U.S. Code » Title 15 » Chapter CHAPTER 98— PUBLIC COMPANY ACCOUNTING REFORM AND CORPORATE RESPONSIBILITY › Subchapter SUBCHAPTER IV— ENHANCED FINANCIAL DISCLOSURES

15 U.S.C. § 7263

Exemption

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Nothing in section 401, 402, or 404, the amendments made by those sections, or the rules of the Commission under those sections shall apply to any investment company registered under section 80a–8 of this title.

Notes of Decisions
Cited in 1 case, 2012–2012 · leading case: Lawson v. Fmr Co., Inc., 670 F.3d 61 (1st Cir. 2012).
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Lawson v. Fmr Co., Inc., 670 F.3d 61 (1st Cir. 2012). · cites it 6× “, 15 U.S.C. § 7263 (exempting "investment compan[ies] registered under" section 8 of the Investment Company Act from certain SOX provisions); id.”
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