies and the adoption of regulations by the SBA to govern conflict transactions by those entities.”
Hooven-Dayton Corp. v. Ctr. City Mesbic, Inc., 918 F. Supp. 193 (S.D. Ohio 1996).
“” 15 U.S.C. § 687d authorizes the Administration to enact regulations for the purpose of "controlling conflicts of interests which may be detrimental to small business concerns.”
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